Latest changes in SFC licensees

This page shows appointments (+) and cessations (-) in SFC licensees over the last 14 days. A licensee is either a Responsible Officer (RO) or Representative (Rep). We treat a person who holds both roles (in different activities) as an RO. We query the SFC database and update the tables regularly. A licensee is not necessarily a full-time employee and may have roles in more than 1 firm.

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Row Firm Licensee Role Appointed Ceased
1 9M Stone Capital Limited Duo, Yuan 朵元 +Rep 2024-06-18
2 AA Investment Management Limited Ho, Chun Man (SFC:ARJ714) 何振文 -Rep 2022-06-06 2024-06-15
3 ABCI CAPITAL LIMITED Wong, Siu On 黃兆安 -Rep 2024-01-10 2024-06-11
4     +RO 2024-06-11
5 ABN AMRO Clearing Hong Kong Limited Chan, Tsz Chung (SFC:BUD905) 陳子聰 -Rep 2023-10-05 2024-06-20
6 abrdn Hong Kong Limited Chan, Yuk King (SFC:ACQ204) 陳玉琼 +Rep 2024-06-12
7 Aden Financial Group Limited Qi, Le 齊樂 -Rep 2023-07-10 2024-06-19
8 Admiralty Harbour Capital Limited Chan, Edwin (SFC:BVC222) 陳彥維 +Rep 2024-06-24
9   Zhu, Jiacheng (SFC:BVA680) 朱嘉程 +Rep 2024-06-19
10 Ahead Asset Management Limited Yang, Dong (SFC:APR493) 楊棟 +RO 2024-06-25
11 AJ Asset Management Limited Liang, Shiming (SFC:BAA904) 梁詩鳴 -Rep 2023-03-28 2024-06-18
12   Yu, Ching Yat 于正一 -Rep 2019-01-31 2024-06-17
13 AJ Securities Limited Liang, Shiming (SFC:BAA904) 梁詩鳴 -Rep 2020-06-16 2024-06-18
14   Yu, Ching Yat 于正一 -RO 2018-04-18 2024-06-17
15 Allianz Global Investors Asia Pacific Limited (SFC:BFE699) Yang, Zijian (SFC:BHF423) 楊子健 -Rep 2021-01-05 2024-06-13
16 ALLSPRING GLOBAL INVESTMENTS (HONG KONG) LIMITED Lin, Xiao Xiao 林瀟瀟 -Rep 2023-05-02 2024-06-20
17     +RO 2024-06-20
18 Alpha Win Capital Limited Zhang, Yelin 張叶麟 -Rep 2022-04-29 2024-06-14
19 Alpine Investment Management Limited Liu, Zheng (SFC:BEC508) 劉崢 +Rep 2024-06-13
20 ALTRUIST FINANCIAL GROUP LIMITED Kwok, Ka Hing 郭家興 -Rep 2005-01-06 2024-06-24
21     +RO 2024-06-24
22 Amundi Hong Kong Limited Andriamanjato, Fabrice Rado +Rep 2024-06-19
23   Tang, Ka Nam 鄧嘉南 +Rep 2024-06-14
24   Wong, Yu Lam 黃裕琳 -Rep 2021-06-29 2024-06-25
25 Anli Securities Limited Yuan, Weijun 袁偉鈞 -Rep 2024-03-14 2024-06-21
26 AP Capital Limited Leung, Wai Yin (SFC:AZG790) 梁偉賢 +Rep 2024-06-12
27 APG Investments Asia Limited Lee, Hwa Shin +Rep 2024-06-25
28   Shuttleworth-Waite, Jonathan David +Rep 2024-06-11
29   Zhao, Mengran 趙梦然 +Rep 2024-06-19
30 Apollo Asset Management Limited (HK) Chan, Yue Yuen 陳裕源 -RO 2024-03-28 2024-06-18
31 Apollo Management Asia Pacific Limited So, Samuel Chun Yiu 蘇俊堯 +Rep 2024-06-25
32 Arrowpoint Investment Partners (Hong Kong) Limited Huang, Junwei (SFC:AVM453) 黃君煒 +RO 2024-06-21
33   Xiong, Jonathan Hua Jun +RO 2024-06-21
34 ARTE Capital Management Limited Guo, Shihai 郭世海 -Rep 2024-05-29 2024-06-25
35     +RO 2024-06-25
36 AS CAPITAL LIMITED Mishra, Rishi -RO 2023-10-24 2024-06-20
37 ASSET MANAGEMENT GROUP LIMITED Kan, Sze Wan 簡思韻 +Rep 2024-06-14
38   Lo, Kam Cheung 羅金祥 +Rep 2024-06-12
39 Atlantic Asset Management Limited Weng, Kai 翁愷 +Rep 2024-06-12
40   Yuen, Kit Wai (SFC:BUB900) 阮傑偉 +Rep 2024-06-17
41 ATLANTIS INVESTMENT MANAGEMENT LIMITED Jiang, Peiyi 姜沛易 +Rep 2024-06-18
42 Atta Securities Limited Zhao, Limei 赵丽梅 +Rep 2024-06-25
43 AVANTA INVESTMENT MANAGEMENT LIMITED Chow, Thomas 周少民 +Rep 2024-06-11
44 Avantua Capital Management Limited Ruan, Wenjun 阮文駿 -Rep 2023-10-11 2024-06-20
45 Awaken Thunder Capital Limited Ding, Xiaoming (SFC:BUX312) 丁晓明 +Rep 2024-06-19
46 AXA IM Select Asia Limited Lee, Shuk Ling (SFC:BVB355) 李淑玲 +Rep 2024-06-24
47 AXA Investment Managers Asia Limited Bos, Jeroen -Rep 2024-06-07 2024-06-14
48 Ballas Capital Limited Tsui, Alvin Chun Ming 徐浚銘 +Rep 2024-06-11
49 Balyasny Asset Management (Hong Kong) Limited Nandi, Arnab -Rep 2022-12-15 2024-06-13
50   Parekh, Pramey Rajesh (SFC:BVB487) +Rep 2024-06-14
51   Tau, Weihua Robert -Rep 2021-02-03 2024-06-21
52 BARCLAYS CAPITAL ASIA LIMITED Xu, Siyuan (SFC:BTB335) 徐思遠 -Rep 2023-02-02 2024-06-14
53   Zhou, Sijia 周偲嘉 -Rep 2019-08-27 2024-06-14
54 BCT Financial Limited Wong, Sum Yee 王森怡 -Rep 2024-01-24 2024-06-21
55 BDA PARTNERS (HK) LIMITED Zhou, Hang (SFC:BRP267) 周杭 -Rep 2021-12-28 2024-06-21
56 Beagle Asset Management Company Limited Tang, David Yuk Wah 鄧育華 +Rep 2024-06-17
57 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED Hsu, Ka Kwan 許加滾 +Rep 2024-06-17
58 BGC SECURITIES (HONG KONG) LLC Hua, Weifeng 華偉丰 +Rep 2024-06-17
59 Blackhorn Wealth Management Limited Chan, Siu Cheong (SFC:AOR822) 陳兆昌 +Rep 2024-06-13
60   Ho, Wun San 何煥新 +Rep 2024-06-20
61 BlackRock Asset Management North Asia Limited Dominguez Ordonez, Carlos Andres +Rep 2024-06-14
62   Li, Ying (SFC:BUY748) +Rep 2024-06-14
63   Ng, Yuk Lam (SFC:BUY550) 伍育霖 +Rep 2024-06-14
64 BLACKSTONE GROUP (HK) LIMITED (THE) Lee, Hee Won (SFC:AYV602) +Rep 2024-06-14
65   Liao, Xian Hao Jonathan 廖先浩 -Rep 2022-05-10 2024-06-21
66 BLUE POOL CAPITAL LIMITED Chen, Xinxuan 陳心璇 +Rep 2024-06-17
67 Bluemount Asset Management Limited Li, Kwok Tung (SFC:ABZ281) 利國東 -RO 2023-03-29 2024-06-15
68 Bluemount Securities Limited   -RO 2023-03-29 2024-06-15
69 BLVSIN CAPITAL LIMITED Li, Ho Fung 李可鋒 -Rep 2024-05-22 2024-06-13
70     +RO 2024-06-13
71 BNY Mellon Investment Management Hong Kong Limited Whiteley, Adam Andrew (SFC:BUX437) -Rep 2024-06-17 2024-06-21
72 BOCI ASIA LIMITED Li, Lingli 李玲麗 -Rep 2018-02-27 2024-06-18
73   Liew, Shan Hock 劉善學 -Rep 2010-11-08 2024-06-21
74     +RO 2024-06-21
75   Xie, Zhengkun 謝正琨 -Rep 2021-07-06 2024-06-12
76     +RO 2024-06-12
77 BOCI RESEARCH LIMITED Cheng, Manjiang 程漫江 -RO 2018-03-07 2024-06-20
78   Guan, Ziting 管紫庭 -Rep 2022-08-04 2024-06-18
79 BOCI SECURITIES LIMITED Jin, Hongmei 金紅梅 +Rep 2024-06-21
80   Liew, Shan Hock 劉善學 -Rep 2021-01-14 2024-06-21
81     +RO 2024-06-21
82   Min, Caiqin 閔采勤 -Rep 2023-08-09 2024-06-12
83   Xia, Yang (SFC:BGB713) 夏揚 +Rep 2024-06-21
84 BOCOM MPF & Financial Services Company Limited Lau, Tsung Kei 劉頌祺 -Rep 2023-02-13 2024-06-11
85 BOSC International Asset Management Limited Liu, Ting (SFC:BUI727) 劉婷 -Rep 2024-02-02 2024-06-14
86     +RO 2024-06-14
87 Bosera Asset Management (International) Co., Limited Zheng, Kangbo 鄭康渤 +Rep 2024-06-19
88 BPC Asset Management Limited Zhao, Guoqing (SFC:BUW251) 趙国慶 +Rep 2024-06-11
89 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED Ng, Ka Lok (SFC:BTY198) 吳家樂 -Rep 2023-07-20 2024-06-21
90   Tsang, Wai Yuen 曾偉元 -Rep 2022-02-18 2024-06-17
91 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED Ng, Ka Lok (SFC:BTY198) 吳家樂 -Rep 2023-07-20 2024-06-21
92   Tsang, Wai Yuen 曾偉元 -Rep 2021-10-28 2024-06-17
93 Brilliance Asset Management Limited Liu, Ziyi (SFC:BRY524) 刘梓艺 +Rep 2024-06-20
94 Brookfield Advisors (Hong Kong) Limited Wong, Vincent Keng Hoe -Rep 2023-09-01 2024-06-14
95 BTIG Hong Kong Limited Shah, Pritish Hitesh +Rep 2024-06-24
96 BTL ASSET MANAGEMENT COMPANY LIMITED Wong, Wan Vanness 王贇 +Rep 2024-06-11
97 C CAPITAL INVESTMENT MANAGEMENT LIMITED Cheng, Yin Pan 鄭彥斌 +Rep 2024-06-13
98 Caitong International Asset Management Co., Limited Tam, Yan Wang 譚恩泓 +Rep 2024-06-19
99 CAITONG INTERNATIONAL SECURITIES CO., LIMITED Lee, Ka Ki (SFC:AVT065) 李家祺 -Rep 2022-06-15 2024-06-17
100     +RO 2024-06-17
101   Tam, Yan Wang 譚恩泓 +Rep 2024-06-19
102 Cambium Grove Partners Limited Wen, Cyrus Jun Ming 聞俊銘 -RO 2019-12-11 2024-06-18
103 Canaan Global Capital Management Limited Hsiao, Shen-Hung 蕭盛弘 +RO 2024-06-20
104   Wang, Ning (SFC:BRE810) 王宁 +RO 2024-06-20
105 CANTERBURY CAPITAL LIMITED (HK) Yao, Yanyan (SFC:BSJ759) 姚艷艷 -Rep 2024-05-22 2024-06-17
106     +RO 2024-06-17
107 CAPITAL GLOBAL MANAGEMENT LIMITED Cao, Wenqian 曹文乾 +Rep 2024-06-11
108   Lam, Kang Hung 林鏡洪 +Rep 2024-06-24
109 Capstone Capital Management Limited Dong, Xinyue 董馨悦 +Rep 2024-06-18
110   Tang, Yichun 湯逸純 +Rep 2024-06-12
111 Capstone Investment Advisors (HK) Limited Jakelic, Davor +Rep 2024-06-12
112 Capula Investment Management Asia Limited Chao, Zi Hoe Alvin 曹志浩 +Rep 2024-06-24
113   Griffin, Gerard (SFC:BUV638) +RO 2024-06-21
114 CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED Choe, Kyung Ho -Rep 2023-10-06 2024-06-12
115     +RO 2024-06-12
116 Carnegie Hill Capital Partners Limited Cheung, Lai Ha (SFC:BQU113) +Rep 2024-06-17
117 CASH Wealth Management Limited Kwong, Man Cheong 鄺泯錩 -Rep 2024-01-29 2024-06-14
