LEHMAN BROTHERS SECURITIES ASIA LIMITED 美國雷曼兄弟證券亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2003 |
⚥ | Role | From | Until | |
---|---|---|---|---|---|---|
1 | Bowmer Iii, William Sterett | M | Rep | 2004-07-23 | ||
2 | Chan, Shirley Mei Fung 陳美鳳 | F | Rep | 2008-09-29 | ||
3 | Cultura, Crisostomo Medardo Felicisimo 顧鎮廷 | Rep | 2008-09-29 | |||
4 | Fok, Kee Hung 霍基雄 | Rep | 2007-08-29 | |||
5 | Highfield, Tucker Montana | Rep | 2003-04-16 | 2004-05-25 | ||
6 | Kee, Tang Seng | Rep | 2003-08-20 | 2006-04-10 | ||
7 | Koh, Poh Soon (SFC:ACJ606) | Rep | 2003-04-22 | |||
8 | Lai, Wai Tsz 黎慧慈 | Rep | 2003-10-13 | 2007-05-14 | ||
9 | Lam, David Tai Yuen 林大源 | M | Rep | 2006-03-28 | ||
10 | Lance, Robert Waldo | M | Rep | 2003-04-23 | 2003-12-12 | |
RO | 2003-12-12 | 2004-07-11 | ||||
11 | Lee, Edward Yuan Tse 李淵智 | M | Rep | 2005-06-29 | ||
12 | Mar, Johnson | M | RO | 2008-09-29 | ||
13 | O'Meara, Christopher James Sidney | M | Rep | 2003-04-24 | 2006-04-28 | |
14 | Paine, David L | M | Rep | 2008-09-29 | ||
15 | Penton, Dominic Jon (SFC:ABM263) | M | RO | 2003-09-04 | ||
Rep | 2003-09-10 | 2004-03-15 | ||||
16 | Poon, Kenneth Sin Ming 潘羨明 | M | Rep | 2003-10-09 | ||
17 | Sweeney, Kirk Chester | M | RO | 2008-09-29 | ||
18 | Ventouras, Alexis | 36 | M | Rep | 2003-08-06 | |
19 | Watson, Alan James David | 45 | M | Rep | 2003-08-09 | |
20 | Yuen, Hoi See 袁凱詩 | Rep | 2004-07-21 |
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