Latest changes in SFC licensees

This page shows appointments (+) and cessations (-) in SFC licensees over the last 14 days. A licensee is either a Responsible Officer (RO) or Representative (Rep). We treat a person who holds both roles (in different activities) as an RO. We query the SFC database and update the tables regularly. A licensee is not necessarily a full-time employee and may have roles in more than 1 firm.

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Row Firm Licensee Role Appointed Ceased
1 28 Advisory Limited (HK) Gifford, Richard (SFC:BTF061) -Rep 2023-01-03 2024-04-30
2     +RO 2024-04-30
3 A-JEX INTERNATIONAL ASSET MANAGEMENT LIMITED Yu, Yixing (SFC:AZQ052) 虞一星 -Rep 2024-05-08 2024-05-17
4 ABCI Securities Company Limited Bai, Ge 白舸 +Rep 2024-05-07
5 AJ Asset Management Limited Zhuang, Xiaofei 庄嘯飛 +Rep 2024-05-09
6 Alex KY Wong Asset Management Company Limited Kong, Chi Ho (SFC:BOU720) 江志豪 -Rep 2022-03-30 2024-04-30
7 Alliance Capital Partners Limited (HK) Tang, Wai Yau (SFC:BHS911) 鄧維祐 -Rep 2018-10-08 2024-05-07
8 Allianz Global Investors Asia Pacific Limited (SFC:BFE699) Ma, Calvin Kwai Shing 馬桂承 -Rep 2017-08-15 2024-05-10
9 Alpha Asset Management (HK) Limited Wong, Wai Shan (SFC:AUA951) 黃偉山 +Rep 2024-05-03
10 Alpha Nova Capital Management Limited Lee, Jamie Jin-Ming 李展鳴 +Rep 2024-05-06
11 Alphadyne Asset Management (Hong Kong) Limited Song, Yuezhen 宋岳楨 +Rep 2024-05-07
12 AlpInvest Partners Limited Chang, Joseph Koon Chung 張冠中 +RO 2024-05-14
13   Sachdeva, Amit +RO 2024-05-14
14   Zhu, Wendy Wenwen 朱雯雯 +RO 2024-05-14
15 Amundi Hong Kong Limited Lam, Ho Cheung (SFC:BCB787) 林浩祥 -Rep 2018-11-15 2024-04-30
16 ApaH Capital Management Limited Hua, Cheng (SFC:BBZ389) -Rep 2022-08-11 2024-05-14
17 Apollo Capital Management Limited Chan, Man Hung (SFC:ARL935) 陳文洪 -Rep 2020-03-24 2024-05-13
18   Huang, Ling Kit 黃凌杰 -Rep 2022-02-24 2024-05-09
19     +RO 2024-05-09
20   Lei, Yefen 雷叶芬 +Rep 2024-04-30
21   Leu, Shuk Ling Ann 廖淑玲 +Rep 2024-04-30
22 Apollo Management Asia Pacific Limited Chao, Zhang Jie Samuel +Rep 2024-05-10
23   Lim, Mei Ling (SFC:BUT997) +Rep 2024-05-03
24   Pun, Kai Yin Kevin 潘啟彥 +Rep 2024-05-09
25   Zhou, Nina +Rep 2024-05-13
26 Ares Management Asia (Hong Kong) Limited Tan, Kian Seng (SFC:BRT216) 陳建胜 -Rep 2022-09-23 2024-05-01
27 ARISTO SECURITIES LIMITED Ng, Tze Chung 吳子聰 -RO 2022-10-18 2024-05-02
28 ARK PACIFIC CAPITAL MANAGEMENT LIMITED Ng, Kenneth Chi Keung 吳志強 -RO 2014-06-20 2024-05-05
29 Arta Asset Management Limited Chan, Cho Che Cupid +Rep 2024-05-07
30 Arta Corporate Advisory Limited Yu, Andrew Chi Chiu 余志超 -Rep 2024-04-16 2024-04-30
31     +RO 2024-04-30
32 Ascent Fund Management (HK) Limited Li, Qian (SFC:BUU028) 李謙 +RO 2024-05-10
33 ASSET MANAGEMENT GROUP LIMITED Lam, Hiu Fung (SFC:AOR986) 林曉峯 +Rep 2024-05-06
34   Lau, Man Yee (SFC:BET160) 劉敏儀 +Rep 2024-05-13
35   Lo, Jenny Wing Yan 盧穎欣 +Rep 2024-05-06
36   Lo, Ka Hei 盧珈希 +Rep 2024-05-06
37   Mau, Kwok Chung 繆國忠 -Rep 2021-08-17 2024-05-05
38 Atlas Capital Asset Management (HK) Limited Tse, Chiu Lai 謝肖麗 -Rep 2024-03-28 2024-05-14
39     +RO 2024-05-14
40 Augment Wealth Advisors Limited Wang, Kevin Haigeng -Rep 2024-04-09 2024-04-30
41     +RO 2024-04-30
42 Austen Capital International Limited Hammami, Bayram +RO 2024-04-30
43 AVANTA INVESTMENT MANAGEMENT LIMITED Lam, Wing Keung (SFC:ANS013) 林永強 +Rep 2024-05-06
44 Avantua Capital Management Limited Gao, Yuanqi (SFC:BQL633) 高元褀 -Rep 2023-02-17 2024-05-03
45     +RO 2024-05-03
46   Li, Fong 李芳 -Rep 2022-06-22 2024-04-30
47 Avenue Family Office Limited Pong, Sau Kwok 逄守國 +RO 2024-05-08
48   Yang, Kar Yee 楊嘉宜 +Rep 2024-05-07
49 AVENUE INVESTMENT MANAGEMENT LIMITED   +Rep 2024-05-07
50 Awaken Thunder Capital Limited Lee, Benjamin Tsi Bun 李錫斌 +Rep 2024-05-03
51 Bain Capital Private Equity (Asia) Limited Feng, Yanjun 馮彥君 +Rep 2024-05-03
52 Balyasny Asset Management (Hong Kong) Limited Leung, Terence Ming Hin 梁明軒 +Rep 2024-05-06
53   Schroeder, Scott Harvey -RO 2010-07-30 2024-04-30
54   So, Kai Chun 蘇啓進 +Rep 2024-05-13
55 Bamboo Hill Capital Management Limited Cheng, Wai Man (SFC:ANK374) 鄭偉民 +RO 2024-05-03
56   Yu, Hao (SFC:BNP558) 余昊 +RO 2024-05-03
57 BaoQiao Partners Capital Limited Jin, Ziqi 金子琪 +Rep 2024-05-13
58 BARCLAYS CAPITAL ASIA LIMITED Chan, Ka Yan (SFC:BBU615) 陳家寅 -Rep 2022-05-20 2024-05-02
59   Ding, Hanying 丁菡潁 -Rep 2021-12-17 2024-05-02
60   Fang, Xuanning 方萱宁 -Rep 2023-09-05 2024-05-02
61   Joseph, Julie Helene -Rep 2021-08-25 2024-05-02
62   Lui, Lorraine Man To 呂敏淘 -Rep 2012-11-06 2024-05-02
63   Niu, Yun 牛耘 -Rep 2022-09-15 2024-05-06
64   Sillam, Jonathan Charles Marc -Rep 2023-01-16 2024-05-02
65   Tsang, Chiu Wing 曾昭泳 -Rep 2022-09-26 2024-05-02
66   Wan, Derek Yiu Chung 温耀聰 -Rep 2023-09-19 2024-05-02
67   Weng, Chenqi 翁晨琪 -Rep 2018-08-15 2024-05-02
68   Yam, Margaret 任彬 -Rep 2022-05-25 2024-05-02
69   Zhu, Yike (SFC:BRR246) 朱依珂 -Rep 2021-09-15 2024-05-02
70   Zou, Da 鄒達 -Rep 2017-08-04 2024-05-02
71 BASE ASSET MANAGEMENT LTD Ho, Benedict Sze Man 何仕文 +Rep 2024-05-06
72   Lam, Calvin Si Yang 林思暘 +Rep 2024-05-06
73 BCT Financial Limited Ho, Hi Oi 何喜愛 +Rep 2024-05-09
74   Yip, Wai Ka 葉維嘉 -Rep 2022-06-29 2024-05-12
75 BEA Union Investment Management Limited Wong, Ka Chun (SFC:BPI985) 黃釓寯 -Rep 2023-10-11 2024-05-06
76 BGC SECURITIES (HONG KONG) LLC Fan, Ho Nga 范皓雅 -Rep 2020-11-27 2024-04-30
77 Blackhorn Wealth Management Limited Lee, Man Jun 李汶臻 -Rep 2021-08-13 2024-04-30
78     +RO 2024-04-30
79 BlackRock Asset Management North Asia Limited Jaura, Karan Aryan +Rep 2024-05-09
80   Tse, Kun Mei 謝貫美 -Rep 2021-09-03 2024-05-01
81 Blue Owl Capital HK Limited Choi, Ka Lai (SFC:BDL752) 蔡嘉麗 -Rep 2022-03-03 2024-05-14
82 BLUESTONE SECURITIES (HK) CO., LIMITED Rong, Yujie 榮宇捷 -Rep 2023-01-09 2024-05-10
83 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED Yiu, Wong Ki 姚汪琪 -Rep 2024-05-07 2024-05-14
84 BNP PARIBAS SECURITIES (ASIA) LIMITED Cheung, Sylvia Siu Ling 張少齡 -Rep 2004-12-20 2024-05-03
85 BOCI RESEARCH LIMITED Chen, Sichao 陳思超 +Rep 2024-05-07
86   Tong, Jiangqiao 佟江橋 -RO 2020-10-30 2024-05-10
87 BOCI SECURITIES LIMITED Chang, Hao Hsiang 張皓翔 -Rep 2023-10-27 2024-05-10
88   Gao, Jieyu 高婕妤 +Rep 2024-05-10
89   Guo, Mingzhu 郭明珠 -Rep 2008-05-26 2024-05-12
90   Lee, Ho Kit 李浩杰 +Rep 2024-05-06
91 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED Lee, Chun Yiu 李晉曜 +Rep 2024-05-10
92 BOCOM International Asset Management Limited Li, Hongli (SFC:BDQ909) 李宏麗 -Rep 2022-01-05 2024-05-03
93     +RO 2024-05-03
94 BOCOM International Securities Limited Zhuge, Leyi 诸葛乐懿 +Rep 2024-05-03
95 Bosera Asset Management (International) Co., Limited Baker, Mark (SFC:BHY118) +Rep 2024-04-30
96   Chen, Ruofan (SFC:BUW359) 陳若凡 +Rep 2024-04-30
97 BREVAN HOWARD (HONG KONG) LIMITED Li, Yuxuan (SFC:BTU364) 李宇軒 -Rep 2023-06-01 2024-04-30
98 BSQ CAPITAL MANAGEMENT LIMITED Lee, Yong Suk +RO 2024-05-02
99 Candescent Capital Limited Zuo, Wei (SFC:ALH756) 左為 -RO 2022-02-07 2024-04-30
100 CATHAYSIA ASSET MANAGEMENT LIMITED Zhou, Xicheng 周熙誠 +Rep 2024-05-09
101 CATHAYSIA SECURITIES LIMITED   +Rep 2024-05-09
102 CDIB Capital International (Hong Kong) Corporation Limited Loh, Terence Paul Keng Ann 羅慶安 -Rep 2022-05-26 2024-04-30
103 CEB International Capital Corporation Limited Luk, Pui Chi 陸佩芝 -RO 2024-02-16 2024-05-05
104   Sun, Mengwei 孫梦偉 -Rep 2023-03-15 2024-05-12
105 CELESTIAL COMMODITIES LIMITED Lo, Tommy Chi Pang 羅志鵬 -Rep 2006-11-22 2024-05-07
106   Yeung, Ngok Yan 楊諾茵 -Rep 2024-05-14
107 CELESTIAL SECURITIES LIMITED Lo, Tommy Chi Pang 羅志鵬 -Rep 2006-06-15 2024-05-07
108   Yeung, Ngok Yan 楊諾茵 -Rep 2024-05-14
109 CENTALINE WEALTH MANAGEMENT LIMITED Pang, Chung Po 彭忠寶 +Rep 2024-05-10
110 Central China International Securities Co., Limited Hsiao, Ka Li 蕭嘉莉 +Rep 2024-05-07
111 CES Commodities (HK) Limited Siu, Chun Pong 蕭鎮邦 +Rep 2024-05-10
112 CF GLOBAL (HK) LIMITED Fleming, Robert James Gilbert -RO 2024-04-30
113 CGL IM Financial Management Limited Li, Maochun 李茂春 +RO 2024-05-02
114   Wong, Chi Ming (SFC:AYK887) 黃志明 +RO 2024-05-02
115 CGS International Securities Hong Kong Limited Noverdanius, Handy -Rep 2024-04-29 2024-04-30
116 CHANGFENG ASSET MANAGEMENT LIMITED Zhang, Cheng (SFC:AYC302) 章程 -RO 2020-05-06 2024-05-14
117     +Rep 2024-05-14
118 Changjiang Futures (HK) Limited Yu, Ping (SFC:AOC864) 茹萍 -Rep 2012-08-22 2024-05-03
119 Changjiang Securities Brokerage (HK) Limited Cai, Fangyi 蔡方羿 +Rep 2024-05-07
120   Li, Jin (SFC:BUV258) 李錦 +Rep 2024-05-06
121   Liu, Yi (SFC:BUV416) 劉義 +Rep 2024-05-07
122   Wong, Chor Ming 黃礎銘 +Rep 2024-05-14
123   Wong, Pik Yan 黃碧欣 +Rep 2024-04-30
124   Wu, Yifan (SFC:BUV596) 吳一凡 +Rep 2024-05-14
125   Wu, Yue (SFC:BTX561) 伍岳 +Rep 2024-04-30
126   Xu, Ke (SFC:BUV415) 徐科 +Rep 2024-05-07
127   Yu, Xuhui (SFC:BUU942) 于旭輝 +Rep 2024-04-30
128 CHEONG LEE SECURITIES LIMITED Ip, Sin Nam Ingrid 葉善嵐 -Rep 2022-11-22 2024-05-13
129 CHIEF SECURITIES LIMITED Tsang, Chun Sing 曾俊升 -Rep 2021-09-27 2024-05-04
