BGC SECURITIES (HONG KONG) LLC

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2005
SFC ID Role From Until
1 Aldeen, Andrew George M AGD988 Rep 2016-07-31
2 Bavis, Mark John M ALH714 Rep 2004-10-25 2005-12-23
3 Boyer, Jason Jon 37 M AKN214 RO 2004-05-18 2004-07-15
RO 2005-10-31 2008-06-13
4 Brady, Matthew Robert Murray M ALH727 Rep 2004-10-15 2010-06-30
5 Brown, Martyn Roger M ALJ768 Rep 2004-10-28 2005-04-14
6 Chau, Lester Rory Kwok Chung 周國頌 ACR631 Rep 2003-11-17 2016-12-31
7 Duffield, John Michael Leslie M AIP443 RO 2004-03-11 2005-12-15
8 Fender, Darren Michael (SFC:ALL042) M ALL042 Rep 2004-12-21 2016-12-13
9 Hall, Jon (SFC:AGK991) AGK991 Rep 2004-12-22
10 Hardman, Thomas Charles M AHX013 Rep 2010-04-07
11 Harrison, David Martin (SFC:AKO500) M AKO500 RO 2004-05-18 2004-07-15
12 Kwon, Seok Yeol ALJ766 Rep 2004-10-28 2005-09-13
13 Laird, Jonathan James M ALW935 Rep 2005-04-20 2005-11-24
14 McCann, Neil Anthony M ACR495 Rep 2003-09-01
15 McGlynn, Paul Anthony (SFC:ALJ765) M ALJ765 Rep 2004-10-27 2006-07-07
16 O'Hara, Bryan Bernard M AJH353 Rep 2004-01-06 2004-04-06
17 Shepherd, Daniel Lee M ALW937 Rep 2005-04-20 2005-11-24
18 Sing, Raymond Pui Choy 成培洲 M ALZ057 Rep 2005-05-05 2005-07-13
19 Work, David Lyall M AFD445 RO 2009-11-30

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