Articles: Broker failures
Re MF Global Hong Kong Ltd
HK Court of First Instance, 7-May-2012
On payment of liquidiators' and agents fees in advance of taxation.
HK Court of First Instance, 7-May-2012
On payment of liquidiators' and agents fees in advance of taxation.
Re MF Global Hong Kong Ltd
HK Court of First Instance, 15-Dec-2011
At last, the clients get some of their money back : $500m out of $1.2bn. This decision took 56 days to publish online.
HK Court of First Instance, 15-Dec-2011
At last, the clients get some of their money back : $500m out of $1.2bn. This decision took 56 days to publish online.
Re MF Global Hong Kong Ltd
HK Court of First Instance, 29-Nov-2011
The judge rules that the court can hear an urgent petition before it can be issued by the Registrar because the Registrar is closed.
HK Court of First Instance, 29-Nov-2011
The judge rules that the court can hear an urgent petition before it can be issued by the Registrar because the Registrar is closed.
Tiffit Securities (Hong Kong) Ltd v Fong Shik Yee & Kwok Wood Yan
HK Court of First Instance, 30-Sep-2009
HK Court of First Instance, 30-Sep-2009
Messrs. Christopher Law Siu Kong, Wu Chun Kit (fka Wu Chi Wing) & Choi Tsz Ming jailed for conspiracy to defraud
SFC, 10-Mar-2008
SFC, 10-Mar-2008
Kwok Wood Yan, director of Tiffit Securities (Hong Kong) Ltd, jailed; wife missing
RTHK, 29-Aug-2007
RTHK, 29-Aug-2007
Bankruptcy of Lam Kwan Kit trading as Ying Kit Stock Co
HK Court of First Instance, 22-May-2007
"the bankrupt disappeared following an investigation by the Securities and Futures Commission in 2002...The bankruptcy order was made on 9 July 2003..."
HK Court of First Instance, 22-May-2007
"the bankrupt disappeared following an investigation by the Securities and Futures Commission in 2002...The bankruptcy order was made on 9 July 2003..."
Court continues interim mareva injunction against Mr Kwok Wood Yan and Ms Fong Shik Yee and orders disclosure by Mr Kwok
SFC, 8-Sep-2006
SFC, 8-Sep-2006
Court issues interim mareva injunction against Mr Kwok Wood Yan and Ms Fong Shik Yee
SFC, 29-Aug-2006
SFC, 29-Aug-2006
Court continues administration and makes prohibition order against Mr Kwok Wood Yan
SFC, 28-Jul-2006
SFC, 28-Jul-2006
Tiffit's collapse
We look at the collapse of Tiffit Securities and what lessons the SFC can learn from it. In our view, they should have shut this firm down and banned its operator 3 years ago, after a second regulatory offence and a criminal prosecution. The owner and his firms were also in trouble in Australia in 2001 and 2002 (21-Jul-2006)
We look at the collapse of Tiffit Securities and what lessons the SFC can learn from it. In our view, they should have shut this firm down and banned its operator 3 years ago, after a second regulatory offence and a criminal prosecution. The owner and his firms were also in trouble in Australia in 2001 and 2002 (21-Jul-2006)
Official Receiver v Jason Wong But Sit & others - disqualification proceedings
HK Court of First Instance, 21-Mar-2005
HK Court of First Instance, 21-Mar-2005
Court appoints administrators to Ying Kit Stock Co, police continue search for Mr Lam
SFC, 6-Feb-2002
SFC, 6-Feb-2002
HK$19m found in firm of missing broker, versus claims of HK$110m from 174 clients
South China Morning Post, 26-Jan-2002
South China Morning Post, 26-Jan-2002
Re C.A. Pacific Securities Ltd
HK Court of First Instance, 6-Nov-2001
On whether third parties can be examined.
HK Court of First Instance, 6-Nov-2001
On whether third parties can be examined.
Partial payout to clients of C.A. Pacific Securities Ltd, Forluxe Securities Ltd & Chark Fung Securities Co Ltd
SFC, 24-Dec-1999
SFC, 24-Dec-1999
Partial payouts to clients of C. A. Pacific Securities Ltd and Forluxe Securities Ltd
SFC, 11-Feb-1999
SFC, 11-Feb-1999
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