130 China Everbright Global Investment Advisors Company Limited Zhang, Fan (SFC:AWE514) 張帆 -RO 2021-02-22 2024-04-30
131 China Everbright Investment Management Limited   -RO 2022-05-16 2024-04-30
132 CHINA EVERBRIGHT SECURITIES (HK) LIMITED Siu, Chun Pong 蕭鎮邦 +Rep 2024-05-10
133 China Harbour International Capital Limited Yan, Frankie Man Sing 甄文星 +Rep 2024-05-14
134 China Harbour International Securities Limited   +Rep 2024-05-14
135 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED Jia, Jia (SFC:BHY707) 賈嘉 -RO 2017-08-14 2024-04-30
136 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED   -RO 2021-02-01 2024-04-30
137   Li, Xinyi (SFC:BOH485) 李欣怡 -Rep 2021-11-15 2024-05-08
138 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Cao, Jiatong 曹佳桐 +Rep 2024-04-30
139   Chen, Jie (SFC:BUS538) 陳婕 +Rep 2024-04-30
140   Chen, Yating (SFC:BUU724) 陳雅婷 +Rep 2024-04-30
141   Jia, Jia (SFC:BHY707) 賈嘉 -RO 2021-02-01 2024-04-30
142   Jiang, Luwei 蔣露薇 +Rep 2024-04-30
143   Li, Xinyi (SFC:BOH485) 李欣怡 -Rep 2021-11-15 2024-05-08
144   Liu, Qianwen (SFC:BUS531) 劉倩文 +Rep 2024-04-30
145   Peng, Xiaoxiang 彭驍湘 -Rep 2023-02-16 2024-05-08
146   Qian, Kai (SFC:AZA933) 錢凱 -Rep 2012-02-16 2024-04-30
147   Wang, Jiahong (SFC:BUW048) 王嘉宏 +Rep 2024-05-06
148   Wang, Xuemin (SFC:BUW047) 王學民 +Rep 2024-04-30
149   Wang, Yehan 王業涵 +Rep 2024-04-30
150   Wang, Yimeng (SFC:BUW185) 王一萌 +Rep 2024-04-30
151   Wong, Mei Sze (SFC:BUV723) 黃美詩 +Rep 2024-04-30
152   Wu, Yue (SFC:BUW217) 吳越 +Rep 2024-05-02
153   Yang, Zijie (SFC:BUS854) 楊子捷 +Rep 2024-04-30
154   Zhao, Han (SFC:BQO604) 趙晗 -Rep 2020-12-17 2024-05-08
155 CHINA MERCHANTS FUTURES (HK) CO., LIMITED Poon, Wai Yip (SFC:AUI080) 潘偉業 +Rep 2024-04-30
156 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Guo, Kaize 郭楷澤 +Rep 2024-05-02
157   Ho, Tony Tang Yue 何騰宇 -RO 2023-02-06 2024-05-07
158   Kam, Mung Lai 金夢黎 +Rep 2024-05-09
159   Lee, King Hung 李景鴻 +Rep 2024-05-10
160   Lee, Sam Yat Fai 李日暉 -Rep 2023-11-21 2024-05-06
161     +RO 2024-05-06
162   Tam, Ka Wai (SFC:AQB100) 譚嘉慧 +Rep 2024-05-03
163   Tang, Yuhong (SFC:BTJ669) 唐雨虹 -Rep 2023-01-16 2024-05-10
164   Wang, Zhikai (SFC:BUI494) 王治凱 -Rep 2023-11-17 2024-04-30
165 China PA Securities (Hong Kong) Company Limited Lee, Siu Ping J. P. 李兆平 +Rep 2024-05-03
166   Liu, Jinzhu (SFC:BUW170) 劉金鑄 +Rep 2024-05-13
167   Wai, Andy To Chung 韋道聰 -Rep 2024-01-23 2024-05-14
168     +RO 2024-05-14
169 China Re Asset Management (Hong Kong) Company Limited Deng, Yun (SFC:BRQ451) 鄧云 -Rep 2022-12-28 2024-05-14
170 China Renaissance Securities (Hong Kong) Limited Huang, Hao-Yang (SFC:BRR180) 黄皓旸 -Rep 2021-11-01 2024-04-30
171 China Securities (International) Asset Management Company Limited He, Linwei (SFC:BNP105) 何林偉 +Rep 2024-05-10
172   Song, Yunzhe 宋云喆 -Rep 2020-07-22 2024-05-14
173 China Securities (International) Brokerage Company Limited He, Linwei (SFC:BNP105) 何林偉 +Rep 2024-05-10
174   Li, Yunlu (SFC:BRP696) 李昀璐 -Rep 2021-09-01 2024-05-08
175   Lo, Wai Lun (SFC:AVM934) 盧煒燐 -Rep 2023-08-07 2024-05-03
176   Song, Yunzhe 宋云喆 -Rep 2020-07-22 2024-05-14
177 China Securities (International) Corporate Finance Company Limited Li, Yunlu (SFC:BRP696) 李昀璐 -Rep 2021-09-01 2024-05-08
178   Zhu, Lin (SFC:BSH274) 朱林 -Rep 2022-04-07 2024-04-30
179 CHINA SOUTHERN SECURITIES LIMITED Wong, Sheh Yung 王錫勇 -RO 2017-12-12 2024-04-30
180 China Vered Securities Limited Zhang, Miaoyao 張淼垚 -RO 2023-06-01 2024-05-14
181 CHONG HING COMMODITIES AND FUTURES LIMITED Chan, Kwun Ho (SFC:AWE467) 陳冠濠 -Rep 2013-03-11 2024-05-09
182 CHONG HING SECURITIES LIMITED   -Rep 2010-10-29 2024-05-09
183   Chow, Tsui Har 周翠霞 -Rep 2021-05-03 2024-05-01
184 CIAM Capital Management Limited Chan, Wing Kin (SFC:AUW795) 陳永健 -RO 2020-11-12 2024-04-30
185 CIF Securities Futures Limited Lee, Fung Chuen 李豐全 -Rep 2024-01-31 2024-05-12
186 CIS SECURITIES ASSET MANAGEMENT LIMITED Li, Ting (SFC:BRR268) +Rep 2024-05-13
187 CITIC Securities (Hong Kong) Limited Cao, Yue (SFC:BUT582) 曹越 +Rep 2024-04-30
188   Chen, Hao (SFC:BUS786) 陈皓 +Rep 2024-04-30
189   Cheng, Xi (SFC:BRJ341) 程希 -Rep 2021-07-06 2024-05-10
190   Geng, Yao 耿尧 -Rep 2022-05-17 2024-04-30
191   Guo, Jun Lin 郭俊麟 +Rep 2024-05-06
192   Guo, Shuyi 郭書毅 -Rep 2023-10-10 2024-05-06
193   Hou, Donglin 侯東霖 +Rep 2024-04-30
194   Hu, Pujuan 胡蒲娟 -Rep 2023-11-22 2024-04-30
195   Huang, Yanyu (SFC:BSV168) 黄砚渝 -Rep 2022-08-02 2024-05-06
196   Li, Guanru 李冠儒 +Rep 2024-05-06
197   Li, Wenchao (SFC:BUT577) 李文超 +Rep 2024-04-30
198   Liu, Shisi 刘施思 -Rep 2021-08-18 2024-04-30
199   Liu, Yan (SFC:BSI122) 刘艳 -Rep 2022-05-27 2024-04-30
200   Liu, Yuan (SFC:BUS917) 刘源 +Rep 2024-04-30
201   Lu, Pei (SFC:BUS887) 鲁培 +Rep 2024-04-30
202   Lu, Yongliang 陆泳良 -Rep 2022-10-17 2024-05-06
203   Mo, Yintong 莫因同 +Rep 2024-05-06
204   Ning, Zeyu 寧則宇 -Rep 2024-03-04 2024-04-30
205   She, Tiancheng 佘天誠 +Rep 2024-05-10
206   Sheng, Xin (SFC:BUS505) 盛鑫 -Rep 2024-04-02 2024-04-30
207   Wang, Chenxiang 王晨翔 -Rep 2022-08-16 2024-04-30
208   Wang, Qian (SFC:BUU716) 王倩 +Rep 2024-05-09
209   Wang, Qin (SFC:BUT076) 王勤 +Rep 2024-05-13
210   Wang, Xiaoyang (SFC:BUS831) 王霄阳 +Rep 2024-04-30
211   Wang, Yanni (SFC:BNH166) 王燕妮 -Rep 2021-06-16 2024-05-06
212   Wei, Xi (SFC:BSI098) 魏玺 -Rep 2022-06-14 2024-04-30
213   Wu, Caojian 吴操健 -Rep 2020-10-08 2024-04-30
214   Wu, Jiangbo 吳江博 +Rep 2024-04-30
215   Wu, Zhenrong (SFC:BUS885) 吴臻荣 +Rep 2024-04-30
216   Xu, Chaoyi 徐超逸 +Rep 2024-04-30
217   Yang, Kailun 楊凱倫 -Rep 2023-07-26 2024-04-30
218   Yang, Quan (SFC:BUS697) 杨权 +Rep 2024-04-30
219   Yao, Rongji 姚鎔基 +Rep 2024-04-30
220   Yao, Zeguang 姚泽广 +Rep 2024-04-30
221   Yeung, Shirley Pui Shan 楊珮珊 -Rep 2022-01-25 2024-05-06
222   You, Qing 游青 -Rep 2023-05-22 2024-04-30
223   Zhang, Yuanning 張遠寧 -Rep 2015-07-30 2024-05-06
224   Zhang, Yusong (SFC:BUU117) 张宇颂 +Rep 2024-05-06
225   Zhao, Yan (SFC:BUS862) 赵岩 +Rep 2024-04-30
226   Zhou, Ziyi (SFC:BSU690) 周子毅 -Rep 2022-07-25 2024-05-06
227   Zhu, Qiang (SFC:BUS795) 朱强 +Rep 2024-04-30
228 CITIC Securities Asset Management (HK) Limited Chen, Tianxing (SFC:BMN686) 陈天行 +Rep 2024-05-14
229 CITIC Securities Brokerage (HK) Limited Lau, Wing Hing 劉永興 -Rep 2021-09-01 2024-05-02
230   Lee, Pik Shan (SFC:BUW380) 李碧珊 +Rep 2024-05-02
231   Li, Yang (SFC:BUW121) 李阳 +Rep 2024-05-09
232   Wen, Chaozhi 温朝至 +Rep 2024-05-09
233   Wu, Beiyi 吴倍熠 +Rep 2024-05-02
234 CITIC Securities Futures (HK) Limited Li, Yang (SFC:BUW121) 李阳 +Rep 2024-05-09
235   Wen, Chaozhi 温朝至 +Rep 2024-05-09
236   Wu, Beiyi 吴倍熠 +Rep 2024-05-02
237 CITIC Securities International Global Markets Limited Lee, Pik Shan (SFC:BUW380) 李碧珊 +Rep 2024-05-02
238   Wang, Da Qing 王大慶 +Rep 2024-05-14
239 Citigroup Global Markets Asia Limited Chokhani, Varun -Rep 2024-05-07 2024-05-10
240   Daswani, Dheeraj -Rep 2024-05-10 2024-05-16
241   Davis, Ryan (SFC:BUJ269) -Rep 2024-05-10 2024-05-14
242   Fang, Baorong 方宝荣 -Rep 2018-07-18 2024-04-30
243   Gupta, Pragya (SFC:BUX619) +Rep 2024-04-30
244   Shah, Kunal Deepak (SFC:BTO450) -Rep 2024-05-14 2024-05-18
245   Tam, Esmond Kong-Hung 譚廣鴻 -Rep 2008-12-31 2024-05-03
246   Wee, Samantha Yi Ning -Rep 2024-05-06 2024-05-11
247   Wong, Ferry Wijaya -Rep 2024-05-10 2024-05-14
248   Wood, Paul Anthony (SFC:ARW848) -Rep 2024-05-03 2024-05-10
249 CLSA LIMITED Cao, Yue (SFC:BUT582) 曹越 +Rep 2024-04-30
250   Chen, Hao (SFC:BUS786) 陈皓 +Rep 2024-04-30
251   Cheng, Xi (SFC:BRJ341) 程希 -Rep 2021-07-06 2024-05-10
252   Dasadia, Ruchi Rohan +Rep 2024-05-09
253   Geng, Yao 耿尧 -Rep 2022-05-17 2024-04-30
254   Guo, Jun Lin 郭俊麟 +Rep 2024-05-06
255   Guo, Shuyi 郭書毅 -Rep 2023-10-10 2024-05-06
256   Hou, Donglin 侯東霖 +Rep 2024-04-30
257   Hu, Pujuan 胡蒲娟 -Rep 2023-11-22 2024-04-30
258   Huang, Yanyu (SFC:BSV168) 黄砚渝 -Rep 2022-08-02 2024-05-06
259   Lei, Juncheng 雷俊成 -Rep 2024-05-03 2024-05-08
260   Li, Chengcheng (SFC:BUX121) 李誠成 +Rep 2024-05-07
261   Li, Guanru 李冠儒 +Rep 2024-05-06
262   Li, Wenchao (SFC:BUT577) 李文超 +Rep 2024-04-30
263   Liu, Shisi 刘施思 -Rep 2021-08-18 2024-04-30
264   Liu, Yan (SFC:BSI122) 刘艳 -Rep 2022-05-27 2024-04-30
265   Liu, Yuan (SFC:BUS917) 刘源 +Rep 2024-04-30
266   Lu, Pei (SFC:BUS887) 鲁培 +Rep 2024-04-30
267   Lu, Yongliang 陆泳良 -Rep 2022-10-17 2024-05-06
268   Mo, Yintong 莫因同 +Rep 2024-05-06
269   Ning, Zeyu 寧則宇 -Rep 2024-03-04 2024-04-30
270   She, Tiancheng 佘天誠 +Rep 2024-05-10
271   Sheng, Xin (SFC:BUS505) 盛鑫 -Rep 2024-04-02 2024-04-30
272   Sun, Jie (SFC:BBY954) 孫婕 -Rep 2021-01-27 2024-05-06
273   Wang, Chenxiang 王晨翔 -Rep 2022-08-16 2024-04-30
274   Wang, Qian (SFC:BUU716) 王倩 +Rep 2024-05-09
275   Wang, Qin (SFC:BUT076) 王勤 +Rep 2024-05-13
276   Wang, Xiaoyang (SFC:BUS831) 王霄阳 +Rep 2024-04-30
277   Wang, Yanni (SFC:BNH166) 王燕妮 -Rep 2021-06-16 2024-05-06
278   Wang, Yinan (SFC:ANB406) 王軼楠 -RO 2022-08-12 2024-05-09
279   Wei, Xi (SFC:BSI098) 魏玺 -Rep 2022-06-14 2024-04-30
280   Wu, Caojian 吴操健 -Rep 2020-10-08 2024-04-30
281   Wu, Jiangbo 吳江博 +Rep 2024-04-30
282   Wu, Zhenrong (SFC:BUS885) 吴臻荣 +Rep 2024-04-30
