PHILLIP COMMODITIES (H.K.) LIMITED 輝立商品(香港)有限公司
Duo Charged for alleged HK$365k bribery over trading in securities
ICAC, 7-Apr-2014
We note that Ms Ching Yim Har was suspended by the SFC for 3 years on 14-Aug-2013.
ICAC, 7-Apr-2014
We note that Ms Ching Yim Har was suspended by the SFC for 3 years on 14-Aug-2013.
SFC suspends Stephen Cho Yu Kwan for 3 years and fines Ju You Li HK$100k
SFC, 25-Nov-2013
The statement alludes to how underground "money changers" collect RMB deposits in the mainland and then cause HKD to be deposited in HK, evading the PRC capital controls.
SFC, 25-Nov-2013
The statement alludes to how underground "money changers" collect RMB deposits in the mainland and then cause HKD to be deposited in HK, evading the PRC capital controls.
SFC fines Mr Ian So Kwok Wai, ex-Phillip Commodities (HK) Ltd, for improper audit trail
SFC, 19-Dec-2011
SFC, 19-Dec-2011
SFC suspends Mr Chin Man Chung, ex-Phillip Securities, and fines him HK$71,500 for market manipulation
SFC, 20-Aug-2007
SFC, 20-Aug-2007
SFC suspends Runter Yeung Hok Huen for 1 month for conducting unlicensed activities
SFC, 29-Mar-2005
SFC, 29-Mar-2005
SFC suspends Mr Raymond Chan Shek Hong for 6 months for unregistered portfolio management and breaching Code of Conduct
SFC, 22-Nov-2002
SFC, 22-Nov-2002
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy