Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司

Take me back:
Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2013
SFC ID Role From Until
1 Barnard, David (SFC:AVD117) M AVD117 Rep 2012-02-28 2012-03-01
Rep 2012-08-27 2012-08-29
2 Barua, Chirantan (SFC:AZT869) AZT869 Rep 2012-07-10 2012-07-11
Rep 2013-01-23 2013-01-24
3 Beveridge, Neil Alexander Stewart M ATM595 RO 2011-09-28
4 Bian, Lu 邊璐 AWZ273 Rep 2011-10-24 2016-06-27
5 Brackett, Robert Alan M BBA483 Rep 2013-03-25 2013-03-28
6 Chen, Mo (SFC:AYI933) 陳默 AYI933 Rep 2011-10-31 2014-02-15
7 Chen, Yen-Fu 陳彥甫 AYE805 Rep 2013-03-13 2014-07-11
8 Cheng, Hua (SFC:AXQ586) 程華 AXQ586 Rep 2011-10-27 2014-05-12
9 Chia, Kiara Kim Szu Shyan AVT057 Rep 2011-10-24 2013-04-02
10 Ching, Yi Edmund 莊毅 M AKU003 Rep 2012-11-12 2012-11-16
11 Chung, Ka Po 鍾家寶 ANN404 Rep 2011-10-24 2022-07-18
12 Cox, Mark Henry 郭馬克 M ADP699 RO 2011-09-28 2022-03-31
13 Dai, Hao (SFC:BAX544) 戴浩 BAX544 Rep 2013-02-20 2020-08-31
14 Dibadj, Ali M BBA266 Rep 2013-03-25 2013-03-31
15 Feng, Siwei 馮思為 AZZ395 Rep 2012-08-16 2013-06-22
16 Ferragu, Pierre Charles Louis Hubert Marie M AWJ160 Rep 2012-03-05 2012-03-07
Rep 2012-03-19 2012-03-20
Rep 2012-09-05 2012-09-05
17 Garcia, Cristobal Antonio M ANM682 Rep 2011-10-24 2021-06-30
18 Gordon, Daniel (SFC:AHE138) M AHE138 RO 2011-09-28 2024-04-09
19 Gupta, Gaurav (SFC:BAH386) BAH386 Rep 2012-10-15 2012-10-19
20 Harned, Douglas Stuart M AWE188 Rep 2012-10-31 2012-11-05
21 Henderson, Samuel Thomas M AVD913 Rep 2011-10-24 2013-06-26
22 Herman, Neal Thomson AVO978 Rep 2013-01-07 2014-07-14
23 Hulkunte Nagaraj, Ayush AVV794 Rep 2011-10-24 2019-02-22
24 Kim, Joshua Taehyun M ATL814 Rep 2011-10-24 2012-05-18
25 Ko, Raymond 高力文 M AIL123 Rep 2011-10-24 2012-12-11
26 Koay, Siu Choon 郭修俊 AXX210 Rep 2011-10-27 2013-03-09
27 Koo, Da Wan 丘多完 AXR520 Rep 2012-07-27 2013-12-28
28 Kwek, Kevin Siew Beng M AZN097 Rep 2012-05-24 2012-05-25
Rep 2012-06-04 2012-06-06
Rep 2012-06-14 2012-06-14
Rep 2012-08-02 2012-08-03
Rep 2012-09-11 2012-09-14
Rep 2012-10-10 2012-10-12
Rep 2012-11-13 2012-11-16
Rep 2012-12-17 2012-12-19
Rep 2013-02-20 2013-02-21
Rep 2013-03-06 2013-03-08
29 Lau, Johnny Ka Ki 劉家棋 M AOS269 Rep 2011-10-24 2021-08-27
30 Lau, Vanessa Bik Yun 劉碧茵 41 F AYW242 Rep 2012-01-27 2015-09-13
31 Leung, Alex Sing Pong 梁承邦 AVI140 Rep 2011-10-24 2015-11-23
