UBS SECURITIES HONG KONG LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2016 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Bhumiratana, Master Sanu | AOB633 | Rep | 2011-11-25 | 2016-12-18 | ||
| 2 | Blanchard, Scott Allen | M | ADT574 | Rep | 2011-11-25 | 2016-12-18 | |
| 3 | Chen, Lijuan (SFC:AVL498) 陳利娟 | AVL498 | Rep | 2011-10-04 | 2016-12-18 | ||
| 4 | Cheng, Anthony Roger 陳若嘉 | M | AXC419 | Rep | 2011-11-25 | 2016-12-18 | |
| 5 | Choi, Sheung Ngai 蔡尚毅 | AFG685 | Rep | 2015-05-05 | 2016-12-18 | ||
| 6 | Clifford, Timothy Edward | M | AFH048 | Rep | 2013-07-15 | 2016-12-18 | |
| 7 | Combalot, Laurent Benoit Georges | M | AHC015 | RO | 2011-07-06 | 2016-12-18 | |
| 8 | Conley, Richard Adrian | M | AQK261 | Rep | 2011-11-11 | 2016-12-18 | |
| 9 | Davis, Christopher Edward | M | AXD833 | Rep | 2011-10-21 | 2016-12-18 | |
| 10 | Dawson, Christopher John (SFC:BBQ139) | M | BBQ139 | Rep | 2013-08-02 | 2016-12-18 | |
| 11 | Ding, Yuwen (SFC:AQI394) 丁煜雯 | AQI394 | Rep | 2014-01-03 | 2016-12-18 | ||
| 12 | Fekete, Georgia Kate | F | BDV251 | Rep | 2015-01-02 | 2016-07-08 | |
| 13 | Hayashi, Yasuko | AXU937 | Rep | 2012-01-13 | 2016-12-18 | ||
| 14 | Healey, Alex | F | AZS255 | Rep | 2015-01-13 | 2016-12-18 | |
| 15 | Keung, Jun Chao 姜駿超 | BDK110 | Rep | 2015-08-14 | 2016-12-18 | ||
| 16 | Kwan, Sing Yuen 關承遠 | ABW052 | Rep | 2011-11-25 | 2016-12-18 | ||
| 17 | Kwong, Myron Mann 鄺孟恆 | ANR646 | Rep | 2011-11-25 | 2016-12-18 | ||
| 18 | Lai, Rongye 賴榮曄 | AYR571 | Rep | 2013-08-12 | 2016-12-18 | ||
| 19 | Lee, Karen King Wai 李荊慧 | F | AKL742 | Rep | 2011-12-09 | 2016-12-18 | |
| 20 | Liu, Ning (SFC:ASZ222) 劉寧 | ASZ222 | Rep | 2011-10-13 | 2016-12-18 | ||
| 21 | Loh, Alexandra Ying Ning | F | BAC299 | Rep | 2015-08-06 | 2016-12-18 | |
| 22 | Mohla, Abhishek Dushyant | M | AUZ081 | Rep | 2011-12-09 | 2016-12-18 | |
| 23 | Novak, Alexander Stanley | M | ATI171 | Rep | 2014-02-11 | 2016-12-18 | |
| 24 | Rabinowitz, David | M | AHW502 | RO | 2013-01-08 | 2016-12-18 | |
| 25 | Royal, Andrew John | M | AXL513 | Rep | 2014-02-11 | 2016-06-18 | |
| 26 | Shivalingam, Sanjeevan | M | ATR492 | RO | 2013-08-22 | 2016-12-18 | |
| 27 | Smith, Paul Savile | M | AVN296 | Rep | 2014-04-09 | 2016-12-18 | |
| 28 | Sui, Voon Keat Kenneth 許文杰 | APG897 | Rep | 2011-11-25 | 2016-12-18 | ||
| 29 | Tan, Eric Ming Fung 鄧銘峰 | M | AJI346 | Rep | 2011-11-25 | 2016-12-18 | |
| 30 | Thomas, Rebecca Judith | F | AHC210 | Rep | 2011-10-13 | 2016-07-28 | |
| 31 | Tong, David Doe-hung 湯道鴻 | M | AXG906 | Rep | 2011-11-24 | 2016-12-18 | |
| 32 | Tse, Kenyon King-yung 謝敬勇 | AMF472 | Rep | 2011-11-25 | 2016-12-18 | ||
| 33 | Viswanath, Ramesh | M | AUZ373 | Rep | 2013-07-02 | 2016-12-18 | |
| 34 | Wan, Xing (SFC:AXQ294) 万星 | AXQ294 | Rep | 2011-11-25 | 2016-12-18 | ||
| 35 | Wang, Jiaqi (SFC:AOH836) 王家琦 | AOH836 | Rep | 2011-10-13 | 2016-12-18 | ||
| 36 | Woo, Yik Yuen 胡翊遠 | AND666 | RO | 2015-08-07 | 2016-12-18 | ||
| 37 | Yin, Jun (SFC:BFN301) 殷俊 | BFN301 | Rep | 2015-05-28 | 2016-11-01 | ||
| 38 | Zhang, Charles 張大兆 | M | AWP279 | Rep | 2011-10-14 | 2016-12-18 |
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