TIFFIT SECURITIES (HONG KONG) LIMITED 大發証券(香港)有限公司
HKICPA fines HLB Hodgson Impey Cheng & 2 partners HK$1m +HK$3m costs
HKICPA, 16-May-2018
This relates to the 2003-2005 compliance audits of Tiffit Securities (HK) Ltd, which collapsed in 2006 after misappropriation of assets.
HKICPA, 16-May-2018
This relates to the 2003-2005 compliance audits of Tiffit Securities (HK) Ltd, which collapsed in 2006 after misappropriation of assets.
Tiffit Securities (Hong Kong) Ltd v Fong Shik Yee & Kwok Wood Yan
HK Court of First Instance, 30-Sep-2009
HK Court of First Instance, 30-Sep-2009
Kwok Wood Yan, director of Tiffit Securities (Hong Kong) Ltd, jailed; wife missing
RTHK, 29-Aug-2007
RTHK, 29-Aug-2007
Court continues interim mareva injunction against Mr Kwok Wood Yan and Ms Fong Shik Yee and orders disclosure by Mr Kwok
SFC, 8-Sep-2006
SFC, 8-Sep-2006
Court issues interim mareva injunction against Mr Kwok Wood Yan and Ms Fong Shik Yee
SFC, 29-Aug-2006
SFC, 29-Aug-2006
Court continues administration and makes prohibition order against Mr Kwok Wood Yan
SFC, 28-Jul-2006
SFC, 28-Jul-2006
Tiffit's collapse
We look at the collapse of Tiffit Securities and what lessons the SFC can learn from it. In our view, they should have shut this firm down and banned its operator 3 years ago, after a second regulatory offence and a criminal prosecution. The owner and his firms were also in trouble in Australia in 2001 and 2002 (21-Jul-2006)
We look at the collapse of Tiffit Securities and what lessons the SFC can learn from it. In our view, they should have shut this firm down and banned its operator 3 years ago, after a second regulatory offence and a criminal prosecution. The owner and his firms were also in trouble in Australia in 2001 and 2002 (21-Jul-2006)
SFC reprimands Tiffit for window dressing its financial position and suspends Mr Kwok Wood Yan and Ms Fong Shik Yee
SFC, 24-Dec-2004
SFC, 24-Dec-2004
SFC prosecutes Tiffit & Mr Kwok Wood Yan for misleading SFC & FRR failing & Ms Fong Shik Yee for trust account breaches
SFC, 18-Aug-2003
SFC, 18-Aug-2003
Tiffstock.com to stop dealing in securities
Australian Securities & Investments Commission, 18-Jan-2002
Australian Securities & Investments Commission, 18-Jan-2002
SFC publicly reprimands Mr Kwok Wood Yan (dba Tai Fat Securities Co) and suspends Ms Fong Shik Yee
SFC, 19-Jul-2001
SFC, 19-Jul-2001
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