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SFC fines Mr Wu Hon Cheung HK$50k
Mr Wu failed to record voice instructions on a recorder, and failed to record order details in a manual trade blotter. He has since moved on from Sun Hung Kai Securities to China Industrial Securities.
- CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED
- SUN HUNG KAI & CO. LIMITED
- SUN HUNG KAI INVESTMENT SERVICES LIMITED