Latest changes in SFC licensees

This page shows appointments (+) and cessations (-) in SFC licensees over the last 14 days. A licensee is either a Responsible Officer (RO) or Representative (Rep). We treat a person who holds both roles (in different activities) as an RO. We query the SFC database and update the tables regularly. A licensee is not necessarily a full-time employee and may have roles in more than 1 firm.

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Row Firm Licensee Role Appointed Ceased
1 28 Advisory Limited (HK) Gifford, Richard (SFC:BTF061) -Rep 2023-01-03 2024-04-30
2     +RO 2024-04-30
3 A-JEX INTERNATIONAL ASSET MANAGEMENT LIMITED Yu, Yixing (SFC:AZQ052) 虞一星 -Rep 2024-05-08 2024-05-17
4 ABCI Securities Company Limited Bai, Ge 白舸 +Rep 2024-05-07
5 AJ Asset Management Limited Zhuang, Xiaofei 庄嘯飛 +Rep 2024-05-09
6 Alex KY Wong Asset Management Company Limited Kong, Chi Ho (SFC:BOU720) 江志豪 -Rep 2022-03-30 2024-04-30
7 Alliance Capital Partners Limited (HK) Tang, Wai Yau (SFC:BHS911) 鄧維祐 -Rep 2018-10-08 2024-05-07
8 Allianz Global Investors Asia Pacific Limited (SFC:BFE699) Ma, Calvin Kwai Shing 馬桂承 -Rep 2017-08-15 2024-05-10
9 Alpha Asset Management (HK) Limited Wong, Wai Shan (SFC:AUA951) 黃偉山 +Rep 2024-05-03
10 Alpha Nova Capital Management Limited Lee, Jamie Jin-Ming 李展鳴 +Rep 2024-05-06
11 Alphadyne Asset Management (Hong Kong) Limited Song, Yuezhen 宋岳楨 +Rep 2024-05-07
12 Amundi Hong Kong Limited Lam, Ho Cheung (SFC:BCB787) 林浩祥 -Rep 2018-11-15 2024-04-30
13 Anuenue Securities Limited Yeung, Chun Hei 楊俊希 +Rep 2024-04-29
14 Apollo Capital Management Limited Chan, Man Hung (SFC:ARL935) 陳文洪 -Rep 2020-03-24 2024-05-13
15   Huang, Ling Kit 黃凌杰 -Rep 2022-02-24 2024-05-09
16     +RO 2024-05-09
17   Lei, Yefen 雷叶芬 -Rep 2024-04-30 2024-05-31
18   Leu, Shuk Ling Ann 廖淑玲 +Rep 2024-04-30
19 Apollo Management Asia Pacific Limited Chao, Zhang Jie Samuel +Rep 2024-05-10
20   Lim, Mei Ling (SFC:BUT997) +Rep 2024-05-03
21   Pun, Kai Yin Kevin 潘啟彥 +Rep 2024-05-09
22   Zhou, Nina +Rep 2024-05-13
23 Ares Management Asia (Hong Kong) Limited Tan, Kian Seng (SFC:BRT216) 陳建胜 -Rep 2022-09-23 2024-05-01
24 ARISTO SECURITIES LIMITED Ng, Tze Chung 吳子聰 -RO 2022-10-18 2024-05-02
25 ARK PACIFIC CAPITAL MANAGEMENT LIMITED Ng, Kenneth Chi Keung 吳志強 -RO 2014-06-20 2024-05-05
26 Arta Asset Management Limited Chan, Cho Che Cupid +Rep 2024-05-07
27 Arta Corporate Advisory Limited Yu, Andrew Chi Chiu 余志超 -Rep 2024-04-16 2024-04-30
28     +RO 2024-04-30
29 Ascent Fund Management (HK) Limited Li, Qian (SFC:BUU028) 李謙 +RO 2024-05-10
30 ASSET MANAGEMENT GROUP LIMITED Lam, Hiu Fung (SFC:AOR986) 林曉峯 +Rep 2024-05-06
31   Lau, Man Yee (SFC:BET160) 劉敏儀 +Rep 2024-05-13
32   Lo, Jenny Wing Yan 盧穎欣 +Rep 2024-05-06
33   Lo, Ka Hei 盧珈希 +Rep 2024-05-06
34   Mau, Kwok Chung 繆國忠 -Rep 2021-08-17 2024-05-05
35 Augment Wealth Advisors Limited Wang, Kevin Haigeng -Rep 2024-04-09 2024-04-30
36     +RO 2024-04-30
37 Austen Capital International Limited Hammami, Bayram +RO 2024-04-30
38 AVANTA INVESTMENT MANAGEMENT LIMITED Lam, Wing Keung (SFC:ANS013) 林永強 +Rep 2024-05-06
39 Avantua Capital Management Limited Gao, Yuanqi (SFC:BQL633) 高元褀 -Rep 2023-02-17 2024-05-03
40     +RO 2024-05-03
41   Li, Fong 李芳 -Rep 2022-06-22 2024-04-30
42 Avenue Family Office Limited Pong, Sau Kwok 逄守國 +RO 2024-05-08
43   Yang, Kar Yee 楊嘉宜 +Rep 2024-05-07
44 AVENUE INVESTMENT MANAGEMENT LIMITED   +Rep 2024-05-07
45 Awaken Thunder Capital Limited Lee, Benjamin Tsi Bun 李錫斌 +Rep 2024-05-03
46 AXA Investment Managers Asia Limited Chan, Jenny Ka Yun 陳嘉茵 +Rep 2024-04-29
47   Collins, Michael Antiporda +Rep 2024-04-29
48   Ho, Laetitia Chor Wan 何礎韻 +Rep 2024-04-29
49 Bain Capital Private Equity (Asia) Limited Feng, Yanjun 馮彥君 +Rep 2024-05-03
50 Balyasny Asset Management (Hong Kong) Limited Leung, Terence Ming Hin 梁明軒 +Rep 2024-05-06
51   Schroeder, Scott Harvey -RO 2010-07-30 2024-04-30
52   So, Kai Chun 蘇啓進 +Rep 2024-05-13
53 Bamboo Creek Capital Management Limited Ma, He (SFC:BUI734) 馬赫 +RO 2024-04-29
54   Wu, Jie (SFC:BUI736) 吴杰 +RO 2024-04-29
55 Bamboo Hill Capital Management Limited Cheng, Wai Man (SFC:ANK374) 鄭偉民 +RO 2024-05-03
56   Yu, Hao (SFC:BNP558) 余昊 +RO 2024-05-03
57 BaoQiao Partners Capital Limited Jin, Ziqi 金子琪 +Rep 2024-05-13
58 BARCLAYS CAPITAL ASIA LIMITED Chan, Ka Yan (SFC:BBU615) 陳家寅 -Rep 2022-05-20 2024-05-02
59   Ding, Hanying 丁菡潁 -Rep 2021-12-17 2024-05-02
60   Fang, Xuanning 方萱宁 -Rep 2023-09-05 2024-05-02
61   Joseph, Julie Helene -Rep 2021-08-25 2024-05-02
62   Lui, Lorraine Man To 呂敏淘 -Rep 2012-11-06 2024-05-02
63   Niu, Yun 牛耘 -Rep 2022-09-15 2024-05-06
64   Sillam, Jonathan Charles Marc -Rep 2023-01-16 2024-05-02
65   Tsang, Chiu Wing 曾昭泳 -Rep 2022-09-26 2024-05-02
66   Wan, Derek Yiu Chung 温耀聰 -Rep 2023-09-19 2024-05-02
67   Weng, Chenqi 翁晨琪 -Rep 2018-08-15 2024-05-02
68   Yam, Margaret 任彬 -Rep 2022-05-25 2024-05-02
69   Zhu, Yike (SFC:BRR246) 朱依珂 -Rep 2021-09-15 2024-05-02
70   Zou, Da 鄒達 -Rep 2017-08-04 2024-05-02
71 BASE ASSET MANAGEMENT LTD Ho, Benedict Sze Man 何仕文 -Rep 2024-05-06 2024-06-05
72   Lam, Calvin Si Yang 林思暘 +Rep 2024-05-06
73 BCT Financial Limited Ho, Hi Oi 何喜愛 +Rep 2024-05-09
74   Yip, Wai Ka 葉維嘉 -Rep 2022-06-29 2024-05-12
75 BEA Union Investment Management Limited Wong, Ka Chun (SFC:BPI985) 黃釓寯 -Rep 2023-10-11 2024-05-06
76 BGC SECURITIES (HONG KONG) LLC Fan, Ho Nga 范皓雅 -Rep 2020-11-27 2024-04-30
77 BIL Wealth Management Limited Fu, Ruiting 付瑞婷 -Rep 2023-07-14 2024-04-29
78   Zhu, Minyue 朱旻月 -RO 2021-02-19 2024-04-29
79 Blackhorn Wealth Management Limited Lee, Man Jun 李汶臻 -Rep 2021-08-13 2024-04-30
80     +RO 2024-04-30
81 BlackRock Asset Management North Asia Limited Jaura, Karan Aryan +Rep 2024-05-09
82   Song, Dinan 宋頔楠 +Rep 2024-04-29
83   Tse, Kun Mei 謝貫美 -Rep 2021-09-03 2024-05-01
84 BLUESTONE SECURITIES (HK) CO., LIMITED Rong, Yujie 榮宇捷 -Rep 2023-01-09 2024-05-10
85 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED Yiu, Wong Ki 姚汪琪 -Rep 2024-05-07 2024-05-14
86 BNP PARIBAS SECURITIES (ASIA) LIMITED Cheung, Sylvia Siu Ling 張少齡 -Rep 2004-12-20 2024-05-03
87 BOCI RESEARCH LIMITED Chen, Sichao 陳思超 +Rep 2024-05-07
88   Tong, Jiangqiao 佟江橋 -RO 2020-10-30 2024-05-10
89 BOCI SECURITIES LIMITED Chang, Hao Hsiang 張皓翔 -Rep 2023-10-27 2024-05-10
90   Gao, Jieyu 高婕妤 +Rep 2024-05-10
91   Guo, Mingzhu 郭明珠 -Rep 2008-05-26 2024-05-12
92   Lee, Ho Kit 李浩杰 +Rep 2024-05-06
93 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED Lee, Chun Yiu 李晉曜 +Rep 2024-05-10
94 BOCOM International Asset Management Limited Li, Hongli (SFC:BDQ909) 李宏麗 -Rep 2022-01-05 2024-05-03
95     +RO 2024-05-03
96 BOCOM International Securities Limited Zhuge, Leyi 诸葛乐懿 +Rep 2024-05-03
97 Bosera Asset Management (International) Co., Limited Baker, Mark (SFC:BHY118) +Rep 2024-04-30
98   Chen, Ruofan (SFC:BUW359) 陳若凡 +Rep 2024-04-30
99 BREVAN HOWARD (HONG KONG) LIMITED Li, Yuxuan (SFC:BTU364) 李宇軒 -Rep 2023-06-01 2024-04-30
100 BSQ CAPITAL MANAGEMENT LIMITED Lee, Yong Suk +RO 2024-05-02
101 Candescent Capital Limited Zuo, Wei (SFC:ALH756) 左為 -RO 2022-02-07 2024-04-30
102 CATHAYSIA ASSET MANAGEMENT LIMITED Zhou, Xicheng 周熙誠 +Rep 2024-05-09
103 CATHAYSIA SECURITIES LIMITED   +Rep 2024-05-09
104 CDIB Capital International (Hong Kong) Corporation Limited Loh, Terence Paul Keng Ann 羅慶安 -Rep 2022-05-26 2024-04-30
105 CEB International Capital Corporation Limited Luk, Pui Chi 陸佩芝 -RO 2024-02-16 2024-05-05
106   Sun, Mengwei 孫梦偉 -Rep 2023-03-15 2024-05-12
107 CELESTIAL COMMODITIES LIMITED Lo, Tommy Chi Pang 羅志鵬 -Rep 2006-11-22 2024-05-07
108 CELESTIAL SECURITIES LIMITED   -Rep 2006-06-15 2024-05-07
109 CENTALINE WEALTH MANAGEMENT LIMITED Pang, Chung Po 彭忠寶 +Rep 2024-05-10
110 Central China International Securities Co., Limited Hsiao, Ka Li 蕭嘉莉 +Rep 2024-05-07
111 CES Commodities (HK) Limited Siu, Chun Pong 蕭鎮邦 +Rep 2024-05-10
112 CF GLOBAL (HK) LIMITED Fleming, Robert James Gilbert -RO 2024-04-30
113 CGL IM Financial Management Limited Li, Maochun 李茂春 +RO 2024-05-02
114   Wong, Chi Ming (SFC:AYK887) 黃志明 +RO 2024-05-02
115 CGS International Securities Hong Kong Limited Noverdanius, Handy -Rep 2024-04-29 2024-04-30
116 Changjiang Futures (HK) Limited Chan, Man Kit (SFC:BIY774) 陳文杰 -Rep 2017-02-13 2024-04-29
117   Chen, Dexin (SFC:BAZ282) 陳德欣 -Rep 2017-02-27 2024-04-29
118   Ho, Wai Keung (SFC:AVQ936) 何偉強 -Rep 2013-02-14 2024-04-29
119   Xie, Jialin 謝嘉琳 -Rep 2020-12-28 2024-04-29
120   Yu, Ping (SFC:AOC864) 茹萍 -Rep 2012-08-22 2024-05-03
121 Changjiang Securities Brokerage (HK) Limited Cai, Fangyi 蔡方羿 +Rep 2024-05-07
122   Li, Jin (SFC:BUV258) 李錦 +Rep 2024-05-06
123   Liu, Yi (SFC:BUV416) 劉義 +Rep 2024-05-07
124   Wong, Pik Yan 黃碧欣 +Rep 2024-04-30
125   Wu, Yue (SFC:BTX561) 伍岳 +Rep 2024-04-30
126   Xu, Ke (SFC:BUV415) 徐科 +Rep 2024-05-07
127   Yu, Xuhui (SFC:BUU942) 于旭輝 +Rep 2024-04-30