118 CATHAY SECURITIES (HONG KONG) LIMITED Tsui, Ka Chun 徐家駿 +Rep 2024-06-25
119 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED Zhang, Jiarui (SFC:BRV148) 張家瑞 -Rep 2021-10-25 2024-06-21
120 CCB INTERNATIONAL CAPITAL LIMITED Wang, Huan (SFC:BRJ896) 王歡 -Rep 2021-07-07 2024-06-17
121   Zhao, Yiru 趙乙入 -Rep 2022-07-04 2024-06-17
122 CCB INTERNATIONAL SECURITIES LIMITED Chen, Yan (SFC:BTT087) 陈艳 -Rep 2024-06-24 2024-06-28
123 CEB International Capital Corporation Limited Li, Kun-Chih 李坤致 -RO 2022-03-28 2024-06-21
124   Yang, Quanquan 楊荃荃 -Rep 2023-11-08 2024-06-20
125   Ye, Tian (SFC:BUS869) 葉田 -Rep 2024-03-12 2024-06-24
126     +RO 2024-06-24
127 CELESTIAL COMMODITIES LIMITED Wong, Raymond Wai Nang 黃偉能 -Rep 2014-07-04 2024-06-20
128 CELESTIAL SECURITIES LIMITED Kwong, Man Cheong 鄺泯錩 -Rep 2024-01-29 2024-06-14
129   Wong, Raymond Wai Nang 黃偉能 -Rep 2014-07-04 2024-06-20
130 CES Commodities (HK) Limited Wong, Hang Fok 黃亨福 -Rep 2024-01-16 2024-06-12
131   Zhan, Chen 展晨 +Rep 2024-06-12
132 CG Asset Management Limited Chen, Yingbo 陳映波 +RO 2024-06-14
133 CGL IM Financial Management Limited Zhang, Lei (SFC:BVA327) 張磊 +Rep 2024-06-24
134 Changjiang Asset Management (HK) Limited Liu, Hao (SFC:BTE089) 劉豪 -Rep 2022-12-09 2024-06-21
135 Changjiang Securities Brokerage (HK) Limited Cheung, Choi Hing (SFC:ANY134) 張珹畯 +Rep 2024-06-24
136   Lyu, Wanlin 呂宛霖 -Rep 2022-03-14 2024-06-25
137   Wang, Hejia 王賀嘉 +Rep 2024-06-14
138   Yu, Bo (SFC:BUX667) 于博 +Rep 2024-06-14
139   Yu, Haining (SFC:BUX641) 于海寧 +Rep 2024-06-14
140   Zhao, Chao (SFC:BUY139) 趙超 +Rep 2024-06-14
141   Zong, Jianshu 宗建樹 +Rep 2024-06-14
142 CHIEF SECURITIES LIMITED Cheng, Tin Lun 鄭天麟 +Rep 2024-06-11
143 China Chengxin (Asia Pacific) Credit Ratings Company Limited Li, Qiaochu (SFC:BSJ372) 李翹楚 +Rep 2024-06-11
144 CHINA EVERBRIGHT RESEARCH LIMITED Cheng, Xinxing 程新星 -Rep 2020-05-25 2024-06-17
145 China Galaxy International Futures (Hong Kong) Co., Limited Cheung, Ka Ping 張嘉平 +Rep 2024-06-12
146 China Galaxy International Securities (Hong Kong) Co., Limited Hu, Xiaojun (SFC:BOM157) 胡霄俊 +Rep 2024-06-12
147   Ruan, Cheng 阮晟 +Rep 2024-06-17
148   Shen, Yuan (SFC:BQM392) 沈源 +Rep 2024-06-12
149   Tian, Dan (SFC:BOP614) 田聃 +Rep 2024-06-12
150   Wang, Jingwen (SFC:BOK894) 王菁文 +Rep 2024-06-12
151 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED Wei, Wei (SFC:BUO221) 魏威 +RO 2024-06-11
152 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED Long, Jieling 龙杰灵 -Rep 2024-03-13 2024-06-11
153     +RO 2024-06-11
154   Wei, Wei (SFC:BUO221) 魏威 +RO 2024-06-11
155 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED   +RO 2024-06-11
156 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED Han, Feng (SFC:BSU539) 韓峰 -Rep 2023-03-14 2024-06-14
157 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED   -Rep 2022-08-03 2024-06-14
158   Li, Chen (SFC:BSR408) 李忱 -Rep 2022-06-28 2024-06-14
159 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Chen, Yunjian 陳雲劍 -Rep 2023-02-24 2024-06-21
160   Feng, Zhe (SFC:BSJ146) 馮哲 -Rep 2022-04-28 2024-06-21
161   Han, Feng (SFC:BSU539) 韓峰 -Rep 2022-08-03 2024-06-14
162   He, Chen (SFC:BUB236) 何晨 -Rep 2023-09-22 2024-06-21
163   Huang, Jialun 黃家倫 -Rep 2021-08-31 2024-06-25
164   Li, Chen (SFC:BSR408) 李忱 -Rep 2022-06-28 2024-06-14
165   Li, Yanjun (SFC:BTO442) 李妍君 -Rep 2023-03-27 2024-06-18
166   Luo, Xuan (SFC:AQS758) 羅烜 +Rep 2024-06-14
167   Pu, Han (SFC:BNR210) -Rep 2018-10-11 2024-06-21
168   Sun, Lei (SFC:BTM878) 孫雷 -Rep 2023-06-05 2024-06-21
169   Wu, Jiabao (SFC:BVA441) 吳家寶 +Rep 2024-06-14
170   Xu, Yunfan 許雲帆 -Rep 2023-01-12 2024-06-11
171   Zhang, Xinyi (SFC:BVA321) 張新怡 +Rep 2024-06-20
172   Zhu, Han (SFC:BRQ030) 朱晗 -Rep 2021-08-24 2024-06-12
173 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED Liu, Xiaodong (SFC:BPC065) 刘晓东 -RO 2020-04-21 2024-06-17
174 CHINA MERCHANTS FUTURES (HK) CO., LIMITED Ling, Wai Kwun 凌惠君 -Rep 2024-03-04 2024-06-19
175 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED   -Rep 2020-10-12 2024-06-19
176   Wong, Johnny Kin Man 黃建文 -Rep 2020-09-17 2024-06-14
177   Yin, Li (SFC:BGH202) 殷犁 -Rep 2015-09-30 2024-06-23
178 China PA Securities (Hong Kong) Company Limited Liu, Haodong (SFC:BSG733) 刘昊冬 -Rep 2022-04-14 2024-06-13
179   Pan, Yu (SFC:BRA844) 潘宇 -Rep 2022-05-26 2024-06-20
180   Wai, Andy To Chung 韋道聰 -RO 2024-05-14 2024-06-11
181 China Renaissance Securities (Hong Kong) Limited Deng, Wing Cheong 鄧永昌 -Rep 2021-06-29 2024-06-14
182   Jiang, Jiayan 蔣嘉芫 -Rep 2020-01-23 2024-06-18
183 China Securities (International) Brokerage Company Limited Tsui, Yuk Ming 徐鈺明 +Rep 2024-06-18
184 China Securities (International) Corporate Finance Company Limited Du, Yi (SFC:BUY990) 杜祎 +Rep 2024-06-11
185   Wang, Yinqiu 王吟秋 +Rep 2024-06-21
186 China United Merchants Asset Management Company Limited Leung, Wai Bong 梁偉邦 -Rep 2020-12-07 2024-06-25
187     +RO 2024-06-25
188 China-Hong Kong Connect International Securities Limited Chui, Sin Ying 徐倩瑩 +Rep 2024-06-18
189 CHONG HING SECURITIES LIMITED Li, Chi Hang (SFC:AWK766) 李智恆 -Rep 2010-12-08 2024-06-16
190 CIF Asset Management Limited Ma, Zhongshu 馬中恕 -RO 2020-07-31 2024-06-12
191 Citadel Asia Limited Kim, Yeon Soo -Rep 2022-08-01 2024-06-11
192   Xie, Jing (SFC:APA939) 謝婧 +Rep 2024-06-13
193 Citadel Securities (Hong Kong) Limited Chang, Michelle -Rep 2021-12-08 2024-06-25
194 CITIC Securities (Hong Kong) Limited Bai, Ningxin 白宁鑫 +Rep 2024-06-21
195   Chen, Kaimin 陳楷民 +Rep 2024-06-21
196   Chen, Lingxian 陈凌宪 +Rep 2024-06-21
197   Chen, Nan (SFC:BUH932) 陈楠 -Rep 2023-12-15 2024-06-17
198   Cheng, Xinlong 成欣龙 -Rep 2019-12-11 2024-06-11
199   Dong, Fan (SFC:BUY249) 董凡 +Rep 2024-06-21
200   Li, Shu (SFC:BUW084) 李舒 +Rep 2024-06-18
201   Lin, Maotong 林懋桐 +Rep 2024-06-20
202   Lu, Weiwei 卢炜玮 +Rep 2024-06-19
203   Qian, Shangyong 錢商勇 -Rep 2022-01-10 2024-06-13
204   Qiu, Jiajie 裘佳杰 +Rep 2024-06-25
205   Qu, da 屈達 -Rep 2022-12-15 2024-06-20
206   Song, Chun Ming 宋春鳴 -Rep 2021-10-12 2024-06-24
207     +RO 2024-06-24
208   Sun, Jingtian 孙经天 -Rep 2022-05-17 2024-06-13
209   Tang, Rundong 湯潤東 -Rep 2021-08-09 2024-06-17
210   Tang, Yuchao 唐于朝 -Rep 2022-01-10 2024-06-13
211   Wu, Tianchi 吴天驰 -Rep 2022-06-29 2024-06-21
212   Xie, Liyuan 谢立元 +Rep 2024-06-21
213   Yang, Chengyun 杨成云 +Rep 2024-06-19
214 CITIC Securities Brokerage (HK) Limited Chan, Ying Kit (SFC:ACQ149) 陳英傑 -Rep 2003-10-20 2024-06-25
215   Hui, Hung Wa 許鴻華 -Rep 2011-04-11 2024-06-20
216   Lui, Chun Hay Joey 呂駿晞 -Rep 2021-08-25 2024-06-21
217 CITIC Securities Futures (HK) Limited Chan, Ying Kit (SFC:ACQ149) 陳英傑 -Rep 2003-10-20 2024-06-25
218   Lui, Chun Hay Joey 呂駿晞 -Rep 2021-08-25 2024-06-21
219 CITIC Securities International Global Markets Limited Wu, Zhengzhe 吴正哲 +Rep 2024-06-18
220 Citigroup Global Markets Asia Limited Agarwal, Vismaya -Rep 2024-06-25 2024-06-28
221   Barus, Felicia Asrinanda -Rep 2024-06-21 2024-06-27
222   Evans, Alexander James (SFC:BVA701) -Rep 2024-06-07 2024-06-14
223   Hayes, David Michael (SFC:BTT182) -Rep 2024-06-21 2024-06-28
224   Hu, Xunyuan 胡迅源 -Rep 2024-06-21 2024-06-28
225   Kanodia, Ashish -Rep 2024-06-25 2024-06-28
226   Lau, Chi Ying (SFC:BTE262) 劉沚螢 -Rep 2022-11-09 2024-06-15
227   Lee, Kai An -Rep 2024-06-21 2024-06-27
228   Lee, Sei Cheol -Rep 2024-06-07 2024-06-15
229   Miki, Masashi -Rep 2024-06-21 2024-06-27
230   Naysmith, Harold Douglas -Rep 2024-06-24 2024-06-27
231   Quek, Jonathan Shiou Yong -Rep 2024-06-24 2024-06-27
232   Rao, Weinan 饒蔚楠 -Rep 2024-06-21 2024-06-28
233   Sharma, Arvind (SFC:BOA566) -Rep 2024-06-07 2024-06-15
234   Sirisansaneeyawong, Sureeporn -Rep 2024-06-21 2024-06-27
235   Sun, Yue (SFC:BUD979) 孫玥 -Rep 2023-09-25 2024-06-13
236   Takahashi, Sang Won Daniel +Rep 2024-06-11
237   Watanabe, Shino -Rep 2024-06-25 2024-06-28
238   Yang, Seungjoon -Rep 2024-06-07 2024-06-15
239   Yoshida, Arifumi -Rep 2024-06-14 2024-06-20
240   Zhang, Yuandi 張远迪 -Rep 2021-11-26 2024-06-20
241 Cityline Securities Limited Ho, Kelvin Khai Man 何凱文 -Rep 2023-06-05 2024-06-14
242 CLOUDVIEW ASSET MANAGEMENT LIMITED Lee, Benjamin Kwang-Pin 李光平 +RO 2024-06-11
243   Lu, Benson Cheng 陸正心 +RO 2024-06-11
244 CLSA LIMITED Bai, Ningxin 白宁鑫 +Rep 2024-06-21
245   Chen, Kaimin 陳楷民 +Rep 2024-06-21
246   Chen, Lingxian 陈凌宪 +Rep 2024-06-21
247   Chen, Nan (SFC:BUH932) 陈楠 -Rep 2023-12-15 2024-06-17
248   Cheng, Xinlong 成欣龙 -Rep 2019-12-11 2024-06-11
249   Dong, Fan (SFC:BUY249) 董凡 +Rep 2024-06-21
