FIRST SHANGHAI SECURITIES LIMITED 第一上海證券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2013 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Chak, Kam Piu 翟錦標 |
|
|
ABI227 |
Rep |
|
2014-08-01 |
| 2 |
Chan, Bernard Hon Wai 陳漢偉 |
|
M |
AAE407 |
Rep |
|
|
| 3 |
Chan, Choi Hung (SFC:APO018) 陳彩虹 |
|
|
APO018 |
Rep |
2009-09-03 |
2018-07-07 |
| 4 |
Chan, Pang 陳鵬 |
|
|
ABS421 |
Rep |
2005-12-20 |
|
| 5 |
Chan, Yuen Yee (SFC:AEM854) 陳婉兒 |
|
|
AEM854 |
Rep |
2003-05-26 |
2020-10-29 |
| 6 |
Che, Hongyu 車宏宇 |
|
|
APS903 |
Rep |
2007-10-05 |
|
| 7 |
Chen, Peili 陳培莉 |
|
|
AMG931 |
Rep |
2005-07-26 |
|
| 8 |
Cheung, Chik Fai 張藉輝 |
|
|
AAB513 |
Rep |
|
2022-06-24 |
| 9 |
Cheung, Yik Man 張益民 |
|
|
AWZ174 |
Rep |
2013-03-18 |
2018-10-31 |
| 10 |
Ching, Ah Chye (SFC:AAG308) 莊益才 |
|
|
AAG308 |
RO |
|
2019-05-08 |
| 11 |
Chung, Chi Ming (SFC:AAY647) 鍾志明 |
|
|
AAY647 |
Rep |
2007-10-31 |
2016-06-17 |
| 12 |
Fok, Benny Chi Hung 霍智鴻 |
|
M |
ACA636 |
Rep |
2004-05-19 |
2021-04-28 |
| 13 |
Ho, Chip Hang 何接恆 |
|
|
ABH036 |
Rep |
|
|
| 14 |
Ho, Kenneth Kar Loong 何家隆 |
|
M |
ANA703 |
Rep |
2011-02-07 |
2018-07-31 |
| 15 |
Hon, Virginia Yi Kuen 韓儀娟 |
|
F |
AWO228 |
Rep |
2013-09-09 |
|
| 16 |
Hui, Yee Mei 許綺媚 |
|
|
AQW076 |
Rep |
2008-12-17 |
2014-10-15 |
| 17 |
Jiang, Xiaotian 姜晓天 |
|
|
ANG607 |
Rep |
2006-05-18 |
2016-07-18 |
| 18 |
Jim, Chu Sing 詹柱星 |
|
|
ATD286 |
Rep |
2010-04-12 |
2016-10-06 |
| 19 |
Jin, Hui (SFC:AJZ230) 金暉 |
|
|
AJZ230 |
Rep |
2006-07-04 |
|
| 20 |
Lam, Paul Chi Yung 林智勇 |
|
M |
AFT913 |
Rep |
|
2014-07-18 |
| 21 |
Lam, Siu Wing Cynthia 林兆泳 |
|
|
ARF359 |
Rep |
2008-06-18 |
2023-06-30 |
| 22 |
Lau, Chi Keung (SFC:AJZ235) 劉志強 |
|
|
AJZ235 |
Rep |
2005-10-26 |
|
| 23 |
Leung, Chi Hung (SFC:AFT573) 梁志鴻 |
|
|
AFT573 |
Rep |
2009-03-19 |
2018-06-20 |
| 24 |
Leung, Chi Shun 梁志信 |
|
|
AOY469 |
Rep |
2007-09-10 |
|
| 25 |
Leung, Stanley Chi Yuen 梁志源 |
|
M |
AAE324 |
Rep |
2003-05-26 |
|
| 26 |
Leung, Wai Yip (SFC:AAE338) 梁偉業 |
|
|
AAE338 |
Rep |
|
2022-07-29 |
| 27 |
Li, Eliot Chi Keung 李智強 |
36 |
M |
BBF102 |
Rep |
2013-05-29 |
2015-05-19 |
