CICC US Securities, Inc.
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2010 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Fan, Kun 范堃 | AKI412 | RO | 2008-05-15 | 2010-08-24 | ||
| 2 | Guo, Dajiang 過大江 | ATE173 | RO | 2009-07-07 | 2011-03-31 | ||
| 3 | Lu, Yilin (SFC:AOG682) 呂禕麟 | 29 | M | AOG682 | Rep | 2008-05-30 | 2011-10-31 |
| 4 | Wong, Hong Man 王康曼 | F | ANQ014 | Rep | 2007-08-06 | 2010-05-21 | |
| 5 | Woo, Jimmy Cheung Yee 吳祥貽 | M | ADI032 | Rep | 2007-08-06 | 2010-09-01 | |
| 6 | Zhang, Lanlan (SFC:AFP100) 張嵐嵐 | AFP100 | RO | 2009-12-02 | 2010-06-30 |
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