128 CHEONG LEE SECURITIES LIMITED Ip, Sin Nam Ingrid 葉善嵐 -Rep 2022-11-22 2024-05-13
129 CHIEF SECURITIES LIMITED Tsang, Chun Sing 曾俊升 -Rep 2021-09-27 2024-05-04
130 China Everbright Global Investment Advisors Company Limited Zhang, Fan (SFC:AWE514) 張帆 -RO 2021-02-22 2024-04-30
131 China Everbright Investment Management Limited   -RO 2022-05-16 2024-04-30
132 CHINA EVERBRIGHT SECURITIES (HK) LIMITED Siu, Chun Pong 蕭鎮邦 +Rep 2024-05-10
133 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED Jia, Jia (SFC:BHY707) 賈嘉 -RO 2017-08-14 2024-04-30
134 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED   -RO 2021-02-01 2024-04-30
135   Li, Xinyi (SFC:BOH485) 李欣怡 -Rep 2021-11-15 2024-05-08
136 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Cao, Jiatong 曹佳桐 +Rep 2024-04-30
137   Chen, Jie (SFC:BUS538) 陳婕 +Rep 2024-04-30
138   Chen, Yating (SFC:BUU724) 陳雅婷 +Rep 2024-04-30
139   Chu, Ka Siu 朱嘉兆 -RO 2021-06-15 2024-04-29
140   Jia, Jia (SFC:BHY707) 賈嘉 -RO 2021-02-01 2024-04-30
141   Jiang, Luwei 蔣露薇 +Rep 2024-04-30
142   Li, Xinyi (SFC:BOH485) 李欣怡 -Rep 2021-11-15 2024-05-08
143   Liu, Qianwen (SFC:BUS531) 劉倩文 +Rep 2024-04-30
144   Peng, Xiaoxiang 彭驍湘 -Rep 2023-02-16 2024-05-08
145   Qian, Kai (SFC:AZA933) 錢凱 -Rep 2012-02-16 2024-04-30
146   Wang, Jiahong (SFC:BUW048) 王嘉宏 +Rep 2024-05-06
147   Wang, Xuemin (SFC:BUW047) 王學民 +Rep 2024-04-30
148   Wang, Yehan 王業涵 +Rep 2024-04-30
149   Wang, Yimeng (SFC:BUW185) 王一萌 +Rep 2024-04-30
150   Wong, Mei Sze (SFC:BUV723) 黃美詩 +Rep 2024-04-30
151   Wu, Yue (SFC:BUW217) 吳越 +Rep 2024-05-02
152   Yang, Zijie (SFC:BUS854) 楊子捷 +Rep 2024-04-30
153   Zhao, Han (SFC:BQO604) 趙晗 -Rep 2020-12-17 2024-05-08
154 CHINA MERCHANTS FUTURES (HK) CO., LIMITED Poon, Wai Yip (SFC:AUI080) 潘偉業 +Rep 2024-04-30
155 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Guo, Kaize 郭楷澤 +Rep 2024-05-02
156   Ho, Tony Tang Yue 何騰宇 -RO 2023-02-06 2024-05-07
157   Kam, Mung Lai 金夢黎 +Rep 2024-05-09
158   Lee, King Hung 李景鴻 +Rep 2024-05-10
159   Lee, Sam Yat Fai 李日暉 -Rep 2023-11-21 2024-05-06
160     +RO 2024-05-06
161   Tam, Ka Wai (SFC:AQB100) 譚嘉慧 +Rep 2024-05-03
162   Tang, Yuhong (SFC:BTJ669) 唐雨虹 -Rep 2023-01-16 2024-05-10
163   Wang, Zhikai (SFC:BUI494) 王治凱 -Rep 2023-11-17 2024-04-30
164 China PA Securities (Hong Kong) Company Limited Lee, Siu Ping J. P. 李兆平 +Rep 2024-05-03
165   Liu, Jinzhu (SFC:BUW170) 劉金鑄 +Rep 2024-05-13
166 China Renaissance Securities (Hong Kong) Limited Huang, Hao-Yang (SFC:BRR180) 黄皓旸 -Rep 2021-11-01 2024-04-30
167 China Securities (International) Asset Management Company Limited He, Linwei (SFC:BNP105) 何林偉 +Rep 2024-05-10
168 China Securities (International) Brokerage Company Limited   +Rep 2024-05-10
169   Li, Yunlu (SFC:BRP696) 李昀璐 -Rep 2021-09-01 2024-05-08
170   Lo, Wai Lun (SFC:AVM934) 盧煒燐 -Rep 2023-08-07 2024-05-03
171 China Securities (International) Corporate Finance Company Limited Li, Yunlu (SFC:BRP696) 李昀璐 -Rep 2021-09-01 2024-05-08
172   Zhu, Lin (SFC:BSH274) 朱林 -Rep 2022-04-07 2024-04-30
173 CHINA SOUTHERN SECURITIES LIMITED Wong, Sheh Yung 王錫勇 -RO 2017-12-12 2024-04-30
174 CHONG HING COMMODITIES AND FUTURES LIMITED Chan, Kwun Ho (SFC:AWE467) 陳冠濠 -Rep 2013-03-11 2024-05-09
175 CHONG HING SECURITIES LIMITED   -Rep 2010-10-29 2024-05-09
176   Chow, Tsui Har 周翠霞 -Rep 2021-05-03 2024-05-01
177 CIAM Capital Management Limited Chan, Wing Kin (SFC:AUW795) 陳永健 -RO 2020-11-12 2024-04-30
178 CIF Securities Futures Limited Lee, Fung Chuen 李豐全 -Rep 2024-01-31 2024-05-12
179 CIS SECURITIES ASSET MANAGEMENT LIMITED Li, Ting (SFC:BRR268) +Rep 2024-05-13
180 CITIC Securities (Hong Kong) Limited Cao, Yue (SFC:BUT582) 曹越 +Rep 2024-04-30
181   Chen, Hao (SFC:BUS786) 陈皓 +Rep 2024-04-30
182   Cheng, Xi (SFC:BRJ341) 程希 -Rep 2021-07-06 2024-05-10
183   Geng, Yao 耿尧 -Rep 2022-05-17 2024-04-30
184   Guo, Jun Lin 郭俊麟 +Rep 2024-05-06
185   Guo, Shuyi 郭書毅 -Rep 2023-10-10 2024-05-06
186   Hou, Donglin 侯東霖 +Rep 2024-04-30
187   Hu, Pujuan 胡蒲娟 -Rep 2023-11-22 2024-04-30
188   Huang, Yanyu (SFC:BSV168) 黄砚渝 -Rep 2022-08-02 2024-05-06
189   Lei, Anran 雷安然 -Rep 2021-12-21 2024-04-29
190   Li, Guanru 李冠儒 +Rep 2024-05-06
191   Li, Wenchao (SFC:BUT577) 李文超 +Rep 2024-04-30
192   Liu, Shisi 刘施思 -Rep 2021-08-18 2024-04-30
193   Liu, Yan (SFC:BSI122) 刘艳 -Rep 2022-05-27 2024-04-30
194   Liu, Yuan (SFC:BUS917) 刘源 +Rep 2024-04-30
195   Lu, Pei (SFC:BUS887) 鲁培 +Rep 2024-04-30
196   Lu, Yongliang 陆泳良 -Rep 2022-10-17 2024-05-06
197   Mo, Yintong 莫因同 +Rep 2024-05-06
198   Ning, Zeyu 寧則宇 -Rep 2024-03-04 2024-04-30
199   She, Tiancheng 佘天誠 +Rep 2024-05-10
200   Sheng, Xin (SFC:BUS505) 盛鑫 -Rep 2024-04-02 2024-04-30
201   Wang, Chenxiang 王晨翔 -Rep 2022-08-16 2024-04-30
202   Wang, Qian (SFC:BUU716) 王倩 +Rep 2024-05-09
203   Wang, Qin (SFC:BUT076) 王勤 +Rep 2024-05-13
204   Wang, Xiaoyang (SFC:BUS831) 王霄阳 +Rep 2024-04-30
205   Wang, Yanni (SFC:BNH166) 王燕妮 -Rep 2021-06-16 2024-05-06
206   Wei, Xi (SFC:BSI098) 魏玺 -Rep 2022-06-14 2024-04-30
207   Wu, Caojian 吴操健 -Rep 2020-10-08 2024-04-30
208   Wu, Jiangbo 吳江博 +Rep 2024-04-30
209   Wu, Zhenrong (SFC:BUS885) 吴臻荣 +Rep 2024-04-30
210   Xu, Chaoyi 徐超逸 +Rep 2024-04-30
211   Yang, Kailun 楊凱倫 -Rep 2023-07-26 2024-04-30
212   Yang, Quan (SFC:BUS697) 杨权 +Rep 2024-04-30
213   Yao, Rongji 姚鎔基 +Rep 2024-04-30
214   Yao, Zeguang 姚泽广 +Rep 2024-04-30
215   Yeung, Shirley Pui Shan 楊珮珊 -Rep 2022-01-25 2024-05-06
216   You, Qing 游青 -Rep 2023-05-22 2024-04-30
217   Zhang, Yuanning 張遠寧 -Rep 2015-07-30 2024-05-06
218   Zhang, Yusong (SFC:BUU117) 张宇颂 +Rep 2024-05-06
219   Zhao, Yan (SFC:BUS862) 赵岩 +Rep 2024-04-30
220   Zhou, Ziyi (SFC:BSU690) 周子毅 -Rep 2022-07-25 2024-05-06
221   Zhu, Qiang (SFC:BUS795) 朱强 +Rep 2024-04-30
222 CITIC Securities Brokerage (HK) Limited Lau, Wing Hing 劉永興 -Rep 2021-09-01 2024-05-02
223   Lee, Pik Shan (SFC:BUW380) 李碧珊 +Rep 2024-05-02
224   Li, Yang (SFC:BUW121) 李阳 +Rep 2024-05-09
225   Wai, Shuk Chun 衞淑真 -Rep 2018-07-03 2024-04-29
226   Wen, Chaozhi 温朝至 +Rep 2024-05-09
227   Wu, Beiyi 吴倍熠 +Rep 2024-05-02
228 CITIC Securities Futures (HK) Limited Li, Yang (SFC:BUW121) 李阳 +Rep 2024-05-09
229   Wen, Chaozhi 温朝至 +Rep 2024-05-09
230   Wu, Beiyi 吴倍熠 +Rep 2024-05-02
231 CITIC Securities International Global Markets Limited Lee, Pik Shan (SFC:BUW380) 李碧珊 +Rep 2024-05-02
232 Citigroup Global Markets Asia Limited Chokhani, Varun -Rep 2024-05-07 2024-05-10
233   Daswani, Dheeraj -Rep 2024-05-10 2024-05-16
234   Davis, Ryan (SFC:BUJ269) -Rep 2024-05-10 2024-05-14
235   Fang, Baorong 方宝荣 -Rep 2018-07-18 2024-04-30
236   Gupta, Pragya (SFC:BUX619) +Rep 2024-04-30
237   Lin, Giles Tung-Lung 林東龍 -Rep 2024-04-23 2024-04-29
238   Tam, Esmond Kong-Hung 譚廣鴻 -Rep 2008-12-31 2024-05-03
239   Wee, Samantha Yi Ning -Rep 2024-05-06 2024-05-11
240   Wong, Ferry Wijaya -Rep 2024-05-10 2024-05-14
241   Wood, Paul Anthony (SFC:ARW848) -Rep 2024-05-03 2024-05-10
242 CLSA LIMITED Cao, Yue (SFC:BUT582) 曹越 +Rep 2024-04-30
243   Chen, Hao (SFC:BUS786) 陈皓 +Rep 2024-04-30
244   Cheng, Xi (SFC:BRJ341) 程希 -Rep 2021-07-06 2024-05-10
245   Dasadia, Ruchi Rohan +Rep 2024-05-09
246   Geng, Yao 耿尧 -Rep 2022-05-17 2024-04-30
247   Guarin, Jan Derrick Salas +Rep 2024-04-29
248   Guo, Jun Lin 郭俊麟 +Rep 2024-05-06
249   Guo, Shuyi 郭書毅 -Rep 2023-10-10 2024-05-06
250   Hou, Donglin 侯東霖 +Rep 2024-04-30
251   Hu, Pujuan 胡蒲娟 -Rep 2023-11-22 2024-04-30
252   Huang, Yanyu (SFC:BSV168) 黄砚渝 -Rep 2022-08-02 2024-05-06
253   Lei, Anran 雷安然 -Rep 2021-12-21 2024-04-29
254   Lei, Juncheng 雷俊成 -Rep 2024-05-03 2024-05-08
255   Li, Chengcheng (SFC:BUX121) 李誠成 +Rep 2024-05-07
256   Li, Guanru 李冠儒 +Rep 2024-05-06
257   Li, Wenchao (SFC:BUT577) 李文超 +Rep 2024-04-30
258   Liu, Shisi 刘施思 -Rep 2021-08-18 2024-04-30
259   Liu, Yan (SFC:BSI122) 刘艳 -Rep 2022-05-27 2024-04-30
260   Liu, Yuan (SFC:BUS917) 刘源 +Rep 2024-04-30
261   Lu, Pei (SFC:BUS887) 鲁培 +Rep 2024-04-30
262   Lu, Yongliang 陆泳良 -Rep 2022-10-17 2024-05-06
263   Mo, Yintong 莫因同 +Rep 2024-05-06
264   Ning, Zeyu 寧則宇 -Rep 2024-03-04 2024-04-30
265   She, Tiancheng 佘天誠 +Rep 2024-05-10
266   Sheng, Xin (SFC:BUS505) 盛鑫 -Rep 2024-04-02 2024-04-30
267   Sun, Jie (SFC:BBY954) 孫婕 -Rep 2021-01-27 2024-05-06
268   Wang, Chenxiang 王晨翔 -Rep 2022-08-16 2024-04-30
269   Wang, Qian (SFC:BUU716) 王倩 +Rep 2024-05-09
270   Wang, Qin (SFC:BUT076) 王勤 +Rep 2024-05-13
271   Wang, Xiaoyang (SFC:BUS831) 王霄阳 +Rep 2024-04-30
272   Wang, Yanni (SFC:BNH166) 王燕妮 -Rep 2021-06-16 2024-05-06
273   Wang, Yinan (SFC:ANB406) 王軼楠 -RO 2022-08-12 2024-05-09
274   Wei, Xi (SFC:BSI098) 魏玺 -Rep 2022-06-14 2024-04-30
275   Wu, Caojian 吴操健 -Rep 2020-10-08 2024-04-30
276   Wu, Jiangbo 吳江博 +Rep 2024-04-30
277   Wu, Zhenrong (SFC:BUS885) 吴臻荣 +Rep 2024-04-30
278   Xu, Chaoyi 徐超逸 +Rep 2024-04-30
279   Yang, Kailun 楊凱倫 -Rep 2023-07-26 2024-04-30
280   Yang, Quan (SFC:BUS697) 杨权 +Rep 2024-04-30
281   Yao, Rongji 姚鎔基 +Rep 2024-04-30
282   Yao, Zeguang 姚泽广 +Rep 2024-04-30
283   Yeung, Shirley Pui Shan 楊珮珊 -Rep 2022-01-25 2024-05-06