283   Xu, Chaoyi 徐超逸 +Rep 2024-04-30
284   Yang, Kailun 楊凱倫 -Rep 2023-07-26 2024-04-30
285   Yang, Quan (SFC:BUS697) 杨权 +Rep 2024-04-30
286   Yao, Rongji 姚鎔基 +Rep 2024-04-30
287   Yao, Zeguang 姚泽广 +Rep 2024-04-30
288   Yeung, Shirley Pui Shan 楊珮珊 -Rep 2022-01-25 2024-05-06
289   You, Qing 游青 -Rep 2023-05-22 2024-04-30
290   Zhang, Yuanning 張遠寧 -Rep 2015-07-30 2024-05-06
291   Zhang, Yusong (SFC:BUU117) 张宇颂 +Rep 2024-05-06
292   Zhao, Yan (SFC:BUS862) 赵岩 +Rep 2024-04-30
293   Zhou, Yunfeng (SFC:BUV611) 周昀锋 -Rep 2024-04-26 2024-04-30
294   Zhou, Ziyi (SFC:BSU690) 周子毅 -Rep 2022-07-25 2024-05-06
295   Zhu, Qiang (SFC:BUS795) 朱强 +Rep 2024-04-30
296 CMB International Asset Management Limited Wu, Qian (SFC:BCB896) 吳騫 -RO 2017-08-16 2024-05-08
297     +Rep 2024-05-08
298 CMB International Capital Limited Zhang, Qianhui (SFC:BHU022) 張倩卉 -Rep 2019-10-17 2024-05-10
299     +RO 2024-05-10
300 CMB INTERNATIONAL FUTURES LIMITED Chen, Hung Yin (SFC:AOT755) 陳宏印 +Rep 2024-04-30
301   Tu, Qiang (SFC:BTG998) 屠强 +Rep 2024-05-06
302 CMB International Global Markets Limited Liang, Xiaojun (SFC:BRR561) 梁晓鈞 +Rep 2024-04-30
303 CMB International Securities Limited Ding, Edward An Hua 丁安華 -Rep 2017-06-12 2024-04-30
304   Man, Kit Ching 文潔貞 +Rep 2024-04-30
305   Shi, Meng (SFC:BNS125) 石萌 -Rep 2023-11-14 2024-05-10
306   Tu, Qiang (SFC:BTG998) 屠强 +Rep 2024-05-06
307 CMB WING LUNG ASSET MANAGEMENT LIMITED Lee, Wu Han 李武翰 +Rep 2024-05-08
308 CMBC International Capital Limited Luo, Hao (SFC:BGK468) 羅浩 -Rep 2021-02-18 2024-05-14
309   Xiao, Qihan 肖启涵 +Rep 2024-05-13
310 CMBC INTERNATIONAL FUTURES COMPANY LIMITED Ho, Kenny Yui Kwong 何銳光 -Rep 2024-04-02 2024-05-02
311     +RO 2024-05-02
312 CMBC SECURITIES COMPANY LIMITED Bu, Yuxin 卜鈺馨 +Rep 2024-05-13
313   Ho, Kenny Yui Kwong 何銳光 -Rep 2024-04-02 2024-05-02
314     +RO 2024-05-02
315   Liu, Zhongyuan (SFC:BUV495) 劉鍾元 +Rep 2024-05-08
316   Xiao, Qihan 肖启涵 +Rep 2024-05-13
317 CNCB (Hong Kong) Capital Limited Liu, Boyang (SFC:BRE190) 刘博阳 -Rep 2023-10-20 2024-05-13
318     +RO 2024-05-13
319 Coordinates Capital Management Limited Wang, Zeyu (SFC:BTL348) -Rep 2023-03-08 2024-05-10
320 CORPORATE BROKERS LIMITED Cheung, Johnson Sau Sing 章守陞 +Rep 2024-05-08
321   Yu, Chun Kit (SFC:AFF091) 余俊傑 +Rep 2024-05-08
322 CORPORATE COMMODITIES LIMITED   +Rep 2024-05-08
323 Cowell & Lee Capital Management Limited Tian, Hanbo 田瀚博 -Rep 2023-12-21 2024-04-30
324 Credit Suisse (Hong Kong) Limited Boppana, Jagadish Chandra -Rep 2022-07-11 2024-04-30
325   Li, Mengze (SFC:BKP399) 李梦澤 -RO 2023-07-06 2024-05-08
326   Meng, Xiangxi (SFC:BSE754) 孟祥熙 -Rep 2022-02-21 2024-05-02
327 CreditEase Wealth Management (HK) Limited She, Changkai 折昌凯 -Rep 2019-10-15 2024-05-08
328 CSOP Asset Management Limited Chu, Felix 朱森民 +Rep 2024-05-10
329   Law, I Lung 羅錡龍 +Rep 2024-05-10
330 CTI Capital Hong Kong Limited Chua, Syo Kat 蔡思杰 -Rep 2017-06-13 2024-05-03
331 CVC Asia Pacific Limited Kinger, Samir +Rep 2024-04-30
332 Da Yue Futures Co., Limited Shen, Weiguang 沈偉光 +RO 2024-05-10
333 Daiwa Capital Markets Hong Kong Limited Iokibe, Jiro -RO 2017-08-16 2024-05-03
334   Tan, Jian Kai Darren -Rep 2024-05-03 2024-05-10
335 Danehill Capital Limited Hu, Nian 胡念 +RO 2024-05-06
336   Song, Xiukui 宋秀魁 +RO 2024-05-06
337 DC INVESTMENTS (HK) LIMITED Chen, Hu (SFC:BUT892) +Rep 2024-05-09
338 Delphinium Capital Partners Limited Yung, Dorothy Tze Mei 翁紫薇 +RO 2024-05-14
339 DELTA ASIA SECURITIES LIMITED Cheung, Gordon Kwan Ping 張君平 +Rep 2024-05-02
340   Law, Tsz Jing 羅梓靜 -Rep 2023-06-16 2024-04-30
341   Li, Tony Kam Pui 李錦培 -Rep 2024-03-21 2024-05-06
342   Tai, Yiu Ho 戴耀豪 -Rep 2023-07-11 2024-05-06
343 Dingxin (Securities) Limited Peng, Long (SFC:BUV208) 彭龍 +Rep 2024-05-06
344 DL Digital Family Office (HK) Limited Wu, Mengnan 吳梦楠 +RO 2024-05-03
345 Dongxing Securities (Hong Kong) Asset Management Company Limited Tsoi, Ka Hung 蔡嘉鴻 -RO 2023-06-06 2024-04-30
346 Dongxing Securities (Hong Kong) Company Limited Lin, Xiaodong (SFC:BOS553) 林小東 -Rep 2022-01-06 2024-05-10
347 DONVEX CAPITAL LIMITED Kan, Philip Siu Lun 簡兆麟 -RO 2020-03-30 2024-05-06
348 Doo Financial HK Limited Chan, Vanus Wei Yee 陳惠儀 +Rep 2024-05-10
349 Dream Peak Capital Limited Bao, Xiaorui 包晓瑞 +RO 2024-05-13
350   Wu, Fei (SFC:BUN421) 吴菲 +RO 2024-05-13
351 DT Securities & Futures Co. Limited Kwan, Freddie Wai Kuen 關偉權 +Rep 2024-05-14
352 Dymon Asia Capital (HK) Limited Zhang, Xinyu (SFC:BTL139) -Rep 2023-02-27 2024-05-09
353 EAST EAGLE ASSET MANAGEMENT HOLDINGS LIMITED Hoebrechts, Pierre Eric +RO 2024-05-02
354 Eclipse Options (HK) Limited Gouyez-Benallal, Elias +Rep 2024-05-14
355   Wong, Po Yue Bowie 王溥渝 -Rep 2021-09-24 2024-04-30
356 EDDID CAPITAL LIMITED Lu, Zijun 陆子俊 +Rep 2024-05-08
357 Eddid Securities and Futures Limited Choi, Sin Tung 蔡倩彤 +Rep 2024-05-10
358   Lu, Zijun 陆子俊 +Rep 2024-05-08
359 EM Asset Management Limited Wong, Hoi Ka (SFC:BFK210) 黃凱嘉 -Rep 2024-03-27 2024-05-02
360     +RO 2024-05-02
361 Emperor Asset Management Limited Chau, Yin 周研 +Rep 2024-05-08
362   Shao, Jin (SFC:BQH142) 邵晋 +Rep 2024-05-06
363   Su, Shishi 蘇詩詩 +Rep 2024-05-06
364 EMPEROR CORPORATE FINANCE LIMITED Li, Hoi Ting (SFC:BUU131) 李凱婷 +Rep 2024-05-03
365 EMPEROR FUTURES LIMITED Lo, Chris Tsz On 盧子安 -Rep 2023-06-14 2024-05-03
366   Yu, Ka Hei (SFC:BST404) 余嘉熙 +Rep 2024-05-09
367 EMPEROR SECURITIES LIMITED (HK) Lo, Chris Tsz On 盧子安 -Rep 2024-04-17 2024-05-03
368   Shao, Jin (SFC:BQH142) 邵晋 +Rep 2024-05-06
369   Yu, Ka Hei (SFC:BST404) 余嘉熙 +Rep 2024-05-09
370 Enhanced Investment Management Limited Li, Zijie (SFC:BRB435) 李子杰 -RO 2023-04-26 2024-05-06
371   Wang, Yifan (SFC:BUH436) 王軼凡 +RO 2024-05-06
372 ENHANCED INVESTMENT PRODUCTS LIMITED Ho, Ka Kuen (SFC:BNY636) 何家權 -Rep 2022-08-15 2024-05-01
373 EQT Partners Capital Limited Wang, Jeffery -Rep 2020-06-22 2024-05-13
374 Essence Futures (Hong Kong) Limited Liu, Zhetao (SFC:BQP532) 劉哲韜 -Rep 2021-11-02 2024-05-06
375 Essence International Securities (Hong Kong) Limited   -Rep 2021-12-14 2024-05-06
376 Ever Fountain Asset Management Limited Law, Wing Tat -Rep 2021-07-09 2024-04-30
377 Everbright Securities Digital Finance (HK) Limited Ip, Victor Wai Lun 葉緯輪 +Rep 2024-05-10
378   Siu, Chun Pong 蕭鎮邦 +Rep 2024-05-10
379 Everbright Securities Investment Services (HK) Limited Chan, Sheung Chi (SFC:BOI492) 陳尚智 +Rep 2024-05-10
380   Man, Chi Hung (SFC:BPX645) 文志洪 -Rep 2020-08-04 2024-05-03
381   Siu, Chun Pong 蕭鎮邦 +Rep 2024-05-10
382   Zhan, Chen 展晨 +Rep 2024-05-06
383 Evercore Asia Limited Panas, George Alexander -Rep 2022-11-23 2024-04-30
384 Expecta Capital Limited Li, Shuangxing 李双星 -RO 2023-01-26 2024-04-30
385 Expedition Securities Limited Meng, Meng (SFC:BTU179) 孟夢 +RO 2024-05-02
386 FAIRWIN BROKING LIMITED Kwong, David Yau Wai 鄺有為 -Rep 2017-01-23 2024-05-02
387   Soo, Chi Kit 蘇志傑 -RO 2021-03-16 2024-05-03
388 Far East Horizon Asset Management Limited Chen, Yulong 陳宇龍 -RO 2024-01-17 2024-04-30
389   Liu, Wen (SFC:BTT655) 柳文 -Rep 2023-06-01 2024-05-09
390 FAR EAST HORIZON INTERNATIONAL SECURITIES LIMITED Chen, Yulong 陳宇龍 -Rep 2023-04-12 2024-04-30
391 Far East Promise Assets Limited Bai, Jingjing 白晶晶 +Rep 2024-05-07
392 FDB Asset Management Limited Seto, Kin Yan Roy 司徒健欣 -RO 2023-06-12 2024-05-06
393   Yuen, Ka Lun 袁嘉麟 -Rep 2023-09-13 2024-04-30
394     +RO 2024-04-30
395 Fengde Capital Limited Cheung, Howard Hoi Wa 張海華 -RO 2019-08-01 2024-05-10
396 FIL Investment Advisors Kim, Jeewon -Rep 2017-09-28 2024-05-14
397   Wan, Zhiyu 万智宇 -Rep 2022-11-21 2024-05-14
398   Yan, Tao (SFC:BUX504) 颜韬 +Rep 2024-04-30
399   Yeung, Catherine Ann NA -Rep 2006-05-30 2024-05-10
400 FIL Investment Management (Hong Kong) Limited Kim, Jeewon -Rep 2017-09-28 2024-05-14
401   Wan, Zhiyu 万智宇 -Rep 2022-11-21 2024-05-14
402   Yan, Tao (SFC:BUX504) 颜韬 +Rep 2024-04-30
403   Yeung, Catherine Ann NA -Rep 2006-05-30 2024-05-10
404 Finex Hong Kong Limited Cai, Minghui (SFC:BUX222) 蔡明慧 +Rep 2024-05-06
405 First Fidelity Capital (International) Limited Wong, Jovi Chi Wing 王志榮 +Rep 2024-05-06
406 FIRST SHANGHAI SECURITIES LIMITED Qu, Jiayi 曲佳宜 -Rep 2020-04-08 2024-04-30
407 FORSYTH BARR ASIA LIMITED Edgar, Adam John -Rep 2015-02-25 2024-05-08
408 Fortune Ocean Asset Management Limited Chan, Wai Yin (SFC:AMS298) 陳偉賢 -RO 2020-10-30 2024-05-09
409 ForwardEdge Investment Limited Cheung, Fung Ki 張豐麒 +Rep 2024-05-08
410 Forwin Capital Management Limited Chan, Stephen Yin Wai 陳賢偉 -Rep 2021-06-03 2024-05-03
411 Fosun Asset Management Limited Han, Tinghui Christopher 韩霆晖 -Rep 2023-11-20 2024-04-30
412 FountainVest Capital Limited Marschang, Ryan Arthur +Rep 2024-05-13
413 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED Tong, San Mong 唐新望 -Rep 2023-08-11 2024-05-14
414   Yerram, Murali Krishna -Rep 2024-05-07 2024-05-13
415 Frontier Asset Management (Hong Kong) Limited Li, Weijia (SFC:BFU370) 李唯嘉 +Rep 2024-05-03
416 Fubon Fund Management (Hong Kong) Limited Ling, Ka Kin 凌嘉鍵 -RO 2019-08-19 2024-04-30
417 FUBON SECURITIES (HONG KONG) LIMITED Yang, Wei-Ting 楊惟婷 +Rep 2024-05-09
