Brookfield Advisors (Hong Kong) Limited

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2023
SFC ID Role From Until
1 Boocock, Patrick Matthew (SFC:BOA912) M BOA912 Rep 2019-02-19 2021-02-23
2 Carrett, Paul Andrew M APG910 Rep 2023-03-09 2023-12-19
RO 2023-12-19 2024-10-01
3 Chan, Alex King Fai 陳敬輝 BDY278 RO 2018-12-10 2019-11-29
4 Chan, Yui Richard 陳銳 BIH702 Rep 2022-10-21 2024-06-27
5 Chin, Guo Dong BRH870 Rep 2021-07-21 2023-04-17
6 Das, Aniruddha (SFC:BSI893) BSI893 Rep 2022-05-11 2023-02-13
RO 2023-02-13 2024-08-29
7 Gabbai, Maurizio Mose (SFC:BIC486) 瑋奇 BIC486 Rep 2019-01-25 2020-04-09
8 Hall, Jeremy George M ATD521 Rep 2017-01-27 2017-05-15
RO 2017-05-15 2023-07-07
Rep 2023-07-07
9 Hu, Li Na BRH874 Rep 2021-07-21
10 Huang, Yingying (SFC:AWK778) 黃迎迎 AWK778 Rep 2021-07-21
11 Hui, Tsz Chun (SFC:BNI600) 許子進 BNI600 Rep 2023-05-02
12 Lam, Ching Man (SFC:BDR322) 林靜雯 BDR322 Rep 2017-02-08 2018-08-10
13 Levi, David William (SFC:BTW746) M BTW746 Rep 2023-07-05
14 Li, Xiate 李夏特 BEX942 Rep 2022-10-21
15 Loh, Elizabeth J. 樂家寧 F ACC527 Rep 2017-02-14 2018-09-14
16 Mercier, Stuart M BDH940 Rep 2017-03-06 2017-05-22
RO 2017-05-22 2024-04-01
17 Ng, Kok Hoe Royston M BSX896 Rep 2022-09-13 2023-06-13
18 Nicholls, Paul Stewart (SFC:ARD920) M ARD920 RO 2017-01-04 2018-11-30
19 Pavlidou, Vasiliki BSX964 Rep 2022-09-13 2023-06-13
20 Suh, Won Bin 徐源斌 BDH938 Rep 2018-02-05 2021-05-01
21 Tam, Chun Chiu 譚焌釗 BBB754 Rep 2020-09-04 2021-01-06
RO 2021-01-06 2022-08-31
22 Tang, Yan (SFC:BUB942) BUB942 Rep 2023-09-06
23 Thassim, Niel 50 M AOG997 RO 2017-01-04 2024-07-22
24 Wang, Haocheng (SFC:BGK896) 王皓丞 BGK896 Rep 2023-10-04 2024-07-15
25 Wang, Yue (SFC:APL764) 王悅 APL764 Rep 2022-05-12 2022-08-02
RO 2022-08-02 2024-07-15
26 Wong, Vincent Keng Hoe M BUA751 Rep 2023-09-01 2024-06-14
27 Yang, Qi (SFC:BIN065) 楊起 BIN065 RO 2023-09-07
28 Zhu, Pei 洙沛 BTB458 Rep 2022-10-21 2024-09-04

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