SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 1SPREAD BROKERAGE LIMITED 2 1 3 33.33
2 313 Capital Management Limited 1 0 1 0.00
3 A ONE INVESTMENT COMPANY LIMITED 5 3 8 37.50
4 AASTOCKS.COM LIMITED 2 0 2 0.00
5 ABCI Securities Company Limited 6 29 35 82.86
6 ABN AMRO (HONG KONG) LIMITED 0 6 6 100.00
7 ABN AMRO Clearing (Futures) Hong Kong Limited 2 11 13 84.62
8 ABN AMRO Clearing Hong Kong Limited 2 12 14 85.71
9 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 0 2 0.00
10 abrdn Hong Kong Limited 2 2 4 50.00
11 Absolute Investment Management (HK) Limited 3 4 7 57.14
12 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
13 ACM ASIA LIMITED 2 1 3 33.33
14 Acru Asset Management Limited 2 0 2 0.00 2004-08-25
15 AD Capital Management (Hong Kong) Limited 4 0 4 0.00 2004-09-08
16 ADM SECURITIES LIMITED 2 1 3 33.33
17 ADMIS Hong Kong Limited 3 20 23 86.96
18 Aevitas Securities Limited 1 4 5 80.00
19 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 3 5 60.00 2004-07-07
20 AFG CAPITAL ASSETS LIMITED 2 0 2 0.00 2004-09-01
21 AIF CAPITAL LIMITED 5 7 12 58.33
22 AIF Securities Limited 3 0 3 0.00 2004-11-02
23 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 1 4 25.00
24 AIP INTERNATIONAL MANAGEMENT LIMITED 2 0 2 0.00 2004-05-24
25 AISANCE ASSET MANAGEMENT LIMITED 4 0 4 0.00
26 AJ Securities Limited 1 9 10 90.00
27 AKTIS CAPITAL ADVISORY LIMITED 2 1 3 33.33 2003-11-29
28 ALBOURNE PARTNERS (ASIA) LIMITED 2 1 3 33.33 2004-09-07
29 Allard Partners Limited 2 2 4 50.00
30 AllianceBernstein Hong Kong Limited 4 13 17 76.47
31 Allianz Global Investors Hong Kong Limited 4 28 32 87.50
32 ALPHA ASSET INVESTMENTS LIMITED 2 0 2 0.00
33 ALPHA CAPITAL LIMITED (THE) 2 0 2 0.00
34 ALPHA FUTURES COMPANY LIMITED 2 2 4 50.00
35 Alpha Nova Capital Management Limited 2 2 4 50.00
36 ALPHA SECURITIES COMPANY LIMITED 2 3 5 60.00
37 ALPS CAPITAL MANAGEMENT LIMITED 3 3 6 50.00
38 AlTi Wealth Management (Hong Kong) Limited 2 5 7 71.43 2004-05-11
39 ALTRUIST FINANCIAL GROUP LIMITED 2 9 11 81.82 2004-01-20
40 ALTUS CAPITAL LIMITED 3 4 7 57.14
41 AMPLE CAPITAL LIMITED 3 3 6 50.00
42 AMRI ADVISORY LIMITED 1 1 2 50.00
43 AMS CAPITAL LIMITED (d2012-07-13) 3 3 6 50.00
44 AMUNDI ASSET MANAGEMENT 7 12 19 63.16 2004-07-01
45 Amundi Hong Kong Limited 7 17 24 70.83
46 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 8 7 15 46.67
47 ANGLO CHINESE SECURITIES, LIMITED (HK) 2 1 3 33.33
48 ANGUS MOORE LIMITED 1 3 4 75.00
49 Anli Securities Limited 2 5 7 71.43
50 Anuenue Advisors Limited 1 2 3 66.67
51 Anuenue Securities Limited 3 5 8 62.50
52 AP Asset Management (HK) Limited 2 7 9 77.78 2004-07-07
53 APAC CAPITAL ADVISORS LIMITED 2 0 2 0.00 2004-12-06
54 AQUITAINE INVESTMENT ADVISORS LIMITED 2 1 3 33.33
55 ARGYLE STREET MANAGEMENT LIMITED 3 4 7 57.14
56 Arta Global Futures Limited 3 2 5 40.00
57 ARX ADVISORS LIMITED 1 0 1 0.00 2003-12-04
58 ASC CAPITAL (H.K.) LIMITED 0 2 2 100.00
59 ASIA ABSOLUTE ADVISORS LIMITED 3 0 3 0.00 2004-08-19
60 ASIA DEBT MANAGEMENT HONG KONG LIMITED 3 8 11 72.73
61 ASIA INSURANCE (PENSIONS FUND) LIMITED 2 4 6 66.67
62 ASIA INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
63 ASIA INVESTMENT RESEARCH LIMITED 1 1 2 50.00
64 ASIA PACIFIC CAPITAL (HK) LIMITED 2 0 2 0.00 2004-01-02
65 Asia Pacific Financial Capital Limited 2 1 3 33.33
66 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 3 5 60.00
67 Asia Pacific Securities Limited 4 4 8 50.00
68 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
69 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00
70 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 2 0 2 0.00
71 Asian Pacific Investment Company 1 2 3 66.67
72 ASSET DYNAMIC MANAGEMENT LIMITED 2 7 9 77.78
73 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
74 ASSURED ASSET MANAGEMENT LIMITED (HK) 1 0 1 0.00
75 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
76 AUDREY CHOW SECURITIES LIMITED 1 8 9 88.89
77 AURORA ASIA LIMITED 2 0 2 0.00 2004-05-21
78 AUSTFIN PERSONAL FINANCIAL SERVICES LIMITED 1 0 1 0.00
79 AVANTA INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
80 Averest Capital Limited 2 3 5 60.00
81 Avia Asset Management Limited 2 0 2 0.00
82 AXA CHINA REGION INVESTMENT SERVICES LIMITED 2 280 282 99.29
83 AXA Financial Planning (Hong Kong) Limited 2 8 10 80.00
84 AXA Investment Managers Asia Limited 4 0 4 0.00
85 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 4 8 12 66.67
86 AXIA CAPITAL PARTNERS LIMITED 1 0 1 0.00
87 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
88 Axis Capital Management Limited 1 0 1 0.00
89 BALI SECURITIES CO. LIMITED 2 0 2 0.00
90 BALLINGAL INVESTMENT ADVISORS LIMITED 3 0 3 0.00 2004-08-13
91 BAN HIN SECURITIES COMPANY LIMITED 4 5 9 55.56
92 BANK CONSORTIUM TRUST COMPANY LIMITED 3 20 23 86.96
93 BANK OF COMMUNICATIONS TRUSTEE LIMITED 0 5 5 100.00
94 BaoQiao Partners Securities (HK) Limited 2 7 9 77.78
95 BARBER ASIA LIMITED 1 1 2 50.00
96 BARCLAYS CAPITAL ASIA LIMITED 12 55 67 82.09
97 BARCLAYS CAPITAL FUTURES HONG KONG LIMITED 3 3 6 50.00
98 BARCLAYS CAPITAL SECURITIES ASIA LIMITED 2 4 6 66.67
99 BARING ASSET MANAGEMENT (ASIA) LIMITED 6 9 15 60.00 2003-08-29
100 BATAVIA INVESTMENT ADVISERS LIMITED 1 0 1 0.00
101 BCV INVESTMENT ASIA (HONG KONG) LIMITED 2 1 3 33.33 2003-06-03
102 BDO FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
103 BEA Union Investment Management Limited 2 8 10 80.00
104 BEAR BRIGHT LIMITED 2 3 5 60.00
105 BEAR STEARNS ASIA LIMITED 2 55 57 96.49
106 BEAR STEARNS HONG KONG LIMITED 1 7 8 87.50
107 Beevest Securities Limited 4 28 32 87.50
108 Beijing Securities Limited 3 17 20 85.00
109 Belvest Investment Services Limited 3 8 11 72.73
110 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2004-10-26
111 Bentley Capital Limited (HK) 4 0 4 0.00
112 BENTLEY REID & COMPANY LIMITED 3 0 3 0.00
113 BERICH BROKERAGE LIMITED 4 21 25 84.00
114 BERICH FUTURES (H.K.) COMPANY LIMITED 2 3 5 60.00
115 BETA INTERNATIONAL SECURITIES LIMITED 2 15 17 88.24
116 BGC SECURITIES (HONG KONG) LLC 2 9 11 81.82
117 BGI Capital Limited 3 0 3 0.00 2004-03-24
118 BIZWIZ LIMITED (d2019-10-26) 1 0 1 0.00
119 BKHK Limited 6 0 6 0.00
120 Black Marble Securities Limited 2 3 5 60.00
121 BlackRock (Hong Kong) Limited (d2017-01-20) 5 18 23 78.26
122 BlackRock Asset Management North Asia Limited 2 3 5 60.00 2003-12-16
123 BLOOMYEARS LIMITED 2 3 5 60.00
124 BLUE POOL CAPITAL LIMITED 2 0 2 0.00 2004-11-10
125 BMI FUNDS MANAGEMENT LIMITED 2 7 9 77.78
126 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 2 33 35 94.29
127 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 6 38 44 86.36
128 BNP PARIBAS DEALING SERVICES ASIA LIMITED 1 13 14 92.86
129 BNP PARIBAS FUTURES (HONG KONG) LIMITED 2 9 11 81.82
130 BNP PARIBAS PEREGRINE FUTURES LIMITED 2 8 10 80.00
131 BNP PARIBAS SECURITIES (ASIA) LIMITED 6 61 67 91.04
132 BOCI ASIA LIMITED 7 24 31 77.42
133 BOCI ASSET MANAGEMENT LIMITED 2 0 2 0.00
134 BOCI Bullion Company Limited 3 5 8 62.50
135 BOCI COMMODITIES & FUTURES LIMITED 5 82 87 94.25 2004-11-17
136 BOCI RESEARCH LIMITED 2 22 24 91.67
137 BOCI SECURITIES LIMITED 8 112 120 93.33 2004-03-01
138 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 4 59 63 93.65
139 BOCOM International Holdings Company Limited 4 24 28 85.71
140 BOKHARY SECURITIES LIMITED 2 7 9 77.78
141 BOND TRUST LIMITED 2 0 2 0.00 2004-08-04
142 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
143 BOULTON CAPITAL ASIA LIMITED 3 0 3 0.00 2004-09-07
144 BOWEN ASIA LIMITED 4 3 7 42.86
145 Bradbury Securities Limited 2 5 7 71.43
146 BREVAN HOWARD (HONG KONG) LIMITED 2 1 3 33.33 2004-07-12
147 BRIGHT & SHINE CORPORATE FINANCE LIMITED 2 0 2 0.00
148 Bright Fund Management Limited 2 6 8 75.00
149 Bright Securities Company (The) 1 1 2 50.00
150 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 3 4 7 57.14
151 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 2 8 10 80.00
152 Broadway Wealth Management Limited 1 7 8 87.50
153 BROOKE CAPITAL LIMITED 2 0 2 0.00
154 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 3 2 5 40.00
155 BULLISH SECURITIES LIMITED 2 9 11 81.82
156 BUSINESS FUTURES LIMITED 2 7 9 77.78
157 BUSINESS SECURITIES LIMITED 2 22 24 91.67
158 C.P. SECURITIES INTERNATIONAL LIMITED 2 8 10 80.00
159 CAIIS Limited 1 11 12 91.67
160 Cambridge Strategy (Asset Management) Asia Limited (The) 1 0 1 0.00