284   You, Qing 游青 -Rep 2023-05-22 2024-04-30
285   Zhang, Yuanning 張遠寧 -Rep 2015-07-30 2024-05-06
286   Zhang, Yusong (SFC:BUU117) 张宇颂 +Rep 2024-05-06
287   Zhao, Yan (SFC:BUS862) 赵岩 +Rep 2024-04-30
288   Zhou, Yunfeng (SFC:BUV611) 周昀锋 -Rep 2024-04-26 2024-04-30
289   Zhou, Ziyi (SFC:BSU690) 周子毅 -Rep 2022-07-25 2024-05-06
290   Zhu, Qiang (SFC:BUS795) 朱强 +Rep 2024-04-30
291 CMB International Asset Management Limited Wu, Qian (SFC:BCB896) 吳騫 -RO 2017-08-16 2024-05-08
292     +Rep 2024-05-08
293 CMB International Capital Limited Zhang, Qianhui (SFC:BHU022) 張倩卉 -Rep 2019-10-17 2024-05-10
294     +RO 2024-05-10
295 CMB INTERNATIONAL FUTURES LIMITED Chen, Hung Yin (SFC:AOT755) 陳宏印 +Rep 2024-04-30
296   Du, Xin (SFC:BUW406) 杜鑫 +Rep 2024-04-29
297   Tu, Qiang (SFC:BTG998) 屠强 +Rep 2024-05-06
298 CMB International Global Markets Limited Liang, Xiaojun (SFC:BRR561) 梁晓鈞 +Rep 2024-04-30
299 CMB International Securities Limited Ding, Edward An Hua 丁安華 -Rep 2017-06-12 2024-04-30
300   Du, Xin (SFC:BUW406) 杜鑫 +Rep 2024-04-29
301   Ma, Wing Lam (SFC:BUW014) 馬穎琳 +Rep 2024-04-29
302   Man, Kit Ching 文潔貞 +Rep 2024-04-30
303   Shi, Meng (SFC:BNS125) 石萌 -Rep 2023-11-14 2024-05-10
304   Tu, Qiang (SFC:BTG998) 屠强 +Rep 2024-05-06
305 CMB WING LUNG ASSET MANAGEMENT LIMITED Lee, Wu Han 李武翰 +Rep 2024-05-08
306 CMBC International Capital Limited Xiao, Qihan 肖启涵 +Rep 2024-05-13
307 CMBC INTERNATIONAL FUTURES COMPANY LIMITED Ho, Kenny Yui Kwong 何銳光 -Rep 2024-04-02 2024-05-02
308     +RO 2024-05-02
309 CMBC SECURITIES COMPANY LIMITED Bu, Yuxin 卜鈺馨 +Rep 2024-05-13
310   Ho, Kenny Yui Kwong 何銳光 -Rep 2024-04-02 2024-05-02
311     +RO 2024-05-02
312   Liu, Zhongyuan (SFC:BUV495) 劉鍾元 +Rep 2024-05-08
313   Xiao, Qihan 肖启涵 +Rep 2024-05-13
314 CNCB (Hong Kong) Capital Limited Liu, Boyang (SFC:BRE190) 刘博阳 -Rep 2023-10-20 2024-05-13
315     +RO 2024-05-13
316 Coordinates Capital Management Limited Wang, Zeyu (SFC:BTL348) -Rep 2023-03-08 2024-05-10
317 CORPORATE BROKERS LIMITED Cheung, Johnson Sau Sing 章守陞 +Rep 2024-05-08
318   Yu, Chun Kit (SFC:AFF091) 余俊傑 +Rep 2024-05-08
319 CORPORATE COMMODITIES LIMITED   +Rep 2024-05-08
320 Cowell & Lee Capital Management Limited Tian, Hanbo 田瀚博 -Rep 2023-12-21 2024-04-30
321 Credit Suisse (Hong Kong) Limited Boppana, Jagadish Chandra -Rep 2022-07-11 2024-04-30
322   Li, Mengze (SFC:BKP399) 李梦澤 -RO 2023-07-06 2024-05-08
323   Meng, Xiangxi (SFC:BSE754) 孟祥熙 -Rep 2022-02-21 2024-05-02
324 CreditEase Wealth Management (HK) Limited She, Changkai 折昌凯 -Rep 2019-10-15 2024-05-08
325 CSOP Asset Management Limited Chu, Felix 朱森民 +Rep 2024-05-10
326   Law, I Lung 羅錡龍 +Rep 2024-05-10
327 CTI Capital Hong Kong Limited Chua, Syo Kat 蔡思杰 -Rep 2017-06-13 2024-05-03
328 CVC Asia Pacific Limited Kinger, Samir +Rep 2024-04-30
329 Da Yue Futures Co., Limited Shen, Weiguang 沈偉光 +RO 2024-05-10
330 Daiwa Capital Markets Hong Kong Limited Iokibe, Jiro -RO 2017-08-16 2024-05-03
331   Tan, Jian Kai Darren -Rep 2024-05-03 2024-05-10
332 Danehill Capital Limited Hu, Nian 胡念 +RO 2024-05-06
333   Song, Xiukui 宋秀魁 +RO 2024-05-06
334 DC INVESTMENTS (HK) LIMITED Chen, Hu (SFC:BUT892) +Rep 2024-05-09
335 DELTA ASIA SECURITIES LIMITED Cheung, Gordon Kwan Ping 張君平 +Rep 2024-05-02
336   Law, Tsz Jing 羅梓靜 -Rep 2023-06-16 2024-04-30
337   Li, Tony Kam Pui 李錦培 -Rep 2024-03-21 2024-05-06
338   Tai, Yiu Ho 戴耀豪 -Rep 2023-07-11 2024-05-06
339 Dingxin (Securities) Limited Peng, Long (SFC:BUV208) 彭龍 +Rep 2024-05-06
340 DL Digital Family Office (HK) Limited Wu, Mengnan 吳梦楠 +RO 2024-05-03
341 Dongxing Securities (Hong Kong) Asset Management Company Limited Tsoi, Ka Hung 蔡嘉鴻 -RO 2023-06-06 2024-04-30
342 Dongxing Securities (Hong Kong) Company Limited Lin, Xiaodong (SFC:BOS553) 林小東 -Rep 2022-01-06 2024-05-10
343 DONVEX CAPITAL LIMITED Kan, Philip Siu Lun 簡兆麟 -RO 2020-03-30 2024-05-06
344 Doo Financial HK Limited Chan, Vanus Wei Yee 陳惠儀 +Rep 2024-05-10
345 Dream Peak Capital Limited Bao, Xiaorui 包晓瑞 +RO 2024-05-13
346   Wu, Fei (SFC:BUN421) 吴菲 +RO 2024-05-13
347 Dymon Asia Capital (HK) Limited Zhang, Xinyu (SFC:BTL139) -Rep 2023-02-27 2024-05-09
348 EAST EAGLE ASSET MANAGEMENT HOLDINGS LIMITED Hoebrechts, Pierre Eric +RO 2024-05-02
349 Eclipse Options (HK) Limited Parker, Barry Neil +RO 2024-04-29
350   Wong, Po Yue Bowie 王溥渝 -Rep 2021-09-24 2024-04-30
351 EDDID CAPITAL LIMITED Lu, Zijun 陆子俊 +Rep 2024-05-08
352 Eddid Securities and Futures Limited Choi, Sin Tung 蔡倩彤 +Rep 2024-05-10
353   Lu, Zijun 陆子俊 +Rep 2024-05-08
354 EM Asset Management Limited Wong, Hoi Ka (SFC:BFK210) 黃凱嘉 -Rep 2024-03-27 2024-05-02
355     +RO 2024-05-02
356 Emperor Asset Management Limited Chau, Yin 周研 +Rep 2024-05-08
357   Shao, Jin (SFC:BQH142) 邵晋 +Rep 2024-05-06
358   Su, Shishi 蘇詩詩 +Rep 2024-05-06
359 EMPEROR CORPORATE FINANCE LIMITED Li, Hoi Ting (SFC:BUU131) 李凱婷 +Rep 2024-05-03
360 EMPEROR FUTURES LIMITED Lo, Chris Tsz On 盧子安 -Rep 2023-06-14 2024-05-03
361   Yu, Ka Hei (SFC:BST404) 余嘉熙 +Rep 2024-05-09
362 EMPEROR SECURITIES LIMITED (HK) Lo, Chris Tsz On 盧子安 -Rep 2024-04-17 2024-05-03
363   Shao, Jin (SFC:BQH142) 邵晋 +Rep 2024-05-06
364   Yu, Ka Hei (SFC:BST404) 余嘉熙 +Rep 2024-05-09
365 Enhanced Investment Management Limited Li, Zijie (SFC:BRB435) 李子杰 -RO 2023-04-26 2024-05-06
366   Wang, Yifan (SFC:BUH436) 王軼凡 +RO 2024-05-06
367 ENHANCED INVESTMENT PRODUCTS LIMITED Ho, Ka Kuen (SFC:BNY636) 何家權 -Rep 2022-08-15 2024-05-01
368 EQT Partners Capital Limited Wang, Jeffery -Rep 2020-06-22 2024-05-13
369 Essence Futures (Hong Kong) Limited Liu, Zhetao (SFC:BQP532) 劉哲韜 -Rep 2021-11-02 2024-05-06
370 Essence International Securities (Hong Kong) Limited   -Rep 2021-12-14 2024-05-06
371 Ever Fountain Asset Management Limited Law, Wing Tat -Rep 2021-07-09 2024-04-30
372 Everbright Securities Digital Finance (HK) Limited Ip, Victor Wai Lun 葉緯輪 +Rep 2024-05-10
373   Siu, Chun Pong 蕭鎮邦 +Rep 2024-05-10
374 Everbright Securities Investment Services (HK) Limited Chan, Sheung Chi (SFC:BOI492) 陳尚智 +Rep 2024-05-10
375   Man, Chi Hung (SFC:BPX645) 文志洪 -Rep 2020-08-04 2024-05-03
376   Siu, Chun Pong 蕭鎮邦 +Rep 2024-05-10
377   Zhan, Chen 展晨 +Rep 2024-05-06
378 Evercore Asia Limited Panas, George Alexander -Rep 2022-11-23 2024-04-30
379 Expecta Capital Limited Li, Shuangxing 李双星 -RO 2023-01-26 2024-04-30
380 Expedition Securities Limited Meng, Meng (SFC:BTU179) 孟夢 +RO 2024-05-02
381 FAIRWIN BROKING LIMITED Kwong, David Yau Wai 鄺有為 -Rep 2017-01-23 2024-05-02
382   Soo, Chi Kit 蘇志傑 -RO 2021-03-16 2024-05-03
383 Far East Horizon Asset Management Limited Chen, Yulong 陳宇龍 -RO 2024-01-17 2024-04-30
384   Liu, Wen (SFC:BTT655) 柳文 -Rep 2023-06-01 2024-05-09
385 FAR EAST HORIZON INTERNATIONAL SECURITIES LIMITED Chen, Yulong 陳宇龍 -Rep 2023-04-12 2024-04-30
386 Far East Promise Assets Limited Bai, Jingjing 白晶晶 +Rep 2024-05-07
387 FDB Asset Management Limited Seto, Kin Yan Roy 司徒健欣 -RO 2023-06-12 2024-05-06
388   Yuen, Ka Lun 袁嘉麟 -Rep 2023-09-13 2024-04-30
389     +RO 2024-04-30
390 Fengde Capital Limited Cheung, Howard Hoi Wa 張海華 -RO 2019-08-01 2024-05-10
391 FIL Investment Advisors Yan, Tao (SFC:BUX504) 颜韬 +Rep 2024-04-30
392   Yeung, Catherine Ann NA -Rep 2006-05-30 2024-05-10
393 FIL Investment Management (Hong Kong) Limited Lam, Sheung Cherenade 林湘 -Rep 2023-03-22 2024-04-29
394   Yan, Tao (SFC:BUX504) 颜韬 +Rep 2024-04-30
395   Yeung, Catherine Ann NA -Rep 2006-05-30 2024-05-10
396 Finex Hong Kong Limited Cai, Minghui (SFC:BUX222) 蔡明慧 +Rep 2024-05-06
397 First Fidelity Capital (International) Limited Wong, Jovi Chi Wing 王志榮 +Rep 2024-05-06
398 FIRST SHANGHAI SECURITIES LIMITED Qu, Jiayi 曲佳宜 -Rep 2020-04-08 2024-04-30
399 FORSYTH BARR ASIA LIMITED Edgar, Adam John -Rep 2015-02-25 2024-05-08
400 Fortune Ocean Asset Management Limited Chan, Wai Yin (SFC:AMS298) 陳偉賢 -RO 2020-10-30 2024-05-09
401 ForwardEdge Investment Limited Cheung, Fung Ki 張豐麒 +Rep 2024-05-08
402 Forwin Capital Management Limited Chan, Stephen Yin Wai 陳賢偉 -Rep 2021-06-03 2024-05-03
403 Fosun Asset Management Limited Han, Tinghui Christopher 韩霆晖 -Rep 2023-11-20 2024-04-30
404 FountainVest Capital Limited Marschang, Ryan Arthur +Rep 2024-05-13
405 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED Yerram, Murali Krishna -Rep 2024-05-07 2024-05-13
406 Frontier Asset Management (Hong Kong) Limited Li, Weijia (SFC:BFU370) 李唯嘉 +Rep 2024-05-03
407 Fubon Fund Management (Hong Kong) Limited Ling, Ka Kin 凌嘉鍵 -RO 2019-08-19 2024-04-30
408 FUBON SECURITIES (HONG KONG) LIMITED Yang, Wei-Ting 楊惟婷 +Rep 2024-05-09
409 FULBRIGHT FUTURES LIMITED Lee, Yun Sum 李潤森 -Rep 2012-01-11 2024-04-30
410 FULBRIGHT SECURITIES LIMITED   -Rep 2009-09-11 2024-04-30
411 Futu Securities International (HONG KONG) Limited Huang, Jiaxian (SFC:BUU931) 黃嘉嫻 +Rep 2024-05-06
412   Lee, King Hong (SFC:BUU940) 李景康 +Rep 2024-05-06
413   So, Hing Fai 蘇慶輝 +Rep 2024-05-09
414   Zhang, Yudan (SFC:BPB714) 張彧丹 +Rep 2024-05-09
