Tam, Simon Siu Ki 譚紹祺

Suspected syndicate leader charged in connection with ramp-and dump schemes
SFC, 24-Nov-2022
Mr Tam, whose SFC licence was revoked in 2003 for rat-trading and other malpractices, featured in our article "Bubbles and troubles in Hong Kong" in Sep-2015, which featured several listed companies in what became our "Enigma Network" of 2017. The current charges relate to alleged activity in shares of 2 listed companies in 2018-2019.
Bubbles and troubles in Hong Kong
Pour yourself a coffee and digest this long article as we investigate several ongoing abusive "open offers" and placings as well as show you who's been making out in multi-billion-dollar bubbles. We call on regulators and rule-makers to take action. (24-Sep-2015)
SFC reprimands Prudence Securities Co Ltd & suspends Mr Kenneth Or Wai Hung for 6 months for internal control failings
SFC, 7-Apr-2004
SFC revokes licence of Simon Tam Siu Ki for rat trading and other trading malpractices
SFC, 30-Oct-2003

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