250   Imazu, Nanako -Rep 2023-09-08 2024-06-11
251   Indriani, Chelene -Rep 2023-08-17 2024-06-13
252   Lakhotia, Tarun -Rep 2023-09-07 2024-06-19
253   Li, Shu (SFC:BUW084) 李舒 +Rep 2024-06-18
254   Lin, Maotong 林懋桐 +Rep 2024-06-20
255   Lu, Weiwei 卢炜玮 +Rep 2024-06-19
256   Qian, Shangyong 錢商勇 -Rep 2022-01-10 2024-06-13
257   Qiu, Jiajie 裘佳杰 +Rep 2024-06-25
258   Qu, da 屈達 -Rep 2022-12-15 2024-06-20
259   Song, Chun Ming 宋春鳴 -Rep 2021-10-12 2024-06-24
260     +RO 2024-06-24
261   Sun, Jingtian 孙经天 -Rep 2022-05-17 2024-06-13
262   Tang, Rundong 湯潤東 -Rep 2021-08-09 2024-06-17
263   Tang, Yuchao 唐于朝 -Rep 2022-01-10 2024-06-13
264   Woo, Ricky Ka Wing 胡家榮 +Rep 2024-06-17
265   Wu, Tianchi 吴天驰 -Rep 2022-06-29 2024-06-21
266   Xie, Liyuan 谢立元 +Rep 2024-06-21
267   Yang, Chengyun 杨成云 +Rep 2024-06-19
268 CMB INTERNATIONAL FUTURES LIMITED Xu, Chen (SFC:BSR063) 徐宸 +Rep 2024-06-19
269 CMB International Securities Limited Zheng, Yuan (SFC:BSM230) 鄭圓 -Rep 2022-05-17 2024-06-19
270     +RO 2024-06-19
271 CMBC ASSET MANAGEMENT COMPANY LIMITED Zhang, Xuecong (SFC:BRG367) 張雪驄 -Rep 2021-06-07 2024-06-25
272 CMBC International Capital Limited Zhang, Jinhui (SFC:AMU874) 張金暉 +Rep 2024-06-13
273 CMBC INTERNATIONAL FUTURES COMPANY LIMITED Lin, Hoi Ching 連凱晴 +Rep 2024-06-19
274 CMBC SECURITIES COMPANY LIMITED   +Rep 2024-06-19
275   Lui, Ming Yan 雷銘欣 -Rep 2021-11-24 2024-06-11
276   Zhang, Xuecong (SFC:BRG367) 張雪驄 -Rep 2021-06-07 2024-06-25
277 CN FIRST INTERNATIONAL FUTURES LIMITED Zheng, Danfang 鄭淡方 +Rep 2024-06-11
278 CNCB (Hong Kong) Capital Limited Hou, Jie (SFC:BCS549) 侯捷 -Rep 2022-10-25 2024-06-20
279 COFCO Asset Management (International) Company Limited Xu, Hao (SFC:BVA476) 徐顥 +Rep 2024-06-20
280 Complus Asset Management Limited Xiao, Jianan (SFC:BOT814) 肖嘉男 -Rep 2022-04-21 2024-06-25
281 CPPIB PE Investments Asia Limited Feng, Simiao 馮思淼 -Rep 2022-03-22 2024-06-21
282 CR Wealth and Asset Management Limited Jiang, Jiayan 蔣嘉芫 -Rep 2020-01-23 2024-06-18
283 Credit Suisse (Hong Kong) Limited Ip, Tsz Man Mandy 葉子文 -Rep 2021-11-02 2024-06-23
284 Crosby Securities Limited Leung, Shing Yam 梁城鑫 -Rep 2022-05-03 2024-06-22
285   Tang, Kenny Sing Hing 鄧聲興 +Rep 2024-06-11
286 CSC FUTURES (HK) LIMITED Chang, Tun Fu 張敦富 -RO 2021-06-30 2024-06-21
287 CSC SECURITIES (HK) LIMITED   -RO 2017-07-14 2024-06-21
288 CSOP Asset Management Limited Zhang, Yana (SFC:BVB026) 張亞娜 +Rep 2024-06-14
289 CSPI Credit Ratings Company Limited Pan, Lu (SFC:BVB701) 潘露 +Rep 2024-06-24
290 Da Shi Tong Securities Limited Yin, Geheng 尹戈亨 -Rep 2024-05-17 2024-06-25
291     +RO 2024-06-25
292 DAGONG GLOBAL HONG KONG LIMITED Jia, Ziyi 賈子儀 +Rep 2024-06-19
293 Daiwa Capital Markets Hong Kong Limited Iokibe, Jiro +Rep 2024-06-24
294 Davidson Kempner Asia Limited Mah, Seng Chai -Rep 2019-12-12 2024-06-21
295 DELTA ASIA SECURITIES LIMITED Cheung, Paul Wai Chiu 張偉釗 -Rep 2023-12-13 2024-06-15
296   Tai, Yvonne Tak Yee 戴德宜 -Rep 2021-04-26 2024-06-21
297 DEUTSCHE SECURITIES ASIA LIMITED Foong, Leon Chiew 馮良昭 -Rep 2018-03-01 2024-06-11
298   Hillhouse, Craig Jon -Rep 2024-01-19 2024-06-25
299     +RO 2024-06-25
300 DL Digital Family Office (HK) Limited Tang, Youdong 唐由東 +Rep 2024-06-24
301   Ye, Guofeng (SFC:AXG034) 葉國鋒 +Rep 2024-06-14
302 DRAGON BRIGHT HOLDINGS LIMITED (HK) Chiu, Lee An 邱理安 +RO 2024-06-14
303   Law, Fong Yuen 羅方圓 +RO 2024-06-14
304   Mo, Mei Ling (SFC:AZY143) 巫美玲 +RO 2024-06-14
305 Dragon Legend Capital Limited Tang, Lik Man 鄧力文 -Rep 2023-11-28 2024-06-25
306 DT Securities & Futures Co. Limited Kwan, Freddie Wai Kuen 關偉權 -Rep 2024-05-14 2024-06-14
307     +RO 2024-06-14
308   Liu, Sai Kwong 廖世光 -RO 2022-09-22 2024-06-17
309 DWS Investments Hong Kong Limited Fung, Yuen Fun 馮婉芬 -Rep 2023-05-23 2024-06-14
310 Dymon Asia Capital (HK) Limited Shangguan, Yuqian 上官煜乾 +Rep 2024-06-21
311 EAST ASIA FUTURES LIMITED Chung, Chi Yau 鍾志由 -Rep 2021-11-25 2024-06-23
312 EAST ASIA SECURITIES COMPANY LIMITED   -Rep 2021-10-05 2024-06-23
313 Eastspring Investments (Hong Kong) Limited Godwin, Richard Maxwell (SFC:ALW546) -Rep 2024-06-17 2024-06-28
314   Tay, Le Sann Jamie -Rep 2024-06-25 2024-06-27
315 Easy Fund Management Company Limited Tong, Bizhan Modarressi (SFC:BOR349) +RO 2024-06-12
316 EDDID CAPITAL LIMITED Cheung, Barry Kwok Wing 張國榮 -RO 2020-05-06 2024-06-24
317     +Rep 2024-06-24
318 Eddid Securities and Futures Limited   -RO 2016-12-14 2024-06-24
319     +Rep 2024-06-24
320   Leung, Yiu Pan (SFC:BRN886) 梁耀彬 -Rep 2023-02-20 2024-06-23
321   Zheng, Yuzheng 鄭雨征 -RO 2023-02-24 2024-06-14
322 EFM ASSET MANAGEMENT LIMITED Heyler, Daniel Andrew +Rep 2024-06-25
323 Enlightenment Capital Investment Management Limited Chen, Ning (SFC:BUI942) 陳寧 +Rep 2024-06-14
324   Huang, Yiming (SFC:BUO557) 黃一洺 +RO 2024-06-14
325   Jin, Zengxiang 金增祥 +RO 2024-06-14
326 Equities First Holdings Hong Kong Limited Lee, Ying Kin 李英健 -Rep 2023-08-07 2024-06-19
327 Essence Corporate Finance (Hong Kong) Limited Lai, Adam Ching Yuet 勵正樾 +Rep 2024-06-18
328   Liu, Jieyu (SFC:BRS257) 劉洁玉 -Rep 2021-09-24 2024-06-13
329 EVER-LONG SECURITIES COMPANY LIMITED Wong, Fong Ki 黃芳琪 -Rep 2021-09-21 2024-06-24
330     +RO 2024-06-24
331 Everbright Securities Investment Services (HK) Limited Chan, Ling Hei 陳領希 +Rep 2024-06-20
332   Chan, Sing Ho (SFC:BVB361) 陳星豪 +Rep 2024-06-18
333   Chan, Yin Yin (SFC:BJI009) 陳燕燕 +Rep 2024-06-11
334   Chan, Yuen Lam (SFC:BSH324) 陳琬琳 +Rep 2024-06-24
335   Hsu, Yung Yung 許蓉蓉 +Rep 2024-06-24
336   Ip, Wing Fung 葉永峯 +Rep 2024-06-20
337   Lam, Sze Wai (SFC:BJG780) 林思慧 +Rep 2024-06-24
338   Tam, Sum Yin 譚心賢 +Rep 2024-06-24
339   Wong, Hang Fok 黃亨福 -Rep 2024-01-16 2024-06-12
340   Wong, Wai Yi (SFC:AOA561) 黃惠儀 +Rep 2024-06-20
341 EverCrest Capital Limited Lau, Kam Lin 劉金蓮 +Rep 2024-06-25
342   Zheng, Cheng (SFC:BVB157) 鄭鋮 +Rep 2024-06-12
343 EVERGREEN SECURITIES LIMITED Ho, Chak Sum 何澤森 -Rep 2024-03-14 2024-06-21
344 FAIR EAGLE FINANCE CREDIT LIMITED Liu, Siu May 廖少薇 -Rep 2024-06-11
345 FAIR EAGLE SECURITIES COMPANY LIMITED   -Rep 2024-06-11
346   Ng, Kwok Leung (SFC:AAD537) 吳國樑 -Rep 2024-06-11
347 FCS Capital Limited Zhang, Weiqun 張衛群 -Rep 2024-04-18 2024-06-17
348     +RO 2024-06-17
349 Fengye Asset Management Limited Chim, Yiu Ping 詹耀平 +RO 2024-06-17
350   Yip, Min Wa 葉勉華 +RO 2024-06-17
351 FIL Investment Management (Hong Kong) Limited Liu, Sai Kit 廖世傑 -Rep 2018-06-01 2024-06-14
352 First Sentier Investors (Hong Kong) Limited Nagai, Ryoei -Rep 2022-02-07 2024-06-21
353 FIRST SHANGHAI SECURITIES LIMITED Li, Yige (SFC:BUM132) 李宜格 +Rep 2024-06-20
354   Wong, Kwok Wing (SFC:BBH901) 黃國榮 +Rep 2024-06-13
355   Zhong, Tianjiao 鍾天嬌 +Rep 2024-06-11
356 Flow Capital (HK) Limited Chung, Chun Yin 鍾俊賢 -RO 2022-11-29 2024-06-17
357 FORTHRIGHT SECURITIES COMPANY LIMITED Kwan, Michael Hoi Ngai 關鎧毅 +Rep 2024-06-11
358 Fortune Max International Asset Management Limited Zhao, Ziyu (SFC:BTV494) 趙子雨 +RO 2024-06-13
359 Fosun International Securities Limited Wan, Qing (SFC:BUX694) 万青 +Rep 2024-06-24
360 FountainVest Capital Limited Liu, Mingchen (SFC:BUZ441) 劉明辰 +Rep 2024-06-17
361 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED Tong, Tsang Fai 唐崢輝 -RO 2023-11-21 2024-06-20
362     +Rep 2024-06-20
363   Wadera, Sandhu Jyotsana -Rep 2024-06-03 2024-06-11
364 FULBRIGHT FUTURES LIMITED Huang, Ling Kwan 黃凌群 +Rep 2024-06-25
365 FULBRIGHT SECURITIES LIMITED   +Rep 2024-06-25
366 Futu Securities International (HONG KONG) Limited He, Xiaoshen 賀晓深 +Rep 2024-06-21
367   Wong, Ka Ho (SFC:BJG194) 黃家豪 +Rep 2024-06-11
368   Yu, Shek Lun 余石麟 +Rep 2024-06-24
369 Future Securities Limited (HK) Yeung, Hoi Keung 楊海強 -Rep 2024-03-19 2024-06-24
370 Garvis Capital Management Limited Chiu, Chi Yuen 趙志遠 +Rep 2024-06-12
371 GF Capital (Hong Kong) Limited Tong, Tong (SFC:BSD819) 童同 -Rep 2022-03-21 2024-06-12
372 GF International Investment Management Limited Wang, Qi (SFC:BAK287) 王琪 -Rep 2021-11-26 2024-06-24
373   Wang, Zitong (SFC:BVB625) 王子童 +Rep 2024-06-21
374 GF Securities (Hong Kong) Brokerage Limited Ng, Tsang Chak 吳增澤 -Rep 2022-12-15 2024-06-22
375   Tong, Tong (SFC:BSD819) 童同 -Rep 2022-03-21 2024-06-12
376   Woo, Ricky Ka Wing 胡家榮 -Rep 2023-12-11 2024-06-14
377   Xu, Ke (SFC:BUY008) 许可 +Rep 2024-06-24
378 GFI (HK) SECURITIES L.L.C. Kho, Garrett Tristan Arnaldo -Rep 2019-05-02 2024-06-19
379   Salonga, Benjamin Iii Puzon 施樂家 -Rep 2019-05-02 2024-06-19
380 GLOBAL INVESTMENT ADVISORS LIMITED Yeung, Cheuk Fung 楊卓峰 -Rep 2008-05-26 2024-06-12