161 CANTERBURY CAPITAL LIMITED (HK) 1 1 2 50.00
162 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 3 3 6 50.00 2004-07-15
163 CAPE ASSET MANAGEMENT LIMITED 1 0 1 0.00
164 CAPITAL FOR BUSINESS LIMITED (VG) 1 0 1 0.00
165 Capital International, Inc. 2 6 8 75.00
166 CAPITAL RESEARCH COMPANY 2 10 12 83.33 2004-11-10
167 CARDINALASIA CONSULTING LIMITED 1 0 1 0.00 2003-06-27
168 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
169 CASH Wealth Management Limited 2 24 26 92.31
170 CBH Asia Limited 3 12 15 80.00
171 CBRE Investment Management (Asia) Limited 2 1 3 33.33
172 CCB INTERNATIONAL CAPITAL LIMITED 4 2 6 33.33 2004-05-27
173 CCB Securities Limited 2 3 5 60.00
174 CELESTIAL CAPITAL LIMITED 4 2 6 33.33
175 CELESTIAL COMMODITIES LIMITED 5 133 138 96.38
176 CELESTIAL FINANCE LIMITED 2 2 4 50.00
177 CELESTIAL SECURITIES LIMITED 7 186 193 96.37 2004-03-13
178 CELETIO INVESTMENTS LIMITED 3 15 18 83.33
179 CENTALINE WEALTH MANAGEMENT LIMITED 2 35 37 94.59 2004-04-02
180 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 6 5 11 45.45
181 CENTURION CORPORATE FINANCE LIMITED 1 0 1 0.00
182 CENTURION GLOBAL CAPITAL LIMITED (d2011-12-09) 2 0 2 0.00 2004-12-22
183 CEPA ALLIANCE SECURITIES LIMITED 3 5 8 62.50
184 CERES CAPITAL LIMITED 2 0 2 0.00
185 CES Capital International (Hong Kong) Co., Limited 2 2 4 50.00
186 CES Commodities (HK) Limited 3 241 244 98.77
187 CES Forex (HK) Limited 3 115 118 97.46
188 CES International Commodities (HK) Limited 3 2 5 40.00
189 CES Private (HK) Limited 2 7 9 77.78
190 CES Wealth Management (HK) Limited 2 0 2 0.00
191 CF GLOBAL (HK) LIMITED 1 4 5 80.00
192 CGS International Securities Hong Kong Limited 4 17 21 80.95
193 Champion & Co. 1 2 3 66.67
194 CHAMPUS ASSET MANAGEMENT LIMITED 2 2 4 50.00
195 CHAN NGOK MING SECURITIES LIMITED 2 4 6 66.67
196 Chanceton Capital Partners Limited 2 2 4 50.00
197 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
198 ChapmanCraig Limited 2 2 4 50.00
199 CHAPPAQUA LIMITED 3 0 3 0.00 2004-11-19
200 CHARLES SCHMITT & ASSOCIATES LIMITED 2 2 4 50.00
201 CHARLES SCHWAB, HONG KONG, LIMITED 3 18 21 85.71
202 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
203 CHEER UNION SECURITIES LIMITED 3 19 22 86.36
204 CHEETAH ADVISORS LIMITED 1 0 1 0.00
205 CHEETAH INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
206 CHEKIANG FIRST SECURITIES CO. LIMITED 2 2 4 50.00
207 Chelac Investment Company 2 5 7 71.43
208 CHELSEA SECURITIES LIMITED (HK) 3 5 8 62.50
209 CHENG YAM ON SECURITIES LIMITED 2 5 7 71.43
210 Cheong Lee Securities Co. 1 4 5 80.00
211 CHI CAPITAL SECURITIES LIMITED 1 0 1 0.00 2004-09-07
212 CHIEF COMMODITIES LIMITED 4 20 24 83.33
213 CHIEF SECURITIES LIMITED 3 45 48 93.75
214 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 0.00
215 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
216 China Best International Futures Co., Limited 3 3 6 50.00
217 CHINA CANTON MANAGEMENT (HONG KONG) LIMITED 1 3 4 75.00
218 CHINA CORE CAPITAL MANAGEMENT LIMITED 1 0 1 0.00
219 China Enterprise Securities Company Limited 2 0 2 0.00
220 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 2 0 2 0.00
221 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 4 2 6 33.33
222 CHINA EVERBRIGHT CAPITAL LIMITED 3 9 12 75.00
223 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 3 51 54 94.44 2003-10-31
224 CHINA EVERBRIGHT RESEARCH LIMITED 3 4 7 57.14
225 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 5 60 65 92.31
226 China Finance Holdings Limited 1 0 1 0.00
227 China Finance KAB Limited 3 0 3 0.00 2004-12-23
228 China Gather Wealth Financial Company Limited 2 0 2 0.00
229 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
230 China Hong Kong Capital Asset Management Company Limited 3 5 8 62.50
231 China Integrity Investment Limited 2 0 2 0.00
232 China International Capital Corporation (International) Limited 6 37 43 86.05
233 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 3 27 30 90.00
234 CHINA INTERNATIONAL CAPITAL LIMITED 2 1 3 33.33
235 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
236 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 2 19 21 90.48
237 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 4 37 41 90.24
238 CHINA PACIFIC SECURITIES LIMITED 3 8 11 72.73
239 CHINA POINT STOCK BROKERS LIMITED 2 11 13 84.62
240 China Renaissance Broking Services (Hong Kong) Limited 1 2 3 66.67
241 China Reserve Securities Limited 3 5 8 62.50
242 CHINA RICH ASSET MANAGEMENT LIMITED 3 3 6 50.00
243 CHINA SECURITIES HOLDINGS LIMITED 1 10 11 90.91
244 CHINA SKY SECURITIES LIMITED 2 3 5 60.00
245 CHINA TONG BAO INSURANCE BROKERS LIMITED 1 1 2 50.00
246 China Tonghai (IA) Limited 3 9 12 75.00
247 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 1 4 5 80.00
248 Ching Yick Company 1 1 2 50.00
249 CHONG HING COMMODITIES AND FUTURES LIMITED 3 5 8 62.50
250 CHONG HING SECURITIES LIMITED 5 17 22 77.27
251 CHOW SANG SANG FUTURES LIMITED 2 28 30 93.33
252 CHOW SANG SANG SECURITIES LIMITED 2 40 42 95.24
253 Chow Tai Fook Life Insurance Company Limited 1 5 6 83.33
254 CHRISTFUND FUTURES LIMITED 3 10 13 76.92
255 CHRISTFUND SECURITIES LIMITED 4 30 34 88.24
256 CHUANGS & CO. LIMITED 1 3 4 75.00
257 CHUNG LEE SECURITIES COMPANY LIMITED 3 3 6 50.00
258 Chung Tak & Company 1 0 1 0.00
259 CIBC Global Asset Management (Asia) Limited 1 5 6 83.33
260 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 3 1 4 25.00
261 CINDA INTERNATIONAL CAPITAL LIMITED 5 4 9 44.44
262 CINDA INTERNATIONAL FUTURES LIMITED 5 68 73 93.15
263 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 48 50 96.00
264 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED 6 131 137 95.62
265 CINDA INTERNATIONAL SECURITIES LIMITED 4 85 89 95.51
266 CITIC CAPITAL ACTIVE PARTNER MANAGEMENT (HK) LIMITED 2 3 5 60.00
267 CITIC FRONTIER CHINA RESEARCH LIMITED 2 19 21 90.48 2004-03-12
268 CITIC Securities (Hong Kong) Limited 2 18 20 90.00
269 CITIC Securities Brokerage (HK) Limited 6 164 170 96.47
270 CITIC Securities CLSA Capital Partners (HK) Limited 4 4 8 50.00
271 CITIC Securities Futures (HK) Limited 5 96 101 95.05
272 CITICORP CHINA INVESTMENT MANAGEMENT LIMITED 1 3 4 75.00
273 Citigroup Global Markets Asia Limited 8 384 392 97.96
274 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 8 235 243 96.71 2003-10-15
275 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 3 0 3 0.00
276 CLOVER SECURITIES COMPANY LIMITED 3 7 10 70.00
277 CLSA FUTURES LIMITED 3 22 25 88.00
278 CLSA LIMITED 7 62 69 89.86
279 CLSA Premium International (HK) Limited 3 0 3 0.00 2004-10-20
280 CLSA RESEARCH LIMITED 2 39 41 95.12
281 CMB International Capital Holdings Corporation Limited 2 1 3 33.33 2003-12-17
282 CMB INTERNATIONAL FUTURES LIMITED 3 7 10 70.00
283 CMB International Global Markets Limited 3 15 18 83.33
284 CMS CAPITAL (HK) CO., LIMITED 3 1 4 25.00 2004-05-06
285 CNCB (Hong Kong) Capital Limited 2 0 2 0.00
286 CNI GLOBAL CAPITAL LIMITED 4 9 13 69.23
287 CNK INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
288 COL Securities (HK) Limited 2 2 4 50.00
289 COMGEST FAR EAST LIMITED 2 2 4 50.00
290 COMMENCE COMPANY LIMITED 1 0 1 0.00
291 CONSTELLATION RESOURCES LIMITED 2 0 2 0.00
292 CONTINUITY CAPITAL (HONG KONG) LIMITED 1 0 1 0.00
293 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 5 133 138 96.38
294 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 4 7 11 63.64
295 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 3 88 91 96.70
296 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 5 121 126 96.03
297 CORPORATE BROKERS LIMITED 3 76 79 96.20
298 CORPORATE COMMODITIES LIMITED 3 33 36 91.67
299 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
300 CORTEZ CAPITAL LIMITED (HK) 1 0 1 0.00
301 Credit Agricole Securities (Asia) Limited 11 73 84 86.90
302 Credit Suisse (Hong Kong) Limited 4 178 182 97.80
303 Credit Suisse Futures (Hong Kong) Limited 3 24 27 88.89
304 Credit Suisse Securities (Hong Kong) Limited 5 77 82 93.90
305 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00
306 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 2 5 40.00 2004-07-28
307 CROWN ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00
308 CS Wealth Securities Limited 4 3 7 42.86
309 CSC ASIA LIMITED 3 9 12 75.00
310 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 6 8 75.00
311 CSC FUTURES (HK) LIMITED 3 16 19 84.21
