SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 西證(香港)資產管理有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2004 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Chan, Lee Yeung 陳利揚 |
|
|
AAH761 |
RO |
|
2016-04-30 |
| 2 |
Chan, Wing Yin (SFC:AJG655) 陳永賢 |
|
|
AJG655 |
Rep |
2003-11-21 |
2005-03-02 |
| 3 |
Cheng, Chor Ki 鄭礎祺 |
|
|
AHS149 |
Rep |
2003-06-24 |
2005-03-14 |
| 4 |
Cheung, Felix Cheuk Leung 張焯樑 |
|
M |
AFT492 |
Rep |
2004-03-24 |
2004-04-29 |
| 5 |
Chow, Eric Wai Tat 鄒偉達 |
|
M |
AED684 |
RO |
2003-11-04 |
2004-06-27 |
| 6 |
Chow, Yin Shan 周燕珊 |
|
F |
ABV666 |
Rep |
2003-10-17 |
2013-07-01 |
| 7 |
Chung, Sandy Lai Sze 鍾麗詩 |
|
|
AFM502 |
Rep |
|
2006-08-14 |
| 8 |
Ip, Pui Lan 葉佩蘭 |
|
F |
ACJ206 |
Rep |
2003-09-24 |
2005-05-20 |
| 9 |
Kwok, Stephen Chee King 郭子敬 |
|
M |
AJF051 |
Rep |
2003-10-23 |
2005-03-14 |
| 10 |
Lau, Sze Ming 劉思明 |
|
|
AHX958 |
Rep |
|
2004-09-21 |
| 11 |
Lee, Peter Ching Wah 李清華 |
|
M |
AJB897 |
Rep |
2003-07-16 |
2003-09-08 |
| 12 |
Pang, Ching Lok 彭正樂 |
|
|
AIS156 |
Rep |
2003-04-16 |
2003-07-17 |
| 13 |
Poon, Chi Wai (SFC:AGG750) 潘志偉 |
|
|
AGG750 |
Rep |
|
2004-05-02 |
| 14 |
Poon, Lung Sang 潘龍生 |
|
|
ACD954 |
Rep |
2004-02-09 |
2004-05-03 |
| 15 |
Tse, Ka Chun (SFC:AJG653) 謝家俊 |
|
|
AJG653 |
Rep |
2003-11-21 |
2003-12-22 |
| 16 |
Tsoi, Yuen Hoi 蔡元開 |
|
M |
AJI239 |
Rep |
2003-12-18 |
2005-02-04 |
| 17 |
Wong, Kenneth Chin Pang 黃展鵬 |
|
M |
AHQ839 |
Rep |
2003-06-24 |
2005-03-14 |
| 18 |
Yip, Lai Mei 葉麗薇 |
|
|
AHI476 |
Rep |
|
2005-03-14 |
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