418 FULBRIGHT FUTURES LIMITED Lee, Yun Sum 李潤森 -Rep 2012-01-11 2024-04-30
419 FULBRIGHT SECURITIES LIMITED   -Rep 2009-09-11 2024-04-30
420 FUSION FORTUNE SECURITIES LIMITED Shen, Zheqing 沈哲清 -RO 2021-12-29 2024-05-14
421 Futu Securities International (HONG KONG) Limited Huang, Jiaxian (SFC:BUU931) 黃嘉嫻 +Rep 2024-05-06
422   Lee, King Hong (SFC:BUU940) 李景康 +Rep 2024-05-06
423   So, Hing Fai 蘇慶輝 +Rep 2024-05-09
424   Zhang, Yudan (SFC:BPB714) 張彧丹 +Rep 2024-05-09
425 Future Securities Limited (HK) Soo, Chi Kit 蘇志傑 +Rep 2024-05-13
426   Yung, Yu Shing 容宇晟 +Rep 2024-05-07
427 GAOYU SECURITIES LIMITED Ip, Thomas Hon Tak 葉漢德 +RO 2024-04-30
428 GET NICE FUTURES COMPANY LIMITED Chen, Kin Shing 陳健成 -RO 2018-01-08 2024-04-30
429 GET NICE SECURITIES LIMITED   -RO 2018-01-08 2024-04-30
430 GF Capital (Hong Kong) Limited Lai, Jimmy Ching Man 黎政民 -RO 2021-08-11 2024-05-10
431   Wong, Kwok Chu (SFC:AQV376) 黃國柱 -Rep 2023-03-01 2024-05-07
432     +RO 2024-05-07
433   Zhang, Tingfeng 張廷峰 -Rep 2021-09-28 2024-05-10
434 GF FUTURES (HONG KONG) CO., LIMITED Li, Zhen (SFC:BUX151) 李臻 +Rep 2024-05-02
435 GF Securities (Hong Kong) Brokerage Limited Chan, Chaoping 產超平 +Rep 2024-05-14
436   Gao, Hong (SFC:BUQ312) 高鸿 +Rep 2024-05-09
437   Lai, Jimmy Ching Man 黎政民 -RO 2021-08-11 2024-05-10
438   Lu, Steven Shiming 陸世銘 +Rep 2024-05-14
439   Tan, Jeffrey Wei Sing 譚偉星 -RO 2019-12-18 2024-05-10
440   Wong, Kwok Chu (SFC:AQV376) 黃國柱 -Rep 2023-03-01 2024-05-07
441     +RO 2024-05-07
442   Yu, Ke Cheng 余可騁 +Rep 2024-05-14
443   Zhang, Tingfeng 張廷峰 -Rep 2021-10-21 2024-05-10
444   Zheng, Kai (SFC:BUU989) 郑恺 +Rep 2024-05-02
445 Global Investment Strategy HK Limited Whitaker, Thomas Grant -Rep 2022-04-22 2024-05-13
446 Golden K2 Securities Limited Qian, Zhe (SFC:BSZ485) 錢喆 -Rep 2024-03-04 2024-05-02
447     +RO 2024-05-02
448 Golden Rich Securities Limited Chan, Leung (SFC:BHK844) 陳亮 -Rep 2016-05-31 2024-05-07
449 GOLDMAN SACHS (ASIA) L.L.C. Ang, Sok Han -Rep 2024-05-03 2024-05-13
450   Chen, Ming (SFC:BUX198) 陈明 +Rep 2024-05-03
451   Currie, Jemima Elizabeth -Rep 2024-04-19 2024-05-10
452   Geng, Zeyu 耿泽宇 +Rep 2024-05-07
453   Glangetas, Quentin Antoine Guy -Rep 2022-01-25 2024-05-01
454   Hattori, Enna (Kristina) +Rep 2024-05-02
455   Hu, Jian (SFC:BSF773) 胡鉴 -Rep 2022-03-02 2024-05-11
456   Kim, Mu Seong -Rep 2020-08-27 2024-05-07
457   Li, Cheng (SFC:BUX188) 李成 +Rep 2024-05-02
458   Li, Laiyin -Rep 2019-08-28 2024-05-08
459   Ma, Martin 馬丁 -Rep 2010-09-01 2024-05-08
460     +RO 2024-05-08
461   Park, Jinsun 朴真仙 -Rep 2021-08-18 2024-05-11
462   Wei, Jingxian 魏靜嫺 -Rep 2013-08-07 2024-05-01
463   Yadav, Prashant (SFC:BKC039) -Rep 2024-05-03 2024-05-13
464   Yu, Joseph Chung Man 余仲文 +Rep 2024-05-13
465   Zhai, Mengqi 翟夢琪 -Rep 2024-04-12 2024-05-10
466 GOLDMAN SACHS (ASIA) SECURITIES LIMITED Geng, Zeyu 耿泽宇 +Rep 2024-05-07
467   Glangetas, Quentin Antoine Guy -Rep 2022-01-25 2024-05-01
468   Hattori, Enna (Kristina) +Rep 2024-05-02
469   Li, Laiyin -Rep 2019-08-28 2024-05-08
470   Ma, Martin 馬丁 -Rep 2016-10-11 2024-05-08
471     +RO 2024-05-08
472   Park, Jinsun 朴真仙 -Rep 2021-08-18 2024-05-11
473   Yu, Joseph Chung Man 余仲文 +Rep 2024-05-13
474   Zhai, Mengqi 翟夢琪 -Rep 2024-04-12 2024-05-10
475 Goldman Sachs Asset Management (Hong Kong) Limited Lam, Tuan (1968) 林俊 -RO 2016-06-24 2024-05-02
476 Goldstream Capital Management Limited Gao, Ziqi (SFC:BBL664) 高子奇 -Rep 2024-03-21 2024-05-13
477     +RO 2024-05-13
478 Goldstream Securities Limited   -Rep 2024-03-21 2024-05-13
479     +RO 2024-05-13
480 Grand Capital Futures Limited Wang, Liqiong (SFC:BUX809) 王莉琼 +Rep 2024-05-08
481 Grand Capital Securities Limited   +Rep 2024-05-08
482 GRAND PARTNERS SECURITIES LIMITED Xie, Weiquan 謝偉全 +RO 2024-05-03
483 GRAND VIEW SECURITIES LIMITED Chong, Lok Man 莊樂文 -RO 2021-06-22 2024-05-10
484 GRANDLY FINANCIAL SERVICES LIMITED Chan, Ka Wai (SFC:BLR954) 陳嘉威 +Rep 2024-05-13
485 GREAT BAY SECURITIES LIMITED Lin, Luxin 林陸鑫 -Rep 2022-10-19 2024-05-10
486 Great Honour Asset Management Limited Wang, Yingfeng (SFC:BNY361) 王莹峰 -Rep 2021-04-30 2024-05-08
487 Grey Investment Limited Ma, Fung Kuen 馬鳳娟 -RO 2012-02-21 2024-04-30
488 Gulf Line Capital Advisors Limited Gao, Xiaoyu (SFC:BOS950) 高小愚 -Rep 2022-07-27 2024-05-07
489 Guolian Securities International Capital Co., Limited Peng, Yuqiu 彭予秋 +Rep 2024-05-03
490   Wang, Huilin (SFC:BUS439) 王慧林 +Rep 2024-04-30
491   Zhang, Xiaotian (SFC:BUS214) 张晓天 +Rep 2024-05-03
492 Guosen Securities (HK) Brokerage Company, Limited Liang, Lixuan 梁莉璇 -RO 2017-05-26 2024-04-30
493 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED Li, Zhuolin (SFC:BUW410) 李卓林 +Rep 2024-05-02
494 GUOTAI JUNAN CAPITAL LIMITED Pok, Ming Kai 卜銘佳 -Rep 2021-03-05 2024-05-01
495   Wong, Alan (SFC:BHA199) 王智洋 -Rep 2021-08-17 2024-05-07
496   Yu, Yizhuo 余奕卓 +Rep 2024-05-10
497 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED Fong, Ka Chai 方家齊 -Rep 2018-08-01 2024-05-01
498 Guotai Junan FX Limited   -Rep 2021-08-11 2024-05-01
499 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Bai, Ge 白舸 -Rep 2019-10-09 2024-05-01
500   Fong, Ka Chai 方家齊 -Rep 2018-08-01 2024-05-01
501   Guo, Yong (SFC:AXS906) 郭勇 -Rep 2011-07-29 2024-05-10
502   Wong, Long Hin Ambrose 王朗軒 +Rep 2024-05-06
503 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED He, Limin (SFC:BTG784) 何麗敏 -Rep 2023-02-06 2024-05-08
504 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED Huang, Tianlong 黄天龙 +Rep 2024-05-14
505   Liu, Jing (SFC:BQT560) 劉靜 -Rep 2022-05-26 2024-05-02
506   Yang, Yuchen (SFC:BUX516) 杨雨宸 +Rep 2024-05-14
507 HAITONG INTERNATIONAL CAPITAL LIMITED Geng, Geng (SFC:APX231) 耿耿 -Rep 2017-09-27 2024-05-06
508 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED Huang, Tianlong 黄天龙 +Rep 2024-05-14
509   Liu, Jing (SFC:BQT560) 劉靜 -Rep 2022-05-26 2024-05-02
510   Yang, Yuchen (SFC:BUX516) 杨雨宸 +Rep 2024-05-14
511 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Geng, Geng (SFC:APX231) 耿耿 -Rep 2017-09-27 2024-05-06
512   Ye, Xiaoyu (SFC:BUX501) 叶晓钰 +Rep 2024-05-14
513 Hamilton Lane (Hong Kong) Limited Li, Shiyi (SFC:BTA207) 李詩逸 -Rep 2022-10-25 2024-05-13
514 HANG SENG INVESTMENT MANAGEMENT LIMITED Hung, Pak Yung 洪柏榕 +Rep 2024-05-09
515   Lam, Ronald Kam Yuen 林錦源 -Rep 2022-10-24 2024-05-12
516   Sam, Chun Yin 岑俊賢 +Rep 2024-05-10
517 HANG SENG SECURITIES LIMITED Chan, Chi Keung (SFC:APS102) 陳志強 -Rep 2007-12-19 2024-05-07
518 HANSUI CAPITAL COMPANY LIMITED Poon, Tak Po 潘德普 +Rep 2024-05-07
519   To, Wai Kit (SFC:BUS889) 杜偉杰 +Rep 2024-05-07
520   Wong, Chi Ho (SFC:BUW157) 黃志豪 +Rep 2024-05-07
521   Young, Wai Ling 楊惠玲 +Rep 2024-05-07
522 Harmolands Capital Limited Mai, Haoming 麦皓铭 -Rep 2023-02-01 2024-05-10
523   Qi, Bin (SFC:BUV004) 齊斌 +Rep 2024-05-13
524 Harvest Global Capital Investments Limited Cao, Shipeng 曹仕鹏 -Rep 2023-09-05 2024-05-10
525   Qiu, Xiaochuan 仇小川 -Rep 2020-09-25 2024-05-10
526 HARVEST GLOBAL INVESTMENTS LIMITED Fan, Jing (SFC:BQI395) 范靜 -Rep 2020-11-24 2024-05-14
527 HashKey Capital Limited Deng, Shujie 鄧書劼 -Rep 2023-08-14 2024-05-14
528 HC Securities (HK) Limited Gao, Fang (SFC:BNY749) 高放 -RO 2023-07-03 2024-04-30
529 HERITVEST WEALTH MANAGEMENT (HONG KONG) CO., LIMITED Han, Zhiming 韓志明 -Rep 2022-07-05 2024-05-07
530 HERMES SECURITIES LIMITED Cheung, Louis Wing Kwan 張穎群 +RO 2024-05-14
531 HK CAI FU JU ASSET MANAGEMENT LIMITED Liu, Jingjing (SFC:BPY361) 劉晶晶 -Rep 2023-08-23 2024-05-02
532 Holly International Asset Management Company Limited Guo, Qi (SFC:AZB400) 郭琦 -Rep 2023-05-18 2024-04-30
533 HONESTUM INTERNATIONAL LIMITED Yeung, Lai Man (SFC:AWP881) 楊麗雯 -Rep 2024-03-26 2024-05-08
534     +RO 2024-05-08
535 HONG & HONG PARTNERS LIMITED Ho, Stephen Wing Yuen 何永源 +RO 2024-04-30
536   Lee, David Seungwoo +RO 2024-04-30
537   Wu, Xiangping (SFC:BUF983) 吳香平 +RO 2024-04-30
538 Howbuy Hong Kong Limited Song, Tingqiu 宋庭秋 +Rep 2024-05-07
539 HQ Capital Asia Limited Hu, Michael +RO 2024-05-07
540 HSBC Corporate Finance (Hong Kong) Limited Bo, Yifei 卜亦飛 +Rep 2024-05-07
541   Chen, Ziyu (SFC:BSE024) 陳紫瑜 +Rep 2024-05-07
542   Choi, Wang Ngai 蔡弘毅 -Rep 2023-07-28 2024-05-03
543   Hu, Ke (SFC:BUT165) 胡珂 +Rep 2024-05-06
544   Kwan, Tsz Wing Bridget 關芷穎 -Rep 2017-05-22 2024-05-13
545   Lau, Aidan Chak Yin 劉澤延 -Rep 2018-01-04 2024-05-13
546   Tian, Siqi 田思琪 -Rep 2018-06-05 2024-05-13
547   Yuan, Jiewen 袁洁雯 +Rep 2024-05-07
548   Yung, See Liang 翁思亮 -Rep 2013-11-07 2024-05-13
549 HSBC Global Asset Management (Hong Kong) Limited Kwan, Kin Shing (SFC:BIX408) 關健成 -Rep 2017-01-13 2024-04-30
550   Ma, Ka Man (SFC:BAC046) 馬嘉汶 +Rep 2024-05-06
551   Radovic, Tina -Rep 2024-05-02 2024-05-09
552 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Kwan, Kin Shing (SFC:BIX408) 關健成 -Rep 2017-01-13 2024-04-30
553   Ma, Ka Man (SFC:BAC046) 馬嘉汶 +Rep 2024-05-06
554   Radovic, Tina -Rep 2024-05-02 2024-05-09
555 HUAJIN FUTURES (INTERNATIONAL) LIMITED Kwok, Friedman Owen 郭傲雲 +Rep 2024-05-07