312 CSC SECURITIES (HK) LIMITED 5 14 19 73.68 2003-12-29
313 CSI Corporate Finance (HK) Limited 11 23 34 67.65
314 CSI INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
315 CTBC Asia Limited 4 12 16 75.00 2004-01-14
316 CTW SECURITIES LIMITED 1 3 4 75.00
317 CUPOLA CAPITAL LIMITED 2 2 4 50.00
318 CVC Asia Pacific Limited 4 5 9 55.56
319 CVP Securities Limited 3 27 30 90.00 2004-07-09
320 Cynosure Asset Management Hong Kong Limited 2 0 2 0.00
321 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
322 D.J. SECURITIES LIMITED 2 0 2 0.00
323 DAEWOO SECURITIES (HONG KONG) LIMITED 2 4 6 66.67
324 DAH SING SECURITIES LIMITED 2 2 4 50.00
325 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
326 Daiwa Capital Markets Hong Kong Limited 5 37 42 88.10
327 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 3 7 10 70.00
328 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 3 11 14 78.57
329 DAIWA SECURITIES SMBC (ASIA) LIMITED 2 9 11 81.82
330 DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED 2 9 11 81.82
331 DBS ASIA CAPITAL LIMITED 4 17 21 80.95
332 DBS VICKERS (HONG KONG) LIMITED 5 114 119 95.80 2003-10-14
333 DBS VICKERS SECURITIES ONLINE (HK) LIMITED 2 9 11 81.82
334 DEBTTRADERS, LIMITED 1 3 4 75.00
335 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 6 9 15 60.00
336 DELTA ASIA FINANCIAL FUTURES LIMITED 1 18 19 94.74
337 DELTA ASIA SECURITIES LIMITED 1 48 49 97.96
338 Delta Asia Wealth Management Limited 1 3 4 75.00
339 DEMETER ASSET MANAGEMENT LIMITED 2 0 2 0.00
340 DESCARTES GLOBAL ASSET MANAGEMENT LIMITED 3 7 10 70.00 2004-08-18
341 DEUTSCHE SECURITIES ASIA LIMITED 8 136 144 94.44 2004-01-08
342 DL BROKERAGE LIMITED 3 19 22 86.36
343 DNB Asset Management (Asia) Limited 3 2 5 40.00
344 DORIC CAPITAL CORPORATION 3 4 7 57.14 2003-11-13
345 DRAGONTECH VENTURES MANAGEMENT LIMITED 2 0 2 0.00
346 DRAKE & MORGAN LIMITED (HK) 1 0 1 0.00
347 DWS Investments Hong Kong Limited 7 14 21 66.67
348 EAA SECURITIES LIMITED 2 10 12 83.33
349 EAST ASIA FUTURES LIMITED 2 9 11 81.82
350 EAST ASIA SECURITIES COMPANY LIMITED 2 86 88 97.73
351 Eastspring Investments (Hong Kong) Limited 1 15 16 93.75
352 ECM LIBRA SECURITIES LIMITED 2 1 3 33.33 2003-07-30
353 EK INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
354 ELECTRA PARTNERS ASIA LIMITED 1 0 1 0.00
355 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
356 ELSTONE SECURITIES LIMITED 4 17 21 80.95
357 EMPEROR CORPORATE FINANCE LIMITED 5 3 8 37.50
358 EMPEROR FUTURES LIMITED 4 30 34 88.24
359 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 5 199 204 97.55
360 EMPEROR SECURITIES LIMITED (HK) 5 48 53 90.57
361 ENHANCED INVESTMENT PRODUCTS LIMITED 2 1 3 33.33
362 ENLIGHTEN FUTURES LIMITED 2 3 5 60.00
363 ENLIGHTEN SECURITIES LIMITED 2 13 15 86.67
364 ENZARD LIMITED 2 0 2 0.00 2004-05-21
365 EQT Partners Asia Limited 2 4 6 66.67
366 EQT Partners Hong Kong Limited 2 1 3 33.33
367 EQUITAS CAPITAL LIMITED (HK) 1 1 2 50.00
368 EQUITY PARTNERS ASIA LIMITED 3 0 3 0.00
369 ETON ADVISORY SERVICES LIMITED 1 0 1 0.00
370 ETRADE SECURITIES (HONG KONG) LIMITED 5 15 20 75.00 2004-03-19
371 ETRADE SECURITIES LIMITED 3 6 9 66.67
372 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
373 EVA ASSET MANAGEMENT LIMITED 2 0 2 0.00
374 EVER-LONG RESEARCH LIMITED 1 1 2 50.00
375 EVER-LONG SECURITIES COMPANY LIMITED 3 13 16 81.25
376 EVERBEST INSURANCE AND FINANCIAL SERVICES LIMITED 2 5 7 71.43
377 Everbright Securities Digital Finance (HK) Limited 3 26 29 89.66
378 Everbright Securities Global (HK) Limited 4 8 12 66.67
379 Everbright Securities Investment Services (HK) Limited 7 306 313 97.76
380 Evergrande Futures (Hong Kong) Limited 4 12 16 75.00 2003-11-21
381 Evergrande Securities (Hong Kong) Limited 4 23 27 85.19
382 EVERHOT SECURITIES LIMITED 3 6 9 66.67
383 EVOLUTION ASIA INVESTMENTS LIMITED 2 5 7 71.43
384 EWARTON SECURITIES LIMITED 1 15 16 93.75
385 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 0 2 0.00
386 EYREMOUNT LIMITED 1 0 1 0.00
387 F. R. ZIMMERN LIMITED 2 3 5 60.00
388 FAIR EAGLE FINANCE CREDIT LIMITED 1 4 5 80.00
389 FAIR EAGLE FUTURES COMPANY LIMITED 1 6 7 85.71
390 FAIR EAGLE SECURITIES COMPANY LIMITED 1 18 19 94.74
391 FAIRWIN BROKING LIMITED 2 5 7 71.43
392 FB SECURITIES (HONG KONG) LIMITED 5 4 9 44.44
393 FDB Financial Group Limited 2 4 6 66.67
394 FE SECURITIES LIMITED 3 10 13 76.92
395 FERRELL ASSET MANAGEMENT (HK) LIMITED 1 0 1 0.00
396 FIL Investment Advisors 5 52 57 91.23
397 FIL Investment Management (Hong Kong) Limited 6 88 94 93.62
398 FINANCIAL SHIELD LIMITED (b2000-01-24) 1 0 1 0.00
399 Finet Securities Limited 2 2 4 50.00
400 FIRST ASIA FINANCE GROUP LIMITED 1 5 6 83.33
401 FIRST EASTERN INVESTMENTS LIMITED 4 0 4 0.00
402 FIRST INVESTMENTS (H.K.) LIMITED 1 0 1 0.00
403 FIRST SECURITIES (HK) LIMITED 2 5 7 71.43
404 First Sentier Investors (Hong Kong) Limited 6 12 18 66.67
405 FIRST SHANGHAI CAPITAL LIMITED 4 9 13 69.23
406 FIRST SHANGHAI FUTURES LIMITED 2 31 33 93.94
407 FIRST SHANGHAI SECURITIES LIMITED 5 37 42 88.10
408 FIRST STATE (HONG KONG) LLC 5 4 9 44.44
409 FIRST WORLDSEC SECURITIES LIMITED 2 1 3 33.33
410 FORE ASIA, LIMITED 5 2 7 28.57 2004-08-18
411 FORTUNE (HK) SECURITIES LIMITED 4 1 5 20.00 2004-08-19
412 Fosun International Securities Limited 5 24 29 82.76
413 FOX-PITT, KELTON (ASIA) LIMITED 5 13 18 72.22
414 FRANKLIN TEMPLETON INSTITUTIONAL ASIA LIMITED 2 1 3 33.33
415 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 4 12 16 75.00
416 Freddy Company 1 3 4 75.00
417 Friedmann Pacific Asset Management (Hong Kong) Limited 2 1 3 33.33
418 FRONTPOINT MANAGEMENT (HONG KONG), LTD. 2 2 4 50.00 2004-11-12
419 FT Securities Limited 4 68 72 94.44
420 FU HENG INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
421 Fu Yip Securities & Investment Co. 2 5 7 71.43
422 Fubon Capital (HK) Limited 1 4 5 80.00
423 Fubon Fund Management (Hong Kong) Limited 4 0 4 0.00
424 FUHWA SECURITIES (HONG KONG) CO., LIMITED 2 3 5 60.00
425 FUJI HONG KONG COMMODITIES COMPANY LIMITED 4 21 25 84.00
426 FULBRIGHT SECURITIES LIMITED 5 51 56 91.07
427 FULL WIN SECURITIES LIMITED 2 2 4 50.00
428 FULLJET SECURITIES LIMITED 2 0 2 0.00
429 Funderstone Asset Management (HK) Limited 2 0 2 0.00
430 Funderstone Futures Limited 3 41 44 93.18
431 Funderstone Securities Limited 5 42 47 89.36
432 FWD Financial Planning Limited (HK) 3 31 34 91.18
433 FWD Life Insurance Company (Bermuda) Limited 1 43 44 97.73
434 G.I.M. GLOBAL INVESTMENT MONITOR LIMITED 1 0 1 0.00
435 GAIN ASSET MANAGEMENT LIMITED 2 0 2 0.00 2003-12-31
436 GAIN MILES ASSURANCE CONSULTANTS LIMITED 1 0 1 0.00
437 GAINWELL SECURITIES COMPANY LIMITED 3 3 6 50.00 2004-08-21
438 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 1 8 9 88.89
439 GALILEO CAPITAL LIMITED (d2009-12-31) 3 4 7 57.14
440 GAM HONG KONG LIMITED 3 16 19 84.21
441 GAOYU SECURITIES LIMITED 4 14 18 77.78
442 GAVEKAL CAPITAL LIMITED 2 1 3 33.33 2003-06-09
443 GAYANG SECURITIES LIMITED 2 15 17 88.24
444 GCAM Limited 2 2 4 50.00 2004-10-19
445 Ge Shang Investment (Hong Kong) Limited 2 12 14 85.71
446 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 5 0 5 0.00
447 GENESIS PARTNERS (ASIA) LIMITED 2 0 2 0.00
448 GEOMATRIX (H.K.) LIMITED 2 0 2 0.00
449 GET NICE ASSET MANAGEMENT LIMITED 1 3 4 75.00
450 GET NICE CAPITAL LIMITED 3 0 3 0.00
451 GET NICE FUTURES COMPANY LIMITED 1 23 24 95.83
452 GET NICE SECURITIES LIMITED 3 55 58 94.83
453 GFI (HK) SECURITIES L.L.C. 0 6 6 100.00
454 GIGA (HONG KONG) LIMITED 2 3 5 60.00
455 GINGER CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2004-11-18
456 Giny Securities Company 1 2 3 66.67
457 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 1 0 1 0.00
458 GLOBAL CHINA CORPORATE FINANCE LIMITED 1 2 3 66.67
459 GLOBAL CREDIT SECURITIES LIMITED 3 10 13 76.92
460 GLOBAL INVESTMENT ADVISORS LIMITED 3 20 23 86.96
461 Glory Sun Securities Limited 3 11 14 78.57
462 GLS SECURITIES LIMITED 2 6 8 75.00
463 GO-TO-ASIA INVESTMENT LIMITED 2 2 4 50.00
464 Gold Centre Investment Company 2 5 7 71.43
465 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
466 Goldbridge Securities Limited 2 12 14 85.71
467 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 5 7 71.43
468 GOLDENWAY SECURITIES COMPANY LIMITED 3 18 21 85.71
469 Goldin Equities Limited 2 1 3 33.33
470 GOLDMAN SACHS (ASIA) L.L.C. 32 437 469 93.18
471 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 5 22 27 81.48
