CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2005 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Crotty, Philip John |
|
M |
ALZ870 |
Rep |
2005-05-19 |
2005-07-14 |
|
|
|
RO |
2005-07-14 |
2008-06-27 |
| 2 |
D'abo, John Gerard Nicholas |
37 |
M |
AFH717 |
Rep |
|
2004-09-14 |
| 3 |
Dewhurst, Simon |
|
M |
AHD700 |
Rep |
|
2004-09-14 |
| 4 |
Ferdinand, Timothy Mark Fletcher |
|
M |
ADO011 |
RO |
|
2005-12-31 |
| 5 |
Hanka, Robert (SFC:AEY453) |
|
M |
AEY453 |
Rep |
2004-05-18 |
2005-12-31 |
| 6 |
King, Richard Yun Zing 金元成 |
39 |
M |
ADM983 |
Rep |
|
2003-10-13 |
| 7 |
Kum, Jocelyn Wan Sze 甘婉絲 |
|
|
AEZ035 |
Rep |
|
2004-06-04 |
| 8 |
Lam, Allen Kar Fai 林嘉輝 |
|
M |
AHC422 |
Rep |
|
2004-09-14 |
| 9 |
Lee, Richard Anthony Treadgold |
|
M |
AFT495 |
Rep |
|
2006-01-16 |
| 10 |
Leow, Siok Ling 廖淑玲 |
|
|
ACR427 |
Rep |
|
2004-09-14 |
| 11 |
Liu, Mi (SFC:AIH139) 劉宓 |
|
|
AIH139 |
Rep |
|
2004-09-14 |
| 12 |
Reid, Robert Stephen |
|
M |
AIC473 |
Rep |
|
2004-09-14 |
|
|
|
Rep |
2005-05-23 |
2005-08-04 |
|
|
|
RO |
2005-08-04 |
2012-07-05 |
| 13 |
Tang, Leonard Chu 鄧儲 |
|
M |
AFC962 |
Rep |
|
2004-07-05 |
| 14 |
Taylor, Richard Kirby (SFC:ACO169) |
|
M |
ACO169 |
RO |
|
2020-04-03 |
| 15 |
To, Fung 杜峰 |
|
|
AFJ428 |
Rep |
|
2004-07-26 |
| 16 |
Tse, Kwok On 謝國安 |
|
|
AHG557 |
Rep |
|
2004-09-14 |
| 17 |
Yuan, Kokuei |
|
|
AFG795 |
Rep |
|
2004-09-14 |
| 18 |
Zhi, Yu 職宇 |
|
|
AFQ326 |
Rep |
|
2004-09-14 |
| 19 |
Zhu, Qing (SFC:ADZ874) 朱慶 |
|
|
ADZ874 |
Rep |
|
2004-09-14 |
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