Neuberger Berman Asia Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2009 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Chong, Sue Ching 張素菁 | F | AQN999 | Rep | 2008-04-23 | 2014-07-01 | |
| 2 | Chow, Tak Yen 周得賢 | ASE465 | Rep | 2008-12-23 | 2011-08-12 | ||
| 3 | Edwards, Antony James (1967) | 42 | M | AAW726 | RO | 2009-12-01 | 2011-05-30 |
| 4 | Ingham, Fredrick Roy | M | APP053 | Rep | 2008-04-23 | 2012-03-23 | |
| 5 | Lau, Wing Chung (SFC:ANG393) 劉穎聰 | ANG393 | Rep | 2008-04-23 | 2011-03-14 | ||
| 6 | Leung, Helen (SFC:AOP097) 梁浩雯 | F | AOP097 | RO | 2009-03-31 | 2010-05-31 | |
| 7 | Louie, Wai Ying 雷慧瑩 | ARI453 | Rep | 2008-07-21 | 2012-09-01 | ||
| 8 | Ma, Chrisie Wai Sze 馬慧詩 | ATW866 | Rep | 2009-09-30 | 2011-06-10 | ||
| 9 | Nova, Ria Therese | F | APR251 | Rep | 2008-04-23 | 2011-08-29 | |
| 10 | O'Halloran, Paul Desmond | M | ATI406 | Rep | 2009-07-13 | 2010-08-17 | |
| 11 | Okita, Bradley | M | APH490 | RO | 2008-03-13 | 2010-01-22 | |
| 12 | Tang, Lihui 湯禮輝 | AQI649 | Rep | 2008-04-23 | 2017-04-28 | ||
| 13 | Wang, Nan (SFC:ATY806) 王楠 | ATY806 | Rep | 2009-10-21 | 2014-04-01 | ||
| 14 | Watkins, Junjie 趙俊杰 | AQS396 | Rep | 2008-03-27 | 2015-09-06 | ||
| 15 | Williams, Douglas Brock | M | AQX957 | Rep | 2008-11-25 | 2017-07-14 | |
| 16 | Yao, Yulin (SFC:AQI648) 姚毓林 | AQI648 | RO | 2009-05-18 | 2017-04-20 |
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