SFC restricts accounts at 14 brokers for suspected manipulation of Smartac (0395)
SFC, 25-Jun-2019
SFC fines Danny Fung Kwong Shing, bans him forever
SFC, 23-Nov-2017
The former executive at Fulbright Securities caused his client HK$2.6m of loss by faking his orders.
SFC suspends Ernest Ho Gar Fai of Fulbright Securities for 4 months
SFC, 24-Mar-2016
SFC bans Mr Leung Wai Hung, ex-Fulbright, for 18 months
SFC, 3-Nov-2014
SFC fines Mr Yip Kim Fung, ex-Fulbright Securities, HK$50k
SFC, 12-Jan-2012
SFC suspends Janice Keung Yat Fai for 10 weeks
SFC, 21-Dec-2009
SFAT upholds SFC findings on Paul Lee On Ming but reduces ban from life to 18 months
SFC, 13-Nov-2007
Mr Paul Lee on Ming v SFC
SFAT, 9-Nov-2007

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top