415 Future Securities Limited (HK) Soo, Chi Kit 蘇志傑 -Rep 2024-05-13 2024-05-29
416   Yung, Yu Shing 容宇晟 +Rep 2024-05-07
417 GAOYU SECURITIES LIMITED Ip, Thomas Hon Tak 葉漢德 +RO 2024-04-30
418 GET NICE FUTURES COMPANY LIMITED Chen, Kin Shing 陳健成 -RO 2018-01-08 2024-04-30
419 GET NICE SECURITIES LIMITED   -RO 2018-01-08 2024-04-30
420 GF Asset Management (Hong Kong) Limited Guo, Ziyu (SFC:BUV320) 郭子漁 +Rep 2024-04-29
421 GF Capital (Hong Kong) Limited Lai, Jimmy Ching Man 黎政民 -RO 2021-08-11 2024-05-10
422   Wong, Kwok Chu (SFC:AQV376) 黃國柱 -Rep 2023-03-01 2024-05-07
423     +RO 2024-05-07
424   Zhang, Tingfeng 張廷峰 -Rep 2021-09-28 2024-05-10
425 GF FUTURES (HONG KONG) CO., LIMITED Li, Zhen (SFC:BUX151) 李臻 +Rep 2024-05-02
426 GF Securities (Hong Kong) Brokerage Limited Gao, Hong (SFC:BUQ312) 高鸿 +Rep 2024-05-09
427   Lai, Jimmy Ching Man 黎政民 -RO 2021-08-11 2024-05-10
428   Tan, Jeffrey Wei Sing 譚偉星 -RO 2019-12-18 2024-05-10
429   Wong, Kwok Chu (SFC:AQV376) 黃國柱 -Rep 2023-03-01 2024-05-07
430     +RO 2024-05-07
431   Zhang, Tingfeng 張廷峰 -Rep 2021-10-21 2024-05-10
432   Zheng, Kai (SFC:BUU989) 郑恺 +Rep 2024-05-02
433 Global Investment Strategy HK Limited Whitaker, Thomas Grant -Rep 2022-04-22 2024-05-13
434 Golden K2 Securities Limited Qian, Zhe (SFC:BSZ485) 錢喆 -Rep 2024-03-04 2024-05-02
435     +RO 2024-05-02
436 Golden Rich Securities Limited Chan, Leung (SFC:BHK844) 陳亮 -Rep 2016-05-31 2024-05-07
437 GOLDMAN SACHS (ASIA) L.L.C. Ang, Sok Han -Rep 2024-05-03 2024-05-13
438   Chen, Ming (SFC:BUX198) 陈明 +Rep 2024-05-03
439   Currie, Jemima Elizabeth -Rep 2024-04-19 2024-05-10
440   Geng, Zeyu 耿泽宇 +Rep 2024-05-07
441   Glangetas, Quentin Antoine Guy -Rep 2022-01-25 2024-05-01
442   Hattori, Enna (Kristina) +Rep 2024-05-02
443   Hu, Jian (SFC:BSF773) 胡鉴 -Rep 2022-03-02 2024-05-11
444   Kim, Mu Seong -Rep 2020-08-27 2024-05-07
445   Li, Cheng (SFC:BUX188) 李成 +Rep 2024-05-02
446   Li, Laiyin -Rep 2019-08-28 2024-05-08
447   Ma, Martin 馬丁 -Rep 2010-09-01 2024-05-08
448     +RO 2024-05-08
449   Park, Jinsun 朴真仙 -Rep 2021-08-18 2024-05-11
450   Wei, Jingxian 魏靜嫺 -Rep 2013-08-07 2024-05-01
451   Yadav, Prashant (SFC:BKC039) -Rep 2024-05-03 2024-05-13
452   Yu, Joseph Chung Man 余仲文 +Rep 2024-05-13
453   Zhai, Mengqi 翟夢琪 -Rep 2024-04-12 2024-05-10
454 GOLDMAN SACHS (ASIA) SECURITIES LIMITED Geng, Zeyu 耿泽宇 +Rep 2024-05-07
455   Glangetas, Quentin Antoine Guy -Rep 2022-01-25 2024-05-01
456   Hattori, Enna (Kristina) +Rep 2024-05-02
457   Li, Laiyin -Rep 2019-08-28 2024-05-08
458   Ma, Martin 馬丁 -Rep 2016-10-11 2024-05-08
459     +RO 2024-05-08
460   Park, Jinsun 朴真仙 -Rep 2021-08-18 2024-05-11
461   Yu, Joseph Chung Man 余仲文 +Rep 2024-05-13
462   Zhai, Mengqi 翟夢琪 -Rep 2024-04-12 2024-05-10
463 Goldman Sachs Asset Management (Hong Kong) Limited Lam, Tuan (1968) 林俊 -RO 2016-06-24 2024-05-02
464 Goldstream Capital Management Limited Gao, Ziqi (SFC:BBL664) 高子奇 -Rep 2024-03-21 2024-05-13
465     +RO 2024-05-13
466 Goldstream Securities Limited   -Rep 2024-03-21 2024-05-13
467     +RO 2024-05-13
468 Grand Capital Futures Limited Wang, Liqiong (SFC:BUX809) 王莉琼 +Rep 2024-05-08
469 Grand Capital Securities Limited   +Rep 2024-05-08
470 GRAND PARTNERS SECURITIES LIMITED Xie, Weiquan 謝偉全 +RO 2024-05-03
471 GRAND VIEW SECURITIES LIMITED Chong, Lok Man 莊樂文 -RO 2021-06-22 2024-05-10
472 GRANDLY FINANCIAL SERVICES LIMITED Chan, Ka Wai (SFC:BLR954) 陳嘉威 +Rep 2024-05-13
473 GREAT BAY SECURITIES LIMITED Lin, Luxin 林陸鑫 -Rep 2022-10-19 2024-05-10
474 Great Honour Asset Management Limited Wang, Yingfeng (SFC:BNY361) 王莹峰 -Rep 2021-04-30 2024-05-08
475 Grey Investment Limited Ma, Fung Kuen 馬鳳娟 -RO 2012-02-21 2024-04-30
476 Gulf Line Capital Advisors Limited Gao, Xiaoyu (SFC:BOS950) 高小愚 -Rep 2022-07-27 2024-05-07
477 Guolian Securities International Capital Co., Limited Peng, Yuqiu 彭予秋 +Rep 2024-05-03
478   Wang, Huilin (SFC:BUS439) 王慧林 +Rep 2024-04-30
479   Zhang, Xiaotian (SFC:BUS214) 张晓天 +Rep 2024-05-03
480 Guosen Securities (HK) Brokerage Company, Limited Liang, Lixuan 梁莉璇 -RO 2017-05-26 2024-04-30
481 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED Li, Zhuolin (SFC:BUW410) 李卓林 +Rep 2024-05-02
482 GUOTAI JUNAN CAPITAL LIMITED Pok, Ming Kai 卜銘佳 -Rep 2021-03-05 2024-05-01
483   Wong, Alan (SFC:BHA199) 王智洋 -Rep 2021-08-17 2024-05-07
484   Yu, Yizhuo 余奕卓 +Rep 2024-05-10
485 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED Fong, Ka Chai 方家齊 -Rep 2018-08-01 2024-05-01
486 Guotai Junan FX Limited   -Rep 2021-08-11 2024-05-01
487 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Bai, Ge 白舸 -Rep 2019-10-09 2024-05-01
488   Fong, Ka Chai 方家齊 -Rep 2018-08-01 2024-05-01
489   Guo, Yong (SFC:AXS906) 郭勇 -Rep 2011-07-29 2024-05-10
490   Wong, Long Hin Ambrose 王朗軒 +Rep 2024-05-06
491 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED He, Limin (SFC:BTG784) 何麗敏 -Rep 2023-02-06 2024-05-08
492 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED Liu, Jing (SFC:BQT560) 劉靜 -Rep 2022-05-26 2024-05-02
493 HAITONG INTERNATIONAL CAPITAL LIMITED Geng, Geng (SFC:APX231) 耿耿 -Rep 2017-09-27 2024-05-06
494 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED Liu, Jing (SFC:BQT560) 劉靜 -Rep 2022-05-26 2024-05-02
495 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Geng, Geng (SFC:APX231) 耿耿 -Rep 2017-09-27 2024-05-06
496 Hamilton Lane (Hong Kong) Limited Li, Shiyi (SFC:BTA207) 李詩逸 -Rep 2022-10-25 2024-05-13
497 HANG SENG INVESTMENT MANAGEMENT LIMITED Hung, Pak Yung 洪柏榕 +Rep 2024-05-09
498   Lam, Ronald Kam Yuen 林錦源 -Rep 2022-10-24 2024-05-12
499   Sam, Chun Yin 岑俊賢 +Rep 2024-05-10
500 HANG SENG SECURITIES LIMITED Chan, Chi Keung (SFC:APS102) 陳志強 -Rep 2007-12-19 2024-05-07
501 HANSUI CAPITAL COMPANY LIMITED Poon, Tak Po 潘德普 +Rep 2024-05-07
502   To, Wai Kit (SFC:BUS889) 杜偉杰 +Rep 2024-05-07
503   Wong, Chi Ho (SFC:BUW157) 黃志豪 +Rep 2024-05-07
504   Young, Wai Ling 楊惠玲 +Rep 2024-05-07
505   Yung, Lai Hei 翁勵熹 +Rep 2024-04-29
506 Harmolands Capital Limited Mai, Haoming 麦皓铭 -Rep 2023-02-01 2024-05-10
507   Qi, Bin (SFC:BUV004) 齊斌 +Rep 2024-05-13
508 Harvest Global Capital Investments Limited Cao, Shipeng 曹仕鹏 -Rep 2023-09-05 2024-05-10
509   Qiu, Xiaochuan 仇小川 -Rep 2020-09-25 2024-05-10
510 HC Securities (HK) Limited Gao, Fang (SFC:BNY749) 高放 -RO 2023-07-03 2024-04-30
511 HERITVEST WEALTH MANAGEMENT (HONG KONG) CO., LIMITED Han, Zhiming 韓志明 -Rep 2022-07-05 2024-05-07
512 HK CAI FU JU ASSET MANAGEMENT LIMITED Liu, Jingjing (SFC:BPY361) 劉晶晶 -Rep 2023-08-23 2024-05-02
513 Holly International Asset Management Company Limited Guo, Qi (SFC:AZB400) 郭琦 -Rep 2023-05-18 2024-04-30
514 HONESTUM INTERNATIONAL LIMITED Yeung, Lai Man (SFC:AWP881) 楊麗雯 -Rep 2024-03-26 2024-05-08
515     +RO 2024-05-08
516 HONG & HONG PARTNERS LIMITED Ho, Stephen Wing Yuen 何永源 +RO 2024-04-30
517   Lee, David Seungwoo +RO 2024-04-30
518   Wu, Xiangping (SFC:BUF983) 吳香平 +RO 2024-04-30
519 Howbuy Hong Kong Limited Song, Tingqiu 宋庭秋 +Rep 2024-05-07
520 HQ Capital Asia Limited Hu, Michael +RO 2024-05-07
521 HSBC Corporate Finance (Hong Kong) Limited Bo, Yifei 卜亦飛 +Rep 2024-05-07
522   Chen, Ziyu (SFC:BSE024) 陳紫瑜 +Rep 2024-05-07
523   Choi, Wang Ngai 蔡弘毅 -Rep 2023-07-28 2024-05-03
524   Hu, Ke (SFC:BUT165) 胡珂 +Rep 2024-05-06
525   Kwan, Tsz Wing Bridget 關芷穎 -Rep 2017-05-22 2024-05-13
526   Lau, Aidan Chak Yin 劉澤延 -Rep 2018-01-04 2024-05-13
527   Tian, Siqi 田思琪 -Rep 2018-06-05 2024-05-13
528   Yuan, Jiewen 袁洁雯 +Rep 2024-05-07
529   Yung, See Liang 翁思亮 -Rep 2013-11-07 2024-05-13
530 HSBC Global Asset Management (Hong Kong) Limited Kwan, Kin Shing (SFC:BIX408) 關健成 -Rep 2017-01-13 2024-04-30
531   Ma, Ka Man (SFC:BAC046) 馬嘉汶 +Rep 2024-05-06
532   Radovic, Tina -Rep 2024-05-02 2024-05-09
533 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Kwan, Kin Shing (SFC:BIX408) 關健成 -Rep 2017-01-13 2024-04-30
534   Ma, Ka Man (SFC:BAC046) 馬嘉汶 +Rep 2024-05-06
535   Radovic, Tina -Rep 2024-05-02 2024-05-09
536 HUAJIN FUTURES (INTERNATIONAL) LIMITED Kwok, Friedman Owen 郭傲雲 +Rep 2024-05-07
537 Huarong International Asset Management Limited Zhang, Miao (SFC:BOX399) 張淼 -RO 2021-11-04 2024-04-30
538 Huarong International Securities Limited Choy, Hoi Yan (SFC:APX164) 蔡凱茵 -Rep 2024-03-15 2024-05-01
539   Zhang, Miao (SFC:BOX399) 張淼 -RO 2021-11-04 2024-04-30
540 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Cao, Zhuoming 曹卓铭 +Rep 2024-05-06
541   Cheng, Yihong 程益竑 +Rep 2024-05-03
542   Dong, Niandong 董念東 -Rep 2023-11-17 2024-05-09
543   Du, Changqing (SFC:BUU858) 杜长庆 +Rep 2024-05-03
544   Jia, Xiaokan 賈小侃 -Rep 2022-11-30 2024-04-29
545     +RO 2024-04-29
546   Jiang, Liehan 姜列晗 +Rep 2024-05-03
547   Li, Leyu 李乐予 +Rep 2024-05-03
548   Li, Shengjie (SFC:BUU861) 李圣洁 +Rep 2024-05-03
549   Liu, Jie (SFC:BUV409) 刘杰 +Rep 2024-05-13
550   Luo, Yixin 羅藝鑫 -Rep 2018-07-06 2024-05-07
551   Shi, Dong 史棟 -Rep 2022-10-24 2024-05-07
552     +RO 2024-05-07