381 GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED Mak, Hiu Ying 麥曉瑩 -Rep 2024-02-29 2024-06-18
382 GOLDMAN SACHS (ASIA) L.L.C. Chow, Lok Yim 周樂炎 -Rep 2021-06-30 2024-06-22
383   Morse Jr, Edward Gary -RO 2016-02-03 2024-06-15
384   Poddar, Yogesh (SFC:BVA702) +Rep 2024-06-11
385   Pripp, Frederic Anders David -Rep 2023-08-07 2024-06-11
386     +RO 2024-06-11
387   Sami, Muhammad Talha -Rep 2019-12-20 2024-06-19
388   Shek, Cheuk Kan 石卓謹 +Rep 2024-06-21
389   So, Samuel Chun Yiu 蘇俊堯 -Rep 2021-11-03 2024-06-15
390   Tseng, William Chin Ling 曾慶齡 +Rep 2024-06-11
391   Walker, Adam David Michael -Rep 2024-06-18 2024-06-24
392   Wang, Tina -Rep 2024-06-17 2024-06-24
393   Wang, Xinling (SFC:BVB992) 王馨聆 +Rep 2024-06-21
394   Wong, Kyle Kwan Lun 黃鈞麟 -Rep 2016-03-23 2024-06-22
395   Yang, Cheng (SFC:BDT049) 楊誠 -Rep 2016-06-06 2024-06-15
396   Yang, Jihoon +Rep 2024-06-14
397   Zhao, Ruiwen (SFC:BVC165) 赵睿文 +Rep 2024-06-25
398   Zhong, Hao (SFC:BHX264) 鍾昊 -Rep 2018-04-10 2024-06-12
399 GOLDMAN SACHS (ASIA) SECURITIES LIMITED Poddar, Yogesh (SFC:BVA702) +Rep 2024-06-11
400   Pripp, Frederic Anders David -Rep 2023-08-07 2024-06-11
401     +RO 2024-06-11
402   Sami, Muhammad Talha -Rep 2019-12-20 2024-06-19
403   Shek, Cheuk Kan 石卓謹 +Rep 2024-06-21
404   Tseng, William Chin Ling 曾慶齡 +Rep 2024-06-11
405   Walker, Adam David Michael -Rep 2024-06-18 2024-06-24
406   Wang, Tina -Rep 2024-06-17 2024-06-24
407   Wang, Xinling (SFC:BVB992) 王馨聆 +Rep 2024-06-21
408 Goldman Sachs Asset Management (Hong Kong) Limited Su, Rui (SFC:BUO523) 蘇睿 +Rep 2024-06-20
409   Tong, Xuying 童旭莹 -Rep 2023-02-07 2024-06-19
410 GPTX Investment Management Limited Zhou, Yi (SFC:BUY699) 周依 +Rep 2024-06-13
411 Grand China Securities Limited Lau, Wing Yin (SFC:BUZ244) 劉穎賢 +Rep 2024-06-21
412   Lee, Lok Ching (SFC:BKW666) 李洛? +Rep 2024-06-13
413 Grand Moore Capital Limited Poon, Albert Kwok Hing 潘國興 -RO 2015-12-22 2024-06-21
414 GRANDLY FINANCIAL SERVICES LIMITED Chiu, Kit 趙杰 +Rep 2024-06-20
415 Great Honour Asset Management Limited Fung, Hei Wa 馮希樺 +RO 2024-06-13
416 Greater Bay Area Development Fund Management Limited Lai, Qiaochu 賴翹楚 -Rep 2019-10-21 2024-06-19
417   Li, Yang (SFC:BRR192) 李洋 -Rep 2021-09-28 2024-06-23
418 Guardians Asset Management Limited Ong, Kelvin Hsao Fung 王曉峰 -Rep 2024-05-29 2024-06-19
419     +RO 2024-06-19
420 Guolian Securities International Capital Co., Limited Du, Yuxi 杜玉曦 +RO 2024-06-11
421   Yang, Lingxiu 楊灵修 -Rep 2024-01-08 2024-06-19
422     +RO 2024-06-19
423 Guosen Securities (HK) Brokerage Company, Limited Wang, Guojian (SFC:BTN309) 王国键 +Rep 2024-06-24
424   Xiao, Hong (SFC:BVA405) 蕭虹 +Rep 2024-06-11
425 GUOTAI JUNAN ASSETS (ASIA) LIMITED Song, Yunzhe 宋云喆 +Rep 2024-06-18
426   Xiong, Linan 熊立南 +Rep 2024-06-17
427 GUOTAI JUNAN CAPITAL LIMITED Gao, Dong (SFC:BVA819) 高冬 +Rep 2024-06-14
428 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED Ding, Jiayi 丁嘉熠 +Rep 2024-06-24
429   Song, Cheng (SFC:BQL512) 宋誠 +Rep 2024-06-18
430   Zhang, Dake 張大可 +Rep 2024-06-18
431 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Chen, Mingdong (SFC:BVB899) 陳銘東 +Rep 2024-06-24
432   Ding, Jiayi 丁嘉熠 +Rep 2024-06-24
433 Hafoo Futures Limited Wang, Yue (SFC:BIY657) 王玥 -Rep 2023-05-19 2024-06-12
434     +RO 2024-06-12
435 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED Wang, Yiqin 王禕秦 +Rep 2024-06-25
436 HAITONG INTERNATIONAL CAPITAL LIMITED Lau, Jing Fung 劉正風 -Rep 2021-10-15 2024-06-11
437 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED Wang, Yiqin 王禕秦 +Rep 2024-06-25
438 HAITONG INTERNATIONAL RESEARCH LIMITED Kang, Baichuan 康百川 -Rep 2023-06-26 2024-06-17
439 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Lau, Jing Fung 劉正風 -Rep 2021-10-15 2024-06-11
440 HANG SENG INVESTMENT MANAGEMENT LIMITED Song, Jing (SFC:BUY670) 宋菁 +Rep 2024-06-12
441 HANSUI CAPITAL COMPANY LIMITED Hu, Qizhen 胡启楨 -Rep 2024-05-22 2024-06-13
442   Hui, Yat Kit 許溢傑 -Rep 2023-03-06 2024-06-21
443 Hash Blockchain Limited Zheng, Guanjiong 郑观炯 -Rep 2023-12-18 2024-06-21
444 HashKey Capital Limited Kwok, Karlos 郭嘉龍 +Rep 2024-06-11
445 HBM Partners Hong Kong Limited Chen, Steve Shuo 陳碩 -RO 2021-01-07 2024-06-14
446   Guo, Muqing 郭牧青 -Rep 2021-11-03 2024-06-18
447     +RO 2024-06-18
448 HC Securities (HK) Limited Cheung, Yiu Kei Philip 張耀其 +RO 2024-06-11
449 HCHP Management Limited He, Qing (SFC:BVA296) 何清 +Rep 2024-06-13
450 Hectoron Global Capital Management Limited Lam, Ping Fung (SFC:BUY346) 林炳峰 +Rep 2024-06-24
451 Hel Ved Capital Management Limited Yang, Yang (SFC:BVA709) 楊阳 +Rep 2024-06-17
452 HERMES SECURITIES LIMITED Cheng, Wu Long 鄭武隆 +Rep 2024-06-18
453 Hillhouse Investment Management Limited Chan, William Woon Yew 曾煥耀 -Rep 2023-03-17 2024-06-25
454     +RO 2024-06-25
455 Holly International Financial Holdings Limited Lee, Jacqueline Ka Yee 李家怡 +Rep 2024-06-25
456 HONGKONG NEW PORT FUND MANAGEMENT LIMITED See, Reason Lee Seng 史理生 +RO 2024-06-18
457   Yu, Ching Yat 于正一 +RO 2024-06-18
458 HongShan Capital Advisors (Hong Kong) Limited Lee, Wan Ying 李韻瑩 +Rep 2024-06-18
459 HONOR CAPITAL (HK) LIMITED Chou, Chun Lam 周俊林 +RO 2024-06-17
460 HPS Investment Partners (HK), Limited Leung, Ming Hin (SFC:BRK304) 梁銘軒 +Rep 2024-06-12
461 HSBC BROKING FOREX (ASIA) LIMITED Chan, Kin Ying 陳建瑛 -Rep 2022-05-23 2024-06-14
462   Wong, Po Kit 黃譜傑 -RO 2023-01-03 2024-06-12
463   Wong, Stephanie Man Ching 黃曼晴 -Rep 2020-11-02 2024-06-24
464 HSBC BROKING FUTURES (ASIA) LIMITED Chan, Kin Ying 陳建瑛 -Rep 2021-11-17 2024-06-14
465   Wong, Po Kit 黃譜傑 -RO 2018-10-29 2024-06-12
466   Wong, Stephanie Man Ching 黃曼晴 -Rep 2020-11-02 2024-06-24
467 HSBC BROKING SECURITIES (ASIA) LIMITED Chan, Kin Ying 陳建瑛 -Rep 2021-11-17 2024-06-14
468   Wong, Po Kit 黃譜傑 -RO 2018-10-29 2024-06-12
469   Wong, Stephanie Man Ching 黃曼晴 -Rep 2020-11-02 2024-06-24
470 HSBC BROKING SECURITIES (HONG KONG) LIMITED Chan, Kin Ying 陳建瑛 -Rep 2021-11-17 2024-06-14
471   Wong, Po Kit 黃譜傑 -RO 2018-10-29 2024-06-12
472 HSBC Corporate Finance (Hong Kong) Limited Chung, Chi Kit (SFC:BOE388) 鍾志傑 -Rep 2022-01-07 2024-06-14
473   Yan, Kun (SFC:BUW338) 閻堃 +Rep 2024-06-25
474 HSBC Global Asset Management (Hong Kong) Limited Wong, Brenda Yuen Ting -RO 2023-05-02 2024-06-14
475 HSBC Global Asset Management Holdings (Bahamas) Limited   -RO 2023-11-09 2024-06-14
476 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED   -RO 2023-05-02 2024-06-14
477 HSBC SECURITIES BROKERS (ASIA) LIMITED Chan, Kit Ho 陳傑浩 +Rep 2024-06-21
478   Chau, Chun Yiu (SFC:AMU492) 周振堯 -Rep 2014-09-23 2024-06-20
479   de Rocquigny Du Fayel, Thibaut Marie L -Rep 2022-10-27 2024-06-19
480 HUAJIN RESEARCH (INTERNATIONAL) LIMITED Choi, Kaiser Wing Kai 蔡榮楷 -RO 2016-06-13 2024-06-17
481 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Deng, Wangchen 邓望晨 +Rep 2024-06-24
482   Ji, Lihua 季李华 +Rep 2024-06-24
483   Liao, Jun (SFC:BAA713) 廖君 +Rep 2024-06-11
484   Sun, Bo (SFC:BQF186) 孫博 +Rep 2024-06-24
485   Xiao, Jiasong 肖家嵩 +Rep 2024-06-19
486   Yang, Ke (SFC:BVA440) 楊可 +Rep 2024-06-19
487   Yeung, Sze Ho 楊思豪 +Rep 2024-06-24
488   Yu, Ge (SFC:BIG516) 余歌 -Rep 2020-11-04 2024-06-11
489   Yu, Yin (SFC:BID593) 余音 -Rep 2021-07-15 2024-06-17
490   Zhou, Yongxin 周永鑫 +Rep 2024-06-24
491 HUIJIN SECURITIES INTERNATIONAL LIMITED Hu, Bin (SFC:BUV117) 胡濱 +RO 2024-06-21
492 Hywin Asset Management (Hong Kong) Limited Jen, Hsiao Hsien +Rep 2024-06-25
493 I Win Asset Management Limited Shum, Sammy Ngan 沈顏 -Rep 2021-09-09 2024-06-21
494     +RO 2024-06-21
495   Tang, Haiwei (SFC:BRH241) 唐海偉 -Rep 2021-06-17 2024-06-20
496 ICAP Securities Hong Kong Limited Forrest, Richard William -Rep 2024-04-02 2024-06-25
497     +RO 2024-06-25
498 ICBC INTERNATIONAL CAPITAL LIMITED Xie, Yong (SFC:BVA953) 謝勇 +Rep 2024-06-18
499 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED Chai, Erdong 柴尔棟 -Rep 2017-07-07 2024-06-19
500 ICBC INTERNATIONAL SECURITIES LIMITED Xie, Yong (SFC:BVA953) 謝勇 +Rep 2024-06-18
501 iFAST Global Markets (HK) Limited Cheng, Suet Kwan Shirley 鄭雪君 +Rep 2024-06-20
502   Chui, Mei 崔薇 +Rep 2024-06-11
503 INFINI CAPITAL MANAGEMENT LIMITED Liang, Yunzhang 梁芸章 +Rep 2024-06-17
504 INFINITY ASSET MANAGEMENT LIMITED Ma, Xinyu 馬鑫昱 +Rep 2024-06-24
505 Inheritance Asset Management Limited Wong, Chun Wah (SFC:AAA213) 王俊華 -RO 2023-05-30 2024-06-15
506 INSTINET PACIFIC LIMITED Zeng, Weiquan -Rep 2024-06-17 2024-06-22
