BGC SECURITIES (HONG KONG) LLC
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2006 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Aldeen, Andrew George |
|
M |
AGD988 |
Rep |
|
2016-07-31 |
| 2 |
Bavis, Mark John |
|
M |
ALH714 |
Rep |
2004-10-25 |
2005-12-23 |
| 3 |
Boyer, Jason Jon |
38 |
M |
AKN214 |
RO |
2004-05-18 |
2004-07-15 |
|
|
|
RO |
2005-10-31 |
2008-06-13 |
| 4 |
Brady, Matthew Robert Murray |
|
M |
ALH727 |
Rep |
2004-10-15 |
2010-06-30 |
| 5 |
Brown, Martyn Roger |
|
M |
ALJ768 |
Rep |
2004-10-28 |
2005-04-14 |
| 6 |
Chau, Lester Rory Kwok Chung 周國頌 |
|
|
ACR631 |
Rep |
2003-11-17 |
2016-12-31 |
| 7 |
Duffield, John Michael Leslie |
|
M |
AIP443 |
RO |
2004-03-11 |
2005-12-15 |
| 8 |
Evans, Daniel Peter (SFC:AOE193) |
|
M |
AOE193 |
Rep |
2006-11-17 |
2008-01-11 |
| 9 |
Fender, Darren Michael (SFC:ALL042) |
|
M |
ALL042 |
Rep |
2004-12-21 |
2016-12-13 |
| 10 |
Hall, Jon (SFC:AGK991) |
|
|
AGK991 |
Rep |
|
2004-12-22 |
| 11 |
Hardman, Thomas Charles |
|
M |
AHX013 |
Rep |
|
2010-04-07 |
| 12 |
Harrison, David Martin (SFC:AKO500) |
|
M |
AKO500 |
RO |
2004-05-18 |
2004-07-15 |
| 13 |
Kwon, Seok Yeol |
|
|
ALJ766 |
Rep |
2004-10-28 |
2005-09-13 |
| 14 |
Laird, Jonathan James |
|
M |
ALW935 |
Rep |
2005-04-20 |
2005-11-24 |
| 15 |
McCann, Neil Anthony |
|
M |
ACR495 |
Rep |
|
2003-09-01 |
| 16 |
McGlynn, Paul Anthony (SFC:ALJ765) |
|
M |
ALJ765 |
Rep |
2004-10-27 |
2006-07-07 |
| 17 |
O'Hara, Bryan Bernard |
|
M |
AJH353 |
Rep |
2004-01-06 |
2004-04-06 |
| 18 |
Shepherd, Daniel Lee |
|
M |
ALW937 |
Rep |
2005-04-20 |
2005-11-24 |
| 19 |
Sing, Raymond Pui Choy 成培洲 |
|
M |
ALZ057 |
Rep |
2005-05-05 |
2005-07-13 |
| 20 |
Song, Wonkook 宋源國 |
|
|
AOB157 |
Rep |
2006-10-16 |
2016-06-30 |
| 21 |
Wells, Sarah Elizabeth (SFC:AOE190) |
|
F |
AOE190 |
Rep |
2006-11-17 |
2008-05-26 |
| 22 |
Work, David Lyall |
|
M |
AFD445 |
RO |
|
2009-11-30 |
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