553   Shi, Jinfeng 史进峰 +Rep 2024-05-02
554   Sun, Ke (SFC:BUU944) 孙科 +Rep 2024-05-03
555   Sun, Xu (SFC:BUS354) 孙煦 +Rep 2024-05-06
556   Wang, Ran (SFC:BUU867) 王然 +Rep 2024-05-03
557   Wang, Wusheng (SFC:BUU779) 汪无声 +Rep 2024-05-03
558   Xu, Xi (SFC:BUU838) 许曦 +Rep 2024-05-03
559   Zuo, Wei (SFC:BUV722) 左玮 +Rep 2024-05-03
560 HUMMINGBIRD PARTNERS LIMITED Lim, Michelle Shiyun 林詩筠 +RO 2024-04-29
561 Hywin Asset Management (Hong Kong) Limited Chen, Chi Jen +Rep 2024-04-29
562   Chen, Yu Guang 陳俞光 +Rep 2024-04-29
563 HZ CAPITAL LIMITED (HK) Ramsay, James Thomas -RO 2019-03-22 2024-04-30
564   Wang, Xiaotian (SFC:BAO743) 王小天 -RO 2021-03-30 2024-04-30
565 ICAP Securities Hong Kong Limited Chang, Andrew (SFC:BIE912) -Rep 2018-10-01 2024-04-30
566 ICBC Asset Management (Global) Company Limited Huang, Yucong -Rep 2024-01-23 2024-05-08
567     +RO 2024-05-08
568   Shang, Lei (SFC:BNH677) 尚磊 -Rep 2021-02-17 2024-04-30
569 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED Chen, Siyuan (SFC:BUX144) 陳思元 +Rep 2024-04-30
570 ICBC INTERNATIONAL RESEARCH LIMITED Feng, Liran 馮立然 -Rep 2017-06-08 2024-05-02
571   Ji, Chunhua (SFC:BGA564) 紀春華 -Rep 2022-05-16 2024-05-02
572   Li, Yue (SFC:BHU456) 李月 -Rep 2016-07-13 2024-05-02
573   Liu, Qingli (SFC:BSH027) 劉青俐 -Rep 2022-03-31 2024-05-02
574   Qiu, Zhicheng 邱志承 -Rep 2015-11-10 2024-05-02
575   Tao, Xijin 陶希晋 -Rep 2017-08-29 2024-05-02
576   Wu, Kaiyi 吳愷奕 -Rep 2019-07-16 2024-05-02
577   Wu, Yue Teng Zi -Rep 2021-09-27 2024-05-02
578   Xu, Jie (SFC:BRN956) 徐婕 -Rep 2021-07-28 2024-05-02
579   Yu, Xiaoyu (SFC:APC634) 余曉毓 -Rep 2017-08-15 2024-05-02
580   Zhang, Haoyuan 張皓淵 -Rep 2023-11-30 2024-05-02
581   Zhang, Hongxu 張弘頊 -Rep 2021-07-23 2024-05-02
582   Zhang, Jian (SFC:BRN954) 张健 -Rep 2021-07-29 2024-05-02
583   Zhao, Zeping 趙澤平 -Rep 2018-08-30 2024-05-02
584   Zhou, Qin (SFC:AUZ063) 周琴 -Rep 2015-06-18 2024-05-02
585   Zhou, Ye (SFC:BUC577) 周燁 -Rep 2023-09-13 2024-05-02
586   Zhu, Shuai (SFC:BOG690) 朱帥 -Rep 2019-04-09 2024-05-02
587 iFAST Global Markets (HK) Limited Chen, Li (SFC:BTX394) -Rep 2023-07-28 2024-05-07
588   Ser, Ka Lok 佘嘉樂 +Rep 2024-05-07
589 Impeccable Asset Management Limited Chang, Kwok Fai 鄭國輝 -RO 2022-04-28 2024-04-30
590 INFINI CAPITAL MANAGEMENT LIMITED Leahy, David Joseph (SFC:AKI495) -Rep 2023-10-20 2024-05-08
591     +RO 2024-05-08
592   Liang, Yingyu +Rep 2024-05-10
593 INFINITY ASSET MANAGEMENT LIMITED Chan, Leanna Ying Yu 陳盈如 +Rep 2024-05-10
594 Innovest Asset Management Limited Chung, Fu Shing 鍾富城 -Rep 2021-07-20 2024-05-13
595 Interactive Brokers Hong Kong Limited Au, Chun Pui 區晉培 +Rep 2024-05-08
596   Leung, Lok Yiu (SFC:BUX159) 梁樂遙 +Rep 2024-05-08
597 INV ADVISORY LIMITED Yau, Shuk Han 游淑嫻 -RO 2018-12-06 2024-05-06
598 IP Investment Management (HK) Limited Lam, Wah (SFC:BUW218) 林華 +Rep 2024-05-13
599 J.P. MORGAN BROKING (HONG KONG) LIMITED Akito, Shuichi -Rep 2018-09-26 2024-04-30
600   Hwang, Il Youn +Rep 2024-05-03
601   Li, Yan (SFC:BUX396) 黎彥 +Rep 2024-05-08
602 J.P. MORGAN SECURITIES (FAR EAST) LIMITED Chen, Lingling (SFC:BGE269) 陈灵灵 -Rep 2019-06-24 2024-04-30
603   Kwang, Kam Shing (SFC:ABP548) 關金星 +Rep 2024-04-29
604   Lu, Jun (SFC:BPM400) 陸珺 -Rep 2021-06-15 2024-05-06
605   Tian, Yu (SFC:BPE498) 田宇 -Rep 2021-09-20 2024-05-06
606   Xu, Chao (SFC:BOG720) 徐超 -Rep 2019-05-09 2024-05-06
607   Xu, Haoshuang 許昊爽 -Rep 2021-11-09 2024-05-06
608   Zhou, Shinan 周诗楠 -Rep 2021-06-23 2024-05-06
609   Zhu, Yuanyuan (SFC:AYS681) 朱圓圓 -Rep 2012-02-03 2024-05-06
610 JA SECURITIES LIMITED Liu, Hongjia (SFC:BUV360) 劉洪佳 +Rep 2024-04-29
611 Jane Street Asia Pacific Limited Khou, Victor +Rep 2024-05-13
612 JANE STREET HONG KONG LIMITED   +Rep 2024-05-13
613 Janus Henderson Investors Hong Kong Limited Zivkovic, Dusan -Rep 2015-02-16 2024-05-08
614     +RO 2024-05-08
615 Jefferies Hong Kong Limited Foster, Derek Patrick Jack +Rep 2024-05-08
616   Hammersley, Sean Alan -Rep 2023-10-12 2024-05-08
617   Moran, Seth James Edward -Rep 2023-02-08 2024-05-06
618   Neo, Anthony Aik Chye +Rep 2024-05-07
619   Sussams, Luke +Rep 2024-05-08
620   Wheatcroft, James Christopher Corkey (SFC:BUY218) +Rep 2024-05-13
621 JINLUO SECURITIES LIMITED Zhang, Zilin- (SFC:BUV741) 張梓琳 +Rep 2024-05-09
622 JMC Capital HK Limited Zhang, Sishi (SFC:BRO558) 張思詩 -Rep 2023-04-24 2024-04-29
623 JMC Capital International Limited   -Rep 2023-04-24 2024-04-29
624 Jones Lang LaSalle Real Estate Advisory Limited Lee, Janice Yuan Rong 李元容 -Rep 2022-05-16 2024-04-30
625 JOY RICH SECURITIES INVESTMENT LIMITED Kong, Ka Leung 江嘉亮 -Rep 2017-08-28 2024-04-30
626 JOYEE INTERNATIONAL ASSET MANAGEMENT CO. LIMITED Gu, Hong (SFC:BNU766) 顧虹 -RO 2023-08-23 2024-04-30
627 JPMorgan Asset Management (Asia Pacific) Limited Ng, Tsz Kin (SFC:AZD014) 吳子健 -Rep 2020-10-16 2024-05-04
628 JW Capital Limited (HK) Yau, Leong Ming 邱亮鳴 +Rep 2024-05-08
629 Keptain Securities and Asset Management Limited Wong, Mike Chun Lun 王珍倫 +Rep 2024-05-13
630 Kerogen Capital (Asia) Limited Choi, Wai Hin (SFC:BUX699) 蔡緯憲 +Rep 2024-05-10
631   Patel, Anish Nagin -Rep 2011-10-17 2024-04-30
632 KGI ASIA LIMITED Chak, Wai Wing 翟偉榮 +Rep 2024-05-06
633   Cham, Yin Hung 湛燕虹 +Rep 2024-05-08
634   Lee, Anita Ching Yee 李靜儀 -Rep 2018-05-24 2024-04-30
635   Sun, Wenxin 孫文欣 +Rep 2024-05-06
636   Wong, Mei Yan (SFC:BIE903) 黃美茵 -Rep 2017-10-03 2024-04-30
637 KGI FUTURES (HONG KONG) LIMITED Chak, Wai Wing 翟偉榮 +Rep 2024-05-06
638   Lee, Anita Ching Yee 李靜儀 -Rep 2018-05-24 2024-04-30
639   Sun, Wenxin 孫文欣 +Rep 2024-05-06
640 KINGKEY ASSET MANAGEMENT LIMITED Wei, Zhensheng 魏振胜 +Rep 2024-04-30
641 KKR CAPITAL MARKETS ASIA LIMITED Egloff, Markus Peter -RO 2021-10-15 2024-05-13
642   Malter, Hannah Rebecca -Rep 2022-08-02 2024-05-13
643   Tan, Wei Yu 陳威宇 -RO 2018-03-14 2024-05-13
644   Xin, Wei (SFC:BEK839) 忻瑋 -RO 2022-05-18 2024-05-13
645   Yuan, Chen (SFC:BHE051) 袁晨 -RO 2022-05-13 2024-05-13
646   Zhang, Anna Chang +Rep 2024-04-29
647 KOREA INVESTMENT & SECURITIES ASIA LIMITED Choi, Gowoon -Rep 2024-04-29 2024-04-30
648 Leading Securities Company Limited Deng, Bin (SFC:BPC621) 鄧斌 -Rep 2020-01-09 2024-04-30
649   Wu, Miaomiao (SFC:BPN758) 武苗苗 -Rep 2020-04-28 2024-04-30
650 Leo Capital Corp (Hong Kong) Limited Lai, Ho Yi 黎可兒 -Rep 2023-03-14 2024-04-30
651 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED Caruso, Claudio (SFC:BUG430) -Rep 2024-02-26 2024-04-30
652 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED Chan, Man Chung (SFC:BUV989) +Rep 2024-04-30
653   Cheung, Peggy Ah Lai 張雅麗 +Rep 2024-05-02
654   Du, Sen (SFC:BUW306) 杜森 +Rep 2024-05-06
655   Lai, On Kee +Rep 2024-05-02
656   Lo, Yuen Fong 羅婉芳 +Rep 2024-04-30
657   Pang, Ling (SFC:BUW299) 彭寧 +Rep 2024-05-02
658 Lianhe Ratings Global Limited Jiang, Yuyin 江毓寅 -Rep 2021-09-17 2024-04-30
659 LIM ADVISORS LIMITED Tsoi, Ying Kit 蔡英傑 +Rep 2024-05-10
660 LINGJUN CAPITAL (HONG KONG) LIMITED Tang, Yingkai 唐英凱 -Rep 2023-11-02 2024-04-30
661 Linkways Asset Management Limited Fan, Lester Kei Shun 范基信 -RO 2024-04-30 2024-05-19
662 Linkways Investment Management Limited   -RO 2024-04-30 2024-05-19
663 Lion Global Financial Limited Chen, Hong (SFC:AXB383) 陳宏 +Rep 2024-05-10
664 Liquidity Finance (Hong Kong) Limited Bennett, Russell Stirling -RO 2020-12-10 2024-04-30
665   Jindel, Rashu +RO 2024-04-29
666   Quach, Julien Stanislas 何詩諭 -RO 2021-12-07 2024-04-30
667 Livermore Holdings Limited Jie, Yile 揭怡樂 +Rep 2024-05-09
668 Lochpine Capital Limited Du, Hao (SFC:BCB913) 杜浩 -RO 2024-05-02 2024-05-14
669   Wang, Hongbo (SFC:BIR375) 王紅波 +RO 2024-05-02
670   Wang, Shuimiao 王水淼 +RO 2024-05-02
671 LOMBARD ODIER (HONG KONG) LIMITED Koh, Ushe Hon Tat -Rep 2024-02-02 2024-05-13
672   Lo, Pei-Chi 羅珮琦 -Rep 2020-08-14 2024-05-03
673   Ng, Philip Wai Kong 吳偉剛 -Rep 2023-11-29 2024-05-07
674   Siu, Chi Ming (SFC:BDW191) 邵志銘 +Rep 2024-05-09
675 Long Bridge HK Limited Suen, Ting Fong Boris 孫廷方 -Rep 2021-10-07 2024-05-02
676 Long Corridor Asset Management Limited Cheng, Liqi 程立琦 -Rep 2021-12-30 2024-04-30
677 Longitude Asia Limited Zhang, Zhikai (SFC:BUT135) 张智凯 +Rep 2024-05-09
678 LST CAPITAL PARTNERS LIMITED Chan, Christopher Ho Cheung 陳灝翔 -Rep 2020-04-14 2024-05-10
679   Lam, Kwok Mui 林國梅 -RO 2017-05-05 2024-05-10
680 LUK FOOK FUTURES (HK) LIMITED He, Jie (SFC:BTP239) 贺洁 +Rep 2024-05-10
681   Mu, Sihan 牟思涵 -Rep 2017-09-07 2024-05-09
682   Yau, Leong Ming 邱亮鳴 -Rep 2021-03-08 2024-04-30
683 LUK FOOK SECURITIES (HK) LIMITED Chan, Man Tat (SFC:AUS301) 陳文達 -Rep 2011-12-30 2024-04-30
684   Lam, Kit Hing 林潔卿 -Rep 2023-10-12 2024-04-30
685   Mu, Sihan 牟思涵 -Rep 2017-09-07 2024-05-09
686   Yau, Leong Ming 邱亮鳴 -Rep 2021-03-08 2024-04-30
687 LY CAPITAL LIMITED Lai, Hei Wilfred 黎熹 -Rep 2017-04-05 2024-04-30
688 M Science Hong Kong Limited Zhang, Wenxin (SFC:BUW104) 张文鑫 +Rep 2024-05-08
689 M&G Investments (Hong Kong) Limited Cho, Amy Yee Kee 曹綺琪 +Rep 2024-05-13
