Shum, Erik Ignatius Sze Man 沈士文

Lorraine Leung Chung Lan v PCPD
HK Administrative Appeals Board, 14-Jun-2018
Ms Leung complains that there might have been unauthorised access to her Asia Miles Ltd account, which she had already terminated, as she was still able to access it. Despit the lack of evidence of any breach, the PCPD wrote to Asia Miles to remind them of data protection requirements. The AAB criticises the PCPD for failing to reframe her complaint to ask whether Asia Miles is keeping information longer than necessary under DPP2(2) and sends the case back to PCPD for review.
HKICPA fines HLB Hodgson Impey Cheng & 2 partners HK$1m +HK$3m costs
HKICPA, 16-May-2018
This relates to the 2003-2005 compliance audits of Tiffit Securities (HK) Ltd, which collapsed in 2006 after misappropriation of assets.
Taurus Lo Shung Chi, Ngai Wai Chung and Jonten Hopkins CPA Ltd sanctionedTrack record
HKICPA, 3-Dec-2015
This relates to the Sep-2010 audit of Ming Fung Jewellery Group Ltd, now known as O Luxe Holdings Ltd (0860). According to Webb-site Who's Who, the firm has audited 11 listed companies with an average annual total return of -16.18%, or -28.59% relative to the market during the periods of appointment.
HKICPA fines 3 members/directors of Birmingham (2309) HK$1k each
HKICPA, 6-Oct-2015
This is a follow-on action from a SEHK Listing Committee sanction over 3 years ago.
Mr Ho Chun Shing & CCIF CPA Ltd fined over 2007 MelcoLot (8198) auditReasons
HKICPA, 27-Sep-2013

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