BREVAN HOWARD (HONG KONG) LIMITED

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2018
SFC ID Role From Until
1 Adams, David John Stuart M AZL710 Rep 2012-05-15 2018-02-16
2 Au, Frederic Wing Keung 區永強 M APW239 Rep 2007-10-22 2017-02-03
RO 2017-02-03 2023-06-14
3 Balzac, Dmitry Alex APY462 Rep 2012-01-09 2012-09-18
4 Bartakke, Adwait Anil BAZ792 Rep 2013-03-20 2013-10-17
5 Bathwal, Minal APA145 Rep 2007-06-01 2013-02-27
RO 2013-02-27 2016-11-29
Rep 2016-11-29 2018-04-30
6 Beeson, James Michael M ANG801 Rep 2006-04-11 2009-04-16
7 Capaldi, John Louis Francis 58 M AML309 Rep 2014-08-14 2015-10-22
8 Chan, Peter Sun Hong 44 M AOV643 Rep 2007-04-27 2009-09-23
RO 2009-09-23 2012-12-05
Rep 2014-03-05 2014-09-13
9 Chang, Xueshan 常雪杉 AQU414 Rep 2008-04-07 2010-08-19
10 Cheng, Ke (SFC:BDT161) 程珂 BDT161 Rep 2017-05-08 2019-12-31
11 Chiu, Robert Peter M BAP995 Rep 2012-12-19 2017-03-14
12 Chudleigh, Craig Lawrence M AGD977 RO 2004-07-15 2006-05-31
13 Chulani, Rohit Madan Mohan ANB806 Rep 2006-02-21 2007-01-12
14 Conyngham, Samuel Thomas M ALB071 Rep 2004-07-29 2005-04-01
15 Dhara, Sugat BEW373 Rep 2015-02-23 2015-09-29
16 E, Yue Fai Joel (SFC:BHD533) 余耀輝 BHD533 Rep 2016-03-14 2016-07-27
Rep 2016-10-13 2017-06-30
17 Ellis, Paul Joseph (SFC:AXA365) M AXA365 Rep 2013-01-07 2017-02-06
18 Ernst, Kaspar Daniel 52 M AHS585 RO 2004-07-12 2020-02-29
19 Fang, Jeffrey Sai Tai 方世泰 M AMF434 Rep 2007-09-21 2008-11-13
20 Foo, Jong Chen AEX137 Rep 2006-08-10 2009-01-31
21 Fujiwara, Koji BBH916 Rep 2013-05-30 2013-10-23
22 Fung, Hon Nam 馮漢南 AFR093 Rep 2008-04-22 2008-11-03
23 Ghosh, Samrat ARF021 Rep 2008-06-19 2018-02-28
24 Guglietta, Joel Stephan AHD235 Rep 2005-12-24 2006-11-28
25 He, Hui (SFC:AZR404) 何卉 AZR404 Rep 2012-06-13 2013-04-16
26 Helske, Ville Esko BHJ005 Rep 2016-04-26 2017-01-13
27 Hill, Daniel William (SFC:BFY595) M BFY595 Rep 2015-08-10 2018-03-20
28 Hjort, Viktor AQN974 Rep 2015-07-16 2015-10-19
29 Ho, Kok Hoong ARI521 Rep 2010-04-19 2010-11-19
30 Irineo, Joseph Bernard M AOM987 Rep 2007-01-30 2012-05-07
RO 2012-05-07 2021-03-31
31 Jindle, Kunal BDL108 Rep 2014-06-03 2017-08-01
32 Juma, Farouk Nanji AYZ420 Rep 2012-02-27 2012-06-08
33 Kam, Tyran 金泰倫 AMG982 Rep 2010-04-26 2014-02-12
34 Kapoor, Manu AZJ606 Rep 2014-05-26 2016-11-15
35 Kindopp, Jason Merle M AZM656 Rep 2012-05-18 2013-04-16
36 Kong, Luhua 孔露華 AOL209 Rep 2013-12-17 2017-09-19
37 Lai, Esther Hau Sze 黎巧思 F ANG416 Rep 2006-03-31 2009-02-28
38 Lee, Ian Cedric Sze Kit 李思傑 M ANG418 Rep 2006-03-31 2016-03-01
Rep 2016-06-16 2019-02-25
39 Lee, Mei Chi 李美芝 ALL205 Rep 2005-12-13 2006-09-26
RO 2006-09-26 2013-11-18
40 Leung, Sam 梁森 BHF143 Rep 2016-03-23 2016-07-27
41 Li, Chun Man (SFC:BHD540) 李俊文 BHD540 Rep 2016-03-14 2016-07-27
42 Liani, Evandro BEE442 Rep 2014-09-22 2014-11-01
43 Maheshwari, Prateek (SFC:BHH328) BHH328 Rep 2017-05-09 2019-04-12
44 Nagpal, Shantanu AOV057 Rep 2010-03-12 2010-05-18
RO 2010-05-18 2010-11-19
45 Naseer, Jahanzeb AFR296 Rep 2005-12-28 2006-06-16
RO 2006-06-16 2007-01-12
46 Ngan, Hubert Chung Wai 顏頌偉 ARU535 Rep 2008-11-03 2009-02-28
Rep 2012-02-14 2013-07-13
47 Ooi, Nicole Kathleen F BEO872 Rep 2014-12-08 2015-11-10
48 Pautrot, Michael Sebastien M AYE975 Rep 2011-10-12 2012-09-13
RO 2012-09-13 2015-02-28
49 Piplani, Dhruv AOX012 Rep 2013-10-15 2013-12-06
RO 2013-12-06 2014-10-31
50 Qin, Hongyu 秦紅雨 AIB746 Rep 2008-01-04 2010-09-30
51 Quartarolo, Brian Dennis M AFB311 Rep 2006-06-28 2007-01-11
52 Quek, James Eng Ann 郭永安 M AOV458 Rep 2007-04-26 2007-09-21
53 Roy, Tamaghna BBE246 Rep 2013-04-23 2019-12-31
54 Shridharan, Vasan AMU555 Rep 2005-12-12 2008-07-07
55 Singh, Rishi Vickram BBF691 Rep 2013-05-09 2017-01-16
56 Singhania, Praveen AZE960 Rep 2012-03-23 2014-06-01
57 Spitzer, Mark Steven M AZH668 Rep 2013-10-10 2014-10-01
58 Suzat, Alexis Dominique AIR658 Rep 2005-03-07 2006-02-15
RO 2006-02-15 2006-09-29
59 Tang, Chi Kit (SFC:ALC474) 鄧智傑 ALC474 Rep 2006-08-10 2007-06-25
60 Tellvik, Bengt Johan M ADQ309 Rep 2014-08-27 2015-02-11
RO 2015-02-11 2015-08-26
61 Thumann, Sebastian Rainer M BFS974 Rep 2015-07-20 2016-11-12
62 To, Cecilia Ching Sze 杜靜詩 F APA899 Rep 2010-03-03 2010-09-13
63 Tong, U Lipp 童又立 APZ099 Rep 2007-11-09 2009-02-28
64 Underwood, Alexander Michael 49 M AOA255 RO 2007-02-02 2012-06-15
65 Uttamchandani, Thu Trang Thi Nguyen ALQ613 Rep 2005-02-22 2006-01-27
66 Vernon, James William Edward 53 M AKO484 RO 2004-07-12 2004-12-22
67 Wang, Wei (SFC:BGP698) 王維 BGP698 Rep 2015-12-02 2016-07-27
68 Wu, Jiajie (SFC:BHD688) 吳嘉杰 BHD688 Rep 2016-03-21 2016-07-27
69 Yan, Wai Fong 殷慧芳 ANM759 Rep 2006-06-12 2009-02-28
70 Yang, Jie (SFC:AXW975) 楊婕 AXW975 Rep 2013-05-15 2017-02-16
71 Yeung, Simon Sei-Yuen 楊仕元 M ANG797 Rep 2006-04-11 2016-10-06
72 Youn, Christian Un Sik 尹彥植 M ALV179 Rep 2007-03-23 2012-12-20
RO 2012-12-20 2014-02-12
73 Zhang, Le (SFC:BCU754) 張樂 BCU754 Rep 2014-01-29 2014-11-07

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