| 28 |
Li, Hang (SFC:AWK314) 李航 |
|
|
AWK314 |
Rep |
2012-10-22 |
|
| 29 |
Li, Shun (SFC:ASE581) 利順 |
|
|
ASE581 |
Rep |
2009-01-05 |
|
| 30 |
Li, Weihao (SFC:ARF368) 李偉浩 |
|
|
ARF368 |
Rep |
2008-06-24 |
|
| 31 |
Liu, Xinhong (SFC:AQJ507) 劉新紅 |
|
|
AQJ507 |
Rep |
2008-03-11 |
|
| 32 |
Lo, Ho Yin (SFC:AQF063) 盧浩然 |
|
|
AQF063 |
Rep |
2011-01-21 |
2019-04-15 |
| 33 |
Lo, Sammy Kwok Loong 羅國龍 |
49 |
M |
AAH920 |
RO |
2009-11-13 |
2022-10-21 |
| 34 |
Pan, Wen (SFC:AQJ818) 潘雯 |
|
|
AQJ818 |
Rep |
2008-03-12 |
2023-10-13 |
| 35 |
Pong, Nicholas Cheuk Pun 龐卓斌 |
|
M |
BAY306 |
Rep |
2013-04-05 |
2015-09-30 |
| 36 |
Qian, Mingjin (SFC:ACS194) 錢銘今 |
|
|
ACS194 |
Rep |
2008-06-18 |
|
| 37 |
Qiu, Hong (SFC:AGH952) 邱紅 |
|
|
AGH952 |
RO |
2006-09-08 |
|
| 38 |
Shen, Songling 沈松齡 |
|
|
AQS585 |
Rep |
2008-05-20 |
|
| 39 |
Shum, Chin Hong 沈展康 |
|
|
AVJ063 |
Rep |
2010-07-19 |
2014-05-09 |
| 40 |
So, Chi Chiu (SFC:AOG783) 蘇志超 |
|
|
AOG783 |
Rep |
2008-06-20 |
2019-09-03 |
| 41 |
Sun, Yiqing (SFC:BBU727) 孫一晴 |
|
|
BBU727 |
Rep |
2013-09-26 |
2017-11-20 |
| 42 |
Tam, Kelly Kai Yi 譚啟兒 |
|
F |
AVE810 |
Rep |
2013-08-12 |
2017-05-11 |
| 43 |
Wang, Baocheng (SFC:AJZ269) 王宝成 |
|
|
AJZ269 |
Rep |
2007-08-13 |
2019-03-31 |
| 44 |
Wang, Jian (SFC:ALK743) 王健 |
|
|
ALK743 |
Rep |
2008-05-20 |
|
| 45 |
Wang, Yuan Yuan (SFC:ARH049) 王媛媛 |
|
|
ARH049 |
Rep |
2008-08-05 |
|
| 46 |
Wen, Xiaolin 温晓林 |
|
|
AQU517 |
Rep |
2008-05-14 |
2014-12-22 |
| 47 |
Wong, Kee Fung 黃淦浩 |
|
|
AQV817 |
Rep |
2008-04-16 |
2020-04-30 |
| 48 |
Wong, Peggy Bik Chi 王碧枝 |
|
F |
AQC725 |
Rep |
2012-07-12 |
2024-07-12 |
| 49 |
Xu, Feina 許斐娜 |
|
|
AQG753 |
Rep |
2013-11-22 |
2015-11-08 |
| 50 |
Yeung, Rankine Wai Kin 楊偉堅 |
52 |
M |
ACC364 |
RO |
|
|
| 51 |
Yip, Sheung Chi (SFC:AEI328) 葉尚志 |
|
|
AEI328 |
RO |
2012-01-09 |
2025-04-26 |
| 52 |
Yu, Lam 余琳 |
|
|
APB773 |
Rep |
2009-09-28 |
2017-09-21 |
| 53 |
Yuen, Kin Wai (SFC:AEA365) 袁健偉 |
|
|
AEA365 |
Rep |
2011-09-08 |
2017-10-13 |
| 54 |
Zeng, Xiaowen 曾小文 |
|
|
APF830 |
Rep |
2007-07-10 |
2021-08-31 |
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