OnePlatform Asset Management Limited 環一資產管理有限公司
SFC bans Wong Kwun Shing, ex-Convoy (now OnePlatform) Asset Management, for life
| Statement of Disciplinary Action
SFC, 1-Mar-2023
For involvement in a stock ramp in unnamed "Company A". We can tell you: it was TEM Holdings Ltd (8346), a GEM bubble which collapsed from $7.80 to $0.93 in 4 days in July 2016. Mr Wong procured an unnamed colleague, X, to recruit buyers for the stock. X admitted his involvement. The SFC doesn't say whether action is being taken against Mr X.
SFC, 1-Mar-2023
For involvement in a stock ramp in unnamed "Company A". We can tell you: it was TEM Holdings Ltd (8346), a GEM bubble which collapsed from $7.80 to $0.93 in 4 days in July 2016. Mr Wong procured an unnamed colleague, X, to recruit buyers for the stock. X admitted his involvement. The SFC doesn't say whether action is being taken against Mr X.
SFC fines Convoy Asset Management HK$6.4m for regulatory breaches over bond recommendation
SFC, 19-May-2020
This is a subsidiary of Convoy (1019).
SFC, 19-May-2020
This is a subsidiary of Convoy (1019).
HKSAR v Anthony Fan Ming Kei
HK Court of Appeal, 27-Jul-2016
Leave to appeal against conviction and sentence is granted.
HK Court of Appeal, 27-Jul-2016
Leave to appeal against conviction and sentence is granted.
Ex-Convoy and GET brokers jailed for insurance commission fraud
| Reasons for sentence
ICAC, 16-Sep-2015
Mr Fan was also a Responsible Officer of Convoy Asset Management Ltd until 5-Nov-2012.
ICAC, 16-Sep-2015
Mr Fan was also a Responsible Officer of Convoy Asset Management Ltd until 5-Nov-2012.
Some bubbles for New Year
With the exchange shut for 2014, we take a close look at two bubbles and the other listed companies surrounding them. (31-Dec-2014)
With the exchange shut for 2014, we take a close look at two bubbles and the other listed companies surrounding them. (31-Dec-2014)
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy