CELESTIAL COMMODITIES LIMITED 時富商品有限公司
SFC fines Celestial Commodities & Celestial Securities HK$6.3m for mishandling client money
SFC, 10-Jul-2019
Both are owned by Cash Financial Services (0510).
SFC, 10-Jul-2019
Both are owned by Cash Financial Services (0510).
SFC fines broker Karl Wu Kin Chung HK$40k for breaching telephone recording requirement
SFC, 14-Sep-2011
SFC, 14-Sep-2011
Tsang Wah Nam v SFC
SFAT, 20-Jan-2010
A representative of a brokerage loses his appeal to retain his licence during personal bankruptcy.
SFAT, 20-Jan-2010
A representative of a brokerage loses his appeal to retain his licence during personal bankruptcy.
SFC reprimands Mr Tsui Wing Kit, ex-Celestial Commodities Ltd, for breaching Code of Conduct
SFC, 10-Nov-2005
SFC, 10-Nov-2005
SFC reprimands Ms Cheung Lai Ping of Celestial Commodities Ltd for failure to handle client complaints properly
SFC, 2-Jul-2003
SFC, 2-Jul-2003
SFC suspends Ms Wong Bo Chu, ex-Celestial, for 6 months for trading in black market HSI Futures Contracts
SFC, 20-Jul-2001
SFC, 20-Jul-2001
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