SFC suspends Chris Lo Tsz On for one year
SFC, 12-Oct-2016
For fiddling entertainment expenses at Core Pacific-Yamaichi. After that, he moved to KGI until 8-Oct-2016. He was downgraded from Responsible Officer to Representative on 16-Nov-2015, 6 days after his sentencing to 240 hours of Community Service by Eastern Magistrates' Court.

• Orgs
  • CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED
  • CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED
  • CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED
  • KGI ASIA LIMITED
  • KGI FUTURES (HONG KONG) LIMITED
  • KGI SECURITIES (HONG KONG) LIMITED