472 GOLDMAN SACHS FUTURES (ASIA) LIMITED 3 120 123 97.56
473 Goldman Sachs Investment Management Hong Kong Limited 2 21 23 91.30
474 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
475 Goldyard Capital Limited 1 7 8 87.50
476 GOOD HARVEST SECURITIES COMPANY LIMITED 3 6 9 66.67
477 Goodcape Investment Company 1 3 4 75.00
478 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 4 6 66.67
479 Grand Cartel Securities Company Limited 2 4 6 66.67
480 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 5 7 71.43
481 GRAND ONWARD SECURITIES LIMITED 2 7 9 77.78
482 GRAND PARTNERS ASSET MANAGEMENT LIMITED 1 0 1 0.00
483 GRANSING SECURITIES CO., LIMITED 3 12 15 80.00
484 GREAT BAY SECURITIES LIMITED 3 48 51 94.12
485 GREAT HONEST INVESTMENT COMPANY LIMITED 1 4 5 80.00
486 Greater China Securities Limited (b1999-04-26) 2 2 4 50.00
487 GREATER CHINA STRATEGIC CAPITAL LIMITED 1 0 1 0.00
488 GREEN STAR ASIA LIMITED 2 6 8 75.00
489 Greentech Technology Asset Management Company Limited 1 0 1 0.00
490 Grit Securities Limited 2 2 4 50.00
491 GT Asset & Portfolio Management Limited 2 1 3 33.33 2004-11-04
492 GT CAPITAL LIMITED 3 6 9 66.67
493 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
494 Guochuang Securities Financial Holding Group Co., Limited 2 6 8 75.00
495 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 4 7 57.14 2004-11-29
496 GUOTAI JUNAN CAPITAL LIMITED 5 9 14 64.29
497 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 20 22 90.91
498 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 5 57 62 91.94
499 H & A Investment Company 1 0 1 0.00
500 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 4 4 8 50.00
501 HAITONG INTERNATIONAL CAPITAL LIMITED 6 10 16 62.50
502 HAITONG INTERNATIONAL FUTURES LIMITED 5 180 185 97.30
503 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 4 7 11 63.64
504 HAITONG INTERNATIONAL RESEARCH LIMITED 2 11 13 84.62
505 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 8 224 232 96.55 2003-09-30
506 HAMON ASIAN ADVISORS LIMITED 4 0 4 0.00
507 HAMON ASSET MANAGEMENT LIMITED 4 3 7 42.86
508 HAMON INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
509 HANG SENG FUTURES LIMITED 4 9 13 69.23
510 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 33 40 82.50
511 HANG SENG INVESTMENT SERVICES LIMITED 6 9 15 60.00
512 HANG SENG SECURITIES LIMITED 4 14 18 77.78
513 HANG TAI SECURITIES LIMITED 3 10 13 76.92
514 HANG TUNG SECURITIES LIMITED 2 8 10 80.00
515 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
516 HANTEC SECURITIES CO., LIMITED 3 18 21 85.71
517 Hao Tian International Securities Limited 2 8 10 80.00
518 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 0.00
519 HARMONY CAPITAL PARTNERS ASIA (HK) LIMITED 2 0 2 0.00 2004-07-07
520 HARRIS FRASER (INTERNATIONAL) LIMITED 2 15 17 88.24
521 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 1 4 5 80.00
522 HAYWOOD INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
523 HDH ADVISORS (HK) LIMITED 2 0 2 0.00 2004-11-25
524 HEAD & SHOULDERS SECURITIES LIMITED 2 5 7 71.43
525 HENCO CAPITAL LIMITED 2 0 2 0.00
526 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 1 3 33.33
527 HENIK SECURITIES LIMITED 2 7 9 77.78
528 HENYEP SECURITIES LIMITED 3 19 22 86.36
529 HERCULES CAPITAL LIMITED (b2002-05-21) 2 1 3 33.33
530 HERMES SECURITIES LIMITED 2 8 10 80.00
531 HFS ASSET MANAGEMENT LIMITED 1 3 4 75.00
532 HING WAI ALLIED SECURITIES LIMITED 4 13 17 76.47
533 HING WONG SECURITIES LIMITED 3 10 13 76.92
534 HIP HING SECURITIES LIMITED 2 2 4 50.00
535 HKFN WEALTH STRATEGY LIMITED 1 0 1 0.00
536 Ho Fung Shares Investment Company 1 11 12 91.67
537 HOI SANG SECURITIES LIMITED 3 2 5 40.00
538 HONG KONG ASSET MANAGEMENT LIMITED 2 1 3 33.33
539 HONG KONG FOREX INVESTMENT LIMITED 3 135 138 97.83
540 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 1 0 1 0.00
541 HONG KONG INTERNATIONAL FUTURES LIMITED 3 13 16 81.25
542 Hong Kong Stock Link Securities Limited 3 7 10 70.00
543 Hong Kong Wan Kiu Investment Company 1 3 4 75.00
544 Hongkong Bay Securities Limited 3 12 15 80.00
545 HONOUR SECURITIES COMPANY LIMITED 1 0 1 0.00
546 HOORAY CAPITAL LIMITED 2 0 2 0.00
547 HOORAY SECURITIES LIMITED 3 12 15 80.00
548 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 1 1 2 50.00
549 HOU TAK SECURITIES LIMITED 2 2 4 50.00
550 HPEF Capital Partners Limited 6 17 23 73.91
551 HPEF Venture Partners Limited 4 5 9 55.56
552 HSBC BROKING (CHINA) LIMITED 2 6 8 75.00
553 HSBC BROKING FOREX (ASIA) LIMITED 3 102 105 97.14
554 HSBC BROKING FUTURES (ASIA) LIMITED 3 120 123 97.56
555 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 63 66 95.45
556 HSBC BROKING SECURITIES (ASIA) LIMITED 8 127 135 94.07
557 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 26 31 83.87
558 HSBC Corporate Finance (Hong Kong) Limited 3 0 3 0.00
559 HSBC FUTURES (SINGAPORE) PTE LTD 2 12 14 85.71
560 HSBC Global Asset Management (Hong Kong) Limited 7 61 68 89.71
561 HSBC Global Asset Management Holdings (Bahamas) Limited 5 0 5 0.00
562 HSBC GUYERZELLER FAR EAST LIMITED 4 3 7 42.86 2004-12-22
563 HSBC INSTITUTIONAL TRUST SERVICES (ASIA) LIMITED 0 7 7 100.00
564 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 7 35 42 83.33
565 HSBC LIFE (INTERNATIONAL) LIMITED 2 76 78 97.44
566 HSBC Private Trustee (Hong Kong) Limited 2 2 4 50.00
567 HSBC SECURITIES (ASIA) LIMITED 6 67 73 91.78
568 HSBC SECURITIES BROKERS (ASIA) LIMITED 3 7 10 70.00
569 HSBC STRUCTURED FUNDS (ASIA) LIMITED 2 2 4 50.00 2004-02-10
570 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67
571 HSZ (HONG KONG) LIMITED 2 2 4 50.00
572 HT CAPITAL MANAGEMENT LIMITED 2 0 2 0.00
573 HUA NAN SECURITIES (HK) LIMITED 1 4 5 80.00
574 HUA YU INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
575 Huajin Corporate Finance (International) Limited 3 1 4 25.00
576 Huarong International Securities Limited 4 36 40 90.00 2004-10-25
577 Huayu Securities Limited 2 3 5 60.00
578 Huizhi International Capital Holdings Co., Limited 1 0 1 0.00
579 HUNG SING FUTURES LIMITED 2 3 5 60.00
580 HUNG SING SECURITIES LIMITED 2 14 16 87.50
581 iBest Consultants Limited 2 29 31 93.55
582 iBest Securities Company Limited 3 6 9 66.67
583 ICBC (ASIA) SECURITIES LIMITED 2 7 9 77.78
584 ICBC Asset Management (Global) Company Limited 2 1 3 33.33
585 ICEA CAPITAL ASIA LIMITED 2 0 2 0.00
586 ICEA CAPITAL LIMITED 2 11 13 84.62
587 ICEA SECURITIES ASIA LIMITED 2 3 5 60.00
588 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 2 0 2 0.00
589 iFAST Securities (HK) Limited 3 3 6 50.00
590 Imagi Brokerage Limited 3 5 8 62.50
591 IMARKETS LIMITED 1 2 3 66.67
592 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
593 IMPAC ASSET MANAGEMENT (HK) LIMITED 1 0 1 0.00
594 Income Partners Asset Management (HK) Limited 3 6 9 66.67
595 INCU CORPORATE FINANCE LIMITED 2 3 5 60.00
596 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 1 1 2 50.00
597 Instinet Alpha Trading Limited 4 4 8 50.00
598 INSTINET PACIFIC LIMITED 4 15 19 78.95
599 INSUBEST FINANCIAL & MPF PLANNING LIMITED 1 1 2 50.00
600 INTEGRATED INVESTMENT MANAGEMENT LIMITED 1 1 2 50.00
601 Interactive Brokers Hong Kong Limited 2 4 6 66.67 2004-01-07
602 Interactive Brokers LLC 2 4 6 66.67
603 INTERCHINA FUTURES LIMITED 2 8 10 80.00
604 INTERCHINA SECURITIES LIMITED 2 15 17 88.24
605 Intercontinent Securities Company 1 4 5 80.00
606 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 2 2 4 50.00
607 INTERNATIONAL COMMERCE CORPORATION 1 4 5 80.00
608 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 0.00
609 INVESCO ASSET MANAGEMENT ASIA LIMITED 6 29 35 82.86
610 INVESCO HONG KONG LIMITED 6 37 43 86.05
611 Investec Asia Limited 3 0 3 0.00
612 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 5 8 62.50 2004-08-30
613 IREALITY INVESTMENTS LIMITED 4 0 4 0.00
614 iTTa Capital Limited 2 2 4 50.00 2003-05-29
615 iVenture Investment Management Limited 2 0 2 0.00
616 J.P. MORGAN BROKING (HONG KONG) LIMITED 8 68 76 89.47 2003-12-02
617 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 5 19 24 79.17
618 JAFCO Investment (Hong Kong) Limited 2 4 6 66.67
619 JAGUAR INVESTMENT SERVICES, LIMITED 1 0 1 0.00
620 Janus Henderson Investors Hong Kong Limited 2 10 12 83.33
621 JAPAN ASIA ASSET MANAGEMENT LIMITED 1 0 1 0.00
622 JAPAN ASIA CAPITAL LIMITED 2 2 4 50.00
623 JEFFERIES BACHE (HONG KONG) LIMITED 3 67 70 95.71
