DELTA ASIA SECURITIES LIMITED 滙業證券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2009 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Au, Lai Chong 區麗莊 |
|
|
AKW747 |
Rep |
2004-08-18 |
2007-01-11 |
| 2 |
Au, Pui Man 歐佩雯 |
|
|
ABY215 |
Rep |
|
2004-05-11 |
| 3 |
Au, Stanley Chong Kit 區宗傑 |
68 |
M |
AAA969 |
RO |
|
|
| 4 |
Cham, Pui 湛培 |
|
|
AAY338 |
Rep |
|
2004-05-07 |
| 5 |
Chan, Chi Shun 陳智信 |
|
|
ANL981 |
Rep |
2006-11-02 |
2007-02-15 |
| 6 |
Chan, Chung Keung 陳仲強 |
|
|
AFQ639 |
Rep |
|
2004-12-30 |
| 7 |
Chan, Ka Man (SFC:AFT232) 陳家汶 |
|
|
AFT232 |
Rep |
|
2003-05-13 |
| 8 |
Chan, Ka Wan 陳嘉韻 |
|
|
ADV245 |
Rep |
|
2004-05-11 |
| 9 |
Chan, Kam Shing (SFC:ABE279) 陳金城 |
|
|
ABE279 |
Rep |
|
2004-06-14 |
| 10 |
Chan, Liza Suk Fan 陳淑芬 |
|
|
AKP467 |
Rep |
2005-10-19 |
2006-07-25 |
| 11 |
Chan, Sandra Mi Ling 陳美玲 |
|
F |
AAA559 |
Rep |
|
2004-05-11 |
| 12 |
Chan, Wai Kit (SFC:APP609) 陳惠傑 |
|
|
APP609 |
Rep |
2007-10-23 |
2011-09-22 |
| 13 |
Chan, Yee Man (SFC:AAB523) 陳綺文 |
|
|
AAB523 |
Rep |
|
2004-05-11 |
| 14 |
Chau, Chun Hung 巢振雄 |
|
|
AAA731 |
Rep |
|
2004-05-07 |
| 15 |
Cheung, Chiu Kun 張朝勤 |
|
|
ADP579 |
Rep |
|
2003-04-30 |
| 16 |
Cheung, Judy Shin Kwan 張善筠 |
|
F |
AEE793 |
Rep |
|
2004-05-07 |
| 17 |
Cheung, Keith Ka Kee 張家祺 |
|
M |
ADI133 |
Rep |
|
2004-05-06 |
| 18 |
Cheung, Nga Ki 張雅琪 |
|
|
ATC985 |
Rep |
2009-07-16 |
2010-11-01 |
| 19 |
Chui, King Fai 崔景暉 |
|
|
AEA471 |
Rep |
|
2003-10-27 |
| 20 |
Chung, Yin Ming 鍾彥明 |
|
|
AAF647 |
Rep |
|
2004-05-11 |
| 21 |
Croucher, Sean Nicholas |
|
M |
AEE307 |
Rep |
2004-09-22 |
2006-07-14 |
| 22 |
Fung, Kam Ho 馮金豪 |
|
|
AML159 |
Rep |
2005-10-19 |
2005-11-08 |
| 23 |
Ho, Hoi Wah 何凱華 |
|
|
AHC732 |
Rep |
2005-04-25 |
2005-07-19 |
| 24 |
Ho, Kam Wing (SFC:AFX880) 何錦榮 |
|
|
AFX880 |
Rep |
2004-08-18 |
2005-06-10 |
| 25 |
Ho, Kwok Leung (SFC:ABR726) 何國良 |
|
|
ABR726 |
Rep |
|
2003-10-27 |
| 26 |
Hung, Chun Ho (SFC:AHR757) 熊振豪 |
|
|
AHR757 |
Rep |
2004-10-25 |
2007-03-26 |
| 27 |
Hung, Conita Lai Ping 熊麗萍 |
