WINGS SECURITIES (HK) LIMITED 金鵬證券有限公司

SFC suspends Mr Lau Tai Che for 6 months
SFC, 12-Nov-2009
Mr Lee Siu Hung surrenders licences for at least 5 months for providing false information at SFC interview
SFC, 19-Jun-2006
SFC suspends Mr Chan Ho Yin for 15 months for breaches of Code of Conduct
SFC, 15-Jun-2006
SFC reprimands Ms Charlotte Cheung Ngai Yi for breaching Code of Conduct and Internal policy of ex-employer
SFC, 29-Sep-2005
SFC suspends Mr Kenneth Chow King Yu for 3 months & Mr Tsoi Wai Keung for 1 month
SFC, 15-Nov-1999
SFC reprimands dealer's representative Mr Lai Tai Wai, ex-OSK Asia Securities Ltd
SFC, 15-Jul-1999

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