507 Interactive Brokers Hong Kong Limited Lam, Matthew (SFC:BVB168) 林柏鏗 +Rep 2024-06-17
508 INVESCO HONG KONG LIMITED Au, Chi Bun 區志斌 -RO 2019-04-02 2024-06-14
509   Khan, Wajid Ismail +Rep 2024-06-17
510   Man, Ka Fai (SFC:BPD726) -Rep 2024-06-13 2024-06-21
511   Yeung, Chui Ying 楊翠盈 -Rep 2019-10-18 2024-06-17
512 J-Stone Capital Limited Huang, Sining (SFC:BVC344) 黃嗣宁 +Rep 2024-06-21
513 J.P. MORGAN BROKING (HONG KONG) LIMITED Laidler, Ruth Elizabeth Joe 黎樂怡 +Rep 2024-06-25
514 J.P. MORGAN SECURITIES (FAR EAST) LIMITED Lin, Huan (SFC:BVB078) 林欢 +Rep 2024-06-11
515 Jain Global (Hong Kong) Limited Kellie-Smith, Sam Anthony +RO 2024-06-24
516   Smith, Ian Micheal Corfield +RO 2024-06-24
517   Thatcher, Mark Anthony (SFC:APG515) 戴卓爾 +RO 2024-06-24
518 Jefferies Hong Kong Limited Kim, So Jeon +Rep 2024-06-11
519   Moulder, Anthony Bruce +Rep 2024-06-24
520   Yip, Pui Yee (SFC:ASY648) 葉佩兒 -Rep 2019-12-27 2024-06-12
521 JOYFUL CAPITAL HK LIMITED Fong, Hoi Ching (SFC:BLO368) 方鎧青 +Rep 2024-06-24
522 JPMorgan Asset Management (Asia Pacific) Limited Pang, Yu Fai Ray 彭宇暉 -Rep 2015-05-22 2024-06-11
523   Zhang, Xiaotong (SFC:BRZ922) 張小桐 +Rep 2024-06-12
524 JVSakk Asset Management Limited Chu, Ody Ting Ting 朱婷婷 -Rep 2018-07-19 2024-06-12
525 KGI ASIA LIMITED Chak, Wai Wing 翟偉榮 -Rep 2024-05-06 2024-06-24
526   Lin, En-Tzu 林恩慈 +Rep 2024-06-21
527   Yee, Laurie Chat Hoong -Rep 2017-10-03 2024-06-12
528 KGI FUTURES (HONG KONG) LIMITED Chak, Wai Wing 翟偉榮 -Rep 2024-05-06 2024-06-24
529 KINGKEY ASSET MANAGEMENT LIMITED Law, Darrell King Yung 羅敬融 -Rep 2022-02-14 2024-06-25
530   Ma, Xinyu 馬鑫昱 -Rep 2022-08-01 2024-06-23
531 KKR Capital Markets Asia II Limited Chan, Kwan Ho (SFC:APN775) 陳鈞浩 +Rep 2024-06-19
532   Cheng, Hoi Tung Jamie 鄭凱彤 +Rep 2024-06-21
533   Ge, Guanhong +Rep 2024-06-25
534   Hsu, Tung Kuang 徐同廣 +Rep 2024-06-11
535   Hyde, Nicholas J +Rep 2024-06-21
536   Ko, Jae Il +Rep 2024-06-19
537   Lam, Reine Wing Yee 林泳兒 +Rep 2024-06-19
538   Liu, Xiaohan (SFC:BUO462) 刘潇涵 +Rep 2024-06-12
539   Wang, Chun-Kai (SFC:AVY700) 王俊凱 +Rep 2024-06-12
540   Wang, Huiying (SFC:BBR332) 王薈瑩 +Rep 2024-06-19
541   Yeung, Irene (SFC:BAH984) 楊寶貞 +Rep 2024-06-12
542   Yuen, Man Kiu Alvina 袁敏翹 +Rep 2024-06-25
543   Zhang, Xiaoyue (SFC:BCI792) 張瀟月 +Rep 2024-06-25
544 KKR CAPITAL MARKETS ASIA LIMITED Chan, Kwan Ho (SFC:APN775) 陳鈞浩 -Rep 2023-02-22 2024-06-18
545   Cheng, Hoi Tung Jamie 鄭凱彤 -Rep 2022-12-19 2024-06-20
546   Ge, Guanhong -Rep 2022-10-10 2024-06-24
547   Hyde, Nicholas J -Rep 2020-09-08 2024-06-20
548   Ko, Jae Il -Rep 2016-08-24 2024-06-18
549   Lam, Reine Wing Yee 林泳兒 -Rep 2022-11-18 2024-06-18
550   Liu, Xiaohan (SFC:BUO462) 刘潇涵 -Rep 2024-02-29 2024-06-11
551   Wang, Chun-Kai (SFC:AVY700) 王俊凱 -Rep 2022-10-10 2024-06-11
552   Wang, Huiying (SFC:BBR332) 王薈瑩 -Rep 2023-02-22 2024-06-18
553   Yeung, Irene (SFC:BAH984) 楊寶貞 -Rep 2021-03-23 2024-06-11
554   Yu, Ho Man Horace 余浩文 -Rep 2024-06-14 2024-06-27
555   Yuen, Man Kiu Alvina 袁敏翹 -Rep 2022-11-04 2024-06-24
556   Zhang, Xiaoyue (SFC:BCI792) 張瀟月 -Rep 2015-12-21 2024-06-24
557 LaSalle Investment Management Hong Kong Limited Loh, Terence Paul Keng Ann 羅慶安 +Rep 2024-06-25
558 LAZARD ASIA (HONG KONG) LIMITED Zhang, Qian (SFC:AXF705) 張倩 -Rep 2014-09-01 2024-06-21
559     +RO 2024-06-21
560 Lazarus Securities Limited Chang, John Moon Suk +RO 2024-06-11
561   Evans, Gareth Handel +RO 2024-06-11
562   Macintosh, Andrew Keith +RO 2024-06-11
563 Leo Asset Management Limited Lai, Kwok Keung 黎國強 +Rep 2024-06-17
564 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED Lin, Chun Hung (SFC:BUX749) 林俊宏 +Rep 2024-06-19
565 Light & Salt Capital Management Limited Yeung, Chun Kit (SFC:AQU429) 楊竣傑 +Rep 2024-06-18
566 Lion Global Financial Limited Zhou, Haigen 周海根 +RO 2024-06-13
567 LOMBARD ODIER (HONG KONG) LIMITED Woods, John William Huia (SFC:BGQ356) -Rep 2024-01-16 2024-06-25
568     +RO 2024-06-25
569 Long Bridge HK Limited Lee, Tak Shing (SFC:BLW937) 李德誠 +Rep 2024-06-19
570   Liu, Congmei 關聰美 -Rep 2021-10-04 2024-06-17
571 Long Hill Capital Management Company Limited Shen, Jun (SFC:AYP961) 沈隽 -RO 2022-06-29 2024-06-21
572 LONGEVITY INVESTMENT MANAGEMENT HONG KONG LIMITED Zhang, Chao (SFC:BAK268) 張超 -RO 2021-01-05 2024-06-15
573 Longitude Asia Limited Lin, Yangliu 林杨柳 -Rep 2021-06-18 2024-06-13
574 LONGREACH GROUP LIMITED (THE) Zhan, Xin 詹鑫 +Rep 2024-06-11
575 LOTUS ASSET MANAGEMENT LIMITED Zhu, Lei (SFC:BUU993) 朱磊 +RO 2024-06-25
576 LQ Pacific Partners Limited Dong, Shuai (SFC:BUY276) 董帥 +Rep 2024-06-19
577 LUK FOOK SECURITIES (HK) LIMITED Kwan, Man Leung 關文亮 +Rep 2024-06-12
578   Lo, Tsz Chun 勞子俊 +Rep 2024-06-17
579   Yu, Pui Tak 余沛德 +Rep 2024-06-25
580 Lux Aeterna Capital Limited Chung, Chun Yin 鍾俊賢 +Rep 2024-06-18
581 Luxence Capital Limited Wong, Calvin Chee Jun 王梓隽 -Rep 2020-08-03 2024-06-25
582     +RO 2024-06-25
583 LW Asset Management Advisors Limited Wong, Andy Yiu Chung (SFC:AXV027) 黃耀宗 -Rep 2024-03-11 2024-06-13
584 M Science Hong Kong Limited Jiang, Jinyi 姜錦儀 +Rep 2024-06-18
585   Lau, Siu Ting 劉瀟婷 +Rep 2024-06-11
586   Mu, Qiuzhu 牟秋竹 +Rep 2024-06-17
587 M&G Investments (Hong Kong) Limited Lo, Sin Sin 羅倩倩 +Rep 2024-06-11
588 Macquarie Asia Securities Limited Chia, Su Ying 謝舒莹 -Rep 2022-01-06 2024-06-11
589   Zhou, Wenqi (SFC:BPS629) 周文頎 +Rep 2024-06-11
590 MACQUARIE CAPITAL LIMITED Chen, Wan-Yin Catherin +Rep 2024-06-11
591   Chen, Xi (SFC:AXY946) 陳曦 +Rep 2024-06-24
592   Chia, Su Ying 謝舒莹 -Rep 2022-01-06 2024-06-11
593   Yun, Austin +Rep 2024-06-21
594   Zhou, Wenqi (SFC:BPS629) 周文頎 +Rep 2024-06-11
595 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED Zhang, Jiayi (SFC:BVA964) 張嘉益 +Rep 2024-06-14
596 MaiCapital Limited Tian, Yu (SFC:BDX197) 田雨 +Rep 2024-06-24
597 Manulife Investment Management (Hong Kong) Limited Chan, Hon Kai 陳漢佳 -Rep 2014-02-07 2024-06-18
598   Kwok, Yau Lung Anthony 郭猶龍 +Rep 2024-06-14
599   Kwong, Ho Yee 鄺可兒 +Rep 2024-06-14
600   Lam, Ho Cheung (SFC:BCB787) 林浩祥 +Rep 2024-06-20
601   Xu, Yixin (SFC:BUY549) 許藝馨 +Rep 2024-06-14
602   Yip, Kwan Tak 葉君德 +Rep 2024-06-14
603   Yuan, Yuan (SFC:BUZ347) 袁园 +Rep 2024-06-14
604   Zhao, Xinyuan (SFC:BUZ179) 趙欣遠 +Rep 2024-06-14
605 Maplefield Capital Limited Ng, Wai Kie 吳慧琪 -Rep 2020-11-09 2024-06-18
606     +RO 2024-06-18
607 MARCO POLO PURE ASSET MANAGEMENT LIMITED Huang, Chen (SFC:BFJ991) 黃晨 -Rep 2016-10-28 2024-06-13
608 Marex Hong Kong Limited Hsu, Yung Haow 徐永昊 +Rep 2024-06-17
609 Market Securities (Hong Kong) Limited Kim, Min Jung (SFC:BNC085) 金玟貞 +Rep 2024-06-12
610 Mason Securities Limited Lau, Chung Hei 劉仲熙 +Rep 2024-06-21
611 MCM Asia Limited Agrawal, Nitin (SFC:BUZ456) +Rep 2024-06-11
612   Bhagwati, Jahnavi (SFC:BOB064) +Rep 2024-06-19
613 Merrill Lynch (Asia Pacific) Limited Boukhari, Adnane +Rep 2024-06-20
614   Chua, Minguang Donald -Rep 2024-06-14 2024-06-21
615   Dhaloomal, Ali -Rep 2024-06-14 2024-06-18
616   Kulkarni, Amit Chandramohan +Rep 2024-06-24
617   Landais, Francois Michel Florent +Rep 2024-06-20
618   Mamegano, Koichi -Rep 2024-06-07 2024-06-14
619   Manpuria, Neha -Rep 2024-06-14 2024-06-18
620   Mathur, Aditya -Rep 2024-06-21 2024-06-28
621   Mignard, Christophe Nicolas Philippe -Rep 2024-06-14 2024-06-20
622   Nishizawa, Arashi 西澤嵐 -Rep 2024-06-14 2024-06-21
623   Pandya, Bhavik Manohar -Rep 2023-09-04 2024-06-24
624     +RO 2024-06-24
625   Prithyani, Gunjan -Rep 2024-06-14 2024-06-21
626   Saliba, Jean Michel -Rep 2024-06-14 2024-06-18
627   Singla, Anuj -Rep 2024-06-14 2024-06-21
628   Swaminathan, Anand -Rep 2024-06-07 2024-06-14
629   Tang, Lai Ming Eli 鄧麗銘 +Rep 2024-06-20
630   Van Der Walt, Reinhardt -Rep 2024-06-25 2024-06-28
631   Wurtz, Gregory Aaron -Rep 2024-06-14 2024-06-18
632   Yan, Ruijie (SFC:BSS345) 嚴睿杰 -Rep 2022-07-11 2024-06-19
633 Merrill Lynch Far East Limited Mignard, Christophe Nicolas Philippe -Rep 2024-06-14 2024-06-20
634   Wurtz, Gregory Aaron -Rep 2024-06-14 2024-06-18
635 MESSIS CAPITAL LIMITED Wan, Wing Yui 溫永銳 +Rep 2024-06-17
636 METLIFE INVESTMENTS ASIA LIMITED Lau, Vincent 劉理健 -Rep 2023-09-26 2024-06-23
637 MFG Limited (HK) Leung, Ho Hon 梁浩漢 -Rep 2019-03-01 2024-06-12
638 MFS International (Hong Kong) Limited Dwan, Kevin Michael -RO 2012-05-03 2024-06-12
639   Thomson, Jeanine Louise +RO 2024-06-12
640 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED Chang, Vincent (SFC:BPK234) 張傑陽 +Rep 2024-06-25
641   Cheong, Winston Jin Cheng +Rep 2024-06-13