|
F |
AGC465 |
Rep |
|
2004-05-11 |
|
|
|
Rep |
2006-11-09 |
2007-04-10 |
|
|
|
RO |
2007-04-10 |
2012-06-30 |
| 28 |
Jones, Richard Evan |
|
M |
AEC527 |
Rep |
2004-07-09 |
2005-01-24 |
| 29 |
Kwok, Julie Ning Chi 郭鑏芝 |
|
F |
AFA014 |
Rep |
2004-05-07 |
2004-11-11 |
| 30 |
Lam, Kwok Kay (SFC:ABA739) 林國基 |
|
|
ABA739 |
Rep |
2004-08-23 |
2007-06-21 |
| 31 |
Lam, See Tan 林思丹 |
|
|
ACO466 |
Rep |
|
2004-01-05 |
| 32 |
Lam, Vicent Tai Hang 林大衡 |
|
M |
AAA772 |
Rep |
|
2004-05-11 |
| 33 |
Lam, Yau Wing 林猷榮 |
|
|
ALD560 |
Rep |
2004-10-07 |
2005-02-02 |
| 34 |
Lau, Hang Fong 劉杏芳 |
|
|
ADU205 |
Rep |
|
2004-05-11 |
| 35 |
Law, Chun Pon 羅振邦 |
|
M |
ABN708 |
Rep |
|
2004-05-11 |
| 36 |
Lee, Mandy Man Wai 李敏慧 |
|
F |
AEN446 |
Rep |
|
2003-10-21 |
| 37 |
Leung, Wing Sun 梁榮燊 |
|
|
AAX843 |
Rep |
|
2003-04-30 |
| 38 |
Li, Sing Wa 李成華 |
|
|
AAA829 |
Rep |
|
2004-05-07 |
|
|
|
RO |
2005-01-14 |
2015-10-30 |
| 39 |
Liu, Koo Bong 廖固邦 |
|
|
AAA879 |
Rep |
|
2004-05-11 |
| 40 |
Liu, Tim Shun 廖添順 |
|
M |
ADV804 |
Rep |
|
2004-05-07 |
| 41 |
Mushkat, Miron |
64 |
M |
AAC486 |
RO |
|
2004-12-21 |
| 42 |
Ng, Ah Chau 吳亞洲 |
|
|
AFY049 |
Rep |
|
2003-04-30 |
| 43 |
Ng, Chi Wing (SFC:AFD457) 伍志榮 |
|
|
AFD457 |
Rep |
|
2004-05-07 |
| 44 |
Ng, Man Fung (SFC:ACK930) 吳汶峰 |
|
|
ACK930 |
Rep |
|
2004-05-11 |
| 45 |
Ng, Nai Him 吳乃謙 |
|
|
AAA913 |
Rep |
|
2004-05-11 |
| 46 |
Poon, Yiu Kau 潘耀球 |
|
|
AAA918 |
Rep |
|
2004-05-11 |
| 47 |
Sae Nim, Songhee |
|
|
AAB244 |
Rep |
|
2004-05-11 |
| 48 |
Si, Joanna Ka Loy 徐嘉來 |
|
F |
AAK578 |
Rep |
|
2004-05-11 |
| 49 |
Tang, Ka Wing 鄧家榮 |
|
|
ALW478 |
Rep |
2005-05-31 |
2007-03-26 |
| 50 |
To, Wai Man (SFC:AEM387) 陶偉民 |
|
|
AEM387 |
Rep |
|
2004-05-07 |
| 51 |
Wong, Cliffort Lap Tak 黃立德 |
|
M |
AEM267 |
Rep |
|
2004-05-07 |
| 52 |
Yung, Yiu Chung 翁耀宗 |
|
|
ABF492 |
Rep |
|
2004-05-11 |
| 53 |
Zee, Lai Lai 史麗麗 |
|
|
AFN498 |
Rep |
|
2004-05-11 |
| 54 |
Zee, Tom 史濟通 |
|
M |
AAE028 |
Rep |
|
2004-05-11 |
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