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SFC fines Standard Chartered Secs HK$59.7m for sponsor failures
SFC, 14-Mar-2019
For the 2009 IPO of China Forestry (now delisted), which it jointly sponsored with UBS. Together they win our "can't see the wood OR the trees" award for epic due diligence. Notably no human at SCS is named as responsible.
Organisations
- CHINA FORESTRY HOLDINGS CO., LTD. 中國森林控股有限公司
- Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司
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