TIFFIT SECURITIES (HONG KONG) LIMITED 大發証券(香港)有限公司

HKICPA fines HLB Hodgson Impey Cheng & 2 partners HK$1m +HK$3m costs
HKICPA, 16-May-2018
This relates to the 2003-2005 compliance audits of Tiffit Securities (HK) Ltd, which collapsed in 2006 after misappropriation of assets.
HLB Hodgson Impey Cheng & others v HKICPA
HK Court of Final Appeal, 26-Jul-2013
HKSAR v Fong Shik Yee: reasons for sentence
HK District Court, 29-Jan-2013
HLB Hodgson Impey Cheng & others v HKICPA
HK Court of Appeal, 17-Nov-2011
HLB Hodgson Impey Cheng & others v HKICPA
HK Court of Appeal, 1-Aug-2011
HLB Hodgson Impey Cheng & others v HKICPA
HK Court of First Instance, 10-Aug-2010
Tiffit Securities (Hong Kong) Ltd v Fong Shik Yee & Kwok Wood Yan
HK Court of First Instance, 30-Sep-2009
Poon Hiao Yen v Kwok Wood Yan & others
HK Court of Appeal, 20-Jan-2009
Poon Hiao Yen v Kwok Wood Yan & others
HK Court of First Instance, 13-Oct-2008
Re Tiffit Securities (Hong Kong) Ltd
HK Court of First Instance, 29-Jan-2008
SFC revokes & bans Ms Fong Shik Yee forever
SFC, 29-Aug-2007
Kwok Wood Yan, director of Tiffit Securities (Hong Kong) Ltd, jailed; wife missing
RTHK, 29-Aug-2007
Re: winding up of Tiffit Securities (Hong Kong) Ltd
HK Court of First Instance, 15-Jun-2007
SFC petitions court for winding up of Tiffit Securities (Hong Kong) Ltd
SFC, 2-Mar-2007
SFC revokes licence of Mr Kwok Wood Yan and bans him forever
SFC, 28-Feb-2007
Re Tiffit Securities (Hong Kong) Ltd
HK Court of First Instance, 19-Jan-2007
SFC v Tiffit Securities (Hong Kong) Ltd
HK Court of First Instance, 4-Oct-2006
Court continues interim mareva injunction against Mr Kwok Wood Yan and Ms Fong Shik Yee and orders disclosure by Mr Kwok
SFC, 8-Sep-2006
Notice inviting claims
SFC, 5-Sep-2006
Court issues interim mareva injunction against Mr Kwok Wood Yan and Ms Fong Shik Yee
SFC, 29-Aug-2006
Court continues administration and makes prohibition order against Mr Kwok Wood Yan
SFC, 28-Jul-2006
Administrator appointed for Tiffit Securities (Hong Kong) Ltd
SFC, 24-Jul-2006
SFC makes progress in inquiry into Tiffit Securities
SFC, 21-Jul-2006
Tiffit's collapse
We look at the collapse of Tiffit Securities and what lessons the SFC can learn from it. In our view, they should have shut this firm down and banned its operator 3 years ago, after a second regulatory offence and a criminal prosecution. The owner and his firms were also in trouble in Australia in 2001 and 2002 (21-Jul-2006)
Restriction Notice on Tiffit Securities (Hong Kong) Ltd
HK Gazette, 21-Jul-2006
SFC issues Restriction Notice on Tiffit Securities (Hong Kong) Ltd
SFC, 18-Jul-2006
SFC reprimands Tiffit for window dressing its financial position and suspends Mr Kwok Wood Yan and Ms Fong Shik Yee
SFC, 24-Dec-2004
SFC prosecutes Tiffit & Mr Kwok Wood Yan for misleading SFC & FRR failing & Ms Fong Shik Yee for trust account breaches
SFC, 18-Aug-2003
Tiffstock.com to stop dealing in securities
Australian Securities & Investments Commission, 18-Jan-2002
Tiffit Securities (Australia) Ltd fined for breaches of ASX Business Rules
ASX, 17-Aug-2001
SFC publicly reprimands Mr Kwok Wood Yan (dba Tai Fat Securities Co) and suspends Ms Fong Shik Yee
SFC, 19-Jul-2001

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