556 Huarong International Asset Management Limited Zhang, Miao (SFC:BOX399) 張淼 -RO 2021-11-04 2024-04-30
557 Huarong International Securities Limited Choy, Hoi Yan (SFC:APX164) 蔡凱茵 -Rep 2024-03-15 2024-05-01
558   Zhang, Miao (SFC:BOX399) 張淼 -RO 2021-11-04 2024-04-30
559 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Cao, Zhuoming 曹卓铭 +Rep 2024-05-06
560   Cheng, Yihong 程益竑 +Rep 2024-05-03
561   Dong, Niandong 董念東 -Rep 2023-11-17 2024-05-09
562   Du, Changqing (SFC:BUU858) 杜长庆 +Rep 2024-05-03
563   Jiang, Liehan 姜列晗 +Rep 2024-05-03
564   Li, Leyu 李乐予 +Rep 2024-05-03
565   Li, Shengjie (SFC:BUU861) 李圣洁 +Rep 2024-05-03
566   Liu, Jie (SFC:BUV409) 刘杰 +Rep 2024-05-13
567   Luo, Yixin 羅藝鑫 -Rep 2018-07-06 2024-05-07
568   Shi, Dong 史棟 -Rep 2022-10-24 2024-05-07
569     +RO 2024-05-07
570   Shi, Jinfeng 史进峰 +Rep 2024-05-02
571   Sun, Ke (SFC:BUU944) 孙科 +Rep 2024-05-03
572   Sun, Xu (SFC:BUS354) 孙煦 +Rep 2024-05-06
573   Wang, Ran (SFC:BUU867) 王然 +Rep 2024-05-03
574   Wang, Wusheng (SFC:BUU779) 汪无声 +Rep 2024-05-03
575   Xu, Xi (SFC:BUU838) 许曦 +Rep 2024-05-03
576   Zuo, Wei (SFC:BUV722) 左玮 +Rep 2024-05-03
577 Huayu Securities Limited Xing, Li (SFC:BMX389) 邢莉 +RO 2024-05-14
578 HZ CAPITAL LIMITED (HK) Ramsay, James Thomas -RO 2019-03-22 2024-04-30
579   Wang, Xiaotian (SFC:BAO743) 王小天 -RO 2021-03-30 2024-04-30
580 ICAP Securities Hong Kong Limited Chang, Andrew (SFC:BIE912) -Rep 2018-10-01 2024-04-30
581 ICBC Asset Management (Global) Company Limited Huang, Yucong -Rep 2024-01-23 2024-05-08
582     +RO 2024-05-08
583   Shang, Lei (SFC:BNH677) 尚磊 -Rep 2021-02-17 2024-04-30
584 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED Chen, Siyuan (SFC:BUX144) 陳思元 +Rep 2024-04-30
585 ICBC INTERNATIONAL RESEARCH LIMITED Feng, Liran 馮立然 -Rep 2017-06-08 2024-05-02
586   Ji, Chunhua (SFC:BGA564) 紀春華 -Rep 2022-05-16 2024-05-02
587   Li, Yue (SFC:BHU456) 李月 -Rep 2016-07-13 2024-05-02
588   Liu, Qingli (SFC:BSH027) 劉青俐 -Rep 2022-03-31 2024-05-02
589   Qiu, Zhicheng 邱志承 -Rep 2015-11-10 2024-05-02
590   Tao, Xijin 陶希晋 -Rep 2017-08-29 2024-05-02
591   Wu, Kaiyi 吳愷奕 -Rep 2019-07-16 2024-05-02
592   Wu, Yue Teng Zi -Rep 2021-09-27 2024-05-02
593   Xu, Jie (SFC:BRN956) 徐婕 -Rep 2021-07-28 2024-05-02
594   Yu, Xiaoyu (SFC:APC634) 余曉毓 -Rep 2017-08-15 2024-05-02
595   Zhang, Haoyuan 張皓淵 -Rep 2023-11-30 2024-05-02
596   Zhang, Hongxu 張弘頊 -Rep 2021-07-23 2024-05-02
597   Zhang, Jian (SFC:BRN954) 张健 -Rep 2021-07-29 2024-05-02
598   Zhao, Zeping 趙澤平 -Rep 2018-08-30 2024-05-02
599   Zhou, Qin (SFC:AUZ063) 周琴 -Rep 2015-06-18 2024-05-02
600   Zhou, Ye (SFC:BUC577) 周燁 -Rep 2023-09-13 2024-05-02
601   Zhu, Shuai (SFC:BOG690) 朱帥 -Rep 2019-04-09 2024-05-02
602 iFAST Global Markets (HK) Limited Chen, Li (SFC:BTX394) -Rep 2023-07-28 2024-05-07
603   Ser, Ka Lok 佘嘉樂 +Rep 2024-05-07
604 Imagi Brokerage Limited Yao, Man Yi 姚敏怡 -Rep 2021-05-03 2024-05-14
605 Impeccable Asset Management Limited Chang, Kwok Fai 鄭國輝 -RO 2022-04-28 2024-04-30
606 INFINI CAPITAL MANAGEMENT LIMITED Leahy, David Joseph (SFC:AKI495) -Rep 2023-10-20 2024-05-08
607     +RO 2024-05-08
608   Liang, Yingyu +Rep 2024-05-10
609 INFINITY ASSET MANAGEMENT LIMITED Chan, Leanna Ying Yu 陳盈如 +Rep 2024-05-10
610 Innovest Asset Management Limited Chung, Fu Shing 鍾富城 -Rep 2021-07-20 2024-05-13
611 Interactive Brokers Hong Kong Limited Au, Chun Pui 區晉培 +Rep 2024-05-08
612   Leung, Lok Yiu (SFC:BUX159) 梁樂遙 +Rep 2024-05-08
613 INV ADVISORY LIMITED Yau, Shuk Han 游淑嫻 -RO 2018-12-06 2024-05-06
614 INVESCO HONG KONG LIMITED Chen, Jiawen (SFC:BTR450) 陈佳雯 +Rep 2024-05-14
615 IP Investment Management (HK) Limited Lam, Wah (SFC:BUW218) 林華 +Rep 2024-05-13
616 IVORY CAPITAL PRIVATE LIMITED Wang, Julius 王哲身 -Rep 2024-02-14 2024-05-14
617     +RO 2024-05-14
618 J.P. MORGAN BROKING (HONG KONG) LIMITED Akito, Shuichi -Rep 2018-09-26 2024-04-30
619   Hwang, Il Youn +Rep 2024-05-03
620   Li, Yan (SFC:BUX396) 黎彥 +Rep 2024-05-08
621 J.P. MORGAN SECURITIES (FAR EAST) LIMITED Chen, Lingling (SFC:BGE269) 陈灵灵 -Rep 2019-06-24 2024-04-30
622   Lu, Jun (SFC:BPM400) 陸珺 -Rep 2021-06-15 2024-05-06
623   Ma, Sai (SFC:BRJ245) 馬賽 -Rep 2021-07-19 2024-05-14
624   Tian, Yu (SFC:BPE498) 田宇 -Rep 2021-09-20 2024-05-06
625   Xia, Yujie 夏宇杰 -Rep 2024-01-03 2024-05-14
626   Xu, Chao (SFC:BOG720) 徐超 -Rep 2019-05-09 2024-05-06
627   Xu, Haoshuang 許昊爽 -Rep 2021-11-09 2024-05-06
628   Zhou, Shinan 周诗楠 -Rep 2021-06-23 2024-05-06
629   Zhu, Yuanyuan (SFC:AYS681) 朱圓圓 -Rep 2012-02-03 2024-05-06
630 Jane Street Asia Pacific Limited Khou, Victor +Rep 2024-05-13
631 JANE STREET HONG KONG LIMITED   +Rep 2024-05-13
632 Janus Henderson Investors Hong Kong Limited Zivkovic, Dusan -Rep 2015-02-16 2024-05-08
633     +RO 2024-05-08
634 Jefferies Hong Kong Limited Foster, Derek Patrick Jack +Rep 2024-05-08
635   Hammersley, Sean Alan -Rep 2023-10-12 2024-05-08
636   Moran, Seth James Edward -Rep 2023-02-08 2024-05-06
637   Neo, Anthony Aik Chye +Rep 2024-05-07
638   Sussams, Luke +Rep 2024-05-08
639   Wheatcroft, James Christopher Corkey (SFC:BUY218) +Rep 2024-05-13
640 JINLUO SECURITIES LIMITED Zhang, Zilin- (SFC:BUV741) 張梓琳 +Rep 2024-05-09
641 Jones Lang LaSalle Real Estate Advisory Limited Lee, Janice Yuan Rong 李元容 -Rep 2022-05-16 2024-04-30
642 JOY RICH SECURITIES INVESTMENT LIMITED Kong, Ka Leung 江嘉亮 -Rep 2017-08-28 2024-04-30
643 JPMorgan Asset Management (Asia Pacific) Limited Ng, Tsz Kin (SFC:AZD014) 吳子健 -Rep 2020-10-16 2024-05-04
644 JW Capital Limited (HK) Yau, Leong Ming 邱亮鳴 +Rep 2024-05-08
645 Keptain Securities and Asset Management Limited Wong, Mike Chun Lun 王珍倫 +Rep 2024-05-13
646 Kerogen Capital (Asia) Limited Choi, Wai Hin (SFC:BUX699) 蔡緯憲 +Rep 2024-05-10
647   Patel, Anish Nagin -Rep 2011-10-17 2024-04-30
648 KGI ASIA LIMITED Chak, Wai Wing 翟偉榮 +Rep 2024-05-06
649   Cham, Yin Hung 湛燕虹 +Rep 2024-05-08
650   Chow, Tsui Har 周翠霞 +Rep 2024-05-14
651   Lee, Anita Ching Yee 李靜儀 -Rep 2018-05-24 2024-04-30
652   Sun, Wenxin 孫文欣 +Rep 2024-05-06
653   Wong, Mei Yan (SFC:BIE903) 黃美茵 -Rep 2017-10-03 2024-04-30
654 KGI FUTURES (HONG KONG) LIMITED Chak, Wai Wing 翟偉榮 +Rep 2024-05-06
655   Lee, Anita Ching Yee 李靜儀 -Rep 2018-05-24 2024-04-30
656   Sun, Wenxin 孫文欣 +Rep 2024-05-06
657 KINGKEY ASSET MANAGEMENT LIMITED Wei, Zhensheng 魏振胜 +Rep 2024-04-30
658 KKR Capital Markets Asia II Limited Egloff, Markus Peter +RO 2024-05-14
659   Malter, Hannah Rebecca +RO 2024-05-14
660   Raposio, Diane +RO 2024-05-14
661   Richdale, Kate Gaskell +RO 2024-05-14
662   Tan, Wei Yu 陳威宇 +RO 2024-05-14
663   Xin, Wei (SFC:BEK839) 忻瑋 +RO 2024-05-14
664   Yin, Haining 殷海寧 +RO 2024-05-14
665   Yuan, Chen (SFC:BHE051) 袁晨 +RO 2024-05-14
666 KKR CAPITAL MARKETS ASIA LIMITED Egloff, Markus Peter -RO 2021-10-15 2024-05-13
667   Malter, Hannah Rebecca -Rep 2022-08-02 2024-05-13
668   Tan, Wei Yu 陳威宇 -RO 2018-03-14 2024-05-13
669   Xin, Wei (SFC:BEK839) 忻瑋 -RO 2022-05-18 2024-05-13
670   Yuan, Chen (SFC:BHE051) 袁晨 -RO 2022-05-13 2024-05-13
671 KOREA INVESTMENT & SECURITIES ASIA LIMITED Choi, Gowoon -Rep 2024-04-29 2024-04-30
672 LCA Solutions Limited Holden, Stephen Robert James (SFC:ADC639) +Rep 2024-05-14
673 Leading Securities Company Limited Deng, Bin (SFC:BPC621) 鄧斌 -Rep 2020-01-09 2024-04-30
674   Wu, Miaomiao (SFC:BPN758) 武苗苗 -Rep 2020-04-28 2024-04-30
675 Leo Capital Corp (Hong Kong) Limited Lai, Ho Yi 黎可兒 -Rep 2023-03-14 2024-04-30
676 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED Caruso, Claudio (SFC:BUG430) -Rep 2024-02-26 2024-04-30
677 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED Chan, Man Chung (SFC:BUV989) +Rep 2024-04-30
678   Cheung, Peggy Ah Lai 張雅麗 +Rep 2024-05-02
679   Du, Sen (SFC:BUW306) 杜森 +Rep 2024-05-06
680   Lai, On Kee +Rep 2024-05-02
681   Lo, Yuen Fong 羅婉芳 +Rep 2024-04-30
682   Pang, Ling (SFC:BUW299) 彭寧 +Rep 2024-05-02
683 Lianhe Ratings Global Limited Jiang, Yuyin 江毓寅 -Rep 2021-09-17 2024-04-30
684 LIM ADVISORS LIMITED Tsoi, Ying Kit 蔡英傑 +Rep 2024-05-10
685 LINGJUN CAPITAL (HONG KONG) LIMITED Tang, Yingkai 唐英凱 -Rep 2023-11-02 2024-04-30
686 Linkways Asset Management Limited Fan, Lester Kei Shun 范基信 -RO 2024-04-30 2024-05-19
687 Linkways Investment Management Limited   -RO 2024-04-30 2024-05-19
688 Lion Global Financial Limited Chen, Hong (SFC:AXB383) 陳宏 +Rep 2024-05-10
689 Liquidity Finance (Hong Kong) Limited Bennett, Russell Stirling -RO 2020-12-10 2024-04-30
690   Quach, Julien Stanislas 何詩諭 -RO 2021-12-07 2024-04-30
691 Livermore Holdings Limited Jie, Yile 揭怡樂 +Rep 2024-05-09
692 Lochpine Capital Limited Du, Hao (SFC:BCB913) 杜浩 -RO 2024-05-02 2024-05-14
693   Wang, Hongbo (SFC:BIR375) 王紅波 +RO 2024-05-02
694   Wang, Shuimiao 王水淼 +RO 2024-05-02
695 LOMBARD ODIER (HONG KONG) LIMITED Koh, Ushe Hon Tat -Rep 2024-02-02 2024-05-13
696   Lo, Pei-Chi 羅珮琦 -Rep 2020-08-14 2024-05-03
697   Ng, Philip Wai Kong 吳偉剛 -Rep 2023-11-29 2024-05-07
698   Siu, Chi Ming (SFC:BDW191) 邵志銘 +Rep 2024-05-09
699 Long Bridge HK Limited Suen, Ting Fong Boris 孫廷方 -Rep 2021-10-07 2024-05-02