690 M3 Capital Partners (HK) Limited Huang, Hao (SFC:BUD176) 黄昊 -Rep 2023-10-03 2024-05-07
691 MACQUARIE CAPITAL LIMITED Kengradomying, Warasiree +Rep 2024-05-10
692   Lai, Yu Jang 賴昱璋 +Rep 2024-05-03
693   Li, Honggui 李宏貴 +Rep 2024-05-06
694   Stein, Robert Andrew (SFC:BTL473) +Rep 2024-05-03
695 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED Dupuy Vaudour, Elise Lydia Michele +Rep 2024-04-29
696   Leslie, Christopher John (SFC:BJS909) +Rep 2024-05-13
697   Northam, Edward Patrick (SFC:BUW109) +Rep 2024-04-29
698   Vickers, Harry Charles Philip (SFC:BUV940) +Rep 2024-04-29
699 MACROWATERS ASIA FUND MANAGEMENT LIMITED Lin, Fengyuan 林丰源 -Rep 2024-02-21 2024-05-02
700     +RO 2024-05-02
701 MAGIC COMPASS SECURITIES LIMITED Fu, Jinfeng 付錦鋒 +RO 2024-05-08
702 Manulife Investment Management (Hong Kong) Limited Ho, Wai Ha 何惠霞 -Rep 2024-05-04
703   Liang, Shiming (SFC:BQN928) 梁詩茗 +Rep 2024-04-30
704   Pang, Jason Richard 彭建鋒 -Rep 2014-09-03 2024-05-09
705 MARSHALL WACE ASIA LIMITED Xie, Jing (SFC:APA939) 謝婧 -Rep 2014-03-12 2024-04-30
706 MAXA CAPITAL LIMITED Chen, Alan Leh Chiarng 陳樂強 -RO 2022-05-06 2024-04-29
707   Zhong, Yuchen 鍾宇琛 +Rep 2024-05-13
708 MCM INVESTMENT PARTNERS LIMITED Chan, Siu Yau 陳少柔 +Rep 2024-05-07
709 Merrill Lynch (Asia Pacific) Limited Bana, Aashvi -Rep 2020-12-04 2024-05-13
710   Ghosh Dastidar, Rajarshi -Rep 2022-03-21 2024-05-07
711   Hwang, Kyung Jae -Rep 2024-05-08 2024-05-10
712   Shah, Amish Chandrakant -Rep 2024-05-03 2024-05-10
713   Wu, Ling (SFC:BMP332) 巫羚 -Rep 2018-03-26 2024-04-30
714 Merrill Lynch Far East Limited Bana, Aashvi -Rep 2020-05-04 2024-05-13
715   Ghosh Dastidar, Rajarshi -Rep 2022-03-21 2024-05-07
716 MESSIS CAPITAL LIMITED Wong, Kwok Yin (SFC:AOG831) 王國賢 -RO 2023-05-04 2024-05-02
717 Meta Futures Limited Leung, Tik Wai 梁狄偉 -RO 2023-03-31 2024-05-07
718 Metaverse Securities Limited (HK)   -RO 2023-12-27 2024-05-07
719 Meyer Capital Group Limited Chow, Yiu Chung 周耀聰 -RO 2022-03-02 2024-04-30
720   Zhang, Guilin (SFC:AWF886) 張貴林 +Rep 2024-05-06
721 MFG Limited (HK) Chow, Chi Man (SFC:BOB978) 周志敏 -Rep 2019-02-01 2024-05-01
722   Kok, Sen Kan 郭慎勤 -Rep 2024-05-08 2024-05-20
723 MIB FUTURES (HONG KONG) LIMITED Mo, Rena Choi Ying 毛賽英 +Rep 2024-05-07
724 MIB SECURITIES (HONG KONG) LIMITED   +Rep 2024-05-07
725 MicroBit Capital Management Limited Huang, Seth Haoting 黃浩霆 +RO 2024-04-30
726   Khuong, Kenny Chun Yu 姜振宇 +RO 2024-04-30
727   Sun, Tongcheng 孫通成 +Rep 2024-04-30
728   Zhang, Tianshu (SFC:BUD126) 張天樹 +Rep 2024-04-30
729 MIDLAND WEALTH MANAGEMENT LIMITED Kam, Chi Tat 金志達 -Rep 2023-08-01 2024-05-06
730     +RO 2024-05-06
731 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED Lin, Zhenze 林震昃 +Rep 2024-05-06
732   Nayyar, Varun +Rep 2024-05-13
733   Park, Jin Sup -Rep 2022-06-09 2024-04-30
734   Song, Wenzhi 宋文陟 +Rep 2024-05-06
735   Xu, Chen (SFC:BHJ441) 徐晨 +Rep 2024-05-07
736 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED Chen, Bingyao 陈冰瑶 +Rep 2024-04-29
737 Mirae Asset Securities (HK) Limited Yuen, Wai Kin (SFC:ASP979) 袁偉健 +Rep 2024-05-03
738 MIZUHO SECURITIES ASIA LIMITED Docherty, Paul David -Rep 2022-03-14 2024-05-02
739   Iwami, Eugene Satoshi +Rep 2024-05-03
740   Yeung, Wing (SFC:BTY107) 楊詠 -Rep 2023-07-07 2024-04-30
741 Mont Avenir Capital Limited Chan, Chun Kit (SFC:ABF037) 陳俊傑 -RO 2022-02-24 2024-05-03
742   Choi, Ka Ming 蔡嘉銘 -RO 2022-07-26 2024-05-03
743   Huang, Shi 黃詩 -Rep 2019-12-23 2024-05-03
744 Morgan Stanley Asia Limited Apithy, Yenadjro Robert -Rep 2024-04-22 2024-05-02
745   Chapman, Daniel John (SFC:ARB931) -Rep 2021-09-27 2024-05-03
746     +RO 2024-05-03
747   Fan, Jingyi 樊婧懿 -RO 2021-08-19 2024-05-03
748   Galligan, Peter Treverton -Rep 2016-01-18 2024-05-10
749   Howard, Laura Kimberley -Rep 2013-05-20 2024-05-10
750   Huang, Yuxin (SFC:BQC410) 黃雨芯 -Rep 2020-10-06 2024-05-03
751   Lee, Su Jin (SFC:BUA271) -Rep 2023-08-10 2024-05-03
752   Lim, Daegyu +Rep 2024-05-10
753   Lin, Hung Yu 林鴻宇 -Rep 2023-06-08 2024-04-30
754   Liu, Keli 劉柯里 -Rep 2022-09-16 2024-05-08
755   Liu, Kunyuan 刘坤元 -Rep 2024-05-13 2024-05-14
756   Liu, Lufei 劉露菲 -Rep 2023-03-10 2024-05-09
757   Liu, Tianrui 劉天睿 -Rep 2022-09-30 2024-05-10
758   Lokur, Vikram Madhav +Rep 2024-05-09
759   Ma, Yumeng 麻雨萌 -Rep 2023-03-16 2024-05-09
760   Nasser de Rezende Filho, Ricardo -Rep 2024-05-07 2024-05-09
761   Pfister, Hugo Isabeau Vincent -Rep 2022-12-09 2024-05-10
762   Qian, Guangsen 錢廣森 -Rep 2021-04-21 2024-04-30
763   Qu, Shaohang 曲紹航 +Rep 2024-04-29
764   Radgowski, Shaun William 洛國祥 -Rep 2023-05-10 2024-05-03
765   Tanaka, Wataru (SFC:BUX850) -Rep 2024-05-03 2024-05-10
766   Tran, Nguyen Khai -Rep 2024-05-03 2024-05-10
767   Wong, Catherine Ka Woon 黃嘉媛 +Rep 2024-05-13
768   Wu, Tianyu (SFC:BUC348) 乌天宇 -Rep 2023-09-06 2024-05-13
769   Xu, Qixiang 徐其翔 -Rep 2024-01-18 2024-05-09
770   Zhang, Long (SFC:BGM921) 張龍 -Rep 2019-07-15 2024-05-08
771   Zhao, Zuri Z -Rep 2024-05-06 2024-05-09
772 Morgan Stanley Hong Kong Securities Limited Galligan, Peter Treverton -Rep 2016-01-18 2024-05-10
773   Lin, Hung Yu 林鴻宇 -Rep 2023-06-08 2024-04-30
774   Pfister, Hugo Isabeau Vincent -Rep 2022-12-09 2024-05-10
775   Qian, Guangsen 錢廣森 -Rep 2021-04-21 2024-04-30
776   Radgowski, Shaun William 洛國祥 -Rep 2023-05-10 2024-05-03
777   Tanaka, Wataru (SFC:BUX850) -Rep 2024-05-03 2024-05-10
778   Zhang, Long (SFC:BGM921) 張龍 -Rep 2019-07-15 2024-05-08
779 Motto Global Asset Management Limited Tong, Jenny 湯珍妮 -Rep 2024-04-25 2024-04-30
780 MOUETTE SECURITIES COMPANY LIMITED Chan, Yik Ho 陳奕豪 -Rep 2022-12-16 2024-05-06
781   Tsui, Kin Ling 徐健靈 -Rep 2018-02-14 2024-04-29
782     +RO 2024-04-29
783 NATIXIS ASIA LIMITED Shen, Suxin 沈苏欣 -Rep 2024-04-29 2024-05-31
784 Neo Risk Investment Advisors Limited Phang, Sui Yang 彭修阳 -Rep 2022-04-25 2024-05-09
785     +RO 2024-05-09
786 NIATROSS INVESTMENTS LIMITED Liu, Tao (SFC:BUT813) 劉濤 +Rep 2024-05-13
787   Tipan Sinche, Andy Fabricio +Rep 2024-05-13
788 Nikko Asset Management Hong Kong Limited Ryu, Kiyotaka (SFC:BOG009) +RO 2024-05-09
789 Ninety One Hong Kong Limited Chen, Zhifen (SFC:BRW306) 陈智芬 +Rep 2024-05-08
790   Lee, Fanny Yuk Lai 李玉麗 +Rep 2024-05-06
791 NNFE International Asset Management Limited Chau, Yueh Jen 周日仁 -RO 2019-12-04 2024-05-13
792 NOAH HOLDINGS (HONG KONG) LIMITED Chong, Po Wai 莊堡威 +Rep 2024-05-02
793   Liu, Yan (SFC:BJY422) 劉彥 -RO 2021-06-15 2024-04-30
794   Shih, Ching Li 拾景莉 +Rep 2024-04-30
795   Zhang, Xiaozhou 張梟洲 +Rep 2024-05-03
796 Nomura Asset Management Hong Kong Limited Kobayashi, Masanori (SFC:BOG617) -RO 2020-05-13 2024-05-01
797 NOMURA INTERNATIONAL (HONG KONG) LIMITED Huang, Zhiji 黃志基 -Rep 2021-06-11 2024-04-30
798   Kamiya, Takashi -Rep 2018-04-24 2024-05-03
799   Maekawa, Misaki -Rep 2024-04-22 2024-04-29
800 North Rock Capital Management (HK) Limited Wan, Oscar Hoyin 溫浩然 -RO 2023-01-18 2024-05-02
801 Nuvama Investment Advisors (Hongkong) Private Limited Mallick, Sunny +Rep 2024-05-08
802 Oakwise Capital Management Limited Yu, Mao 于昴 +Rep 2024-04-30
803 Oasis Management (Hong Kong) Matsumoto, Iori -Rep 2020-01-20 2024-05-01
804 One Heritage Capital Management Limited Choi, Jimmy Ka Yin 蔡家賢 -Rep 2024-02-14 2024-05-01
805   Liu, Desmond Luk Por 廖淥波 -Rep 2024-02-27 2024-04-30
806 OnePlatform Asset Management Limited Choi, Wai Sum 蔡慧森 -Rep 2021-02-09 2024-05-01
807   Lam, Chi Yuen (SFC:BEM793) 林志遠 -Rep 2014-11-18 2024-04-29
808   Lee, Abel Kwong Kee 李廣基 -Rep 2024-05-01
809   Leung, Fung Yee (SFC:AIQ998) 梁鳳儀 -RO 2020-12-09 2024-05-04
810   Lin, Shipin 林世頻 -Rep 2023-11-13 2024-05-04
811   Ng, Hiu Ching 吳曉靜 -Rep 2021-08-17 2024-05-04
812   So, Ka Ho (SFC:BQV873) 蘇嘉豪 -Rep 2021-03-15 2024-05-04
813   Wong, Cheuk Man (SFC:BEI451) 黃灼敏 -Rep 2014-11-14 2024-05-01
814   Xiong, Dezhi (SFC:BPK752) 熊德志 -Rep 2020-03-30 2024-04-30
815   Xu, Yan (SFC:BAL921) 許艷 -Rep 2012-12-17 2024-05-02
816   Yu, Hui (SFC:BNW047) 于輝 -Rep 2018-12-27 2024-05-09
817 OnePlatform Securities Limited Kwan, Man Leung 關文亮 -Rep 2009-10-08 2024-05-07
818 Ontario Teachers' Pension Plan (Asia) Limited Gu, Peixi 顧培希 -Rep 2016-01-19 2024-05-06
819 OP INVESTMENT MANAGEMENT LIMITED Kung, Shun Him 龔信謙 -Rep 2022-07-06 2024-04-30
820 Opus Capital Management Limited Zhou, Wenlan 周文蘭 -Rep 2022-08-08 2024-05-03
821 ORIENT SECURITIES LIMITED Lin, Xi (SFC:BPK764) 林曦 +RO 2024-04-30
822   Si, Bao Ling 施寶玲 +Rep 2024-05-02
823 Oshidori Securities Limited Lowe, Norman C. 勞樹源 -RO 2015-10-19 2024-04-30
824 OSL Digital Securities Limited Eades, Benjamin Richard -Rep 2023-01-06 2024-05-03
825 OTCex Hong Kong Limited Lam, Louie Michael Tan 林義德 -Rep 2023-12-01 2024-04-30
826   Tsang, Hin Man (SFC:BHM828) 曾憲文 -RO 2022-07-04 2024-04-30
827 Ovata Capital Management Limited Ho, Dominic Pui Fung 何沛峰 +Rep 2024-05-13
828   Oh, Karyo 王夏亮 -Rep 2019-09-20 2024-05-05
829 PAMFLEET ASSET MANAGEMENT (HK) LIMITED Lo, Kan Yau Singuz 羅根遊 -RO 2022-05-26 2024-04-30