624 JF INTERNATIONAL MANAGEMENT INC. 2 21 23 91.30
625 JFAC CORPORATE FINANCE LIMITED 2 0 2 0.00
626 JK Capital Management Limited 2 1 3 33.33
627 JOINCAP CAPITAL LIMITED 1 0 1 0.00
628 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
629 Joy Silver Limited 4 5 9 55.56
630 JPMorgan Asset Management (Asia Pacific) Limited 4 48 52 92.31
631 JPMorgan Asset Management (Japan) Limited 2 0 2 0.00
632 JPMorgan Funds (Asia) Limited 2 48 50 96.00
633 JS CRESVALE CAPITAL LIMITED 3 0 3 0.00
634 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 6 22 28 78.57
635 JS SECURITIES LIMITED (HK) 2 2 4 50.00
636 Jupiter Asset Management (Asia Pacific) Limited 2 4 6 66.67
637 JVSakk Asia Limited 2 3 5 60.00
638 JWC INVESTMENT MANAGEMENT LIMITED 1 1 2 50.00
639 K K CAPITAL MANAGEMENT LIMITED 1 1 2 50.00
640 K.K. Wong & Company 1 0 1 0.00
641 K.K.M. SECURITIES LIMITED 2 8 10 80.00
642 K.L. Securities Company 1 4 5 80.00
643 KAISER FUTURES LIMITED 2 32 34 94.12
644 Kaiser KT Capital Limited 3 1 4 25.00
645 KAISER SECURITIES LIMITED 2 30 32 93.75
646 KAM FAI SECURITIES CO., LIMITED 4 17 21 80.95
647 KAM LUEN SECURITIES LIMITED 2 2 4 50.00
648 Kam Wah Investments Limited 2 3 5 60.00
649 KARFORD SECURITIES LIMITED 2 0 2 0.00
650 KARL THOMSON FINANCE LIMITED 2 2 4 50.00
651 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 0 2 0.00
652 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 3 30 33 90.91 2004-12-16
653 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 11 13 84.62
654 KARL-THOMSON SECURITIES COMPANY LIMITED 4 31 35 88.57
655 Katherine Ip & Company 1 2 3 66.67
656 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
657 KB Investment & Securities Hong Kong Limited 2 0 2 0.00 2004-06-30
658 KB Securities Hong Kong Limited 2 3 5 60.00
659 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 3 23 26 88.46
660 KCG SECURITIES ASIA LIMITED 3 7 10 70.00 2004-11-25
661 KEE CHEONG SECURITIES COMPANY LIMITED 2 7 9 77.78
662 KGI ASIA LIMITED 7 168 175 96.00
663 KGI Asset Management Limited 2 0 2 0.00
664 KGI CAPITAL ASIA LIMITED 3 6 9 66.67
665 KGI FUTURES (HONG KONG) LIMITED 6 150 156 96.15
666 KGI SECURITIES (HONG KONG) LIMITED 6 20 26 76.92
667 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 5 13 18 72.22
668 KHG Lam 1 0 1 0.00
669 KILMOREY SECURITIES LIMITED 2 6 8 75.00
670 Kin Fung Stock Company 1 5 6 83.33
671 KING FOOK COMMODITIES COMPANY LIMITED 1 1 2 50.00
672 KING FOOK SECURITIES COMPANY LIMITED 3 9 12 75.00
673 King Sun Securities Limited 2 6 8 75.00
674 KINGSTON CORPORATE FINANCE LIMITED 3 9 12 75.00
675 KINGSTON FUTURES LIMITED 2 16 18 88.89
676 KINGSTON SECURITIES LIMITED 2 43 45 95.56
677 KINGSWAY CAPITAL LIMITED 7 10 17 58.82
678 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 15 51 66 77.27 2004-05-31
679 KINGSWAY SW ASSET MANAGEMENT LIMITED 2 2 4 50.00
680 KMT SECURITIES LIMITED 2 7 9 77.78
681 Ko Kun Stock Company 1 1 2 50.00
682 KO'S BROTHER SECURITIES COMPANY LIMITED 2 14 16 87.50 2003-07-08
683 KOREA INVESTMENT & SECURITIES ASIA LIMITED 3 0 3 0.00
684 KPMG CORPORATE FINANCE LIMITED 5 8 13 61.54
685 KWAI HUNG SECURITIES COMPANY LIMITED 4 18 22 81.82
686 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
687 Kwok Chung Chun Securities Company 1 0 1 0.00
688 KWOK HING SECURITIES LIMITED 2 4 6 66.67
689 KWONG FAT HONG (SECURITIES) LIMITED 3 11 14 78.57
690 LAI PO HUNG & COMPANY LIMITED 2 3 5 60.00
691 LAMTEX SECURITIES LIMITED 3 12 15 80.00
692 LAU & COMPANY LIMITED 2 0 2 0.00
693 Lawsons Securities Company 1 0 1 0.00
694 LAZARD ASIA (HONG KONG) LIMITED 3 4 7 57.14
695 Lees Securities Co. 1 8 9 88.89
696 Legg Mason Asset Management Hong Kong Limited 4 14 18 77.78
697 Legg Mason International Equities (Hong Kong) Limited 4 15 19 78.95
698 LEHIN SECURITIES LIMITED 3 20 23 86.96
699 LEHMAN BROTHERS ASIA LIMITED 11 108 119 90.76
700 LEHMAN BROTHERS FUTURES ASIA LIMITED 2 3 5 60.00
701 LEHMAN BROTHERS SECURITIES ASIA LIMITED 4 16 20 80.00
702 LEI SHING HONG FINANCE LIMITED 2 5 7 71.43
703 LEI SHING HONG SECURITIES LIMITED 3 9 12 75.00
704 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 1 5 20.00 2003-06-06
705 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 14 19 73.68
706 LIM ADVISORS LIMITED 2 8 10 80.00
707 Link Asset Management Limited (HK) 3 0 3 0.00 2004-11-22
708 Lion Global Financial Limited 3 54 57 94.74
709 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 3 13 16 81.25
710 LLOYDS TSB PACIFIC LIMITED 5 16 21 76.19
711 LOMBARD CAPITAL LIMITED (d2007-12-07) 1 1 2 50.00 2003-05-02
712 Lombard Investments (HK) Limited 2 0 2 0.00
713 LOMBARD ODIER (HONG KONG) LIMITED 2 9 11 81.82
714 Longitude Asia Limited 2 1 3 33.33
715 LUEN FAT SECURITIES COMPANY LIMITED 4 41 45 91.11
716 LUEN HING SECURITIES LIMITED 3 6 9 66.67
717 LUEN SING SECURITIES LIMITED 4 10 14 71.43
718 LUK FOOK SECURITIES (HK) LIMITED 2 2 4 50.00
719 LYNAS CAPITAL LIMITED 2 0 2 0.00 2004-08-12
720 Lynx Portfolio Limited 2 1 3 33.33
721 M&F Asset Management Limited 3 9 12 75.00
722 Mackenzie Investments Asia Limited 2 1 3 33.33
723 MACKINSEY FINANCIAL MANAGEMENT LIMITED 0 4 4 100.00
724 MACQUARIE CAPITAL LIMITED 13 69 82 84.15
725 Macquarie Corporate (Hong Kong) Limited 5 18 23 78.26
726 MACQUARIE EQUITIES (ASIA) LIMITED 3 25 28 89.29
727 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 2 2 4 50.00
728 MAGIC COMPASS FUTURES LIMITED 4 4 8 50.00
729 MAGUSTA FUTURES LIMITED 2 4 6 66.67
730 MAINHOPE INVESTMENT LIMITED 2 1 3 33.33
731 Mainland Securities Co. 1 1 2 50.00
732 MAN HON YEUNG SECURITIES LIMITED 2 4 6 66.67
733 MAN INVESTMENTS (HONG KONG) LIMITED 1 8 9 88.89
734 MAN LUNG HONG SECURITIES LIMITED 2 12 14 85.71
735 MANBLE SECURITIES LIMITED 2 6 8 75.00
736 MANDARIN VP (HK) LIMITED 1 0 1 0.00
737 MANGO FINANCIAL LIMITED 4 10 14 71.43
738 MANRISE LIMITED (d2007-05-02) 2 0 2 0.00
739 MANSION HOUSE ASSET MANAGEMENT LIMITED 1 2 3 66.67
740 MANULIFE (INTERNATIONAL) LIMITED 2 15 17 88.24
741 Manulife Investment Management (Hong Kong) Limited 5 1184 1189 99.58
742 MARC FABER LIMITED 1 0 1 0.00
743 MARS SECURITIES COMPANY LIMITED 2 4 6 66.67
744 Mason Futures Limited (HK) 3 23 26 88.46
745 MASON INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
746 MASON LAROCHE (HK) LIMITED 2 1 3 33.33
747 Mason Securities Limited 5 33 38 86.84
748 MASTER TRADEMORE SECURITIES LIMITED 1 10 11 90.91
749 MASTERFORD INVESTMENT LIMITED 1 0 1 0.00
750 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 7 10 17 58.82
751 MATLINPATTERSON ADVISERS (ASIA) LIMITED 1 2 3 66.67
752 Matrix Securities Limited 5 2 7 28.57
753 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00 2004-09-22
754 Maurice Lee Investment Advisor Company 1 0 1 0.00
755 MAYBAN SECURITIES (H.K.) LIMITED 1 0 1 0.00
756 MBA BERKELEY BURKE PORTFOLIO SERVICES LIMITED 2 11 13 84.62
757 MCP Holdings Limited (HK) 2 0 2 0.00
758 MEAG Hong Kong Limited 2 0 2 0.00
759 MEGA CAPITAL (ASIA) COMPANY LIMITED 4 11 15 73.33
760 MEGABASE FUTURES CO. LIMITED 2 3 5 60.00
761 MEGABASE SECURITIES LIMITED 2 3 5 60.00
762 MEGAHUB FINANCE ACADEMY LIMITED 2 0 2 0.00
763 MEIJI YASUDA ASIA LIMITED 2 3 5 60.00
764 MELLON GLOBAL INVESTMENTS ASIA LIMITED 2 2 4 50.00
765 Mercer (Hong Kong) Limited 1 2 3 66.67
766 Merdeka Securities Limited 3 0 3 0.00
767 Merrill Lynch (Asia Pacific) Limited 12 397 409 97.07
768 Merrill Lynch Far East Limited 9 115 124 92.74
769 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 4 144 148 97.30
770 MESSIS CAPITAL LIMITED 3 3 6 50.00
771 Metaverse Securities Limited (HK) 5 1 6 16.67
772 METILDA FINANCE COMPANY LIMITED 1 0 1 0.00
773 METRO CAPITAL FUTURES LIMITED 2 5 7 71.43
774 METRO CAPITAL SECURITIES LIMITED 2 7 9 77.78
775 MIB FUTURES (HONG KONG) LIMITED 3 34 37 91.89
776 MIB SECURITIES (HONG KONG) LIMITED 9 73 82 89.02
777 Minerva Holding Financial Securities Limited 3 11 14 78.57
778 MING HON SECURITIES LIMITED 3 1 4 25.00
779 MIRABAUD (ASIA) LIMITED 2 2 4 50.00 2003-05-13
780 MIRABAUD (FAR EAST) LIMITED 1 0 1 0.00
781 MIS SERVICES LIMITED (d2019-06-01) 3 1 4 25.00
782 MIZUHO SECURITIES ASIA LIMITED 3 22 25 88.00
783 MLI LIMITED (d2018-03-29) 1 2 3 66.67
784 Moliyo (Hong Kong) Limited 2 2 4 50.00
785 Monex Boom Securities (H.K.) Limited 2 5 7 71.43
786 MONEY CONCEPTS (ASIA) LIMITED 1 8 9 88.89
787 MoneyMore Securities Limited 2 13 15 86.67
788 MONTGOMERY SECURITIES LIMITED (HK) 3 3 6 50.00