700 Long Corridor Asset Management Limited Cheng, Liqi 程立琦 -Rep 2021-12-30 2024-04-30
701 Longitude Asia Limited Zhang, Zhikai (SFC:BUT135) 张智凯 +Rep 2024-05-09
702 LST CAPITAL PARTNERS LIMITED Chan, Christopher Ho Cheung 陳灝翔 -Rep 2020-04-14 2024-05-10
703   Lam, Kwok Mui 林國梅 -RO 2017-05-05 2024-05-10
704 LUK FOOK FUTURES (HK) LIMITED He, Jie (SFC:BTP239) 贺洁 +Rep 2024-05-10
705   Mu, Sihan 牟思涵 -Rep 2017-09-07 2024-05-09
706   Yau, Leong Ming 邱亮鳴 -Rep 2021-03-08 2024-04-30
707 LUK FOOK SECURITIES (HK) LIMITED Chan, Man Tat (SFC:AUS301) 陳文達 -Rep 2011-12-30 2024-04-30
708   Lam, Kit Hing 林潔卿 -Rep 2023-10-12 2024-04-30
709   Mu, Sihan 牟思涵 -Rep 2017-09-07 2024-05-09
710   Ng, Mi Fong 伍美芳 -Rep 2023-10-12 2024-05-14
711   Yau, Leong Ming 邱亮鳴 -Rep 2021-03-08 2024-04-30
712 LY CAPITAL LIMITED Lai, Hei Wilfred 黎熹 -Rep 2017-04-05 2024-04-30
713 M Science Hong Kong Limited Zhang, Wenxin (SFC:BUW104) 张文鑫 +Rep 2024-05-08
714 M&G Investments (Hong Kong) Limited Cho, Amy Yee Kee 曹綺琪 +Rep 2024-05-13
715 M3 Capital Partners (HK) Limited Huang, Hao (SFC:BUD176) 黄昊 -Rep 2023-10-03 2024-05-07
716 MACQUARIE CAPITAL LIMITED Kengradomying, Warasiree +Rep 2024-05-10
717   Lai, Yu Jang 賴昱璋 +Rep 2024-05-03
718   Li, Honggui 李宏貴 +Rep 2024-05-06
719   Stein, Robert Andrew (SFC:BTL473) +Rep 2024-05-03
720 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED Leslie, Christopher John (SFC:BJS909) +Rep 2024-05-13
721 MACROWATERS ASIA FUND MANAGEMENT LIMITED Lin, Fengyuan 林丰源 -Rep 2024-02-21 2024-05-02
722     +RO 2024-05-02
723 MAGIC COMPASS SECURITIES LIMITED Fu, Jinfeng 付錦鋒 +RO 2024-05-08
724 Manulife Investment Management (Hong Kong) Limited Liang, Shiming (SFC:BQN928) 梁詩茗 +Rep 2024-04-30
725   Pang, Jason Richard 彭建鋒 -Rep 2014-09-03 2024-05-09
726 Market Securities (Hong Kong) Limited Patel, Vinesh (SFC:BDC151) +Rep 2024-05-14
727 MARSHALL WACE ASIA LIMITED Xie, Jing (SFC:APA939) 謝婧 -Rep 2014-03-12 2024-04-30
728 MAXA CAPITAL LIMITED Zhong, Yuchen 鍾宇琛 +Rep 2024-05-13
729 MCM INVESTMENT PARTNERS LIMITED Chan, Siu Yau 陳少柔 +Rep 2024-05-07
730 Merrill Lynch (Asia Pacific) Limited Bana, Aashvi -Rep 2020-12-04 2024-05-13
731   Choo, John Matthew 朱浩然 -Rep 2021-09-27 2024-05-14
732   Ghosh Dastidar, Rajarshi -Rep 2022-03-21 2024-05-07
733   Hwang, Kyung Jae -Rep 2024-05-08 2024-05-10
734   Shah, Amish Chandrakant -Rep 2024-05-03 2024-05-10
735   Tiron, Adrian Cesar -Rep 2024-05-14 2024-05-16
736   Wu, Ling (SFC:BMP332) 巫羚 -Rep 2018-03-26 2024-04-30
737 Merrill Lynch Far East Limited Bana, Aashvi -Rep 2020-05-04 2024-05-13
738   Choo, John Matthew 朱浩然 -Rep 2021-09-27 2024-05-14
739   Ghosh Dastidar, Rajarshi -Rep 2022-03-21 2024-05-07
740 MESSIS CAPITAL LIMITED Wong, Kwok Yin (SFC:AOG831) 王國賢 -RO 2023-05-04 2024-05-02
741 Meta Futures Limited Leung, Tik Wai 梁狄偉 -RO 2023-03-31 2024-05-07
742 Metaverse Securities Limited (HK)   -RO 2023-12-27 2024-05-07
743 Meyer Capital Group Limited Chow, Yiu Chung 周耀聰 -RO 2022-03-02 2024-04-30
744   Zhang, Guilin (SFC:AWF886) 張貴林 +Rep 2024-05-06
745 MFG Limited (HK) Chow, Chi Man (SFC:BOB978) 周志敏 -Rep 2019-02-01 2024-05-01
746   Kok, Sen Kan 郭慎勤 -Rep 2024-05-08 2024-05-20
747 MIB FUTURES (HONG KONG) LIMITED Mo, Rena Choi Ying 毛賽英 +Rep 2024-05-07
748 MIB SECURITIES (HONG KONG) LIMITED   +Rep 2024-05-07
749 MicroBit Capital Management Limited Huang, Seth Haoting 黃浩霆 +RO 2024-04-30
750   Khuong, Kenny Chun Yu 姜振宇 +RO 2024-04-30
751   Sun, Tongcheng 孫通成 +Rep 2024-04-30
752   Zhang, Tianshu (SFC:BUD126) 張天樹 +Rep 2024-04-30
753 MIDLAND WEALTH MANAGEMENT LIMITED Kam, Chi Tat 金志達 -Rep 2023-08-01 2024-05-06
754     +RO 2024-05-06
755 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED Lin, Zhenze 林震昃 +Rep 2024-05-06
756   Nayyar, Varun +Rep 2024-05-13
757   Park, Jin Sup -Rep 2022-06-09 2024-04-30
758   Song, Wenzhi 宋文陟 +Rep 2024-05-06
759   Xu, Chen (SFC:BHJ441) 徐晨 +Rep 2024-05-07
760 Mirae Asset Securities (HK) Limited Yuen, Wai Kin (SFC:ASP979) 袁偉健 +Rep 2024-05-03
761 MIZUHO SECURITIES ASIA LIMITED Docherty, Paul David -Rep 2022-03-14 2024-05-02
762   Iwami, Eugene Satoshi +Rep 2024-05-03
763   Kohtani, Motoya +Rep 2024-05-14
764   Yeung, Wing (SFC:BTY107) 楊詠 -Rep 2023-07-07 2024-04-30
765 Mont Avenir Capital Limited Chan, Chun Kit (SFC:ABF037) 陳俊傑 -RO 2022-02-24 2024-05-03
766   Choi, Ka Ming 蔡嘉銘 -RO 2022-07-26 2024-05-03
767   Huang, Shi 黃詩 -Rep 2019-12-23 2024-05-03
768 Morgan Stanley Asia Limited Apithy, Yenadjro Robert -Rep 2024-04-22 2024-05-02
769   Chapman, Daniel John (SFC:ARB931) -Rep 2021-09-27 2024-05-03
770     +RO 2024-05-03
771   Fan, Jingyi 樊婧懿 -RO 2021-08-19 2024-05-03
772   Galligan, Peter Treverton -Rep 2016-01-18 2024-05-10
773   Grambling, Stephen White -Rep 2024-05-14 2024-05-17
774   Howard, Laura Kimberley -Rep 2013-05-20 2024-05-10
775   Huang, Yuxin (SFC:BQC410) 黃雨芯 -Rep 2020-10-06 2024-05-03
776   Lee, Su Jin (SFC:BUA271) -Rep 2023-08-10 2024-05-03
777   Lim, Daegyu +Rep 2024-05-10
778   Lin, Hung Yu 林鴻宇 -Rep 2023-06-08 2024-04-30
779   Liu, Keli 劉柯里 -Rep 2022-09-16 2024-05-08
780   Liu, Kunyuan 刘坤元 -Rep 2024-05-13 2024-05-14
781   Liu, Lufei 劉露菲 -Rep 2023-03-10 2024-05-09
782   Liu, Tianrui 劉天睿 -Rep 2022-09-30 2024-05-10
783   Lokur, Vikram Madhav +Rep 2024-05-09
784   Ma, Yumeng 麻雨萌 -Rep 2023-03-16 2024-05-09
785   Nasser de Rezende Filho, Ricardo -Rep 2024-05-07 2024-05-09
786   Palmisano, Alessandro +Rep 2024-05-14
787   Pfister, Hugo Isabeau Vincent -Rep 2022-12-09 2024-05-10
788   Qian, Guangsen 錢廣森 -Rep 2021-04-21 2024-04-30
789   Radgowski, Shaun William 洛國祥 -Rep 2023-05-10 2024-05-03
790   Tanaka, Wataru (SFC:BUX850) -Rep 2024-05-03 2024-05-10
791   Tran, Nguyen Khai -Rep 2024-05-03 2024-05-10
792   Wong, Catherine Ka Woon 黃嘉媛 +Rep 2024-05-13
793   Wu, Tianyu (SFC:BUC348) 乌天宇 -Rep 2023-09-06 2024-05-13
794   Xu, Qixiang 徐其翔 -Rep 2024-01-18 2024-05-09
795   Zhang, Long (SFC:BGM921) 張龍 -Rep 2019-07-15 2024-05-08
796   Zhao, Zuri Z -Rep 2024-05-06 2024-05-09
797 Morgan Stanley Hong Kong Securities Limited Galligan, Peter Treverton -Rep 2016-01-18 2024-05-10
798   Lin, Hung Yu 林鴻宇 -Rep 2023-06-08 2024-04-30
799   Palmisano, Alessandro +Rep 2024-05-14
800   Pfister, Hugo Isabeau Vincent -Rep 2022-12-09 2024-05-10
801   Qian, Guangsen 錢廣森 -Rep 2021-04-21 2024-04-30
802   Radgowski, Shaun William 洛國祥 -Rep 2023-05-10 2024-05-03
803   Tanaka, Wataru (SFC:BUX850) -Rep 2024-05-03 2024-05-10
804   Zhang, Long (SFC:BGM921) 張龍 -Rep 2019-07-15 2024-05-08
805 Motto Global Asset Management Limited Tong, Jenny 湯珍妮 -Rep 2024-04-25 2024-04-30
806 MOUETTE SECURITIES COMPANY LIMITED Chan, Yik Ho 陳奕豪 -Rep 2022-12-16 2024-05-06
807 Neo Risk Investment Advisors Limited Phang, Sui Yang 彭修阳 -Rep 2022-04-25 2024-05-09
808     +RO 2024-05-09
809 NIATROSS INVESTMENTS LIMITED Liu, Tao (SFC:BUT813) 劉濤 +Rep 2024-05-13
810   Tipan Sinche, Andy Fabricio +Rep 2024-05-13
811 Nikko Asset Management Hong Kong Limited Ryu, Kiyotaka (SFC:BOG009) +RO 2024-05-09
812 Ninety One Hong Kong Limited Chen, Zhifen (SFC:BRW306) 陈智芬 +Rep 2024-05-08
813   Lee, Fanny Yuk Lai 李玉麗 +Rep 2024-05-06
814 NOAH HOLDINGS (HONG KONG) LIMITED Chong, Po Wai 莊堡威 +Rep 2024-05-02
815   Liu, Yan (SFC:BJY422) 劉彥 -RO 2021-06-15 2024-04-30
816   Shih, Ching Li 拾景莉 +Rep 2024-04-30
817   Zhang, Xiaozhou 張梟洲 +Rep 2024-05-03
818 Nomura Asset Management Hong Kong Limited Kobayashi, Masanori (SFC:BOG617) -RO 2020-05-13 2024-05-01
819 NOMURA INTERNATIONAL (HONG KONG) LIMITED Huang, Zhiji 黃志基 -Rep 2021-06-11 2024-04-30
820   Kamiya, Takashi -Rep 2018-04-24 2024-05-03
821   Matsuo, Hideyuki +Rep 2024-05-14
822   Yeung, Chun To Christo 楊鎮濤 +Rep 2024-05-14
823 North Rock Capital Management (HK) Limited Wan, Oscar Hoyin 溫浩然 -RO 2023-01-18 2024-05-02
824 Nuvama Investment Advisors (Hongkong) Private Limited Mallick, Sunny +Rep 2024-05-08
825 Oakwise Capital Management Limited Yu, Mao 于昴 +Rep 2024-04-30
826 Oasis Management (Hong Kong) Matsumoto, Iori -Rep 2020-01-20 2024-05-01
827 One Heritage Capital Management Limited Choi, Jimmy Ka Yin 蔡家賢 -Rep 2024-02-14 2024-05-01
828   Liu, Desmond Luk Por 廖淥波 -Rep 2024-02-27 2024-04-30
829 OnePlatform Asset Management Limited Choi, Wai Sum 蔡慧森 -Rep 2021-02-09 2024-05-01
830   Lee, Abel Kwong Kee 李廣基 -Rep 2024-05-01
831   Leung, Fung Yee (SFC:AIQ998) 梁鳳儀 -RO 2020-12-09 2024-05-04
832   Lin, Shipin 林世頻 -Rep 2023-11-13 2024-05-04
833   Ng, Hiu Ching 吳曉靜 -Rep 2021-08-17 2024-05-04
834   Ng, Kam Kwan 吳錦坤 -RO 2023-02-22 2024-05-14
835   So, Ka Ho (SFC:BQV873) 蘇嘉豪 -Rep 2021-03-15 2024-05-04
836   Tsui, Sui Lun 徐瑞麟 -Rep 2020-11-09 2024-05-14
837   Wong, Cheuk Man (SFC:BEI451) 黃灼敏 -Rep 2014-11-14 2024-05-01
838   Wong, Wai Yi (SFC:AOA561) 黃惠儀 -Rep 2006-11-16 2024-05-14
839   Xiong, Dezhi (SFC:BPK752) 熊德志 -Rep 2020-03-30 2024-04-30
840   Xu, Yan (SFC:BAL921) 許艷 -Rep 2012-12-17 2024-05-02
841   Yu, Hui (SFC:BNW047) 于輝 -Rep 2018-12-27 2024-05-09
842 OnePlatform Securities Limited Kwan, Man Leung 關文亮 -Rep 2009-10-08 2024-05-07
843 Ontario Teachers' Pension Plan (Asia) Limited Gu, Peixi 顧培希 -Rep 2016-01-19 2024-05-06
