Lau, Tin Yau (SFC:BKL785) 劉天佑
SFC bans Lau Tin Yau, ex-UOB Kay Hian and Standard Chartered Bank, for life
SFC, 26-Oct-2021
This follows his earlier court conviction and fine on 3-Sep-2020 for failing to tell the SFC about other investigations against him by a then-unnamed body which now turns out to be the HKMA, which began investigating on 5-Dec-2018 following Lau's conviction under the Prevention of Bribery Ordinance in May 2018, for which he was ordered to do 200 hours of community service.
SFC, 26-Oct-2021
This follows his earlier court conviction and fine on 3-Sep-2020 for failing to tell the SFC about other investigations against him by a then-unnamed body which now turns out to be the HKMA, which began investigating on 5-Dec-2018 following Lau's conviction under the Prevention of Bribery Ordinance in May 2018, for which he was ordered to do 200 hours of community service.
Lau Tin Yau, ex-UOB Kay Hian, pleads guilty to providing false or misleading information to SFC
SFC, 3-Sep-2020
Mr Lau is fined HK$36k. He didn't disclose in Aug-2017 that he was under investigation by other (unnamed) regulatory or criminal investigation bodies, and in Mar-2018 that he had been charged with a criminal offence. We don't know what the charge related to or whether it was dropped.
SFC, 3-Sep-2020
Mr Lau is fined HK$36k. He didn't disclose in Aug-2017 that he was under investigation by other (unnamed) regulatory or criminal investigation bodies, and in Mar-2018 that he had been charged with a criminal offence. We don't know what the charge related to or whether it was dropped.
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