789 Morgan Stanley Asia Limited 14 483 497 97.18
790 Morgan Stanley Hong Kong Futures Limited 6 188 194 96.91
791 Morgan Stanley Hong Kong Securities Limited 7 29 36 80.56
792 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 0 2 0.00 2004-09-21
793 MORTON SECURITIES LIMITED 2 3 5 60.00
794 MTF SECURITIES LIMITED 2 14 16 87.50
795 MUSHK Limited 4 11 15 73.33
796 MUTUAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
797 Nan Lee Investment Co. 1 2 3 66.67
798 NATIONAL RESOURCES SECURITIES LIMITED 2 16 18 88.89
799 NATIXIS ASIA LIMITED 2 3 5 60.00 2004-10-19
800 NATIXIS COMMODITY MARKETS (ASIA) LIMITED 1 2 3 66.67
801 Nerico Brothers Limited (HK) 4 2 6 33.33 2004-11-30
802 Network Financial Services Limited 2 30 32 93.75
803 Neutral Financial Holding Company Limited 2 8 10 80.00
804 NEW GALA SECURITIES COMPANY LIMITED 3 2 5 40.00 2004-02-02
805 NEW REGION SECURITIES COMPANY LIMITED 2 4 6 66.67
806 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 3 5 60.00
807 NEW TREND FUTURES LIMITED 3 21 24 87.50
808 Newedge Broker Hong Kong Limited 3 1 4 25.00
809 Newedge Broker Limited 2 21 23 91.30
810 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 1 0 1 0.00
811 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 0 3 0.00
812 Nezu Asia Capital Management Limited 2 1 3 33.33 2004-10-29
813 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 4 6 66.67
814 Nikko Asset Management Hong Kong Limited 2 2 4 50.00
815 Nittan Securities Asia Limited 2 2 4 50.00
816 Nomura Asia Investment (Hong Kong) Limited 2 51 53 96.23
817 Nomura Asset Management Hong Kong Limited 3 7 10 70.00
818 NOMURA INTERNATIONAL (HONG KONG) LIMITED 2 153 155 98.71
819 NOMURA SECURITIES (HONG KONG) LIMITED 2 12 14 85.71
820 NORMAN KONG SECURITIES COMPANY LIMITED 3 2 5 40.00 2004-07-15
821 NORTH SEA SECURITIES LIMITED 2 2 4 50.00
822 Northern Trust Company of Hong Kong Limited (The) 3 5 8 62.50
823 Nuada Limited 3 2 5 40.00 2004-01-15
824 OASIS INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
825 Oasis Management (Hong Kong) 2 0 2 0.00 2004-09-14
826 OCBC Futures Investment (Hong Kong) Limited 2 4 6 66.67
827 OCBC Securities Brokerage (Hong Kong) Limited 3 11 14 78.57
828 OCP Asia (Hong Kong) Limited 2 1 3 33.33 2004-09-03
829 Offshore Financial Consultants 1 0 1 0.00
830 OKACHI (HONG KONG) COMPANY LIMITED 1 16 17 94.12
831 OKACHI INVESTMENTS (HK) COMPANY LIMITED 2 23 25 92.00
832 OKASAN INTERNATIONAL (ASIA) LIMITED 4 10 14 71.43
833 ONE CHINA SECURITIES LIMITED 2 11 13 84.62 2004-03-01
834 OnePlatform Asset Management Limited 1 158 159 99.37
835 OnePlatform Securities Limited 2 30 32 93.75
836 OnePlatform Wealth Management Limited 2 0 2 0.00 2003-07-25
837 ONG PACIFIC CAPITAL LIMITED 1 0 1 0.00
838 ONSHINE SECURITIES LIMITED 3 12 15 80.00
839 oOo Securities (HK) Group Limited 2 0 2 0.00 2004-12-03
840 OP INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00 2004-02-18
841 Open Asset Management Limited 2 1 3 33.33
842 Open Securities Limited 3 16 19 84.21
843 OppenheimerFunds International Distributor Limited 2 1 3 33.33 2003-12-15
844 Optima Capital Limited 2 0 2 0.00
845 Oreana Financial Services Limited 2 3 5 60.00
846 ORIENT FINANCIAL SERVICES LIMITED 1 0 1 0.00
847 ORIENT SECURITIES LIMITED 2 10 12 83.33
848 ORIENTAL PATRON ASIA LIMITED 4 10 14 71.43
849 ORIENTAL PATRON SECURITIES LIMITED 2 9 11 81.82
850 Oriental Stocks & Shares (Investment) Co. 1 1 2 50.00
851 ORTUS CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2003-08-29
852 OSCAR BENSON LIMITED (HK) 1 2 3 66.67
853 Oshidori Corporate Finance Limited 1 1 2 50.00
854 Oshidori Securities Limited 3 8 11 72.73
855 OVERLOOK INVESTMENTS LIMITED 2 2 4 50.00
856 PACIFIC CHALLENGE CORPORATE FINANCE LIMITED 3 0 3 0.00
857 PACIFIC CHALLENGE FUTURES HONG KONG LIMITED 2 15 17 88.24
858 PACIFIC CHARTERED (ASIA) LIMITED 2 0 2 0.00
859 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2004-04-07
860 PACIFIC GROUP LIMITED (THE) 1 2 3 66.67
861 PACIFIC HAWK (HK) LIMITED 1 0 1 0.00
862 PACIFIC INNOVEST CORPORATE FINANCE LIMITED 1 1 2 50.00 2003-07-10
863 Pacific Sun Advisors Limited 1 0 1 0.00
864 PACIFIC WORLD ASSET MANAGEMENT LIMITED 2 13 15 86.67
865 PAK LEE STOCK COMPANY LIMITED 3 2 5 40.00
866 PAMA GROUP (HONG KONG) LIMITED 1 1 2 50.00
867 PANTHEON CAPITAL (ASIA) LIMITED 4 0 4 0.00
868 PANURGY LIMITED 2 0 2 0.00
869 PARIBAS ASIA EQUITY LIMITED 3 15 18 83.33
870 PARTNERS CAPITAL INTERNATIONAL LIMITED 8 5 13 38.46
871 PARTNERS CAPITAL SECURITIES LIMITED 2 0 2 0.00
872 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
873 PATTERSON FINANCIAL SERVICES LIMITED 2 11 13 84.62
874 PEACE TOWN FOREX LIMITED 4 32 36 88.89
875 PEACE TOWN FUND MANAGEMENT LIMITED 3 0 3 0.00
876 PEACE TOWN FUTURES LIMITED 5 12 17 70.59
877 PEAK CAPITAL LIMITED (b2004-03-30) 2 0 2 0.00 2004-10-28
878 PEGASUS FUND MANAGERS LIMITED 2 29 31 93.55
879 PERFECT ASSET MANAGEMENT LIMITED (HK) 1 7 8 87.50
880 PGIM (Hong Kong) Limited 2 2 4 50.00
881 PHILIPPA HUCKLE GROUP LIMITED (THE) 1 2 3 66.67
882 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 21 24 87.50
883 PHILLIP COMMODITIES (H.K.) LIMITED 3 204 207 98.55 2003-12-09
884 PHILLIP SECURITIES (HONG KONG) LIMITED 4 342 346 98.84
885 PHOENIX CAPITAL ASIA LIMITED 2 1 3 33.33
886 PHOENIX CAPITAL FUTURES LIMITED 3 2 5 40.00
887 PHOENIX CAPITAL SECURITIES LIMITED 3 7 10 70.00
888 PI INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
889 Pictet Asset Management (Hong Kong) Limited 4 0 4 0.00
890 PineBridge Investments Asia Limited 3 28 31 90.32
891 PineBridge Investments Hong Kong Limited 4 9 13 69.23
892 PIONEER ASSETS CONSULTANTS LIMITED 1 1 2 50.00
893 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 1 4 5 80.00
894 PIPER JAFFRAY ASIA FUTURES LIMITED 2 20 22 90.91 2004-02-13
895 PIPER JAFFRAY ASIA LIMITED 6 10 16 62.50
896 PIPER JAFFRAY ASIA SECURITIES LIMITED 3 33 36 91.67
897 Planetree Futures Limited 3 9 12 75.00
898 Planetree Securities Limited 3 19 22 86.36
899 PLATINUM BROKING COMPANY LIMITED 1 4 5 80.00
900 PLATINUM SECURITIES COMPANY LIMITED 1 4 5 80.00
901 PO KAY SECURITIES & SHARES COMPANY LIMITED 2 16 18 88.89
902 PO LEE SECURITIES LIMITED 2 5 7 71.43
903 PO SANG SECURITIES LIMITED 2 12 14 85.71
904 Polaris Capital (Asia) Limited 5 12 17 70.59
905 Polen Capital HK Limited 2 0 2 0.00
906 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
907 PPM VENTURES (ASIA) LIMITED 3 0 3 0.00
908 Prashant K. Trivedi 1 0 1 0.00
909 PRESIDENT SECURITIES (HONG KONG) LIMITED 3 1 4 25.00
910 PRESIDENT WEALTH MANAGEMENT (HONG KONG) LIMITED 1 0 1 0.00
911 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 6 6 12 50.00
912 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 1 1 2 50.00
913 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 1 3 33.33 2004-09-15
914 Prime Cdex Securities Limited 5 22 27 81.48
915 PRIME SECURITIES LIMITED (HK) 3 7 10 70.00
916 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 3 2 5 40.00
917 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 3 11 14 78.57
918 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 5 8 62.50
919 PRIVATE CAPITAL LIMITED 1 4 5 80.00
920 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
921 PROTECTIVE CAPITAL (INTERNATIONAL) LIMITED 2 8 10 80.00
922 PRUDENTIAL BROKERAGE LIMITED 2 90 92 97.83
923 PRUDENTIAL INDEX TRADING COMPANY LIMITED 1 37 38 97.37
924 Public Financial Securities Limited 2 4 6 66.67
925 Public Pacific Securities Limited 1 0 1 0.00
926 Public Securities Limited 2 4 6 66.67
927 PYRMONT WEALTH MANAGEMENT LIMITED 1 0 1 0.00
928 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 3 1 4 25.00
929 Quam Asset Management Limited (b1983-06-28) 3 2 5 40.00
930 Quam Capital Limited (b1994-08-04) 4 7 11 63.64
931 QUAM FUTURES LIMITED 2 20 22 90.91
932 Quam Securities Limited 3 42 45 93.33 2004-10-15
933 QUEST STOCKBROKERS (HK) LIMITED 2 4 6 66.67
934 Rakuten Securities Hong Kong Limited 2 20 22 90.91
935 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
936 RBC FUTURES SERVICES (ASIA) LIMITED 2 19 21 90.48
937 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 10 13 76.92
938 RBC INVESTMENT SERVICES (ASIA) LIMITED 2 31 33 93.94 2004-10-14
939 RBS Asia Corporate Finance Limited 4 43 47 91.49
940 RBS Asia Futures Limited 2 12 14 85.71
941 RBS Asia Securities (Hong Kong) Limited 6 36 42 85.71
