Oppenheimer Investments Asia Limited 凱萬亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2020 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Bennett, Stephen Scott Jr | M | AGC699 | Rep | 2015-10-02 | 2024-01-31 | |
| 2 | Chillington, Timothy John | M | ATB862 | Rep | 2015-12-07 | 2017-08-29 | |
| RO | 2017-08-29 | 2025-06-30 | |||||
| 3 | Ching, Po Yin 程寶妍 | BFS735 | Rep | 2015-08-07 | 2017-09-15 | ||
| 4 | Cho, Kevin (SFC:BGB221) 曹家榮 | M | BGB221 | Rep | 2015-08-25 | 2016-12-31 | |
| 5 | Chung, Michael (SFC:AUC505) | M | AUC505 | Rep | 2013-07-02 | ||
| 6 | Desai, Keemesh (SFC:AUL786) | AUL786 | Rep | 2014-08-04 | 2016-08-08 | ||
| 7 | Green, Robin Adam | M | ACQ540 | RO | 2013-01-29 | 2017-08-31 | |
| 8 | He, Jia (SFC:AOJ239) 賀佳 | AOJ239 | Rep | 2014-03-13 | 2015-07-24 | ||
| 9 | Holder, Daniel William (SFC:AQM604) | M | AQM604 | RO | 2013-01-29 | 2013-08-31 | |
| 10 | Huang, Cliff Stevens 黃子明 | M | AIM307 | Rep | 2013-05-30 | 2013-08-12 | |
| RO | 2013-08-12 | ||||||
| 11 | Hung, Tsun Hay 洪浚曦 | BGU300 | Rep | 2017-11-09 | 2018-11-06 | ||
| 12 | Kim, Hyun Ho (SFC:ACJ079) 金賢鎬 | ACJ079 | Rep | 2014-01-17 | 2014-03-21 | ||
| RO | 2014-03-21 | ||||||
| 13 | Koo, Lawrence Hung Jun 顧弘潤 | M | ADL513 | Rep | 2019-04-03 | 2020-02-06 | |
| 14 | Lai, Voon San 賴汶山 | ACQ503 | Rep | 2013-01-29 | 2013-05-31 | ||
| 15 | Lau, Caroline Man Har 劉曼霞 | F | AVK663 | Rep | 2013-01-29 | 2013-02-18 | |
| 16 | Li, Binhan 李彬翰 | BGQ760 | Rep | 2017-10-25 | 2025-09-08 | ||
| 17 | Lim, Jie Ru Gillian | F | BBA912 | Rep | 2013-03-25 | 2014-03-07 | |
| 18 | Liptak, John Bennett | M | AEQ330 | Rep | 2015-03-16 | 2015-05-17 | |
| 19 | Ruddick, Matthew | M | AKI367 | Rep | 2013-03-11 | 2013-07-08 | |
| RO | 2013-07-08 | 2013-12-31 | |||||
| 20 | So, Mei Lun 蘇美倫 | ADK736 | Rep | 2013-05-02 | 2014-01-24 | ||
| 21 | Tong, Pauline 唐寶琳 | F | AFK529 | Rep | 2016-09-14 | 2017-03-17 | |
| 22 | Ye, Calvin | M | AZL767 | Rep | 2013-03-15 | 2014-01-15 | |
| 23 | Zhu, Jintao 朱錦桃 | BMP057 | Rep | 2018-03-14 | 2021-06-01 | ||
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