EGGRICULTURE FOODS LTD. 永續農業發展有限公司
SFC fines Fulbright Securities HK$3.3m and suspends its RO Eric Liu Chi Ming for 6 months
| Statement of Disciplinary Action
SFC, 1-Nov-2021
For internal control failures relating to a share placing in an unnamed listed company. We can tell you it was probably the IPO of Eggriculture Foods (8609) based on the CCASS positions before the first day of trading, although Fulbright wasn't named as an agent. That's the second fine for Fulbright in under a year, the previous being for failing to detect illegal short-selling.
SFC, 1-Nov-2021
For internal control failures relating to a share placing in an unnamed listed company. We can tell you it was probably the IPO of Eggriculture Foods (8609) based on the CCASS positions before the first day of trading, although Fulbright wasn't named as an agent. That's the second fine for Fulbright in under a year, the previous being for failing to detect illegal short-selling.
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy