GUOTAI JUNAN CAPITAL LIMITED 國泰君安融資有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2022 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Cao, Weijian 曹偉健 |
|
|
BEN576 |
Rep |
2022-03-15 |
2023-03-08 |
| 2 |
Chan, Kwan Pak 陳君柏 |
|
|
BMK888 |
Rep |
2020-06-24 |
2022-11-30 |
| 3 |
Chen, Jianzhao 陳健釗 |
|
|
BRY573 |
Rep |
2022-02-08 |
2022-10-01 |
| 4 |
Chen, Longke 陈珑珂 |
|
|
BOC119 |
Rep |
2019-02-04 |
|
| 5 |
Chen, Yi yin (SFC:AXB314) 陳怡吟 |
|
|
AXB314 |
Rep |
2022-06-09 |
|
| 6 |
Chen, Yilan (SFC:BRI101) 陳一覽 |
|
|
BRI101 |
Rep |
2021-06-24 |
2023-11-19 |
| 7 |
Chen, Zhehui 陳哲暉 |
|
|
BMW891 |
Rep |
2018-05-31 |
|
| 8 |
Cheng, Chuhang 程楚航 |
|
|
BOD630 |
Rep |
2021-08-23 |
2023-12-05 |
| 9 |
Cheng, Nicole Chung Yan 鄭仲殷 |
|
F |
BDL393 |
Rep |
2016-07-18 |
2022-09-04 |
| 10 |
Chow, Amy Wing Suen 周詠璇 |
|
F |
AWO954 |
RO |
2019-07-31 |
|
| 11 |
Chow, Kam Ho (SFC:BLC130) 周金濠 |
|
|
BLC130 |
Rep |
2018-07-17 |
2022-10-29 |
| 12 |
Chu, Yui 朱芮 |
|
|
BSJ843 |
Rep |
2022-05-25 |
2023-08-02 |
| 13 |
Cui, Xiaoyan (SFC:BPE550) 崔曉妍 |
|
|
BPE550 |
Rep |
2019-11-26 |
|
| 14 |
Fan, King Wai 范涇渭 |
|
|
AYX144 |
Rep |
2021-02-01 |
2023-12-27 |
| 15 |
Fan, Yiwen (SFC:BPN733) 范譯文 |
|
|
BPN733 |
Rep |
2020-04-16 |
|
| 16 |
Feng, Jingyan 馮婧妍 |
|
|
BPM186 |
Rep |
2021-01-26 |
|
| 17 |
Gu, Chenchen 顧忱忱 |
|
|
BEW619 |
Rep |
2021-10-20 |
2024-06-03 |
| 18 |
Hu, Kailun 胡凱倫 |
|
|
BGI934 |
Rep |
2022-06-01 |
2022-11-30 |
| 19 |
Huang, Zi Le 黃子樂 |
|
|
BMW886 |
Rep |
2018-05-31 |
|
| 20 |
Ip, Ka Fai (SFC:BNB163) 葉嘉輝 |
|
|
BNB163 |
Rep |
2021-11-26 |
2022-09-10 |
| 21 |
Jiang, Xiao (SFC:AMX936) 江嘯 |
|
|
AMX936 |
RO |
2020-09-02 |
|
| 22 |
Ko, Chiu Wai 高超惠 |
|
|
BAK933 |
Rep |
2012-11-09 |
|
| 23 |
Lam, Kin Shing 林建盛 |
|
|
BDY864 |
Rep |
2017-05-09 |
2024-12-30 |
| 24 |
Lam, Tung Tung 林冬冬 |
|
|
BAI406 |
Rep |
2013-09-04 |
2023-05-03 |
| 25 |
Lau, Ho Yan (SFC:BHZ343) 劉可欣 |
|
|
BHZ343 |
Rep |
2021-07-26 |
|
| 26 |
Law, Wing Kit 羅永傑 |
36 |
M |
BEY872 |
Rep |
2021-03-10 |
2022-07-23 |
| 27 |
Lee, Kwok Yan (SFC:BIO431) 李珏昕 |
|
|
BIO431 |
Rep |
2022-02-17 |
2023-05-11 |
| 28 |
Leung, Yuen Kwan 梁婉君 |
|
|
AKP198 |
RO |
2011-09-06 |
|
| 29 |
Li, Hoi Kan 李凱芹 |
|
|
BRX520 |
Rep |
2021-11-24 |
2023-05-01 |
| 30 |
Li, Rui (SFC:BGA836) 李睿 |
|
|
BGA836 |
Rep |
2018-09-14 |
|
| 31 |
Li, Sui Hong 李瑞航 |
|
|
BIA032 |
Rep |
2021-11-24 |
2022-10-21 |
| 32 |
Li, Xiaocen 李曉岑 |
|
|
BIC345 |
Rep |
2021-08-30 |
|
| 33 |
Liang, Runan 梁如男 |
|
|
BMW888 |
Rep |
2018-05-31 |
|
| 34 |
Lin, Wei (SFC:BRL118) 林偉 |
|
|
BRL118 |
Rep |
2021-07-20 |
2024-08-31 |
| 35 |
Liu, Dengzhou 劉登舟 |
|
|
BRS478 |
Rep |
2021-09-28 |
|
| 36 |
Luo, Aimei (SFC:BLT164) 羅愛梅 |
|
|
BLT164 |
Rep |
2017-12-19 |
2023-05-10 |
| 37 |
Mak, Ho Leung 麥浩良 |
|
|
BNQ526 |
RO |
2021-12-13 |
2024-07-29 |
| 38 |
Man, Gladys Nok Yan 文諾欣 |
|
F |
AWD244 |
RO |
2020-02-20 |
2023-12-19 |
| 39 |
Ming, Yafei 明亚飞 |
|
|
BRR376 |
Rep |
2021-10-26 |
|
| 40 |
Ng, Chi Pong (SFC:BNO048) 吳治邦 |
|
|
BNO048 |
Rep |
2022-03-01 |
2022-11-04 |
| 41 |
Ng, Geoffrey Junxiong 吳駿雄 |
|
M |
BFW885 |
Rep |
2020-06-24 |
2023-06-24 |
| 42 |
Ng, Pak Lin 伍柏廉 |
|
|
AQQ108 |
RO |
2021-10-21 |
2025-07-08 |
| 43 |
Ng, Yuk Wai 吳育偉 |
|
|
BDK988 |
Rep |
2021-09-09 |
2023-05-07 |
| 44 |
Ngai, Christopher Ho Wai 魏浩瑋 |
|
M |
BFY250 |
RO |
2021-09-07 |
2025-05-25 |
| 45 |
Ni, Xiaowei (SFC:BRF587) 倪曉偉 |
|
|
BRF587 |
Rep |
2021-09-28 |
|
| 46 |
Pok, Ming Kai 卜銘佳 |
|
|
BGB603 |
Rep |
2021-03-05 |
2024-05-01 |
| 47 |
Shi, Ming (SFC:BRF985) 石鳴 |
|
|
BRF985 |
Rep |
2021-06-02 |
2025-01-12 |
| 48 |
So, Calvin Man Kin 蘇文堅 |
|
M |
BBH894 |
RO |
2021-09-20 |
|
| 49 |
Sun, Yu (SFC:BPQ765) 孫玉 |
|
|
BPQ765 |
Rep |
2020-05-18 |
|
| 50 |
Tang, Minzu 唐敏祖 |
|
|
BFY657 |
Rep |
2015-08-07 |
|
| 51 |
Tang, Stanley Siu Lai 鄧兆澧 |
|
M |
AFQ893 |
RO |
2012-08-01 |
2023-12-19 |
| 52 |
Tuo, Fang 庹方 |
|
|
BRR546 |
Rep |
2021-10-20 |
|
| 53 |
Waluszewski, Kai 魏凯 |
|
|
BOS911 |
Rep |
2019-09-13 |
2022-07-01 |
| 54 |
Wang, Daiwei (SFC:BEO884) 王黛瑋 |
|
|
BEO884 |
Rep |
2018-09-14 |
2024-10-26 |
| 55 |
Wang, Jiayu (SFC:BJH821) 王家玉 |
|
|
BJH821 |
Rep |
2021-07-19 |
|
| 56 |
Wang, Yu (SFC:BSA418) 王鈺 |
|
|
BSA418 |
Rep |
2022-01-18 |
2024-06-30 |
| 57 |
Wong, Alan (SFC:BHA199) 王智洋 |
|
M |
BHA199 |
Rep |
2021-08-17 |
2024-05-07 |
| 58 |
Wong, Anthony (SFC:AFU754) 黃嘉賢 |
|
M |
AFU754 |
RO |
2005-09-07 |
2023-01-30 |
| 59 |
Wong, Ming Fai (SFC:ALW838) 王明輝 |
|
|
ALW838 |
Rep |
2021-12-02 |
2022-08-30 |
| 60 |
Wong, Sarah Lai 黃勵 |
44 |
F |
ANR234 |
Rep |
2021-11-05 |
2022-07-12 |
| 61 |
Wong, Siu On 黃兆安 |
|
|
BDF606 |
RO |
2021-12-29 |
2022-08-31 |
| 62 |
Wong, Tsz Sing (SFC:BJH135) 黃子昇 |
|
|
BJH135 |
Rep |
2017-03-23 |
2022-09-18 |
| 63 |
Wong, Tung Ching 王冬青 |
51 |
M |
AGG343 |
RO |
2010-02-26 |
2023-07-10 |
| 64 |
Xiao, Yan (SFC:BBT492) 肖燕 |
|
|
BBT492 |
Rep |
2021-03-23 |
2025-05-21 |
| 65 |
Xu, Lei (SFC:BRS677) 许磊 |
|
|
BRS677 |
Rep |
2021-10-26 |
|
| 66 |
Xu, Ping (SFC:AMN642) 許娉 |
|
|
AMN642 |
RO |
2020-08-07 |
|
| 67 |
Xu, Qiwen (SFC:BIC457) 許綺雯 |
|
|
BIC457 |
Rep |
2021-09-02 |
2022-07-08 |
| 68 |
Yang, Jianrui 楊健瑞 |
|
|
BNH069 |
Rep |
2018-07-27 |
|
| 69 |
Ye, Siqi 叶思琦 |
|
|
BRR367 |
Rep |
2021-10-26 |
|
| 70 |
Zhang, Zhirou 張至柔 |
|
|
BOC888 |
Rep |
2019-02-21 |
|
| 71 |
Zhao, Ziqi (SFC:BRX252) 赵梓淇 |
|
|
BRX252 |
Rep |
2021-12-01 |
2024-03-05 |
| 72 |
Zhu, Yiman 朱奕曼 |
|
|
BMW890 |
Rep |
2018-05-31 |
|
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