Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in 2004 |
⚥ |
SFC ID |
Role |
From |
Until |
1 |
Bleiberg, Steven David |
|
M |
AJF367 |
Rep |
2003-10-27 |
2004-01-26 |
|
|
|
Rep |
2004-03-18 |
2004-04-01 |
2 |
Chan, Joyce Yin Kar 陳彥嘉 |
|
F |
ACI692 |
Rep |
2003-04-28 |
2003-12-08 |
3 |
Chan, Karen Ka Ning 陳嘉寧 |
|
F |
AKW953 |
Rep |
2004-07-05 |
2011-07-06 |
4 |
Chan, Lai Sze (SFC:ACO201) 陳麗絲 |
|
|
ACO201 |
Rep |
|
2004-12-15 |
5 |
Chan, Nga Yan (SFC:AJA082) 陳雅茵 |
|
|
AJA082 |
Rep |
2003-06-10 |
2004-04-20 |
6 |
Chan, Siu Chi 陳少芝 |
|
|
ADF951 |
Rep |
|
2004-05-21 |
7 |
Chen, Chia-Hao 陳家豪 |
|
|
ALG052 |
Rep |
2004-09-16 |
2008-08-15 |
8 |
Choon, Yew Khee 秦耀奇 |
34 |
M |
AFR464 |
Rep |
|
2004-10-27 |
9 |
Chow, Irene Man Ling 周雯玲 |
34 |
F |
ACP609 |
RO |
|
2003-05-01 |
10 |
Fong, Man Yu 方聞宇 |
|
|
AJB738 |
Rep |
2003-07-28 |
2003-09-08 |
11 |
Lam, Josephine (SFC:AGY066) 林詠琪 |
|
F |
AGY066 |
Rep |
2004-07-30 |
2013-03-28 |
12 |
Lam, Linda Lam 林霖 |
|
F |
AGP663 |
Rep |
|
2006-07-01 |
13 |
Lau, Tsz Lung (SFC:AGJ950) 劉子龍 |
|
|
AGJ950 |
Rep |
|
2005-12-21 |
14 |
Lee, Patrick Kai Ho 李啟豪 |
|
M |
AJL012 |
Rep |
2004-02-02 |
2007-03-01 |
15 |
Lee, Yin Tak 李賢德 |
|
|
AFU886 |
Rep |
2003-10-15 |
2005-12-01 |
16 |
Lo, Sulia Huen Huen 盧暄萱 |
|
|
ACM544 |
RO |
|
2004-04-11 |
17 |
Loh, Kenneth Anthony Tak Chi 陸德志 |
|
M |
AFS829 |
Rep |
|
2003-11-28 |
18 |
Lu, Carolyn Anne 陸舜華 |
|
F |
ADT848 |
Rep |
|
2004-08-27 |
|
|
|
RO |
2004-08-27 |
2006-05-01 |
19 |
Mitchell, Christine Ka Yee 家宜 |
|
F |
AJJ143 |
Rep |
2004-01-10 |
2005-10-22 |
20 |
Muh, Anthony Yi Tong 沐義棠 |
41 |
M |
ADW527 |
RO |
|
2005-04-19 |
21 |
Newman, James Shields |
|
M |
AEF921 |
RO |
|
2004-01-31 |
22 |
Poon, To Sing 潘道成 |
|
|
AAJ268 |
Rep |
|
2004-04-07 |
23 |
Wong, Martina Kit Yee 黃潔怡 |
|
|
AJA081 |
Rep |
2003-06-10 |
2004-03-05 |
24 |
Wong, Susie Anne |
|
F |
AHI208 |
Rep |
|
2004-05-14 |
25 |
Wu, Cecilia Ngai See 胡毅詩 |
|
F |
ALC058 |
Rep |
2004-09-28 |
2005-07-01 |
26 |
Yan, Chi Kwan 顏志軍 |
29 |
M |
AGL147 |
Rep |
|
2004-09-09 |
27 |
Yeo, Thiam Hu |
|
|
AKI295 |
Rep |
2004-04-02 |
2005-12-03 |
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