LEHMAN BROTHERS SECURITIES ASIA LIMITED 美國雷曼兄弟證券亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2003 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Bowmer Iii, William Sterett |
|
M |
AEB024 |
Rep |
|
2004-07-23 |
| 2 |
Chan, Shirley Mei Fung 陳美鳳 |
|
F |
AEC087 |
Rep |
|
2008-09-29 |
| 3 |
Cultura, Crisostomo Medardo Felicisimo 顧鎮廷 |
|
|
ADZ871 |
Rep |
|
2008-09-29 |
| 4 |
Fok, Kee Hung 霍基雄 |
|
|
ABC138 |
Rep |
|
2007-08-29 |
| 5 |
Highfield, Tucker Montana |
|
|
AIQ970 |
Rep |
2003-04-16 |
2004-05-25 |
| 6 |
Kee, Tang Seng |
|
|
AEC763 |
Rep |
2003-08-20 |
2006-04-10 |
| 7 |
Koh, Poh Soon (SFC:ACJ606) |
|
|
ACJ606 |
Rep |
|
2003-04-22 |
| 8 |
Lai, Wai Tsz 黎慧慈 |
|
|
ACU891 |
Rep |
2003-10-13 |
2007-05-14 |
| 9 |
Lam, David Tai Yuen 林大源 |
|
M |
ADJ557 |
Rep |
|
2006-03-28 |
| 10 |
Lance, Robert Waldo |
|
M |
AEL830 |
Rep |
2003-04-23 |
2003-12-12 |
|
|
|
RO |
2003-12-12 |
2004-07-11 |
| 11 |
Lee, Edward Yuan Tse 李淵智 |
|
M |
AGF152 |
Rep |
|
2005-06-29 |
| 12 |
Mar, Johnson |
|
M |
ADR669 |
RO |
|
2008-09-29 |
| 13 |
O'Meara, Christopher James Sidney |
|
M |
AFQ412 |
Rep |
2003-04-24 |
2006-04-28 |
| 14 |
Paine, David L |
|
M |
ADH929 |
Rep |
|
2008-09-29 |
| 15 |
Penton, Dominic Jon (SFC:ABM263) |
|
M |
ABM263 |
RO |
|
2003-09-04 |
|
|
|
Rep |
2003-09-10 |
2004-03-15 |
| 16 |
Poon, Kenneth Sin Ming 潘羨明 |
|
M |
AAE547 |
Rep |
|
2003-10-09 |
| 17 |
Sweeney, Kirk Chester |
|
M |
AAN604 |
RO |
|
2008-09-29 |
| 18 |
Ventouras, Alexis |
36 |
M |
ADS012 |
Rep |
|
2003-08-06 |
| 19 |
Watson, Alan James David |
45 |
M |
AEE163 |
Rep |
|
2003-08-09 |
| 20 |
Yuen, Hoi See 袁凱詩 |
|
|
AGN695 |
Rep |
|
2004-07-21 |
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