PROSPEROUS SECURITIES LIMITED 鴻利證券有限公司
SFC suspends Mr Lee Po Wing for 2 months for failure to discharge responsibilities as a Dealing Director
SFC, 9-Dec-2003
SFC, 9-Dec-2003
SFC prosecutes Prosperous Securities Ltd for misleading the SFC, & Prosperous, Miss Chan Man Ching & Mr Lee Po Wing for FRR notification failure
SFC, 29-Jul-2003
SFC, 29-Jul-2003
SFC reprimands Prosperous Securities Ltd & Mr Lee Po Wing, suspends Miss Chan Man Ching for 1 week
SFC, 13-Sep-2001
SFC, 13-Sep-2001
SFC revokes registration of Ms Fenny Ho Yin Mui, ex-Prosperous Securities Ltd, for abusing client assets
SFC, 22-Jun-2000
SFC, 22-Jun-2000
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