CICC US Securities, Inc.
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2011 |
⚥ | SFC ID | Role | From | Until | |
---|---|---|---|---|---|---|---|
1 | Guo, Dajiang 過大江 | ATE173 | RO | 2009-07-07 | 2011-03-31 | ||
2 | Lu, Yilin (SFC:AOG682) 呂禕麟 | 30 | M | AOG682 | Rep | 2008-05-30 | 2011-10-31 |
3 | Woo, Jimmy Cheung Yee 吳祥貽 | M | ADI032 | RO | 2010-09-01 | 2011-06-28 |
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