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SFC suspends Chris Lo Tsz On for one year
SFC, 12-Oct-2016
For fiddling entertainment expenses at Core Pacific-Yamaichi. After that, he moved to KGI until 8-Oct-2016. He was downgraded from Responsible Officer to Representative on 16-Nov-2015, 6 days after his sentencing to 240 hours of Community Service by Eastern Magistrates' Court.
Organisations
- CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 京華山一國際(香港)有限公司
- CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 京華山一期貨(香港)有限公司
- CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 京華山一證券(香港)有限公司
- KGI ASIA LIMITED 凱基證券亞洲有限公司
- KGI FUTURES (HONG KONG) LIMITED 凱基期貨(香港)有限公司
- KGI SECURITIES (HONG KONG) LIMITED 凱基證券(香港)有限公司
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