Northern Trust Company of Hong Kong Limited (The)

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2010
SFC ID Role From Until
1 Adams, Bradford Simonds Jr AVB984 Rep 2010-04-26 2012-02-24
2 Au, Lawrence Kin Wah 區建華 M AFT602 RO 2010-03-25
3 Bateman, James Nicholas (SFC:AQQ258) M AQQ258 Rep 2008-03-10 2009-03-25
4 Bentsen, Richard Boldt M ACO808 RO 2003-06-20
5 Benzmiller, Thomas Robert M ALT836 RO 2005-04-27 2008-10-06
Rep 2008-10-06 2014-05-23
6 Browne, Robert Patrick M ATG905 Rep 2009-07-02 2021-05-31
7 Chai, Pamela Pui Pui 蔡蓓蓓 F ADT113 Rep 2007-04-18
8 Chan, Margaret Hiu Fung 陳曉楓 F APX209 Rep 2007-10-31 2011-05-27
9 Chark, Alexis Chi Wing 翟志榮 AFU893 Rep 2006-10-25
10 Cheng, Xing (SFC:ASE477) 程星 ASE477 Rep 2009-01-29 2017-11-30
11 Cheung, Meng Chu 張孟珠 AGL948 Rep 2004-11-23
12 Chiang, Philip Fuk Yip 蔣福業 M ARR636 Rep 2008-10-03 2011-07-29
13 Chow, Chi Man (SFC:AQG776) 鄒志文 AQG776 Rep 2008-03-03 2011-05-06
14 Clayton, Andrew Robert M ANG620 Rep 2006-06-29 2020-10-31
15 Daswani, Sunil Prem 40 ALO241 RO 2005-03-19 2008-10-06
Rep 2008-10-06 2017-04-11
16 Dowds, Stephen M ANH128 Rep 2006-06-13 2009-03-27
17 Earnshaw, Charles Anthony M AMF155 Rep 2005-10-03 2007-09-18
18 Fannin, Dane Gower AQG777 Rep 2008-03-03 2012-09-26
19 Farquhar, Yumi AFE410 RO 2011-10-31
20 Fonseka, Janaki Marina F AMC287 Rep 2005-07-07 2008-04-30
21 Gayer, Madhu Kanth ATS216 RO 2009-12-04 2012-09-21
22 Hardy, Kevin Shane Lee M ART547 Rep 2008-10-27 2009-01-29
RO 2009-01-29 2012-09-28
23 Ho, Ada Siu Yung 何少容 F AMF977 Rep 2005-08-31 2009-11-06
24 Hodgson, Lesley Elaine F AMX437 Rep 2006-02-22 2007-02-15
RO 2007-02-15 2009-02-13
Rep 2009-02-13 2009-04-30
25 Hutchinson, Simon Andrew M ATS220 Rep 2009-09-15 2014-10-31
26 Kwan, Mei Mei 關美美 APX211 Rep 2007-10-31 2010-03-25
27 Lam, Ka Wai (SFC:AIJ824) 林嘉蕙 AIJ824 Rep 2008-04-07 2010-11-19
28 Lau, Samuel Cheuk Hang 劉卓鏗 M AJB217 Rep 2003-07-30 2006-12-11
29 Lee, Ambrose Yin Ting 李彥霆 M ASY264 Rep 2009-06-17 2013-10-31
30 Lee, Katherine Kar Pui 李嘉珮 F AME183 Rep 2005-07-19 2019-05-29
31 Leung, Kwok Ming (SFC:AIZ701) 梁國明 AIZ701 Rep 2003-06-02 2007-02-27
RO 2007-02-27 2008-07-18
32 Leung, Shuk Kwan 梁淑群 AMV305 Rep 2006-01-25 2007-09-07
33 Leung, Tsui Ying 梁翠瑩 ANT896 Rep 2006-10-04 2016-03-18
34 Lew, Dianna Hui Huang 劉蕙璜 ANT901 Rep 2006-10-04 2007-04-20
35 Lo, Robin Bun 盧斌 AGU676 Rep 2006-02-03 2007-08-31
36 Lui, Susan Sau Sheung 雷秀嫦 F APX212 Rep 2007-10-31 2008-06-28
37 Mak, Jacqueline Wai Man 麥慧敏 F AQG778 Rep 2008-01-14 2011-09-09
38 Man, Kit Ping Bibianna 文潔萍 AME189 Rep 2005-07-19 2007-08-15
39 Matturri, Alexander James Jr M AMJ616 Rep 2005-10-12 2006-11-21
40 McDonald, James Duncan M ATS219 Rep 2009-09-15 2022-12-05
41 Miller, Justin Daniel M AOU076 Rep 2007-05-09 2019-03-08
42 Morgan, Robert Paul M APB505 Rep 2007-07-26 2019-01-30
43 Nizami, Zubair 李扎米 AMZ895 Rep 2006-02-27 2011-03-09
44 Pereira Rebelo, Bertelino AMJ626 Rep 2005-10-10 2007-11-18
Rep 2008-11-26 2013-01-07
45 Runquist, Lori Rae ANU045 Rep 2006-10-17 2010-08-11
46 Singh, Rohan Rajiv ASL911 Rep 2009-03-02 2011-11-07
47 Siu, Warren 蕭偉倫 AQL399 Rep 2008-03-04 2008-07-11
48 Stemme, Kenneth Wayne M AMN660 Rep 2005-12-19 2007-04-19
49 Tee, Tsun Chiek 鄭俊傑 AJH146 RO 2004-03-19 2004-12-01
50 Timpany, David Allan M ACO810 RO 2005-01-31
51 Ting, Fifi 丁美翡 AFG722 Rep 2009-12-10 2011-06-10
52 Toussaint, Jason Robert M APS332 Rep 2007-10-10 2009-03-27
53 Trapp, George Bentley M ARE976 RO 2008-08-14 2009-07-31
54 Tsui, Jintz Wai Ying 徐惠盈 AFI797 Rep 2007-09-07
55 Watson, Stephen David (SFC:ANH108) M ANH108 Rep 2006-06-13 2009-03-27
56 Weaver, Jacob Carl M ATS224 Rep 2009-09-17 2014-05-30
57 Yau, Ken Chung Kin 邱頌健 M AML300 Rep 2006-04-12 2006-12-28
58 Yeung, Doris Yuen Kei 楊婉琪 ALS688 Rep 2005-03-15 2005-07-14
59 Young, Kelly Ann Louise 32 F ANL824 Rep 2006-06-30 2007-04-25

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