32 Li, Hsinlin 李欣霖 AVK469 Rep 2011-10-24
33 Liang, Michelle Alison Hing Man 梁馨文 F AXF635 Rep 2011-10-24 2013-08-31
34 Lou, Ying (SFC:AVV243) 樓瑩 AVV243 Rep 2011-10-24 2013-09-08
35 Lu, Hui-Chen 呂慧珍 ARN240 Rep 2011-10-24 2013-02-09
36 Mareschal De Charentenay, Ghislain Baptiste Marie (SFC:AXW260) F AXW260 Rep 2011-11-23 2011-11-25
Rep 2012-01-16 2012-01-17
Rep 2012-02-27 2012-02-28
Rep 2012-05-02 2012-05-04
Rep 2012-07-09 2012-07-10
Rep 2012-08-20 2012-08-21
Rep 2012-09-24 2012-10-10
RO 2012-10-10 2016-07-30
37 Miles, Michael Christopher M AZT872 Rep 2012-07-03 2016-09-25
38 Moel Modiano, Alberto M AVD880 Rep 2011-10-24 2017-06-30
39 Newman, Mark Christopher (SFC:AVK470) M AVK470 Rep 2011-10-24 2021-02-12
40 Parker, Michael Wade M AUR866 Rep 2011-10-24 2016-11-02
41 Prozesky, Paul Martin M AUK244 Rep 2012-06-19 2012-06-20
42 Qiu, Wangshu 裘望舒 AVW563 Rep 2011-10-24 2013-08-23
43 Ritter, Andrew Jacob M AXX603 Rep 2012-04-05 2013-01-04
44 Shim, Aidan Taehoon AYV975 Rep 2012-03-26 2012-08-27
45 Stirling, Joshua C M BAZ987 Rep 2013-03-25 2013-03-26
46 Stirling, Trevor John (SFC:AXK433) M AXK433 Rep 2012-06-28 2012-06-29
47 Tang, Ernest Yiu Man 鄧耀民 M ANP309 Rep 2013-03-27 2019-09-06
48 Tiano, Joseph Salvatore M AVM432 Rep 2011-10-24 2013-06-29
49 Topouzoglou, Norbert Mihran M AZI605 Rep 2012-04-23 2018-05-25
50 Tsang, Kenneth Ky Sung 曾紀崇 M AZH816 Rep 2012-04-17 2014-01-09
51 Tse, Jaff Ka Wai 謝家威 ADR277 RO 2011-09-28 2018-09-26
52 Tsui, Eva Tsun Ying 徐俊英 F AZQ388 Rep 2012-06-15 2013-07-08
53 Van Brugge, Robert Pieter M AUA340 RO 2011-09-28
54 Wang, Huan (SFC:AWI425) 王歡 AWI425 Rep 2013-03-25 2015-09-20
55 Wang, Lu (SFC:AXX186) 王璐 AXX186 Rep 2011-10-24 2015-02-04
56 Warburton, Max Eliot Adair AVD908 Rep 2012-04-26 2012-04-27
Rep 2012-08-21 2012-08-31
Rep 2012-09-25 2012-09-26
Rep 2013-02-19 2013-02-21
Rep 2013-03-20 2013-03-21
57 Wen, Bo (SFC:BAD547) 文博 BAD547 Rep 2012-09-04 2016-01-30
58 Werner, Michael Joseph M AUO124 Rep 2011-10-24 2013-09-11
59 Wong, Christopher Chi Kin (SFC:AXO118) 黃子建 M AXO118 Rep 2011-10-24 2018-01-28
60 Wood, Andrew Dennis M AYM450 Rep 2011-12-08 2011-12-09
61 Wright, Thomas Rowe M AUA323 Rep 2012-04-23 2012-04-27
62 Zhang, Liang (SFC:AVA073) AVA073 Rep 2011-10-24 2012-02-29
63 Zhu, Binbin (SFC:AYQ808) 朱璸鑌 AYQ808 Rep 2012-06-07

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top