642   Pang, Kenneth Kwok Kit 彭國傑 +RO 2024-06-18
643   Turcan-Jouve, Clement Gislain +Rep 2024-06-25
644   Yang, Jing (SFC:BGQ911) 杨菁 -Rep 2022-06-09 2024-06-12
645 Mirae Asset Securities (HK) Limited Shishkov, Svetoslav Dimitrov +Rep 2024-06-12
646   Tung, Chuen Hei -Rep 2022-12-28 2024-06-21
647   Wong, Wai Lung (SFC:BAB062) 黃偉龍 +Rep 2024-06-19
648 MIZUHO SECURITIES ASIA LIMITED Adamczyk, Alexis Thomas David -Rep 2024-03-20 2024-06-25
649     +RO 2024-06-25
650   Foo, Daniel Wen Ngiap +Rep 2024-06-11
651   Kawai, Fukiko +Rep 2024-06-25
652   Lau, Chi Choi (SFC:BVA749) 劉智才 +Rep 2024-06-17
653   Lee, Pui Ying 李珮凝 +Rep 2024-06-24
654   Leung, Chun Kit (SFC:BVC355) 梁俊傑 +Rep 2024-06-24
655   Sato, Naoto (SFC:BVB762) +Rep 2024-06-17
656   Tan, Jing Yi +Rep 2024-06-11
657   Wong, Po Yin 黃寶賢 +Rep 2024-06-24
658   Yashiro, Yuichiro 八代有一郎 +Rep 2024-06-18
659 Monex Boom Securities (H.K.) Limited Cheung, Tak To 張德滔 -Rep 2016-06-07 2024-06-21
660 Mont Avenir Capital Limited Wong, Wun Yuen 黃煥沅 -Rep 2024-05-21 2024-06-25
661     +RO 2024-06-25
662 Moody's Investors Service Hong Kong Limited Kim, Se Hyung +Rep 2024-06-17
663 Morgan Stanley Asia Limited Agrawal, Rohan (SFC:BVD291) -Rep 2024-06-25 2024-06-28
664   Berry, Lauren Anne +Rep 2024-06-25
665   Chan, Simon (SFC:BCT212) 陳鋈鋆 +Rep 2024-06-25
666   Chen, Jizong 陳繼宗 -Rep 2021-03-04 2024-06-14
667   Cheong, Yong Qiang -Rep 2024-06-13 2024-06-14
668   Cheung, Chit Hei 張哲熙 +Rep 2024-06-25
669   Chung, Ming Hung 鍾岷宏 -Rep 2017-05-15 2024-06-13
670   Deng, Yixuan 邓轶轩 +Rep 2024-06-14
671   Durkay, Laurel Beth +Rep 2024-06-21
672   Foong, Pek Tim Desmond -Rep 2024-06-21 2024-06-28
673   Goldsmith, Christian Guy -Rep 2024-06-12 2024-06-17
674   Ho, Angeline Soo Keat -Rep 2024-06-21 2024-06-28
675   Hwang, Seung Hyun 黃升炫 -Rep 2024-06-14 2024-06-21
676   Jusman, Selvie -Rep 2024-06-17 2024-06-20
677   Li, Boyao 李柏瑶 -Rep 2022-09-06 2024-06-14
678   Miyake, Takayuki -Rep 2024-06-18 2024-06-21
679   Moore Jr, Joseph Lawrence -Rep 2024-06-20 2024-06-22
680   Nakanishi, Hitoshi -Rep 2024-06-14 2024-06-22
681   O'Brien, Stephen Edward -Rep 2015-08-31 2024-06-19
682   Qu, Yawen 瞿雅雯 -Rep 2024-06-25 2024-06-28
683   Rajamani, Vivek -Rep 2024-06-17 2024-06-21
684   Ruppert-Felsot, Jori Elan -Rep 2024-06-14 2024-06-21
685   Shin, Hyun Soo 辛鉉洙 -Rep 2007-08-22 2024-06-19
686   Simpson, Lee John (SFC:BVC389) -Rep 2024-06-20 2024-06-21
687   Singh, Gaurav (SFC:BVB197) +Rep 2024-06-14
688   Smalley, Grace Lydia -Rep 2024-06-12 2024-06-13
689   Smerin, Richard Oliver Henry -Rep 2009-06-22 2024-06-14
690     +RO 2024-06-14
691   Stanley, Charles Edward (SFC:BPB218) -Rep 2024-06-07 2024-06-11
692   Sugihara, Shohei -Rep 2024-06-14 2024-06-21
693   Tuttelman, Ross Brent -Rep 2008-06-16 2024-06-18
694   Wang, Ziming (SFC:BPJ797) 王子銘 -Rep 2021-09-02 2024-06-17
695   Wong, Dzi Hin 黃子軒 +Rep 2024-06-13
696   Wu, Carolyn Shoutong -Rep 2018-09-10 2024-06-11
697   Xia, Yuxuan -Rep 2023-08-11 2024-06-18
698   Xu, Kuan 许宽 -Rep 2024-06-07 2024-06-21
699   Yamagiwa, Shinji -Rep 2024-06-14 2024-06-21
700   Zhou, Xiaobin (SFC:BVB622) 周小彬 +Rep 2024-06-14
701   Zhu, Jiamin (SFC:BPK324) 朱佳敏 -Rep 2020-02-17 2024-06-20
702 Morgan Stanley Hong Kong Securities Limited Agrawal, Rohan (SFC:BVD291) -Rep 2024-06-25 2024-06-28
703   Chen, Jizong 陳繼宗 -Rep 2021-03-04 2024-06-14
704   Li, Boyao 李柏瑶 -Rep 2022-09-06 2024-06-14
705   Miyake, Takayuki -Rep 2024-06-18 2024-06-21
706   Nakanishi, Hitoshi -Rep 2024-06-14 2024-06-22
707   O'Brien, Stephen Edward -Rep 2015-08-31 2024-06-19
708   Qu, Yawen 瞿雅雯 -Rep 2024-06-25 2024-06-28
709   Ruppert-Felsot, Jori Elan -Rep 2024-06-14 2024-06-21
710   Shin, Hyun Soo 辛鉉洙 -Rep 2010-12-06 2024-06-19
711   Singh, Gaurav (SFC:BVB197) +Rep 2024-06-14
712   Smerin, Richard Oliver Henry -Rep 2009-06-22 2024-06-14
713     +RO 2024-06-14
714   Sugihara, Shohei -Rep 2024-06-14 2024-06-21
715   Wong, Dzi Hin 黃子軒 +Rep 2024-06-13
716   Xu, Kuan 许宽 -Rep 2024-06-07 2024-06-21
717 MORGANS (HONG KONG) LIMITED Ryan, Matthew James (SFC:BUZ164) +Rep 2024-06-25
718 NATIXIS ASIA LIMITED Davoust, Arnaud Yves Roger +Rep 2024-06-18
719 NBC Financial Markets Asia Limited Okushi, Naoko 大櫛尚子 +Rep 2024-06-11
720   Wong, Yiu 黃瑤 +Rep 2024-06-14
721 Neuberger Berman Asia Limited Hui, Alvin Joyue 許祖裕 +RO 2024-06-21
722 Neutral Financial Holding Company Limited Feng, Xiao (SFC:BOA927) 馮笑 -RO 2019-09-27 2024-06-18
723 New China Asset Management (Hong Kong) Limited Gu, Haiyun 古海云 -Rep 2014-09-30 2024-06-21
724     +RO 2024-06-21
725 New Harvest Wealth Securities Company Limited Shang, Ruichen 商瑞辰 +Rep 2024-06-24
726 NFH Securities and Futures Limited Law, Siu Cheong 羅肇昌 -RO 2023-04-13 2024-06-20
727     +Rep 2024-06-20
728   Lee, Ho Yin (SFC:BDI687) 李浩然 -Rep 2024-01-19 2024-06-20
729 NH INVESTMENT & SECURITIES (H.K.) LIMITED Ahn, Soo Yong 安秀鏞 -Rep 2019-08-28 2024-06-22
730 Nice Talent Asset Management Limited Siu, Chin Wei 邵千慧 +Rep 2024-06-11
731 NOAH HOLDINGS (HONG KONG) LIMITED Lam, Kwong Sing (SFC:BVB071) 林廣星 +Rep 2024-06-21
732   Leung, Chun Yip (SFC:BVA924) 梁振業 +Rep 2024-06-18
733   Liu, Haiyang (SFC:BVB298) 劉海洋 +Rep 2024-06-20
734   Lun, Choi Yee 倫彩儀 +Rep 2024-06-25
735   Wang, Jiayu (SFC:BUY851) 王佳鈺 +Rep 2024-06-11
736 NOMURA INTERNATIONAL (HONG KONG) LIMITED Eskin, Natan -Rep 2024-06-06 2024-06-17
737   Hung, Janet Yi Kui 熊伊逵 -Rep 2008-10-10 2024-06-19
738   Kahloon, Hamzah Ahmad -Rep 2023-12-05 2024-06-18
739     +RO 2024-06-18
740   Matsui, Masahiko +Rep 2024-06-20
741   Nakagawa, Kazuya +Rep 2024-06-14
742   Tabira, Taikei +Rep 2024-06-19
743   Tiwari, Abhishek (SFC:AOR602) -Rep 2008-10-10 2024-06-18
744     +RO 2024-06-18
745   Wang, Duo (SFC:BTE134) 王鐸 -Rep 2022-11-14 2024-06-21
746 Oaktree Capital (Hong Kong) Limited Yang, Sensen 楊森森 +Rep 2024-06-21
747 Octo Rivers Asset Management (HK) Limited Zhou, Meixiang 周美香 +Rep 2024-06-24
748 Oneday Asset Management Limited Zhao, Yuheng 趙禹衡 -Rep 2021-11-12 2024-06-19
749   Zhu, Difei 朱迪菲 -Rep 2021-09-09 2024-06-19
750 OnePlatform Asset Management Limited Chan, Boris Yip Wai 陳業煒 -Rep 2013-10-18 2024-06-22
751   Chau, Yue Man 周裕文 +Rep 2024-06-24
752   Cheng, Pui Shan (SFC:BJV196) 鄭珮珊 -Rep 2022-10-10 2024-06-16
753   Ding, Dorothy Mei Ling 丁美伶 -Rep 2016-09-09 2024-06-19
754   Ho, Pui Ki (SFC:BRQ498) 何珮琪 -Rep 2021-09-01 2024-06-16
755   Hui, Chak Ling 許澤玲 -Rep 2013-03-08 2024-06-16
756   Hui, King Chiu 許景朝 -RO 2017-03-20 2024-06-16
757   Ip, Sai Cheung 葉世璋 -Rep 2006-04-25 2024-06-15
758   Keung, Yuen Yuen 姜元元 -Rep 2017-11-28 2024-06-15
759   Lai, Shuk Fan 黎淑芬 -Rep 2022-09-07 2024-06-19
760   Lam, Elsa Suk Fan 林淑芬 -Rep 2005-01-04 2024-06-15
761   Leung, Hoi Yung 梁凱榕 -Rep 2021-02-17 2024-06-13
762   Li, Chuen Ho 李傳浩 -Rep 2015-09-09 2024-06-15
763   Luk, Philip Wai Keung 陸偉強 -Rep 2016-07-29 2024-06-15
764   Ly, Lili 李君諾 -Rep 2004-12-16 2024-06-23
765   Oong, Mei Fong 翁美芳 -Rep 2020-01-10 2024-06-19
766   Qian, Min (SFC:BPM265) 錢敏 -Rep 2020-04-27 2024-06-19
767   So, Chi Pun 蘇智斌 -Rep 2006-12-20 2024-06-19
768   To, Wing Yan 陶詠欣 -Rep 2007-02-16 2024-06-15
769   Tsoi, Katy Kam Lui 蔡金蕾 -Rep 2010-09-07 2024-06-15
770   Wan, Kenny Kwok Lam 溫國林 -Rep 2007-07-18 2024-06-22
771   Wong, Ming Wai (SFC:ASX096) 黃銘慧 -Rep 2009-06-03 2024-06-16
772   Wong, Tracy Yuen Kwan 黃琬君 -Rep 2008-12-29 2024-06-16
773   Yip, Alex Cheuk Lok 葉卓躒 -Rep 2014-07-25 2024-06-15
774   Yung, Richard Jr. 榮文淵 -Rep 2013-08-14 2024-06-15
775 Ontario Teachers' Pension Plan (Asia) Limited Chen, Peng (SFC:BGG974) 陳鵬 -Rep 2021-06-21 2024-06-17
776   Lin, Jing (SFC:AZQ419) 林菁 -Rep 2021-03-15 2024-06-17
777   Sun, Hui (SFC:BTD696) 孙晖 -Rep 2022-11-15 2024-06-17
778   Yu, Kelvin Ken Ling 余根灵 -RO 2022-05-13 2024-06-17
779 Optimas Capital Limited Chiang, Ian Ki Chun 蔣騏駿 +Rep 2024-06-14
780 OPTIVER TRADING HONG KONG LIMITED Chung, Tsun Kee 鍾浚棋 -Rep 2022-04-25 2024-06-25
781     +RO 2024-06-25
782 ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED Ji, Wenxiu 姬文秀 +Rep 2024-06-14
783 ORIENT FUTURES (HONG KONG) LIMITED Wang, Dingxin 王鼎新 +Rep 2024-06-25
784   Xie, Yinglei 謝瑛鐳 -Rep 2023-11-16 2024-06-19
785 ORIENT SECURITIES (HONG KONG) LIMITED Chan, Kwok On 陳國安 +Rep 2024-06-25
786   Li, Calvin Wing Chung 李穎聰 +Rep 2024-06-19
787   Li, Yongguang 李永广 +Rep 2024-06-20
788   See-To, Susanna Wai Ning 司徒慧玲 +Rep 2024-06-19
789   Wang, Dingxin 王鼎新 +Rep 2024-06-25
790   Wu, Yunfei 伍云飞 +Rep 2024-06-19