942 RBS Securities (Far East) Limited 1 3 4 75.00
943 REALCHAMP ASSET MANAGEMENT LIMITED 1 2 3 66.67
944 REALINK FINANCIAL TRADE LIMITED 3 15 18 83.33 2003-09-25
945 Redford Asset Management Limited 2 1 3 33.33
946 REFCO FOREX LIMITED 2 9 11 81.82 2003-07-21
947 REGENT FINANCIAL SERVICES LIMITED 1 0 1 0.00
948 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 1 0 1 0.00
949 RESIDENTS SECURITIES LIMITED 1 1 2 50.00
950 REXCAPITAL (HONG KONG) LIMITED 2 1 3 33.33
951 REXCAPITAL FUTURES LIMITED 2 31 33 93.94
952 RG ASSET MANAGEMENT COMPANY LIMITED 5 2 7 28.57 2004-11-08
953 RHB CAPITAL HONG KONG LIMITED 2 5 7 71.43
954 RHB SECURITIES HONG KONG LIMITED 2 11 13 84.62
955 RICH PLEASURE SECURITIES LIMITED 2 3 5 60.00
956 Rich Union Securities (H.K.) Limited 1 3 4 75.00
957 RICHLAND WORLDWIDE LIMITED 2 0 2 0.00 2004-04-15
958 RICHMOND ASSET MANAGEMENT LIMITED (HK) 1 8 9 88.89
959 Rifa Securities Limited 1 7 8 87.50
960 RIMASIA CAPITAL PARTNERS (HONG KONG) LIMITED 1 0 1 0.00
961 ROCTEC FUTURES TRADING COMPANY LIMITED 2 6 8 75.00
962 ROCTEC INVESTMENT LIMITED 1 3 4 75.00
963 ROCTEC SECURITIES COMPANY LIMITED 2 6 8 75.00
964 ROOFER SECURITIES LIMITED 2 9 11 81.82
965 ROSA SECURITIES LIMITED 3 2 5 40.00
966 RPS INVESTMENT LIMITED 4 6 10 60.00
967 S. W. WOO AND COMPANY LIMITED 2 4 6 66.67
968 SA Capital Limited (HK) 1 0 1 0.00
969 SAGE ASSET MANAGEMENT (HK) LIMITED 3 0 3 0.00
970 SAGE CAPITAL LIMITED 2 0 2 0.00 2004-09-24
971 SAIL ADVISORS LIMITED 3 8 11 72.73 2004-05-17
972 Salisbury Securities 1 3 4 75.00
973 SAMSUNG ASSET MANAGEMENT (ASIA) LIMITED 1 0 1 0.00
974 SAMSUNG SECURITIES (ASIA) LIMITED 2 3 5 60.00
975 San Wan Yuan & Company 1 1 2 50.00
976 SANFULL SECURITIES LIMITED 5 47 52 90.38
977 SAR CAPITAL LIMITED (d2007-08-03) 1 0 1 0.00
978 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 3 38 41 92.68
979 SATTVA INVESTMENT ADVISORS LIMITED 3 0 3 0.00 2003-10-30
980 SBI China Capital Commodities Limited 2 14 16 87.50
981 SBI China Capital Financial Services Limited 2 11 13 84.62
982 SBI China Capital Securities Limited 5 25 30 83.33
983 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 31 37 83.78
984 SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LIMITED 2 0 2 0.00 2003-12-12
985 SCM CHINA LIMITED 2 1 3 33.33
986 SCOTIATRUST (ASIA) LIMITED 2 1 3 33.33
987 SDHG International Securities Limited 3 7 10 70.00
988 SDIC Securities International Financial Holdings Limited 3 30 33 90.91
989 SEABRIGHT ASSET MANAGEMENT LIMITED 4 2 6 33.33 2003-07-23
990 Seaga International 1 2 3 66.67
991 SEEKERS MARKETS LIMITED 3 11 14 78.57
992 SEI INVESTMENTS (EUROPE) LTD 0 4 4 100.00 2004-12-01
993 SELINA & CO. LIMITED (HK) 2 5 7 71.43
994 SG Asset Finance (Hong Kong) Limited 4 8 12 66.67 2003-10-02
995 SG ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00
996 SG SECURITIES (HK) LIMITED 6 44 50 88.00 2003-12-16
997 SHACOM FUTURES LIMITED 3 2 5 40.00
998 Shacom Securities Limited 2 13 15 86.67
999 Shang International Finance Limited 3 10 13 76.92
1000 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 2 4 50.00
1001 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 2 3 5 60.00
1002 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 2 1 3 33.33
1003 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 5 6 11 54.55
1004 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 4 71 75 94.67
1005 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 2 4 50.00
1006 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 5 108 113 95.58
1007 SHUI CHEUNG SECURITIES LIMITED 2 2 4 50.00
1008 SHUN HENG SECURITIES LIMITED 1 8 9 88.89
1009 SHUN LOONG CAPITAL LIMITED 1 3 4 75.00
1010 SHUN LOONG FOREX COMPANY LIMITED 3 38 41 92.68
1011 SHUN LOONG FUTURES LIMITED 3 43 46 93.48
1012 SHUN LOONG SECURITIES COMPANY LIMITED 4 84 88 95.45
1013 SIIC ASSET MANAGEMENT COMPANY LIMITED 3 0 3 0.00
1014 Silk Road International Capital Limited 1 0 1 0.00
1015 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
1016 SIMPLEX CAPITAL ASIA LIMITED 4 0 4 0.00 2003-09-04
1017 SIMPSON FINANCIAL LIMITED (HK) 1 0 1 0.00
1018 SINO CAPITAL SECURITIES LIMITED 1 22 23 95.65
1019 SINO GRADE SECURITIES LIMITED 2 7 9 77.78
1020 Sino-Rich Securities & Futures Limited 2 8 10 80.00
1021 SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED 2 2 4 50.00
1022 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 6 8 14 57.14
1023 SINOMAX SECURITIES LIMITED 2 4 6 66.67
1024 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 2 4 6 66.67
1025 SINOPAC FUTURES (ASIA) LIMITED 4 8 12 66.67
1026 SINOPAC SECURITIES (ASIA) LIMITED 6 47 53 88.68
1027 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 4 6 66.67
1028 SIU ON SECURITIES LIMITED 2 4 6 66.67
1029 SIU YIP COMMODITY LIMITED 3 4 7 57.14
1030 SKY WARD ASIA LIMITED 1 1 2 50.00
1031 SKY WARD GLOBAL MANAGEMENT LIMITED 1 1 2 50.00
1032 SMBC Nikko Securities (Hong Kong) Limited 3 6 9 66.67
1033 SOEN TAK SECURITIES COMPANY LIMITED 4 1 5 20.00
1034 SOFAER GLOBAL RESEARCH (HK) LIMITED 1 1 2 50.00
1035 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1036 SOLID KING SECURITIES LIMITED 2 8 10 80.00
1037 Soo Pei Shao & Company 1 8 9 88.89
1038 Soo Pui Chen & Company 1 2 3 66.67
1039 SOUTH CHINA CAPITAL LIMITED 3 12 15 80.00
1040 SOUTH CHINA COMMODITIES LIMITED 3 70 73 95.89
1041 SOUTH CHINA RESEARCH LIMITED 1 5 6 83.33
1042 SOUTH CHINA SECURITIES LIMITED 3 88 91 96.70
1043 SOUTH OCEAN MANAGEMENT LIMITED 1 0 1 0.00
1044 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 2 12 14 85.71
1045 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 2 32 34 94.12
1046 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 3 3 6 50.00
1047 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 4 70 74 94.59
1048 SPARX Asia Investment Advisors Limited 3 6 9 66.67 2004-04-20
1049 SPDB International Holdings Limited 2 0 2 0.00
1050 SPLENDOR GLOBAL INVESTMENTS LIMITED 1 4 5 80.00
1051 SPS COMMODITIES LIMITED 1 7 8 87.50
1052 SPS INVESTMENT SERVICES LIMITED 1 0 1 0.00
1053 SPS SECURITIES LIMITED 4 13 17 76.47
1054 SSAL FINANCE & INVESTMENT LIMITED 1 0 1 0.00
1055 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 4 6 66.67 2004-02-05
1056 St. James's Place (Hong Kong) Limited 1 7 8 87.50
1057 STANDARD & POOR'S, LLC 2 7 9 77.78
1058 Standard Chartered Securities (Hong Kong) Limited 9 27 36 75.00
1059 Standard Commodities (Asia) Limited 1 4 5 80.00
1060 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 0 2 0.00
1061 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 4 11 15 73.33
1062 STANHILL (HONG KONG) LIMITED 7 7 14 50.00
1063 STAR SECURITIES LIMITED (d2009-10-02) 1 3 4 75.00
1064 STATE STREET GLOBAL ADVISORS ASIA LIMITED 2 19 21 90.48
1065 Stellar Securities Limited 2 1 3 33.33
1066 STOCKWELL COMMODITIES LIMITED 1 1 2 50.00
1067 STOCKWELL ONLINE (SECURITIES) LIMITED 2 0 2 0.00
1068 STOCKWELL SECURITIES LIMITED 3 26 29 89.66
1069 STRATEGIC OPTIONS INVESTMENT ADVISORS LIMITED 2 0 2 0.00
1070 Success Futures and Foreign Exchange Limited 2 6 8 75.00
1071 Success Power Investment Advisory Limited 1 0 1 0.00
1072 Success Securities Limited 3 18 21 85.71
1073 SUEZ ASIA HOLDINGS (HONG KONG) LIMITED 1 2 3 66.67
1074 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33
1075 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 2 4 6 66.67
1076 SUN GROWTH SECURITIES LIMITED 2 16 18 88.89
1077 Sun Life Financial Asia Services Limited 2 18 20 90.00
1078 Sun Life Hong Kong Limited 1 359 360 99.72
1079 SUN RAISE CAPITAL LIMITED 2 2 4 50.00
1080 SUN TAI CHEUNG CREDITS LIMITED 1 1 2 50.00
1081 SUN'S FUTURE LIMITED 4 4 8 50.00
1082 Sunline Prosticks Financial Solutions Limited 1 1 2 50.00
1083 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
1084 Sunrise Investment Company 1 7 8 87.50
1085 Sunwah Kingsway Leasing and Finance Limited 3 13 16 81.25
1086 Superfund Financial (Hong Kong) Limited 1 3 4 75.00
1087 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 1 0 1 0.00
1088 SYZ Asset Management (Asia) Limited 2 4 6 66.67 2004-07-27
1089 Szehope & Company 1 2 3 66.67
1090 T & F RESEARCH LIMITED 2 2 4 50.00
1091 T G HOLBORN (HK) LIMITED 2 58 60 96.67
1092 T G SECURITIES LIMITED 2 2 4 50.00
1093 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1094 T. ROWE PRICE INTERNATIONAL, INC. 2 8 10 80.00
1095 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1096 Tai Chuen Securities Co. 1 1 2 50.00
