J.P. MORGAN SECURITIES (FAR EAST) LIMITED

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2006
SFC ID Role From Until
1 Andrews, Nicholas James (1963-03) 43 M ACM817 RO 2005-05-18 2009-11-01
2 Back, Jonathan Paul M AFD784 RO 2005-05-27 2007-07-01
3 Bamber, Richard Mark Anthony M AGM551 Rep 2006-02-03
4 Burdett, James William (SFC:AJO203) M AJO203 Rep 2004-03-18 2012-03-16
5 Chak, Alan Kwok Fai 翟國輝 M AAY091 Rep 2004-02-09
6 Douris, Leonidas ALU721 Rep 2005-03-14 2011-11-15
7 Fane, Rupert John Alexander 39 M AEL032 RO 2005-05-27 2007-11-02
8 Freedman, Bruce Ian M ABS428 Rep 2004-07-13 2005-10-15
9 Gattani, Vikaskumar Nandkishore AFB901 Rep 2005-08-26 2007-03-27
10 Han, Bruce Wook M ACO279 Rep 2005-11-04 2006-07-04
11 Harris, Thomas Christopher (SFC:AGZ861) M AGZ861 Rep 2004-11-01
12 Huang, Thomas Chung-Ming 黃崇銘 M AFU681 Rep 2006-11-02 2008-06-13
13 Hui, Gary San M AKV267 Rep 2004-06-26 2007-04-16
14 Lau, Kan Wah 劉勤華 ABT973 Rep 2012-11-09
15 Lau, Tsz Wing 劉子頴 ALW219 Rep 2005-04-04 2012-05-23
16 Lim, Kyong Woo 林炅佑 ANE078 Rep 2006-03-13 2007-03-28
17 Long, David Nicholas (SFC:AFU334) M AFU334 RO 2007-01-31
18 Murray, Allan George 63 M AAB001 RO 2007-04-20
19 Putterill, Adam Thomas James M ABG123 RO 2004-08-30 2010-05-13
20 Rummun, Roshan AMO987 Rep 2005-10-17 2007-06-16
21 Sayer, David Michael 30 M AFT910 Rep 2004-05-06
Rep 2005-11-28 2009-03-18
22 Seymour, Steven James M ABM769 RO 2004-08-30 2007-01-20
23 Shanidze, Levan AFD300 Rep 2005-10-06
24 Singh, Chiranjeet ALI017 Rep 2004-10-06 2005-12-06
Rep 2006-02-27 2008-02-13
25 Stiles, Andrew Guy M ABE303 RO 2003-05-27
26 Swarbrick, Andrew Jeremy M AFF234 Rep 2007-02-08
27 Tremlett, William M AHR050 Rep 2004-05-07
28 Wagle, Kedar Anil ANG488 Rep 2006-04-03 2008-04-29
29 Yeung, Helen Kit Lun 楊潔賢 F AFA128 Rep 2005-10-05

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