SFC prohibits Ben Chan Ka Cheuk from re-entering industry for 4 months for cold calling
SFC, 3-Nov-2008
Comment: this is the 15th employee of Tanrich to be disciplined since 2004. Surely at some point the SFC should revoke the firm's license?

• Orgs
  • SOUTHWEST SECURITIES (HK) FUTURES LIMITED
  • Southwest Securities International Securities Limited