844 OP INVESTMENT MANAGEMENT LIMITED Kung, Shun Him 龔信謙 -Rep 2022-07-06 2024-04-30
845 Opus Capital Management Limited Zhou, Wenlan 周文蘭 -Rep 2022-08-08 2024-05-03
846 ORIENT SECURITIES LIMITED Lin, Xi (SFC:BPK764) 林曦 +RO 2024-04-30
847   Si, Bao Ling 施寶玲 +Rep 2024-05-02
848 Oshidori Securities Limited Lowe, Norman C. 勞樹源 -RO 2015-10-19 2024-04-30
849 OSL Digital Securities Limited Eades, Benjamin Richard -Rep 2023-01-06 2024-05-03
850 OTCex Hong Kong Limited Lam, Louie Michael Tan 林義德 -Rep 2023-12-01 2024-04-30
851   Tsang, Hin Man (SFC:BHM828) 曾憲文 -RO 2022-07-04 2024-04-30
852 Ovata Capital Management Limited Ho, Dominic Pui Fung 何沛峰 +Rep 2024-05-13
853   Oh, Karyo 王夏亮 -Rep 2019-09-20 2024-05-05
854 PAMFLEET ASSET MANAGEMENT (HK) LIMITED Lo, Kan Yau Singuz 羅根遊 -RO 2022-05-26 2024-04-30
855 Panda Securities Company Limited Shi, Dalong 史大龍 +Rep 2024-05-09
856 Parkway Capital Limited (HK) Royds, Thomas Alexander +RO 2024-05-07
857 PHILLIP COMMODITIES (H.K.) LIMITED Lau, Ka Chun (SFC:AVM124) 劉家俊 -Rep 2014-02-27 2024-05-03
858   Poon, Man Kit (SFC:BDY012) 潘文傑 +Rep 2024-05-06
859   Yu, Chi Kwong (SFC:BBG507) 余志光 -Rep 2014-06-04 2024-05-02
860 PHILLIP SECURITIES (HONG KONG) LIMITED Lau, Ka Chun (SFC:AVM124) 劉家俊 -Rep 2010-07-12 2024-05-03
861   Poon, Man Kit (SFC:BDY012) 潘文傑 +Rep 2024-05-06
862   Yu, Chi Kwong (SFC:BBG507) 余志光 -Rep 2014-06-04 2024-05-02
863 Pictet Asset Management (Hong Kong) Limited Kramer, Yves Dominique -Rep 2024-05-03 2024-05-10
864   Kuo, Shao Yu 郭韶瑜 +Rep 2024-05-02
865   Payne, Gareth David (SFC:BTV371) -Rep 2024-05-03 2024-05-10
866 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED Li, Cheuk Pong Marco 李卓邦 -Rep 2021-07-27 2024-05-08
867   Wang, Dongchen (SFC:AWX611) 王冬辰 -Rep 2021-03-26 2024-05-03
868 Ping An of China Capital (Hong Kong) Company Limited Lee, Kwok Yan (SFC:BIO431) 李珏昕 -Rep 2023-05-25 2024-05-13
869     +RO 2024-05-13
870   Liu, Jinzhu (SFC:BUW170) 劉金鑄 +Rep 2024-05-13
871   Wai, Andy To Chung 韋道聰 -Rep 2024-01-23 2024-05-14
872     +RO 2024-05-14
873 PIONEER ASSET MANAGEMENT LIMITED Rao, Chao 饒超 -RO 2023-01-09 2024-05-01
874 PJT Partners (HK) Limited McFadyen, David John +Rep 2024-05-09
875 Plouton Asset Management Limited So, Jimmy Chi Ming 蘇志明 -RO 2023-05-11 2024-05-07
876     +Rep 2024-05-07
877 Polymer Capital Management (HK) Limited Liang, Ziyang (SFC:BOT071) 梁子揚 -Rep 2023-04-12 2024-05-06
878 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED Lo, Sin Sin 羅倩倩 -RO 2023-01-27 2024-05-04
879 Principal Investment & Retirement Services Limited   -Rep 2020-12-28 2024-05-04
880 PROMISING SECURITIES COMPANY LIMITED Chan Hui, Ki Tup 陳許琪沓 -Rep 2004-01-02 2024-05-02
881 Protium Capital Limited Wan, Katherine Ka Ki 溫嘉祺 -Rep 2024-03-28 2024-05-03
882     +RO 2024-05-03
883 PUREHEART CAPITAL ASIA LIMITED Chen, Haolan 陳浩嵐 +Rep 2024-05-03
884   Zeng, Shiru 曾詩茹 -Rep 2022-06-13 2024-05-10
885 PYRMONT WEALTH MANAGEMENT LIMITED Li, Kan Wan 李錦文 -Rep 2019-11-04 2024-05-03
886 Quam Asset Management Limited (b1983-06-28) Li, Fengyun (SFC:BUW435) +Rep 2024-05-03
887 Quam Capital Limited (b1994-08-04) Wu, Lingke 吴令珂 +Rep 2024-05-13
888 Quam Securities Limited Cheung, Denise Pui Yee 張佩儀 -RO 2020-10-23 2024-05-03
889   Wong, Chun Sing (SFC:AQR069) 王晋聲 -Rep 2015-04-22 2024-05-11
890 Qube Research & Technologies Hong Kong Limited Zhang, Yu (SFC:BPB756) 張娛 +Rep 2024-05-10
891 RaffAello Investment Management (HK) Limited Li, Ngai (1964) 李毅 +RO 2024-05-06
892 RAM Investment Advisors Limited Lee, Tsz Man 李子文 +Rep 2024-05-13
893 Realord Asia Pacific Securities Limited Chan, Chung Wai (SFC:BPJ375) 陳仲煒 -Rep 2020-03-06 2024-05-05
894   Tsoi, Yiu Fai 蔡耀輝 -Rep 2020-10-23 2024-05-05
895 Regent Capital Management Limited Huang, Shuyun (SFC:BQZ749) 黄淑芸 -Rep 2021-05-11 2024-04-30
896 Regent Securities Limited (HK) Woo, Kwok On 胡國安 +Rep 2024-05-06
897 Rising Securities Limited Zhang, Wen (SFC:BMV073) 張雯 +Rep 2024-05-03
898 Robeco Hong Kong Limited de Bruijn, Jan Cornelis (SFC:BTZ290) -Rep 2024-05-06 2024-05-10
899 ROOFER SECURITIES LIMITED Wu, Lei (SFC:BUS551) 吳蕾 +Rep 2024-04-30
900 Rostrum Grand Limited Su, Wen-Chi 蘇玟綺 +Rep 2024-05-03
901 Rothschild & Co Hong Kong Limited Suddens-Spiers, Claire Rachel -Rep 2019-07-11 2024-04-30
902 ROYSTON SECURITIES LIMITED (GBEN) Tam, Christopher Siu Tong 譚兆棠 -RO 2022-11-28 2024-04-30
903 S&P Global Ratings Hong Kong Limited Chen, Yu Wen 陳昱彣 +Rep 2024-05-07
904   Tay, Eileen +Rep 2024-05-07
905   Teh, Kim Yuan +Rep 2024-05-07
906 Sanford C. Bernstein (Hong Kong) Limited Chhugani, Gautam Prakash -Rep 2024-05-13 2024-05-17
907   Gundlapalle, Pranav Dheeraj -Rep 2024-05-06 2024-05-10
908   Malhotra, Rahul (SFC:BOR217) -Rep 2024-05-06 2024-05-10
909   Tan, Toon Leng -Rep 2024-05-06 2024-05-10
910 SC Lowy Asset Management (HK) Limited Choi, Man Chun Jonathan 蔡文晉 -Rep 2024-01-24 2024-05-13
911 SC Lowy Financial (HK) Limited   -Rep 2022-08-17 2024-05-13
912 Schonfeld Strategic Advisors (Hong Kong) Limited Choi, Thomson Yik Hin 蔡亦軒 +Rep 2024-04-30
913   Poon, Chok Kei 潘作祺 -Rep 2023-09-18 2024-05-02
914   To, Eric Wun-hse -RO 2019-05-03 2024-05-07
915 Seeds International Asset Management Limited Tsang, Wai In 曾慧妍 +Rep 2024-05-07
916 SEEKERS ADVISORS H.K. LIMITED Mack, Andrew Kar Lung 麥嘉龍 -RO 2016-08-02 2024-04-30
917 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED Zhao, Zhao (SFC:AWY586) 趙曌 +Rep 2024-05-06
918 Sensible Asset Management Limited   +Rep 2024-05-06
919 SG SECURITIES (HK) LIMITED Copin, Denis Francois Rene -Rep 2020-09-11 2024-05-07
920     +RO 2024-05-07
921   Poitevin, Nicolas -Rep 2005-06-22 2024-05-09
922 SHANGGU ASSET MANAGEMENT (ASIA) LIMITED Chan, King Shing 陳敬誠 +Rep 2024-05-03
923 ShanZe Asset Management (Hong Kong) Limited Lee, Samson Wang Ho 李泓浩 -RO 2023-07-25 2024-05-04
924 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED Wang, Min (SFC:BUU894) 汪敏 +Rep 2024-05-08
925 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED Wong, Sai Fu 黃世富 -RO 2024-04-03 2024-05-02
926 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED He, Tingting (SFC:BOZ736) 何婷婷 -Rep 2022-11-25 2024-05-03
927 Shinhan Investment Asia Limited Lee, Jae Jun +RO 2024-05-06
928 SIGMA MANAGEMENT LTD Huang, Hao (SFC:BPD566) 黃浩 +RO 2024-05-06
929 Sino-Rich Securities & Futures Limited Ngai, Ling Kwan 魏令君 -Rep 2008-12-02 2024-05-01
930 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED Leung, Chi Wai (SFC:BTH772) 梁志偉 +Rep 2024-05-06
931 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED Chen, Pei Wen (SFC:AOE209) 陳培文 -RO 2019-12-05 2024-05-11
932 SINOPAC SECURITIES (ASIA) LIMITED Jiang, Yuxin (SFC:BUY095) 姜玉欣 +Rep 2024-05-14
933   Lin, En-Tzu 林恩慈 -Rep 2023-08-01 2024-04-30
934 SMART GRANDLY ASSET MANAGEMENT LIMITED Chan, Ka Wai (SFC:BLR954) 陳嘉威 +Rep 2024-05-13
935 SMBC Nikko Securities (Hong Kong) Limited Hattori, Hironori +RO 2024-05-07
936 Solomon JFZ (Asia) Holdings Limited Leung, Wai Kin (SFC:ANP306) 梁偉健 -RO 2021-10-26 2024-04-30
937   Tao, Wing Cheong 杜永昌 +Rep 2024-05-07
938 Somerley Capital Limited Wu, Zhihong (SFC:BOD916) 吳志宏 -Rep 2019-03-07 2024-04-30
939 Soochow Securities International Futures Limited Liu, Yufeng (SFC:BUP872) 劉宇峰 +Rep 2024-05-07
940 South China Investment Management Limited Lam, Leung Kit 林亮傑 -Rep 2024-03-12 2024-05-02
941   Wong, Wai Ha (SFC:AQI375) 黃慧霞 -Rep 2024-02-01 2024-05-08
942 SOUTH CHINA RESEARCH LIMITED   -Rep 2024-02-01 2024-05-08
943 SOUTH CHINA SECURITIES LIMITED Cheng, Chi Kwong (SFC:AGN592) 鄭志光 +Rep 2024-05-13
944   Lam, Leung Kit 林亮傑 -Rep 2024-03-12 2024-05-02
945   Leung, Hoi Kin 梁海鍵 +Rep 2024-05-13
946   Wong, Wai Ha (SFC:AQI375) 黃慧霞 -Rep 2024-02-01 2024-05-08
947 SPDB International Capital Limited Feng, Changli (SFC:BJI357) 馮昌黎 +Rep 2024-04-30
948   Wang, Binzhou 王彬舟 -Rep 2024-05-03 2024-05-22
949 SPDB International Investment Management Limited Luo, Zenglong 羅增龍 -Rep 2024-03-04 2024-05-13
950     +RO 2024-05-13
951   Suo, Lina (SFC:BUW335) 索丽娜 +Rep 2024-05-07
952 SPDB International Securities Limited Feng, Changli (SFC:BJI357) 馮昌黎 +Rep 2024-04-30
953 St. James's Place (Hong Kong) Limited Doughty, Stephen Edward (SFC:ARH181) -Rep 2008-08-19 2024-04-30
954 STASHAWAY HONG KONG LIMITED Chan, Lap Yin (SFC:BSF983) 陳立賢 -Rep 2022-03-17 2024-05-02
955 StillBrook Capital Limited Lo, Hok Yan Elizabeth 盧學欣 -Rep 2023-08-15 2024-05-10
956 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited Saito, Gen +Rep 2024-05-09
957 Sumitomo Mitsui Trust (Hong Kong) Limited Liu, Pui Sun Tiffany 廖沛琛 -Rep 2021-12-28 2024-05-08
958 Sun Life Asset Management (HK) Limited Choi, Allen 蔡國偉 -Rep 2024-03-06 2024-05-06
959     +RO 2024-05-06
960 SunRiver International Securities Group Limited Cai, Hongfei (SFC:BPK909) 蔡鴻飛 +Rep 2024-05-02
961   Gu, Xiang (SFC:BTO648) 顧湘 -Rep 2024-03-13 2024-05-06
962   Shen, Sicong 申思聰 +Rep 2024-05-08
963 Symmetry Investments (Hong Kong) Limited Wu, Qinxuan 吳沁軒 +Rep 2024-04-30