791   Xie, Yinglei 謝瑛鐳 -Rep 2023-11-16 2024-06-19
792 ORIX Asia Asset Management Limited Wang, Yanhan 王彥涵 +Rep 2024-06-21
793 OSL Asset Management Limited So, Ying Wai 蘇英煒 +RO 2024-06-14
794 OSL Digital Securities Limited Ng, Jonathan (SFC:BRK509) 伍麟凱 +Rep 2024-06-18
795 OTCex Hong Kong Limited Rayane, Mehdi (SFC:BSI652) -Rep 2022-05-11 2024-06-13
796 Panda Securities Company Limited Lin, Xinyang 林昕陽 -Rep 2024-04-08 2024-06-24
797 Pando Finance Limited Ng, Ean Kiam 黃延謙 -Rep 2024-02-29 2024-06-21
798     +RO 2024-06-21
799 Partners Group (Hong Kong) Private Limited Chui, Henry Kar-Kea 徐家傑 +RO 2024-06-17
800   Yick, Vicky Wai Sze 易煒思 +RO 2024-06-17
801 Pathway Capital Management (HK) Limited Lau, Ka Yu (SFC:BSV210) 劉珈余 -Rep 2022-09-21 2024-06-24
802 Pearl International Securities Limited Lo, Tak Wai 盧德偉 +RO 2024-06-17
803   Wong, Ho Tim 黃河添 -RO 2023-07-21 2024-06-14
804 PERPETUUM WEALTH MANAGEMENT LIMITED Chow, Joel Chin Hang 周展恆 +RO 2024-06-18
805 PGIM (Hong Kong) Limited Wong, Duncan Wing Fai 黃榮輝 +Rep 2024-06-21
806 PHILLIP SECURITIES (HONG KONG) LIMITED Wong, Hok Sun 黃學新 -Rep 2012-08-21 2024-06-20
807 Pictet Asset Management (Hong Kong) Limited Lee, Da Seul +Rep 2024-06-24
808   Quinn, Niall Michael (SFC:BVA765) -Rep 2024-06-21 2024-06-28
809   Wigley, Mary-Therese (SFC:BTF440) -Rep 2024-06-21 2024-06-28
810 PineBridge Investments Asia Limited Chow, Beletskiy Kevin 周建成 +Rep 2024-06-11
811 PineBridge Investments Hong Kong Limited   +Rep 2024-06-11
812 PINESTONE SECURITIES LIMITED Fung, Wing Hang 馮穎行 +Rep 2024-06-18
813 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED Yong, Huixian 永恵嫻 +Rep 2024-06-24
814 Ping An of China Capital (Hong Kong) Company Limited Liu, Haodong (SFC:BSG733) 刘昊冬 -Rep 2022-04-14 2024-06-13
815   Wai, Andy To Chung 韋道聰 -RO 2024-05-14 2024-06-11
816 PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED Nie, Yifeng 聶義鋒 -Rep 2014-09-30 2024-06-18
817 Planetree Asset Management Limited (HK) Mack, Andrew Kar Lung 麥嘉龍 +Rep 2024-06-24
818 Planetree Discount Lending Limited   +Rep 2024-06-24
819 Planetree Futures Limited   +Rep 2024-06-24
820 Planetree Research Limited   +Rep 2024-06-24
821 Planetree Securities Limited   +Rep 2024-06-24
822 Point72 Hong Kong Limited Chen, Qinkai 陈钦开 +Rep 2024-06-18
823   Cui, Yanfei 崔晏菲 +Rep 2024-06-11
824   Kubota, Akiko -Rep 2018-09-04 2024-06-11
825   Ozawa, Takashi (SFC:BRR093) -Rep 2021-09-10 2024-06-11
826   Pan, Yu-Hsien 潘育憲 +Rep 2024-06-11
827   Zhang, Yuting (SFC:BBB735) 張雨婷 +Rep 2024-06-17
828 Poly Treasure Holdings Limited Chiu, Man Kit (SFC:BER403) 趙文傑 -RO 2022-01-26 2024-06-12
829 Polymer Capital Management (HK) Limited Chen, Hao (SFC:BVC359) 陳浩 +Rep 2024-06-24
830 POLYMER WEALTH MANAGEMENT COMPANY LIMITED Li, Yichao (SFC:BCX226) 李軼超 +Rep 2024-06-25
831 Poseidon Capital Limited (HK) Chen, Zian 陳梓安 -Rep 2022-12-06 2024-06-14
832 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED West, Kenneth Kirk -RO 2021-11-22 2024-06-21
833 PrincipleOne Securities Limited Zhang, Chu (SFC:BVA949) 張楚 +Rep 2024-06-24
834 PRIORITY ASSET MANAGEMENT GROUP LIMITED Wong, Timmy Tin Wai 黃天偉 +Rep 2024-06-24
835 Privium Fund Management (HK) Limited Woo, Elliott Tak On 胡德安 +Rep 2024-06-12
836 PROFIT ACCESS INVESTMENTS LIMITED Yi, Ao 易奧 +RO 2024-06-24
837 Prominence Investment Management Limited Chen, Xia (SFC:BQI717) 陳夏 +Rep 2024-06-12
838 PSI Capital Asia Limited Lin, Hang (SFC:BSZ215) +Rep 2024-06-12
839   Sha, Wing Shuen 佘詠璇 +Rep 2024-06-11
840 PSP Investments Asia Limited Takiguchi, Taku +Rep 2024-06-24
841 Quantbot Technologies (HK), Limited Wilbert, Caine +Rep 2024-06-25
842 Qube Research & Technologies Hong Kong Limited Li, Menglun 李孟倫 -Rep 2020-11-06 2024-06-11
843 Regent Securities Limited (HK) Chow, Wesley Bowah +Rep 2024-06-14
844 Rhine Asset Management Company Limited Fan, Eddy Chun Wah 范俊華 -RO 2024-05-28 2024-06-21
845 Richwood International Management Limited Luk, Mun Tak 陸民德 -Rep 2024-03-08 2024-06-14
846 Risen Family Office Limited Luo, Jingyu (SFC:BPX012) 羅靜雨 +Rep 2024-06-13
847   Shin, I-Lin 辛依霖 +Rep 2024-06-13
848 River Capital Limited (HK) He, Bin (SFC:BGT073) 何彬 -RO 2016-03-22 2024-06-12
849 ROC Capital Management Limited Tang, Chenjing 唐晨竞 +RO 2024-06-24
850 ROCKPOOL CAPITAL LIMITED Zhang, Jing (SFC:BSZ343) 張靖 +Rep 2024-06-24
851 Roofer Asset Management Limited Guo, Sijing 郭思靜 +Rep 2024-06-18
852 ROOFER SECURITIES LIMITED   +Rep 2024-06-18
853 S&P Global Ratings Hong Kong Limited Tay, Eileen -Rep 2024-05-07 2024-06-14
854   Teh, Kim Yuan -Rep 2024-05-07 2024-06-14
855 Samsung Asset Management (Hong Kong) Limited Leung, Shu Ting 梁舒婷 -Rep 2023-03-02 2024-06-16
856 Sanford C. Bernstein (Hong Kong) Limited Cui, Zheng (SFC:BVB464) 崔政 +Rep 2024-06-18
857   Fong, Leong Sing 方亮升 +Rep 2024-06-25
858 SBI China Capital Financial Services Limited Kwan, Ringo Cheukkai 關卓啟 +RO 2024-06-18
859 SBI E2-Capital Securities Limited Lim, King Hean Jonathan 林镜贤 +Rep 2024-06-21
860 Schonfeld Strategic Advisors (Hong Kong) Limited Li, Zhenghong 黎政宏 +Rep 2024-06-24
861   Liu, Yang (SFC:BFC549) 劉洋 +Rep 2024-06-17
862 Segantii Capital Management Limited Dong, Yinfei 董寅斐 -Rep 2020-05-05 2024-06-13
863   Guo, Hui (SFC:BSB883) 郭薈 -Rep 2022-01-11 2024-06-21
864   Hu, Jia (SFC:BDA720) 扈嘉 -Rep 2018-05-16 2024-06-11
865   Kim, Sung Hwan -Rep 2023-08-08 2024-06-11
866   Lin, Canhong 林燦宏 -Rep 2022-05-18 2024-06-11
867   Ng, Ho Ting (SFC:BRU910) 吳顥廷 -Rep 2024-04-02 2024-06-11
868   Ng, Ka Ho (SFC:BGJ116) 吳家豪 -Rep 2020-03-12 2024-06-11
869   Ramakrishnan, Kaushik -Rep 2022-12-12 2024-06-12
870 SG SECURITIES (HK) LIMITED Lazaar, Ali +Rep 2024-06-17
871   Liu, Yiheng (SFC:BTO183) 刘以恒 -Rep 2023-03-10 2024-06-24
872   Park, Jooyoung -Rep 2023-03-10 2024-06-14
873   Zebouni, Philippe Nadim +Rep 2024-06-12
874 SHANGGU ASSET MANAGEMENT (ASIA) LIMITED Cheuk, Kam Fai (SFC:AOW764) 卓錦輝 +Rep 2024-06-25
875   Cheung, Jacky Shiu Ming 張兆明 +Rep 2024-06-11
876   Lee, Abel Kwong Kee 李廣基 +Rep 2024-06-11
877   Lo, Ying Fan 盧影芬 +Rep 2024-06-24
878   Siu, Kathleen Wing Mui 蕭詠梅 +Rep 2024-06-11
879   Tse, Fung Chiu 謝豐照 +Rep 2024-06-24
880   Wong, Cheuk Man (SFC:BEI451) 黃灼敏 +Rep 2024-06-11
881 Shanghai Securities (Hong Kong) Limited Yam, Tsz Man 任子文 +RO 2024-06-11
882 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED Wu, Sum 胡森 -Rep 2009-07-06 2024-06-11
883 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED Guo, Li Ning 郭力寧 +Rep 2024-06-11
884   Ho, Chun Man (SFC:AVK567) 何振文 -Rep 2010-08-20 2024-06-24
885   Wu, Sum 胡森 -Rep 2007-09-19 2024-06-11
886 Shikhara Capital (Hong Kong) Private Limited Chandrawat, Saniel +RO 2024-06-14
887   Kothari, Aditya +RO 2024-06-14
888   Song, Se Han +RO 2024-06-14
889 Shinhan Investment Asia Limited Im, Jinseon -Rep 2023-12-27 2024-06-18
890     +RO 2024-06-18
891 SILVERHORN INVESTMENT ADVISORS LIMITED Wong, Jeff Le 黃杰樂 +Rep 2024-06-11
892 Sino Partner Capital Limited Kwan, Po Shan 關寶珊 +RO 2024-06-24
893   Tang, Kin Chor 鄧建初 +RO 2024-06-24
894 Sino-Rich Securities & Futures Limited Xiao, Linzi 肖林子 +Rep 2024-06-21
895 Sinohope Asset Management (Hong Kong) Limited Wu, Meilin 吳美霖 +Rep 2024-06-13
896   Zhu, Yahua 朱亞驊 +RO 2024-06-18
897 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED Shen, Yue (SFC:APK242) 沈越 +Rep 2024-06-12
898 SINOPAC SECURITIES (ASIA) LIMITED Shum, Chung Yin 岑仲賢 -Rep 2019-11-22 2024-06-21
899   Wang, Fang (SFC:BJI158) 王放 +Rep 2024-06-17
900 SMBC Nikko Securities (Hong Kong) Limited Okamoto, Yuki +Rep 2024-06-18
901   Sato, Hiromi (SFC:ANS087) 佐藤弘美 -RO 2020-05-21 2024-06-14
902   Takahashi(kakugawa), Naoko +Rep 2024-06-14
903 Smooth Noble (Globle) Limited Wong, Shing Yip 王成業 -RO 2023-10-27 2024-06-13
904 SoFi Securities (Hong Kong) Limited Lau, Siu Chit 劉韶哲 -RO 2018-11-15 2024-06-18
905 Solaro Advisors Limited Wong, Kong Wa (SFC:BVA261) 黃江華 +Rep 2024-06-21
906 Soliton Capital Management Limited Lok, Ho Cheong 駱可昌 +Rep 2024-06-24
907 Soliton Securities Limited   +Rep 2024-06-24
908 Somerley Capital Limited Hesse, Jakob Fabian -Rep 2024-04-29 2024-06-25
909     +RO 2024-06-25
910 Soochow Securities International Brokerage Limited Yip, Chin Ho 葉展灝 -RO 2020-04-29 2024-06-19
911 Soochow Securities International Futures Limited   -RO 2020-04-29 2024-06-19
912 SOUTH CHINA COMMODITIES LIMITED Tang, Fu Chung 鄧富中 -Rep 2018-04-11 2024-06-17
913 SOUTH CHINA SECURITIES LIMITED   -Rep 2018-03-02 2024-06-17