830 Panda Securities Company Limited Shi, Dalong 史大龍 +Rep 2024-05-09
831   Xie, Xiaotian 謝嘯天 -Rep 2023-12-15 2024-05-13
832 Parkway Capital Limited (HK) Royds, Thomas Alexander +RO 2024-05-07
833 PHILLIP COMMODITIES (H.K.) LIMITED Lau, Ka Chun (SFC:AVM124) 劉家俊 -Rep 2014-02-27 2024-05-03
834   Poon, Man Kit (SFC:BDY012) 潘文傑 +Rep 2024-05-06
835   Yu, Chi Kwong (SFC:BBG507) 余志光 -Rep 2014-06-04 2024-05-02
836 PHILLIP SECURITIES (HONG KONG) LIMITED Lau, Ka Chun (SFC:AVM124) 劉家俊 -Rep 2010-07-12 2024-05-03
837   Poon, Man Kit (SFC:BDY012) 潘文傑 +Rep 2024-05-06
838   Yu, Chi Kwong (SFC:BBG507) 余志光 -Rep 2014-06-04 2024-05-02
839 Pictet Asset Management (Hong Kong) Limited Kramer, Yves Dominique -Rep 2024-05-03 2024-05-10
840   Kuo, Shao Yu 郭韶瑜 +Rep 2024-05-02
841   Payne, Gareth David (SFC:BTV371) -Rep 2024-05-03 2024-05-10
842 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED Li, Cheuk Pong Marco 李卓邦 -Rep 2021-07-27 2024-05-08
843   Wang, Dongchen (SFC:AWX611) 王冬辰 -Rep 2021-03-26 2024-05-03
844 Ping An of China Capital (Hong Kong) Company Limited Lee, Kwok Yan (SFC:BIO431) 李珏昕 -Rep 2023-05-25 2024-05-13
845     +RO 2024-05-13
846   Liu, Jinzhu (SFC:BUW170) 劉金鑄 +Rep 2024-05-13
847 PIONEER ASSET MANAGEMENT LIMITED Rao, Chao 饒超 -RO 2023-01-09 2024-05-01
848 PJT Partners (HK) Limited McFadyen, David John +Rep 2024-05-09
849 Plouton Asset Management Limited So, Jimmy Chi Ming 蘇志明 -RO 2023-05-11 2024-05-07
850     +Rep 2024-05-07
851 Point72 Hong Kong Limited Ni, Runbo 倪潤博 +Rep 2024-04-29
852 Polymer Capital Management (HK) Limited Liang, Ziyang (SFC:BOT071) 梁子揚 -Rep 2023-04-12 2024-05-06
853 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED Lo, Sin Sin 羅倩倩 -RO 2023-01-27 2024-05-04
854 Principal Investment & Retirement Services Limited   -Rep 2020-12-28 2024-05-04
855 PrincipleOne Securities Limited Hui, David Lam Chiu 許林釗 +RO 2024-05-07
856   Yung, Wai Sing (SFC:ANP500) 容渭星 -RO 2023-10-11 2024-04-30
857 Prior Securities Limited Pang, Lai Fan 彭麗芬 -Rep 2024-01-02 2024-04-29
858 PROMISING SECURITIES COMPANY LIMITED Chan Hui, Ki Tup 陳許琪沓 -Rep 2004-01-02 2024-05-02
859 Protium Capital Limited Wan, Katherine Ka Ki 溫嘉祺 -Rep 2024-03-28 2024-05-03
860     +RO 2024-05-03
861 Pulun International Capital Limited Yau, Chi Wai (SFC:AUA441) 邱志偉 +RO 2024-04-29
862 PUREHEART CAPITAL ASIA LIMITED Chen, Haolan 陳浩嵐 -Rep 2024-05-03 2024-05-27
863   Chen, Yue (SFC:BUW293) 陳越 +Rep 2024-04-29
864   Zeng, Shiru 曾詩茹 -Rep 2022-06-13 2024-05-10
865 PYRMONT WEALTH MANAGEMENT LIMITED Li, Kan Wan 李錦文 -Rep 2019-11-04 2024-05-03
866 Quam Asset Management Limited (b1983-06-28) Li, Fengyun (SFC:BUW435) +Rep 2024-05-03
867   Wong, Ian Chung Ho 黃仲濠 +Rep 2024-04-29
868 Quam Capital Limited (b1994-08-04) Wu, Lingke 吴令珂 +Rep 2024-05-13
869 Quam Securities Limited Cheung, Denise Pui Yee 張佩儀 -RO 2020-10-23 2024-05-03
870   Wong, Chun Sing (SFC:AQR069) 王晋聲 -Rep 2015-04-22 2024-05-11
871 Qube Research & Technologies Hong Kong Limited Zhang, Yu (SFC:BPB756) 張娛 +Rep 2024-05-10
872 RaffAello Investment Management (HK) Limited Li, Ngai (1964) 李毅 +RO 2024-05-06
873 RAM Investment Advisors Limited Lee, Tsz Man 李子文 +Rep 2024-05-13
874 Realord Asia Pacific Securities Limited Chan, Chung Wai (SFC:BPJ375) 陳仲煒 -Rep 2020-03-06 2024-05-05
875   Tsoi, Yiu Fai 蔡耀輝 -Rep 2020-10-23 2024-05-05
876 Regent Capital Management Limited Huang, Shuyun (SFC:BQZ749) 黄淑芸 -Rep 2021-05-11 2024-04-30
877 Regent Securities Limited (HK) Woo, Kwok On 胡國安 -Rep 2024-05-06 2024-06-05
878 Rising Securities Limited Ma, Cheong Daniel +Rep 2024-04-29
879   Zhang, Wen (SFC:BMV073) 張雯 +Rep 2024-05-03
880 Robeco Hong Kong Limited de Bruijn, Jan Cornelis (SFC:BTZ290) -Rep 2024-05-06 2024-05-10
881 ROOFER SECURITIES LIMITED Wu, Lei (SFC:BUS551) 吳蕾 +Rep 2024-04-30
882 Rostrum Grand Limited Su, Wen-Chi 蘇玟綺 +Rep 2024-05-03
883 Rothschild & Co Hong Kong Limited Suddens-Spiers, Claire Rachel -Rep 2019-07-11 2024-04-30
884 ROYSTON SECURITIES LIMITED (GBEN) Tam, Christopher Siu Tong 譚兆棠 -RO 2022-11-28 2024-04-30
885 S&P Global Ratings Hong Kong Limited Chen, Yu Wen 陳昱彣 +Rep 2024-05-07
886   Tay, Eileen +Rep 2024-05-07
887   Teh, Kim Yuan +Rep 2024-05-07
888 Sanford C. Bernstein (Hong Kong) Limited Chhugani, Gautam Prakash -Rep 2024-05-13 2024-05-17
889   Gundlapalle, Pranav Dheeraj -Rep 2024-05-06 2024-05-10
890   Malhotra, Rahul (SFC:BOR217) -Rep 2024-05-06 2024-05-10
891   Tan, Toon Leng -Rep 2024-05-06 2024-05-10
892 SC Lowy Asset Management (HK) Limited Choi, Man Chun Jonathan 蔡文晉 -Rep 2024-01-24 2024-05-13
893 SC Lowy Financial (HK) Limited   -Rep 2022-08-17 2024-05-13
894 Schonfeld Strategic Advisors (Hong Kong) Limited Choi, Thomson Yik Hin 蔡亦軒 +Rep 2024-04-30
895   Poon, Chok Kei 潘作祺 -Rep 2023-09-18 2024-05-02
896   To, Eric Wun-hse -RO 2019-05-03 2024-05-07
897 Seeds International Asset Management Limited Tsang, Wai In 曾慧妍 +Rep 2024-05-07
898 SEEKERS ADVISORS H.K. LIMITED Mack, Andrew Kar Lung 麥嘉龍 -RO 2016-08-02 2024-04-30
899 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED Zhao, Zhao (SFC:AWY586) 趙曌 +Rep 2024-05-06
900 Sensible Asset Management Limited   +Rep 2024-05-06
901 SG SECURITIES (HK) LIMITED Copin, Denis Francois Rene -Rep 2020-09-11 2024-05-07
902     +RO 2024-05-07
903   Poitevin, Nicolas -Rep 2005-06-22 2024-05-09
904 SHANGGU ASSET MANAGEMENT (ASIA) LIMITED Chan, King Shing 陳敬誠 +Rep 2024-05-03
905 ShanZe Asset Management (Hong Kong) Limited Lee, Samson Wang Ho 李泓浩 -RO 2023-07-25 2024-05-04
906 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED Wang, Min (SFC:BUU894) 汪敏 +Rep 2024-05-08
907 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED Wong, Sai Fu 黃世富 -RO 2024-04-03 2024-05-02
908 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED He, Tingting (SFC:BOZ736) 何婷婷 -Rep 2022-11-25 2024-05-03
909 Shinhan Investment Asia Limited Lee, Jae Jun +RO 2024-05-06
910 SIGMA MANAGEMENT LTD Huang, Hao (SFC:BPD566) 黃浩 +RO 2024-05-06
911 Sino-Rich Securities & Futures Limited Ngai, Ling Kwan 魏令君 -Rep 2008-12-02 2024-05-01
912 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED Leung, Chi Wai (SFC:BTH772) 梁志偉 +Rep 2024-05-06
913   Li, Guohui (SFC:BTX654) 李国徽 +Rep 2024-04-29
914 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED Chen, Pei Wen (SFC:AOE209) 陳培文 -RO 2019-12-05 2024-05-11
915 SINOPAC SECURITIES (ASIA) LIMITED Lin, En-Tzu 林恩慈 -Rep 2023-08-01 2024-04-30
916 SMART GRANDLY ASSET MANAGEMENT LIMITED Chan, Ka Wai (SFC:BLR954) 陳嘉威 +Rep 2024-05-13
917 SMBC Nikko Securities (Hong Kong) Limited Hattori, Hironori +RO 2024-05-07
918 Solomon JFZ (Asia) Holdings Limited Leung, Wai Kin (SFC:ANP306) 梁偉健 -RO 2021-10-26 2024-04-30
919   Tao, Wing Cheong 杜永昌 +Rep 2024-05-07
920 Somerley Capital Limited Hesse, Jakob Fabian +Rep 2024-04-29
921   Wu, Zhihong (SFC:BOD916) 吳志宏 -Rep 2019-03-07 2024-04-30
922 Soochow Securities International Futures Limited Liu, Yufeng (SFC:BUP872) 劉宇峰 +Rep 2024-05-07
923 South China Investment Management Limited Lam, Leung Kit 林亮傑 -Rep 2024-03-12 2024-05-02
924   Wong, Wai Ha (SFC:AQI375) 黃慧霞 -Rep 2024-02-01 2024-05-08
925 SOUTH CHINA RESEARCH LIMITED   -Rep 2024-02-01 2024-05-08
926 SOUTH CHINA SECURITIES LIMITED Cheng, Chi Kwong (SFC:AGN592) 鄭志光 +Rep 2024-05-13
927   Lam, Leung Kit 林亮傑 -Rep 2024-03-12 2024-05-02
928   Leung, Hoi Kin 梁海鍵 +Rep 2024-05-13
929   Wong, Wai Ha (SFC:AQI375) 黃慧霞 -Rep 2024-02-01 2024-05-08
930 SPDB International Capital Limited Feng, Changli (SFC:BJI357) 馮昌黎 +Rep 2024-04-30
931   Wang, Binzhou 王彬舟 -Rep 2024-05-03 2024-05-22
932 SPDB International Investment Management Limited Luo, Zenglong 羅增龍 -Rep 2024-03-04 2024-05-13
933     +RO 2024-05-13
934   Suo, Lina (SFC:BUW335) 索丽娜 +Rep 2024-05-07
935 SPDB International Securities Limited Feng, Changli (SFC:BJI357) 馮昌黎 +Rep 2024-04-30
936 St. James's Place (Hong Kong) Limited Doughty, Stephen Edward (SFC:ARH181) -Rep 2008-08-19 2024-04-30
937 STASHAWAY HONG KONG LIMITED Chan, Lap Yin (SFC:BSF983) 陳立賢 -Rep 2022-03-17 2024-05-02
938 StillBrook Capital Limited Lo, Hok Yan Elizabeth 盧學欣 -Rep 2023-08-15 2024-05-10
939 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited Saito, Gen +Rep 2024-05-09
940 Sumitomo Mitsui Trust (Hong Kong) Limited Liu, Pui Sun Tiffany 廖沛琛 -Rep 2021-12-28 2024-05-08
941 Sun Life Asset Management (HK) Limited Choi, Allen 蔡國偉 -Rep 2024-03-06 2024-05-06
942     +RO 2024-05-06
943 SunRiver International Securities Group Limited Cai, Hongfei (SFC:BPK909) 蔡鴻飛 +Rep 2024-05-02
944   Gu, Xiang (SFC:BTO648) 顧湘 -Rep 2024-03-13 2024-05-06
945   Shen, Sicong 申思聰 +Rep 2024-05-08
946 Symmetry Investments (Hong Kong) Limited Wu, Qinxuan 吳沁軒 +Rep 2024-04-30
947 T.F.S. Derivatives HK Limited Chan, Pui Ga 陳姵伽 -Rep 2024-04-19 2024-04-30
948 TAI SHING STOCK INVESTMENT CO. LIMITED Yung, Shun Kit 容舜傑 -Rep 2024-05-01
949 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED Ding, Wenjie (SFC:BUX704) 丁文洁 +Rep 2024-05-13