964 T.F.S. Derivatives HK Limited Chan, Pui Ga 陳姵伽 -Rep 2024-04-19 2024-04-30
965   Zerrudo, Oliver Duante +Rep 2024-05-14
966 TAI SHING STOCK INVESTMENT CO. LIMITED Yung, Shun Kit 容舜傑 -Rep 2024-05-01
967 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED Ding, Wenjie (SFC:BUX704) 丁文洁 +Rep 2024-05-13
968 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED Zhang, Jiangfan 張江帆 +Rep 2024-05-09
969 Taiping Securities (HK) Co Limited Li, Calvin Wing Chung 李穎聰 -Rep 2024-05-10
970 TEN ASSET MANAGEMENT LIMITED Tong, Wei (SFC:AQM399) 佟巍 -Rep 2024-02-08 2024-04-30
971 TFI Capital Limited Leung, Kai Ching (SFC:AUX081) 梁啟正 -Rep 2023-02-06 2024-05-10
972 TFI Securities and Futures Limited   -Rep 2023-02-06 2024-05-10
973 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED Robson, Neil Christopher -Rep 2018-08-16 2024-05-07
974 Tianqin International Asset Management Limited Chen, Shuyu (SFC:BSX577) 陳淑瑜 -RO 2022-11-10 2024-05-03
975   Qiu, Tingting 邱婷婷 -Rep 2024-04-15 2024-05-02
976     +RO 2024-05-02
977 TIANYAN CAPITAL LIMITED Ge, Chenliang 葛陳亮 -RO 2021-09-15 2024-05-09
978 Tiger Securities Asset Management Company Limited Sio, Devin Chan In 蕭震然 -Rep 2019-06-20 2024-05-14
979 TNS CAPITAL MANAGEMENT LIMITED Yeung, Chi Kit (SFC:AYV421) 楊智傑 +Rep 2024-05-13
980 Top Ace Asset Management Limited Chung, Siu Wah (SFC:AGC128) 鍾兆華 -RO 2015-10-13 2024-05-13
981   Tang, Ian Kenneth 鄧正行 -Rep 2022-12-01 2024-05-13
982 TOV Capital Limited Chan, Mo Kit 陳武傑 -RO 2019-07-12 2024-04-30
983   Wong, Anson King Lung 黃勁龍 -RO 2019-11-19 2024-04-30
984 TR Advisors Limited Lee, Nathan Tze Hong 李子康 -Rep 2019-02-11 2024-05-09
985 TradeMaster Securities (Hong Kong) Limited Chen, Yibiao (SFC:AXN055) 陳宜飆 +Rep 2024-05-09
986 TSUN CHI YUEN SECURITIES COMPANY LIMITED Tsun, Christopher Wing Yip 秦榮業 +Rep 2024-05-13
987 TVC MANAGEMENT LIMITED Kong, Chi Ho (SFC:BOU720) 江志豪 +Rep 2024-05-09
988 UBS Asset Management (Hong Kong) Limited Ahmad, Mohammad (SFC:BJO390) -Rep 2024-05-07 2024-05-10
989   Chen, Bingyu 陳冰玉 -Rep 2021-08-26 2024-05-07
990   Chong, Sue Ching 張素菁 -Rep 2021-11-09 2024-05-14
991   Jiang, Yuan (SFC:BSE901) 姜遠 -Rep 2022-02-25 2024-05-13
992   Song, Zhe (SFC:BEZ513) 宋喆 -Rep 2024-03-28 2024-05-08
993   Yang, Puxi 杨谱熙 -Rep 2024-03-28 2024-05-07
994 UBS SECURITIES ASIA LIMITED Bapat, Rahul Rajendra -Rep 2024-05-14 2024-05-18
995   Fowler, Gerald Kenneth (SFC:BUW450) -Rep 2024-05-08 2024-05-15
996   Huynh, Trung Chuong -Rep 2024-05-06 2024-05-09
997   Lau, Homan 劉浩文 -Rep 2023-09-18 2024-05-10
998   Wong, Carson (SFC:BUX060) 黄家信 -Rep 2024-05-06 2024-05-13
999 UBS SECURITIES HONG KONG LIMITED Lau, Homan 劉浩文 -Rep 2023-09-18 2024-05-10
1000   Luo, Yinzi (SFC:BUE075) 罗殷子 -Rep 2023-10-03 2024-05-10
1001 UCAP Securities (HK) Limited Huang, Jen-Te 黃仁德 -Rep 2021-02-11 2024-04-30
1002   Huang, Po Jui 黃柏睿 -Rep 2020-10-29 2024-04-30
1003 UNITED ZONE INVESTMENT LIMITED Ng, Ting Cheong 吳定昌 -RO 2022-03-01 2024-05-03
1004 UOB KAY HIAN (HONG KONG) LIMITED Li, Guangchen (SFC:BNY840) 李光宸 +Rep 2024-05-07
1005   So, Wai Yee Flora 蘇偉儀 +Rep 2024-05-07
1006   Wong, Hon Tin 黃瀚天 -Rep 2020-06-05 2024-04-30
1007   Wong, Ming Fai (SFC:ALW838) 王明輝 -Rep 2023-11-02 2024-05-03
1008     +RO 2024-05-03
1009 UOB KAY HIAN FUTURES (HONG KONG) LIMITED Wong, Hon Tin 黃瀚天 -Rep 2020-06-05 2024-04-30
1010 UPBEST SECURITIES COMPANY LIMITED Wong, Hak Ping 黃克平 +Rep 2024-05-09
1011 uSmart Securities Limited Li, Dengge 李登閣 +Rep 2024-05-14
1012 Valliance Asset Management Limited Zhu, Lina (SFC:AXV640) 朱麗娜 +Rep 2024-05-02
1013 VALUABLE ASSET MANAGEMENT LIMITED Fung, Chun Ho (SFC:AVV720) 馮鎮豪 -Rep 2023-08-09 2024-05-07
1014     +RO 2024-05-07
1015 VALUABLE CAPITAL LIMITED Cheng, Wu Long 鄭武隆 -Rep 2019-01-23 2024-04-30
1016 VALUE PARTNERS HONG KONG LIMITED Yu, Chenjun 余辰俊 -Rep 2015-02-02 2024-05-13
1017     +RO 2024-05-13
1018   Zhao, Zhao (SFC:AWY586) 趙曌 +Rep 2024-05-06
1019 VALUE PARTNERS LIMITED Yu, Chenjun 余辰俊 -Rep 2015-02-02 2024-05-13
1020     +RO 2024-05-13
1021   Zhao, Zhao (SFC:AWY586) 趙曌 +Rep 2024-05-06
1022 Value Partners Private Equity Limited   +Rep 2024-05-06
1023 VANTAGE ASSET MANAGEMENT LIMITED (HK) Cheng, Yuk Lon Christopher 鄭鈺倫 -RO 2016-07-18 2024-04-30
1024   Lee, Peter Shang Ming 利尚銘 -RO 2016-07-18 2024-05-10
1025 Vantage Capital Markets HK Limited Gu, Huihui 顧匯匯 +Rep 2024-05-03
1026 Vantum Futures Limited Chan, Ka Wai (SFC:APP683) 陳嘉慧 +RO 2024-05-07
1027 VC CAPITAL LIMITED Huang, Jeff 黃嘉富 -Rep 2023-09-28 2024-04-30
1028 Velotrade Management Limited De Angelis, Vittorio Roberto Vincenzo -RO 2018-11-15 2024-05-13
1029   Pizzituti, Gianluca -RO 2018-11-15 2024-05-10
1030 VENHOUSE WEALTH MANAGEMENT LIMITED Yang, Ching Man 楊靜雯 -Rep 2006-04-12 2024-04-30
1031 Vision Capital Investment Management Limited Liu, Jiang (SFC:BUS176) 刘江 +Rep 2024-04-30
1032 VP Wealth Management (Hong Kong) Limited Marx, Reto -RO 2022-04-01 2024-05-01
1033   Ng, Faye Xiaoying -Rep 2021-11-15 2024-05-01
1034   Yip, Shun Fung 葉淳鋒 -Rep 2021-09-14 2024-05-01
1035   Yuen, George Pui Kwong 袁沛光 -Rep 2022-11-22 2024-05-01
1036 VS Partners (Hong Kong) Co., Limited Zhang, Cuiyun 張翠云 -RO 2023-10-13 2024-04-30
1037 VSFG Asset Management Limited Lee, Yu Chuan -RO 2024-02-08 2024-04-30
1038 Waton Securities International Limited Zhou, Lin (SFC:BTJ166) 周琳 +Rep 2024-05-09
1039 Wealth Harbour Investment & Management Co., Limited Yan, Danny Kai Chi 甄啟智 -RO 2022-03-14 2024-04-30
1040 Wealth Link Securities Limited Tang, Wa Kin 鄧華鍵 -Rep 2024-04-29 2024-05-02
1041     +RO 2024-05-02
1042 WealthTac Global Asset Management Limited Chan, Chun Yip (SFC:AUO102) 陳俊業 +RO 2024-04-30
1043 WEBULL SECURITIES LIMITED Hung, Chun Kit (SFC:BCU325) 熊俊傑 +Rep 2024-05-03
1044   Wong, Wai Kwan (SFC:AWA381) 黃偉琨 +Rep 2024-05-03
1045 Well Link Securities Limited Chan, Tsz Hin (SFC:BRI622) 陳梓軒 -Rep 2023-11-20 2024-05-10
1046 Wellington Management Hong Kong Limited (b2003-01-02) McLane, Douglas William -Rep 2024-05-08 2024-05-10
1047 Welwing Capital Group Limited Li, Ruoyang 李若暘 -Rep 2021-10-20 2024-04-30
1048     +RO 2024-04-30
1049 WIN WIND FINANCE LIMITED Lowe, Norman C. 勞樹源 -Rep 2023-12-13 2024-04-30
1050 Winner Zone Asset Management Limited Chang, Danni 常丹妮 +Rep 2024-05-08
1051   Chu, Agnes Pui Shan 朱珮珊 +Rep 2024-05-07
1052 Wisdom Cosmic Securities Limited Hui, David Lam Chiu 許林釗 +RO 2024-05-07
1053   Yung, Wai Sing (SFC:ANP500) 容渭星 -RO 2023-10-11 2024-04-30
1054 Wonderland International Asset Management Limited Sun, Daniel Timur 孫文 -Rep 2021-08-30 2024-05-11
1055 WRise Prestige Asset Management Limited Ip, Tsz King 葉子敬 -Rep 2023-09-15 2024-05-08
1056   Lam, Sheung Yu 林尚瑜 +Rep 2024-05-14
1057   Wong, Rex Chun 黃俊 +Rep 2024-05-07
1058 WRise Prestige Securities Limited Chum, Kam Wing 覃錦榮 +Rep 2024-05-07
1059   Ip, Tsz King 葉子敬 -Rep 2023-09-15 2024-05-08
1060   Lam, Sheung Yu 林尚瑜 +Rep 2024-05-07
1061   Leung, Eric Wai Ming 梁偉明 +Rep 2024-05-07
1062   Sung, Yuk Ting 宋玉婷 +Rep 2024-05-03
1063   Tam, Wing Kan (SFC:BRK609) 譚詠勤 -Rep 2024-04-10 2024-05-07
1064   Wong, Rex Chun 黃俊 +Rep 2024-05-07
1065 WRise Wealth Management (Hong Kong) Limited Cheung, Man Wah Poly (SFC:BMV381) 張曼華 +Rep 2024-05-03
1066   Fong, Sin Shing 方善城 +Rep 2024-05-06
1067 XIN YONGAN INTERNATIONAL SECURITIES COMPANY LIMITED Lee, Chak Ming 李澤銘 +Rep 2024-05-14
1068 Yan Yun Family Office (HK) Limited Lo, Tak Wai 盧德偉 -RO 2023-10-16 2024-05-04
1069 YICKO SECURITIES LIMITED So, Herman Haw 蘇灝 +Rep 2024-05-08
1070 Yuan Tong Global Asset Management Limited Tu, Jun (SFC:BTN013) 涂俊 +RO 2024-05-09
1071 YUANTA FUTURES (HK) CO., LIMITED Lin, Yingying (SFC:BST634) 林莹莹 +Rep 2024-05-08
1072 Yuanta Securities (Hong Kong) Company Limited Chang, Hsien-Chun 張憲鈞 +Rep 2024-05-08
1073   Chen, Pei Chi (SFC:BUS620) 陳佩琪 +Rep 2024-05-08
1074 YUE XIU ASSET MANAGEMENT LIMITED Jiang, Nan (SFC:BMW548) 姜楠 -Rep 2018-06-01 2024-05-07
1075   Jin, Lu (SFC:AWT304) 金路 -RO 2017-11-27 2024-05-07
1076 Yue Xiu Capital Limited Xu, Yibin (SFC:BSZ009) 許溢斌 -Rep 2022-09-16 2024-05-08
1077 YUE XIU SECURITIES COMPANY LIMITED   -Rep 2022-09-16 2024-05-08
1078 Yuet Sheung International Securities Limited Li, Yige (SFC:BUM132) 李宜格 -Rep 2024-01-24 2024-04-30
1079 Yunfeng Asset Management Limited Ku, Sanqi 庫三七 -RO 2022-02-23 2024-05-10
1080 Yunfeng Financial Markets Limited Chan, Wilson Wai Kwok 陳緯國 -Rep 2023-11-10 2024-05-10
1081   Ku, Sanqi 庫三七 -RO 2019-11-18 2024-05-10
1082   Yu, Renping 于仁萍 -Rep 2023-01-11 2024-05-10
1083 Yunfeng Securities Limited Ku, Sanqi 庫三七 -RO 2019-11-18 2024-05-10
1084   Yu, Renping 于仁萍 -Rep 2023-01-11 2024-05-10
1085 Zero2IPO Capital Limited Yang, Peng (SFC:AUG860) 楊鵬 -RO 2021-11-03 2024-05-10
1086 Zero2IPO Securities Limited   -Rep 2021-12-01 2024-05-10
1087 Zeta Capital (H.K.) Limited Xu, Luwen 许璐雯 +RO 2024-05-03
1088 ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED Wang, Wenxin (SFC:BUX610) 王文新 +Rep 2024-05-08
1089 ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED Jing, Kai 井凱 -Rep 2017-11-23 2024-05-08

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