FULBRIGHT SECURITIES LIMITED 富昌證券有限公司

Danny Fung Kwong Shing, ex-Fulbright Securities, jailed for 2.5 months for securities fraud
SFC, 27-Oct-2022
He pleaded guilty and has been bailed pending appeal, having been remanded in custody after conviction on 13-Oct.
Danny Fung Kwong Shing, ex-Fulbright Securities, convicted of securities fraud
SFC, 14-Oct-2022
He pleaded guilty to 25 charges and has been remanded in custody pending sentence on 27-Oct-2022. In 2017, the SFC fined him and banned him for life for similar but broader misconduct.
SFC fines Fulbright Securities HK$3.3m and suspends its RO Eric Liu Chi Ming for 6 monthsStatement of Disciplinary Action
SFC, 1-Nov-2021
For internal control failures relating to a share placing in an unnamed listed company. We can tell you it was probably the IPO of Eggriculture Foods (8609) based on the CCASS positions before the first day of trading, although Fulbright wasn't named as an agent. That's the second fine for Fulbright in under a year, the previous being for failing to detect illegal short-selling.
SFC fines Fulbright Securities HK$3.6mStatement of Disciplinary Action
SFC, 23-Dec-2020
For failing to detect illegal short-selling for 6 months from Oct-2015 to Mar-2016.
HKICPA bans Mr Wong Tam Yee (fka Wong Sin Lai/Lei) for 2 years
HKICPA, 30-Jul-2020
SFC restricts accounts at 14 brokers for suspected manipulation of Smartac (0395)
SFC, 25-Jun-2019
SFC fines Danny Fung Kwong Shing, bans him forever
SFC, 23-Nov-2017
The former executive at Fulbright Securities caused his client HK$2.6m of loss by faking his orders.
SFC suspends Ernest Ho Gar Fai of Fulbright Securities for 4 months
SFC, 24-Mar-2016
Excel Courage Holdings Ltd & another v Wong Sin Lai/Lei (fka Wong Tam Yee) & others
HK Court of First Instance, 26-Feb-2016
Para 118: "This leaves the clear impression of there being someone other than Mr Sin controlling matters on behalf of Huge Leader or Excel who is not willing to make themselves or their capacity known to the court for the purpose of these proceedings."
SFC bans Mr Leung Wai Hung, ex-Fulbright, for 18 months
SFC, 3-Nov-2014
Excel Courage Holdings Ltd & another v Wong Sin Lai/Lei (fka Wong Tam Yee) & others
HK Court of Appeal, 30-May-2014
Para 4: "[Hung Ka Leung] is a business man who has been investing in the property and stock market in Hong Kong. He comes from a well-off family and his father is a person of influence in Xiamen, China."
SFC fines Mr Yip Kim Fung, ex-Fulbright Securities, HK$50k
SFC, 12-Jan-2012
SFC suspends Janice Keung Yat Fai for 10 weeks
SFC, 21-Dec-2009
SFAT upholds SFC findings on Paul Lee On Ming but reduces ban from life to 18 months
SFC, 13-Nov-2007
Mr Paul Lee on Ming v SFC
SFAT, 9-Nov-2007

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