950 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED Zhang, Jiangfan 張江帆 +Rep 2024-05-09
951 Taiping Securities (HK) Co Limited Li, Calvin Wing Chung 李穎聰 -Rep 2024-05-10
952 Templewater Hong Kong Limited Lee, Tsz Tung Sonia 李芷僮 +Rep 2024-04-29
953 TEN ASSET MANAGEMENT LIMITED Tong, Wei (SFC:AQM399) 佟巍 -Rep 2024-02-08 2024-04-30
954 TFI Capital Limited Leung, Kai Ching (SFC:AUX081) 梁啟正 -Rep 2023-02-06 2024-05-10
955 TFI Securities and Futures Limited   -Rep 2023-02-06 2024-05-10
956 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED Robson, Neil Christopher -Rep 2018-08-16 2024-05-07
957 Tianqin International Asset Management Limited Chen, Shuyu (SFC:BSX577) 陳淑瑜 -RO 2022-11-10 2024-05-03
958   Qiu, Tingting 邱婷婷 -Rep 2024-04-15 2024-05-02
959     +RO 2024-05-02
960 TIANYAN CAPITAL LIMITED Ge, Chenliang 葛陳亮 -RO 2021-09-15 2024-05-09
961 TNS CAPITAL MANAGEMENT LIMITED Yeung, Chi Kit (SFC:AYV421) 楊智傑 +Rep 2024-05-13
962 Top Ace Asset Management Limited Chung, Siu Wah (SFC:AGC128) 鍾兆華 -RO 2015-10-13 2024-05-13
963   Tang, Ian Kenneth 鄧正行 -Rep 2022-12-01 2024-05-13
964 TOV Capital Limited Chan, Mo Kit 陳武傑 -RO 2019-07-12 2024-04-30
965   Wong, Anson King Lung 黃勁龍 -RO 2019-11-19 2024-04-30
966 TR Advisors Limited Lee, Nathan Tze Hong 李子康 -Rep 2019-02-11 2024-05-09
967 TradeMaster Securities (Hong Kong) Limited Chen, Yibiao (SFC:AXN055) 陳宜飆 +Rep 2024-05-09
968 TSUN CHI YUEN SECURITIES COMPANY LIMITED Tsun, Christopher Wing Yip 秦榮業 +Rep 2024-05-13
969 TVC MANAGEMENT LIMITED Kong, Chi Ho (SFC:BOU720) 江志豪 +Rep 2024-05-09
970 UBS Asset Management (Hong Kong) Limited Ahmad, Mohammad (SFC:BJO390) -Rep 2024-05-07 2024-05-10
971   Chen, Bingyu 陳冰玉 -Rep 2021-08-26 2024-05-07
972   Jiang, Yuan (SFC:BSE901) 姜遠 -Rep 2022-02-25 2024-05-13
973   Song, Zhe (SFC:BEZ513) 宋喆 -Rep 2024-03-28 2024-05-08
974   Yang, Puxi 杨谱熙 -Rep 2024-03-28 2024-05-07
975 UBS SECURITIES ASIA LIMITED Fowler, Gerald Kenneth (SFC:BUW450) -Rep 2024-05-08 2024-05-15
976   Huynh, Trung Chuong -Rep 2024-05-06 2024-05-09
977   Lau, Homan 劉浩文 -Rep 2023-09-18 2024-05-10
978   Wong, Carson (SFC:BUX060) 黄家信 -Rep 2024-05-06 2024-05-13
979 UBS SECURITIES HONG KONG LIMITED Lau, Homan 劉浩文 -Rep 2023-09-18 2024-05-10
980   Luo, Yinzi (SFC:BUE075) 罗殷子 -Rep 2023-10-03 2024-05-10
981 UCAP Securities (HK) Limited Huang, Jen-Te 黃仁德 -Rep 2021-02-11 2024-04-30
982   Huang, Po Jui 黃柏睿 -Rep 2020-10-29 2024-04-30
983 UNITED ZONE INVESTMENT LIMITED Ng, Ting Cheong 吳定昌 -RO 2022-03-01 2024-05-03
984 UOB KAY HIAN (HONG KONG) LIMITED Li, Guangchen (SFC:BNY840) 李光宸 +Rep 2024-05-07
985   So, Wai Yee Flora 蘇偉儀 +Rep 2024-05-07
986   Wong, Hon Tin 黃瀚天 -Rep 2020-06-05 2024-04-30
987   Wong, Ming Fai (SFC:ALW838) 王明輝 -Rep 2023-11-02 2024-05-03
988     +RO 2024-05-03
989 UOB KAY HIAN FUTURES (HONG KONG) LIMITED Wong, Hon Tin 黃瀚天 -Rep 2020-06-05 2024-04-30
990 UPBEST SECURITIES COMPANY LIMITED Wong, Hak Ping 黃克平 +Rep 2024-05-09
991 Valliance Asset Management Limited Zhu, Lina (SFC:AXV640) 朱麗娜 +Rep 2024-05-02
992 VALUABLE ASSET MANAGEMENT LIMITED Fung, Chun Ho (SFC:AVV720) 馮鎮豪 -Rep 2023-08-09 2024-05-07
993     +RO 2024-05-07
994 VALUABLE CAPITAL LIMITED Cheng, Wu Long 鄭武隆 -Rep 2019-01-23 2024-04-30
995 VALUE PARTNERS HONG KONG LIMITED Liu, Yunqi (SFC:BEA463) 刘芸琪 +Rep 2024-04-29
996   Yu, Chenjun 余辰俊 -Rep 2015-02-02 2024-05-13
997     +RO 2024-05-13
998   Zhao, Zhao (SFC:AWY586) 趙曌 +Rep 2024-05-06
999 VALUE PARTNERS LIMITED Liu, Yunqi (SFC:BEA463) 刘芸琪 +Rep 2024-04-29
1000   Yu, Chenjun 余辰俊 -Rep 2015-02-02 2024-05-13
1001     +RO 2024-05-13
1002   Zhao, Zhao (SFC:AWY586) 趙曌 +Rep 2024-05-06
1003 Value Partners Private Equity Limited   +Rep 2024-05-06
1004 VANTAGE ASSET MANAGEMENT LIMITED (HK) Cheng, Yuk Lon Christopher 鄭鈺倫 -RO 2016-07-18 2024-04-30
1005   Lee, Peter Shang Ming 利尚銘 -RO 2016-07-18 2024-05-10
1006 Vantage Capital Markets HK Limited Gu, Huihui 顧匯匯 +Rep 2024-05-03
1007 Vantum Futures Limited Chan, Ka Wai (SFC:APP683) 陳嘉慧 +RO 2024-05-07
1008 VC CAPITAL LIMITED Huang, Jeff 黃嘉富 -Rep 2023-09-28 2024-04-30
1009 Velotrade Management Limited De Angelis, Vittorio Roberto Vincenzo -RO 2018-11-15 2024-05-13
1010   Pizzituti, Gianluca -RO 2018-11-15 2024-05-10
1011 VENHOUSE WEALTH MANAGEMENT LIMITED Yang, Ching Man 楊靜雯 -Rep 2006-04-12 2024-04-30
1012 Venture Smart Asia Limited Tang, Kenny Sing Hing 鄧聲興 -RO 2021-09-02 2024-04-29
1013 Vision Capital Investment Management Limited Liu, Jiang (SFC:BUS176) 刘江 +Rep 2024-04-30
1014 VP Wealth Management (Hong Kong) Limited Marx, Reto -RO 2022-04-01 2024-05-01
1015   Ng, Faye Xiaoying -Rep 2021-11-15 2024-05-01
1016   Yip, Shun Fung 葉淳鋒 -Rep 2021-09-14 2024-05-01
1017   Yuen, George Pui Kwong 袁沛光 -Rep 2022-11-22 2024-05-01
1018 VS Partners (Hong Kong) Co., Limited Zhang, Cuiyun 張翠云 -RO 2023-10-13 2024-04-30
1019 VSFG Asset Management Limited Lee, Yu Chuan -RO 2024-02-08 2024-04-30
1020 Waton Securities International Limited Zhou, Lin (SFC:BTJ166) 周琳 +Rep 2024-05-09
1021 Wealth Harbour Investment & Management Co., Limited Yan, Danny Kai Chi 甄啟智 -RO 2022-03-14 2024-04-30
1022 Wealth Link Securities Limited Fung, Pui Hang 馮珮珩 -RO 2023-08-09 2024-04-29
1023   Lui, Wai Man (SFC:AIU192) 呂偉文 -RO 2022-12-21 2024-04-29
1024   Tang, Wa Kin 鄧華鍵 -Rep 2024-04-29 2024-05-02
1025     +RO 2024-05-02
1026 WealthTac Global Asset Management Limited Chan, Chun Yip (SFC:AUO102) 陳俊業 +RO 2024-04-30
1027 WEBULL SECURITIES LIMITED Hung, Chun Kit (SFC:BCU325) 熊俊傑 +Rep 2024-05-03
1028   Wong, Wai Kwan (SFC:AWA381) 黃偉琨 +Rep 2024-05-03
1029 Well Link Securities Limited Chan, Tsz Hin (SFC:BRI622) 陳梓軒 -Rep 2023-11-20 2024-05-10
1030 Wellington Management Hong Kong Limited (b2003-01-02) McLane, Douglas William -Rep 2024-05-08 2024-05-10
1031 Wells Global Asset Management Limited Tam, Joseph Wai Ho 譚偉豪 +Rep 2024-04-29
1032 Welwing Capital Group Limited Li, Ruoyang 李若暘 -Rep 2021-10-20 2024-04-30
1033     +RO 2024-04-30
1034 WeShare Asset Management Limited Kwan, Kenneth Chun Keung 關俊強 -RO 2024-02-16 2024-04-29
1035 WIN WIND FINANCE LIMITED Lowe, Norman C. 勞樹源 -Rep 2023-12-13 2024-04-30
1036 Winner Zone Asset Management Limited Chang, Danni 常丹妮 +Rep 2024-05-08
1037   Chu, Agnes Pui Shan 朱珮珊 +Rep 2024-05-07
1038 Wonderland International Asset Management Limited Sun, Daniel Timur 孫文 -Rep 2021-08-30 2024-05-11
1039 WRise Prestige Asset Management Limited Ip, Tsz King 葉子敬 -Rep 2023-09-15 2024-05-08
1040   Wong, Rex Chun 黃俊 +Rep 2024-05-07
1041 WRise Prestige Securities Limited Chum, Kam Wing 覃錦榮 +Rep 2024-05-07
1042   Ip, Tsz King 葉子敬 -Rep 2023-09-15 2024-05-08
1043   Lam, Sheung Yu 林尚瑜 +Rep 2024-05-07
1044   Leung, Eric Wai Ming 梁偉明 +Rep 2024-05-07
1045   Sung, Yuk Ting 宋玉婷 +Rep 2024-05-03
1046   Tam, Wing Kan (SFC:BRK609) 譚詠勤 -Rep 2024-04-10 2024-05-07
1047   Wong, Rex Chun 黃俊 +Rep 2024-05-07
1048 WRise Wealth Management (Hong Kong) Limited Cheung, Man Wah Poly (SFC:BMV381) 張曼華 +Rep 2024-05-03
1049   Fong, Sin Shing 方善城 +Rep 2024-05-06
1050 XHK Limited Fok, Siu Pong (SFC:AME216) 霍少邦 +Rep 2024-04-29
1051 Yan Yun Family Office (HK) Limited Lo, Tak Wai 盧德偉 -RO 2023-10-16 2024-05-04
1052 YICKO SECURITIES LIMITED So, Herman Haw 蘇灝 +Rep 2024-05-08
1053 Yuan Tong Global Asset Management Limited Tu, Jun (SFC:BTN013) 涂俊 +RO 2024-05-09
1054 YUANTA FUTURES (HK) CO., LIMITED Lin, Yingying (SFC:BST634) 林莹莹 +Rep 2024-05-08
1055 Yuanta Securities (Hong Kong) Company Limited Chang, Hsien-Chun 張憲鈞 +Rep 2024-05-08
1056   Chen, Pei Chi (SFC:BUS620) 陳佩琪 +Rep 2024-05-08
1057 YUE XIU ASSET MANAGEMENT LIMITED Jiang, Nan (SFC:BMW548) 姜楠 -Rep 2018-06-01 2024-05-07
1058   Jin, Lu (SFC:AWT304) 金路 -RO 2017-11-27 2024-05-07
1059 Yue Xiu Capital Limited Xu, Yibin (SFC:BSZ009) 許溢斌 -Rep 2022-09-16 2024-05-08
1060 YUE XIU SECURITIES COMPANY LIMITED   -Rep 2022-09-16 2024-05-08
1061 Yuet Sheung International Securities Limited Li, Yige (SFC:BUM132) 李宜格 -Rep 2024-01-24 2024-04-30
1062 Yunfeng Asset Management Limited Ku, Sanqi 庫三七 -RO 2022-02-23 2024-05-10
1063 Yunfeng Financial Markets Limited Chan, Wilson Wai Kwok 陳緯國 -Rep 2023-11-10 2024-05-10
1064   Ku, Sanqi 庫三七 -RO 2019-11-18 2024-05-10
1065   Song, Yuxin 宋雨欣 +Rep 2024-04-29
1066   Yu, Renping 于仁萍 -Rep 2023-01-11 2024-05-10
1067 Yunfeng Securities Limited Ku, Sanqi 庫三七 -RO 2019-11-18 2024-05-10
1068   Song, Yuxin 宋雨欣 +Rep 2024-04-29
1069   Yu, Renping 于仁萍 -Rep 2023-01-11 2024-05-10
1070 Zero2IPO Capital Limited Yang, Peng (SFC:AUG860) 楊鵬 -RO 2021-11-03 2024-05-10
1071 Zero2IPO Securities Limited   -Rep 2021-12-01 2024-05-10
1072 Zeta Capital (H.K.) Limited Xu, Luwen 许璐雯 +RO 2024-05-03
1073 ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED Wang, Wenxin (SFC:BUX610) 王文新 +Rep 2024-05-08
1074 ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED Jing, Kai 井凱 -Rep 2017-11-23 2024-05-08
1075 ZUNDIAO SECURITIES LIMITED Ng, Penny Yuk 吳玉 +RO 2024-04-29

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