HSBC BROKING SECURITIES (HONG KONG) LIMITED 滙豐金融證券(香港)有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2005
SFC ID Role From Until
1 Chan, Hoi Fung (SFC:AHF378) 陳凱峰 AHF378 Rep 2004-03-01
2 Chan, Ming Fai (SFC:ACE535) 陳明輝 ACE535 Rep 2009-07-08
3 Chan, Shu Ming 陳樹明 ACB546 Rep 2015-05-16
4 Chan, Wang Yip 陳宏業 AIY514 Rep 2004-03-22 2006-04-01
5 Chau, Ka Hang 周嘉恆 AJO080 Rep 2004-03-16 2007-03-10
6 Cheung, Che Wa 張志華 AAA399 Rep 2003-10-22
7 Cheung, Ka Lok (SFC:AHJ984) 張家樂 AHJ984 Rep 2005-11-05
8 Ho, Diamond Ho Kei 何浩基 AAJ607 Rep 2021-06-10
9 Ho, Frankie Man Kit 何文傑 M ACD412 Rep 2009-11-17
10 Ho, Yan 何欣 AED207 Rep 2017-11-17
11 Hui, Kai Sing 許啟昇 AKI715 Rep 2004-04-17 2006-03-25
12 Iu, Raymond Po Yan 姚保仁 M AAC126 Rep 2010-09-01
13 Keung, Kenneth Kwok Keung 姜國強 M AAK708 RO 2003-08-07 2010-02-01
14 Kung, Chi Wai (SFC:AEA291) 龔智威 AEA291 Rep 2005-05-04
15 Kwan, Edward Pak Chung 關百忠 53 M AAA472 RO 2009-11-01
16 Leung, Hung Wah 梁孔華 AAI021 RO 2012-01-14
17 Li, Siu Kin (SFC:AGN394) 李兆堅 AGN394 Rep 2011-04-01
18 Liao, Sheung Mui 廖湘嵋 AIW951 Rep 2003-12-09 2013-01-22
19 Lui, Jeffrey Se Ho 呂世豪 M AFG174 Rep 2004-08-14 2011-04-01
20 Mak, Kwok Sing (SFC:AEE107) 麥國星 AEE107 Rep
21 Ng, Kwok Hung (SFC:AHF840) 吳國雄 AHF840 Rep
22 Pun, Lai Chi 潘勵智 ADT746 Rep
23 Shang, Dickson Tat Yan 尚達人 M AAA228 RO 2011-11-01
24 Tai, Alan Ngar Lun 戴雅麟 M ACB354 Rep 2008-01-24
25 To, Chi Chung 杜子聰 AFU839 Rep 2011-04-01
26 Tong, Michael Hing Yuen 唐慶元 56 M AAE077 RO 2014-07-01
27 Tsang, Ching Yu 曾靜如 ACO975 Rep 2020-04-08
28 Tse, Sunny Man Ting 謝文廷 AGO296 Rep 2006-06-17
29 Wong, Aljak Mei Han 黃美嫻 AAU338 Rep 2012-08-03
30 Wong, Po Kit 黃譜傑 AIO070 Rep 2018-10-29
31 Wong, Tommy Chiu Tung 黃照桐 AAA427 RO 2004-01-06
Rep 2004-01-06 2008-08-01
32 Wong, Yuen Kwong 黃遠光 AAJ612 Rep 2009-05-29
33 Yung, Chau Wah 翁就華 ADX537 Rep 2011-04-01

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