914 SPDB International Capital Limited Chan, Man Kam (SFC:BNH075) 陳文錦 -Rep 2021-11-11 2024-06-18
915 SPDB International Investment Management Limited Chen, Bijun (SFC:BOA182) 陳碧君 -RO 2022-11-10 2024-06-13
916   Suo, Lina (SFC:BUW335) 索丽娜 -Rep 2024-05-07 2024-06-18
917     +RO 2024-06-18
918 State Street Securities Hong Kong Limited Wu, Yao (SFC:BQE051) 吳嶢 -Rep 2021-10-15 2024-06-17
919 Stellaris Asset Management Limited Cheung, Chui Yi (SFC:BST352) 張翠怡 -Rep 2022-08-11 2024-06-11
920 Stonepeak (Hong Kong) Limited Hsu, Eric Lejong +Rep 2024-06-18
921 Success Securities Limited Lee, Yin Wai Eudora 李妍慧 -Rep 2010-09-16 2024-06-24
922   Tang, Chung Shing 鄧仲成 -RO 2008-11-14 2024-06-13
923     +Rep 2024-06-13
924 Sun Hung Kai Capital Partners Limited Yeh, Lincoln Peng Lim -Rep 2022-11-09 2024-06-24
925 SUN SECURITIES LIMITED Ng, Don Yiu Alexander 吳敦堯 -Rep 2017-08-28 2024-06-24
926 SW Capital Management Limited Yuen, George Pui Kwong 袁沛光 +Rep 2024-06-18
927 T. Rowe Price Hong Kong Limited Bardhan Ray, Ambarish -RO 2019-11-01 2024-06-15
928 Taiping Securities (HK) Co Limited Chan, Kwok On 陳國安 -Rep 2024-06-15
929   Chua, Heung Fei 蔡香菲 -Rep 2007-09-27 2024-06-20
930   Sze, Tin Chee 施天賜 -Rep 2006-02-14 2024-06-24
931   Wong, Chun Wah (SFC:AVN105) 黃振華 -Rep 2010-09-13 2024-06-14
932   Wong, Ngai Wai 黃毅偉 -Rep 2003-04-24 2024-06-18
933 TARGET CAPITAL MANAGEMENT LIMITED (HK) Chu, Kwok On 朱國安 +Rep 2024-06-18
934 Target Securities International Limited Du, Pei 杜培 +Rep 2024-06-20
935 TCA Investments (Hong Kong) Limited Chan, Alex King Fai 陳敬輝 -RO 2021-12-08 2024-06-25
936   Chin, En Leong 陳恩良 -RO 2019-10-15 2024-06-25
937 TENGARD FUND MANAGEMENT LIMITED Ho, Kwok Cheong 何國昌 +Rep 2024-06-11
938 TFI Securities and Futures Limited Bark, Wilhelmus Albertus Joseph +Rep 2024-06-19
939 THORNBURG INVESTMENT MANAGEMENT (ASIA) LIMITED Zhang, Yong (SFC:BFN289) 張勇 -RO 2020-10-20 2024-06-14
940 Tora Trading Services Limited (HK) Ducker, James Keith -RO 2008-11-14 2024-06-12
941 Toroa Management (HK) Limited Okada, Yuma +Rep 2024-06-17
942 TR Advisors Limited Zhang, Xinyi (SFC:BVB566) 張新怡 +Rep 2024-06-24
943 TradeMaster Securities (Hong Kong) Limited Chen, Yibiao (SFC:AXN055) 陳宜飆 -Rep 2024-05-09 2024-06-11
944     +RO 2024-06-11
945 TRANSASIA PRIVATE CAPITAL LIMITED Jang, Jae Hee 張在喜 +Rep 2024-06-17
946 TSSP Hong Kong (A) Limited Gloel, Markus Andreas (SFC:BOP425) -RO 2019-11-29 2024-06-24
947   Haggart, Ahsha Merson +RO 2024-06-17
948 Two Cities Global Asset Management Limited Xu, Mingming (SFC:BTX869) 徐明明 +Rep 2024-06-11
949   Xu, Song (SFC:BTT205) 徐松 +Rep 2024-06-11
950 UBP ASSET MANAGEMENT ASIA LIMITED Cai, Yiling 蔡依玲 +Rep 2024-06-25
951 UBS Asset Management (Hong Kong) Limited Set, Augustus -Rep 2024-06-20 2024-06-21
952 UBS SECURITIES ASIA LIMITED Abrams, Randy I -Rep 2024-05-24 2024-06-17
953   Arora, Rohit (SFC:ART681) -Rep 2024-06-18 2024-06-24
954   Aujla, Sanjeet Singh -Rep 2024-06-11 2024-06-17
955   Chinnery, Michelle Anne -Rep 2024-06-24 2024-06-28
956   Groux, Florian Rene Alexis -Rep 2021-02-03 2024-06-17
957   Le Roux, Nicolas Roland Joseph -Rep 2024-06-07 2024-06-17
958   Liu, Yu-Chiao 劉宇喬 -Rep 2024-06-07 2024-06-17
959   Narain, Manik -Rep 2024-06-18 2024-06-24
960   Omura, Shunta -Rep 2024-06-21 2024-06-27
961   Russell, Scott Gerald -Rep 2024-06-17 2024-06-21
962   Rustagi, Amit -Rep 2024-06-24 2024-06-27
963   Sakai, Fumiyoshi -Rep 2024-06-24 2024-06-27
964   Shimizu, Yasunori (SFC:BJF243) +Rep 2024-06-21
965   Suzuki, Kasumi -Rep 2024-06-21 2024-06-27
966   Wong, Clinton James Luke -Rep 2024-06-24 2024-06-28
967 UBS SECURITIES HONG KONG LIMITED Groux, Florian Rene Alexis -Rep 2021-02-03 2024-06-17
968   Shimizu, Yasunori (SFC:BJF243) +Rep 2024-06-21
969 UOB KAY HIAN (HONG KONG) LIMITED Ho, Yuen Kwan (SFC:BVA912) 何婉筠 +Rep 2024-06-11
970   Lau, Joseph Tat Kit 劉達傑 -Rep 2018-09-10 2024-06-14
971   Tang, William (SFC:AZL390) 鄧煒霖 +Rep 2024-06-25
972 UOB KAY HIAN FUTURES (HONG KONG) LIMITED Lau, Joseph Tat Kit 劉達傑 -Rep 2018-09-10 2024-06-14
973 UPBEST ASSETS MANAGEMENT LIMITED Thong, Hiu Chong 唐曉鐘 -Rep 2014-03-07 2024-06-24
974 UPBEST SECURITIES COMPANY LIMITED   -Rep 2014-03-07 2024-06-24
975 VALUABLE ASSET MANAGEMENT LIMITED Cai, Weitong +Rep 2024-06-17
976 VALUABLE CAPITAL LIMITED Li, Ka Fai (SFC:BMM593) 李家輝 -Rep 2022-07-15 2024-06-25
977 VALUE PARTNERS HONG KONG LIMITED Chang, Tat Sean 鄭達成 -Rep 2023-02-03 2024-06-14
978     +RO 2024-06-14
979 VALUE PARTNERS LIMITED   -Rep 2023-02-03 2024-06-14
980     +RO 2024-06-14
981 Value Partners Private Equity Limited   -Rep 2023-02-03 2024-06-14
982     +RO 2024-06-14
983 VC BROKERAGE LIMITED Tsui, Dick Yee Daisy 徐狄怡 -Rep 2024-05-20 2024-06-25
984 Victory Securities (Global) Limited Leung, Kai Fung 梁繼丰 +Rep 2024-06-17
985 VICTORY SECURITIES COMPANY LIMITED Chen, Si (SFC:BUY450) 陳思 +Rep 2024-06-17
986   Keung, Kai Yiu 姜棨耀 +Rep 2024-06-24
987   Zhao, Yan (SFC:BRG358) 赵妍 -Rep 2024-03-18 2024-06-12
988 Visdom Investment Management (Hong Kong) Limited Zhang, Junyong (SFC:ALL467) 張軍勇 -RO 2011-09-26 2024-06-20
989 VMS Securities Limited Cheung, Elton Man Chor 張文礎 -Rep 2021-07-29 2024-06-14
990     +RO 2024-06-14
991 Vontobel (Hong Kong) Limited Fok, Silas Chun Wan 霍浚泓 +Rep 2024-06-19
992   Tay, Shawn Han Cong 鄭翰聰 +Rep 2024-06-17
993 VP Wealth Management (Hong Kong) Limited Zhou, Yong (SFC:APG180) 周勇 +Rep 2024-06-14
994 VS Partners (Hong Kong) Co., Limited Liu, Liyuan (SFC:BUY554) 劉力元 +Rep 2024-06-17
995 Waton Securities International Limited Chu, Ping Cheung 朱秉將 -Rep 2018-01-08 2024-06-21
996   Du, Pei 杜培 -Rep 2024-03-15 2024-06-12
997 Wealth Harbour Investment & Management Co., Limited Tan, Tian (SFC:BFZ369) 譚天 -Rep 2023-06-05 2024-06-18
998     +RO 2024-06-18
999   Tong, Brian Ching Lim 湯正廉 -Rep 2023-06-05 2024-06-18
1000     +RO 2024-06-18
1001 WealthMate Asset Management Limited He, Bin (SFC:BGT073) 何彬 +RO 2024-06-21
1002   Li, Zhan (SFC:BUM576) 李湛 +RO 2024-06-21
1003   Tse, Ming Pong 謝明邦 +RO 2024-06-21
1004 WealthTac Global Asset Management Limited Li, Vic Yung Yee 李鎔而 +Rep 2024-06-18
1005 Wealthy Securities Limited Lam, Benny Chi Wai 林志偉 -RO 2024-04-10 2024-06-20
1006 Welkin Capital Management (Asia) Limited Chow, Wilson Wing Cheong 周永昌 -Rep 2016-04-01 2024-06-18
1007 Well Link International Securities Limited Yuan, Chongze 袁崇澤 -RO 2023-10-12 2024-06-21
1008 WeShare Asset Management Limited Zhang, Fan (SFC:AWE514) 張帆 +Rep 2024-06-17
1009 Win Securities Limited Cheung, Tak To 張德滔 -Rep 2021-07-20 2024-06-21
1010 WING ON SECURITIES LIMITED Lau, Sin Ching 劉倩清 -Rep 2024-06-21
1011   Lui, Ming (SFC:ADI427) 雷鳴 -Rep 2024-06-21
1012   Wong, Ka Kuen (SFC:ACC182) 黃家權 -Rep 2024-06-21
1013 Winner Zone Asset Management Limited Siu, Sze Ying 蕭思映 +Rep 2024-06-19
1014 Wisdom Asset Management Limited (HK) Chan, Yin Cheung (SFC:BUY648) 陳嬿嬙 +Rep 2024-06-24
1015   Yang, En-Hui 楊恩惠 -Rep 2023-03-30 2024-06-19
1016 Wisdom Cosmic Hong Kong Limited Zhou, Yi (SFC:BTO865) 周翼 +Rep 2024-06-11
1017 WRise Prestige Asset Management Limited Liu, Tai Hung (SFC:AIU530) 廖大熊 +Rep 2024-06-20
1018   Tam, Hadassah Chi Ching 譚紫清 +Rep 2024-06-20
1019 WRise Prestige Securities Limited Liu, Tai Hung (SFC:AIU530) 廖大熊 +Rep 2024-06-20
1020   Tam, Hadassah Chi Ching 譚紫清 +Rep 2024-06-20
1021 Wuzhen Capital (Hong Kong) Limited Cai, Xiaosheng 蔡晓生 +RO 2024-06-21
1022   Sun, Yi (SFC:BJL880) 孫毅 +RO 2024-06-21
1023   Yang, Ruijing 楊蕊菁 +RO 2024-06-21
1024 XHarbour Limited Wong, Jeffrey Chun 黃臻 -RO 2022-10-06 2024-06-19
1025 XHK Limited Fok, Siu Pong (SFC:AME216) 霍少邦 -Rep 2024-04-29 2024-06-25
1026     +RO 2024-06-25
1027   Yeung, Anthony Yiu Bong 楊燿邦 -Rep 2024-04-18 2024-06-25
1028     +RO 2024-06-25
1029 Yuanta Securities (Hong Kong) Company Limited Gan, Yuqi 甘鈺琪 -Rep 2024-06-11 2024-06-21
1030   Li, Xiaoyao 黎晓瑶 +Rep 2024-06-14
1031 Yuet Sheung International Securities Limited Chong, Lok Man 莊樂文 -Rep 2024-06-14 2024-06-27
1032 Z Capital Global Limited Wong, Wai (SFC:APL830) 黃偉 -RO 2023-09-26 2024-06-17
1033 ZENITH INNOVATION FINANCIAL GROUP LIMITED Sun, Chit Nam 孫喆楠 -Rep 2024-03-28 2024-06-20
1034 ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED Choy, Siu Kwan 蔡小軍 -Rep 2022-03-29 2024-06-19
1035 Zhongfu International Futures Co., Limited Leung, Yun Fuk 梁潤福 -Rep 2024-03-15 2024-06-14
1036 ZHONGTAI INTERNATIONAL SECURITIES LIMITED Jing, Kai 井凱 -Rep 2023-02-08 2024-06-19
1037     +RO 2024-06-19

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