FIRST SHANGHAI SECURITIES LIMITED 第一上海證券有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2010
SFC ID Role From Until
1 Chak, Kam Piu 翟錦標 ABI227 Rep 2004-08-10
2 Chan, Bernard Hon Wai 陳漢偉 M AAE407 Rep 2004-08-10
3 Chan, Wang Fai (SFC:AFI965) 陳宏輝 36 M AFI965 Rep 2004-08-10
4 Chen, Qing (SFC:AHJ872) 陳青 AHJ872 Rep 2004-08-10
5 Cheng, Judy Yuen Yi 鄭宛儀 F AIR787 Rep 2003-07-26
6 Cheng, Lit Fai 鄭烈輝 ACK224 Rep 2004-08-10
7 Cheung, Chik Fai 張藉輝 AAB513 Rep 2004-08-11
8 Fang, Ming (SFC:AFP131) 方明 AFP131 Rep 2004-08-11
9 Fung, Kwan Hay 馮錕禧 ADS316 Rep 2004-08-10
10 Gao, Mei (SFC:AFS775) 高梅 AFS775 Rep 2009-11-13
11 Ho, Chip Hang 何接恆 ABH036 Rep 2004-08-10
12 Ho, Kelvin Chi Yin 何自然 M AAO487 Rep 2004-08-10
13 Ho, Michael Yui Kin 何銳堅 M ABQ517 Rep 2003-04-18
14 Lam, Paul Chi Yung 林智勇 M AFT913 Rep 2004-08-10
15 Lee, Deborah Wai Chung 李慧中 F AFY974 Rep 2004-08-10
16 Lee, Tai Tong 李棣棠 ADZ578 Rep 2004-08-10
17 Lee, Ying Kei 李英琪 AER770 Rep 2004-08-10
18 Leung, Wai Yip (SFC:AAE338) 梁偉業 AAE338 Rep 2004-08-10
19 Li, Kwok Hung (SFC:AAB213) 李國雄 AAB213 RO 2010-06-30
20 Poon, Linda Chi Lam 潘芝琳 F AHG567 Rep 2003-07-07
21 Qian, Mingjin (SFC:ACS194) 錢銘今 ACS194 Rep 2008-06-18
22 Qiu, Hong (SFC:AGH952) 邱紅 AGH952 Rep 2004-08-16
23 See, Alvin Hoi Yi 施海夷 M AAC345 Rep 2003-10-31
24 Tsui, Kwong Fai 徐光輝 AFS774 Rep 2004-08-10
25 Wang, James Junyan 王俊彥 40 M ADA695 RO 2006-12-31
26 Wang, Lu (SFC:AGW114) 王璐 AGW114 Rep 2004-08-11
27 Wong, Howard Horg Wang 王學宏 M ADV962 Rep 2004-08-11
28 Yeung, Rankine Wai Kin 楊偉堅 49 M ACC364 RO
29 Yip, Sheung Chi (SFC:AEI328) 葉尚志 AEI328 Rep 2004-08-11
30 Yuen, Kin Wai (SFC:AEA365) 袁健偉 AEA365 Rep 2004-08-11

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