1097 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
1098 TAI FUNG SECURITIES LIMITED 2 4 6 66.67
1099 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
1100 TAI SHING STOCK INVESTMENT CO. LIMITED 4 15 19 78.95
1101 TAI TAK SECURITIES (ASIA) LIMITED 2 15 17 88.24
1102 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 33.33
1103 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
1104 TAIFAIR FUTURES LIMITED 2 3 5 60.00
1105 TAIFAIR SECURITIES LIMITED 4 9 13 69.23
1106 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 2 3 5 60.00
1107 Taiping Securities (HK) Co Limited 5 30 35 85.71
1108 TAK FUNG COMMODITIES LIMITED 1 0 1 0.00
1109 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 2 5 40.00
1110 TANG KEE SECURITIES LIMITED 2 4 6 66.67
1111 TANG PING KONG LIMITED 3 9 12 75.00
1112 TARZAN STOCK & SHARES LIMITED 3 8 11 72.73
1113 TAT LEE SECURITIES COMPANY LIMITED 3 12 15 80.00
1114 TC Investment Management (Asia) Limited 2 4 6 66.67
1115 TCW ASIA LIMITED 1 0 1 0.00
1116 TELOS CAPITAL & RISK MANAGEMENT LIMITED 1 1 2 50.00
1117 TEMPLETON ASSET MANAGEMENT LTD 3 13 16 81.25
1118 Templewater Hong Kong Limited 2 4 6 66.67
1119 Ten & Ten Securities Company 0 1 1 100.00
1120 Tensant Securities Limited 2 2 4 50.00 2004-08-25
1121 THATCHER GLOBAL CAPITAL LIMITED 1 0 1 0.00
1122 THE PRUDENTIAL ASSURANCE COMPANY LIMITED 0 137 137 100.00
1123 THING ON SECURITIES LIMITED 2 6 8 75.00
1124 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 1 2 3 66.67
1125 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 3 26 29 89.66 2003-09-24
1126 TIAN YUAN FINANCE LIMITED 2 2 4 50.00
1127 TIFFIT SECURITIES (HONG KONG) LIMITED 4 4 8 50.00
1128 TIMES SECURITIES COMPANY LIMITED 2 14 16 87.50
1129 TIS SECURITIES (HK) LIMITED 6 13 19 68.42
1130 TISCO SECURITIES HONG KONG LIMITED 1 11 12 91.67
1131 TMT FINANCIAL SERVICES LIMITED (d2014-10-11) 1 1 2 50.00
1132 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 5 7 71.43
1133 Tokio Marine Investment Services, Limited 2 0 2 0.00
1134 TOPMORE COMMODITIES LIMITED 3 12 15 80.00
1135 Towers Watson Hong Kong Limited 1 1 2 50.00
1136 TOYO SECURITIES ASIA LIMITED 2 7 9 77.78
1137 TRANS JOY SECURITIES LIMITED 3 8 11 72.73
1138 TRANSPAC CAPITAL LIMITED 2 3 5 60.00
1139 TRIBRIDGE INVESTMENT PARTNERS LIMITED 1 4 5 80.00
1140 TRIGON ADVISERS (HONG KONG) LIMITED 2 0 2 0.00
1141 TRIO EQUITY DERIVATIVES (HONG KONG) LIMITED 2 0 2 0.00 2004-12-31
1142 TRUTH SECURITIES LIMITED 4 1 5 20.00
1143 TSE'S SECURITIES LIMITED 2 48 50 96.00
1144 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 10 14 71.43
1145 TT INTERNATIONAL (HONG KONG) LIMITED 3 3 6 50.00 2004-06-04
1146 Tung Shing Futures (Brokers) Limited 2 88 90 97.78
1147 Tung Shing Securities (Brokers) Limited 4 371 375 98.93
1148 Tung Shun & Company 1 3 4 75.00
1149 TUNG TAI ASSET MANAGEMENT LIMITED 2 2 4 50.00
1150 TUNG TAI SECURITIES COMPANY LIMITED 3 9 12 75.00
1151 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 3 5 60.00
1152 TUNG WUI SECURITIES CO., LIMITED 2 0 2 0.00
1153 TVC MANAGEMENT LIMITED 1 0 1 0.00
1154 TVG CAPITAL PARTNERS LIMITED 2 6 8 75.00
1155 Tyche Group Limited 2 16 18 88.89
1156 UBS Asset Management (Hong Kong) Limited 3 6 9 66.67
1157 UBS DERIVATIVES HONG KONG LIMITED 4 16 20 80.00
1158 UBS SECURITIES ASIA LIMITED 12 151 163 92.64
1159 UBS SECURITIES HONG KONG LIMITED 6 21 27 77.78
1160 UKFP (Asia) HK Limited 2 3 5 60.00
1161 UNI-ALPHA FUTURES LIMITED 2 4 6 66.67
1162 UNI-ALPHA SECURITIES LIMITED 2 5 7 71.43
1163 UNICORN SECURITIES COMPANY LIMITED 2 5 7 71.43
1164 Union Securities Co 1 1 2 50.00
1165 UNITED CAPITAL LIMITED 1 0 1 0.00
1166 UNITED GAIN INVESTMENT LIMITED 2 0 2 0.00 2003-08-07
1167 United Securities Limited (HK) 1 4 5 80.00
1168 UNITED SIMSEN FOREX DEALERS LIMITED 4 35 39 89.74
1169 UNITED WORLD ONLINE LIMITED 2 2 4 50.00 2004-11-02
1170 UNITED WORLD SECURITIES (INTERNATIONAL) LIMITED 2 2 4 50.00
1171 UOB ASIA (HONG KONG) LIMITED 3 7 10 70.00
1172 UOB FINANCE (H.K.) LIMITED 1 1 2 50.00
1173 UOB KAY HIAN (HONG KONG) LIMITED 6 188 194 96.91
1174 UOB KAY HIAN ASIA LIMITED 3 4 7 57.14
1175 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 3 108 111 97.30
1176 UPBEST ASSETS MANAGEMENT LIMITED 2 1 3 33.33
1177 UPBEST COMMODITIES COMPANY LIMITED 2 9 11 81.82
1178 UPBEST INVESTMENT COMPANY LIMITED 2 2 4 50.00
1179 UPBEST SECURITIES COMPANY LIMITED 4 31 35 88.57
1180 VALUE PARTNERS LIMITED 3 12 15 80.00
1181 Value Partners Private Equity Limited 1 2 3 66.67
1182 VANHEEL MANAGEMENT LIMITED 2 0 2 0.00
1183 Vantum Futures Limited 2 2 4 50.00
1184 VC BROKERAGE LIMITED 4 75 79 94.94
1185 VC CAPITAL LIMITED 4 4 8 50.00
1186 VC International Asset Management Limited 2 1 3 33.33
1187 VC INTERNATIONAL TRADING LIMITED 4 47 51 92.16
1188 VENHOUSE WEALTH MANAGEMENT LIMITED 3 2 5 40.00 2004-05-19
1189 VERCAP Financial Services Limited 2 3 5 60.00
1190 VICTORIA CAPITAL LIMITED (HK) 2 0 2 0.00
1191 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 1 3 33.33
1192 VICTORY SECURITIES COMPANY LIMITED 3 19 22 86.36
1193 VIETNAM FUND MANAGEMENT COMPANY LIMITED 1 0 1 0.00
1194 Virtu ITG Hong Kong Limited 2 9 11 81.82
1195 Vision Capital Investment Management Limited 4 13 17 76.47 2003-12-17
1196 VISION FINANCE (CAPITAL) LIMITED 1 0 1 0.00
1197 VISION FINANCE (SECURITIES) LIMITED 2 2 4 50.00
1198 VMS Securities Limited 1 5 6 83.33
1199 W.S. LAU & ASSOCIATES LIMITED 1 0 1 0.00
1200 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1201 WAG FINANCIAL SERVICES GROUP LIMITED 3 1 4 25.00
1202 WAH SANG SECURITIES LIMITED 2 3 5 60.00
1203 WAH THAI SECURITIES LIMITED 3 2 5 40.00
1204 WAI FAT SECURITIES LIMITED 2 3 5 60.00
1205 WAI MAN STOCK & SHARES COMPANY LIMITED 2 2 4 50.00
1206 WALCO SECURITIES LIMITED 1 1 2 50.00
1207 WALDEN TECHNOLOGY MANAGEMENT (H.K.) LIMITED 1 3 4 75.00
1208 Wanhai Securities (HK) Limited 3 4 7 57.14
1209 WARD FERRY MANAGEMENT LIMITED 2 9 11 81.82
1210 Waton Securities International Limited 4 7 11 63.64
1211 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1212 Welform Investors Company 1 4 5 80.00
1213 Well Link International Securities Limited 1 21 22 95.45
1214 WELLAM INVESTMENT LIMITED 2 0 2 0.00
1215 WELLCHAMP CAPITAL LIMITED 2 1 3 33.33
1216 WELLFULL SECURITIES COMPANY LIMITED 5 18 23 78.26
1217 Wellington Management Hong Kong Limited (b2003-01-02) 2 3 5 60.00 2003-09-18
1218 WHARTON INVESTMENT ADVISORS LIMITED 2 2 4 50.00
1219 WHEELOCK CHATFIELD LIMITED 1 0 1 0.00
1220 WHOLE WIN SECURITIES LIMITED 2 7 9 77.78
1221 WILBY SECURITIES LIMITED 2 4 6 66.67
1222 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 4 6 66.67
1223 Win Securities Limited 2 4 6 66.67
1224 WIN WONG SECURITIES LIMITED 2 25 27 92.59
1225 WINFULL SECURITIES LIMITED 3 21 24 87.50
1226 WING FAT SECURITIES LIMITED 3 9 12 75.00
1227 WING FUNG SECURITIES LIMITED 3 5 8 62.50
1228 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 6 8 75.00
1229 WING ON CHEONG SECURITIES COMPANY LIMITED 4 19 23 82.61
1230 WING ON SECURITIES LIMITED 2 7 9 77.78
1231 WING SANG SECURITIES COMPANY LIMITED 4 11 15 73.33
1232 WING TAK SECURITIES LIMITED 2 0 2 0.00
1233 WING YEE SECURITIES COMPANY LIMITED 3 11 14 78.57
1234 WING YIP COMPANY LIMITED (d2012-03-15) 2 2 4 50.00
1235 WINGS SECURITIES (HK) LIMITED 2 39 41 95.12
1236 WINLAND WEALTH MANAGEMENT LIMITED 1 3 4 75.00
1237 Winner International Securities Limited 4 18 22 81.82
1238 Winning & Company 1 1 2 50.00
1239 WINNINGTON CAPITAL LIMITED 1 0 1 0.00
1240 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
1241 WINTECH SECURITIES LIMITED 4 17 21 80.95
1242 WINTONE SECURITIES LIMITED 2 2 4 50.00 2004-02-16
1243 Wisetrade Securities Limited 3 10 13 76.92
1244 WM (HK) Limited 2 845 847 99.76
1245 WO FUNG SECURITIES COMPANY LIMITED 2 13 15 86.67
1246 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 4 6 66.67
1247 WOCOM INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
1248 WOCOM LIMITED (HK) 4 26 30 86.67
1249 WOCOM SECURITIES LIMITED 4 34 38 89.47
1250 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 1 1 2 50.00
1251 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 5 7 71.43 2003-05-23
1252 WORLDWIDE BROKERAGE LIMITED 2 1 3 33.33
1253 WTV GLOBAL INVESTMENTS MANAGEMENT LIMITED 1 0 1 0.00
1254 Xeram and Company (Asia) Limited 3 0 3 0.00 2003-12-19
1255 XINHUA INVESTMENT GROUP HONG KONG LIMITED 1 2 3 66.67
1256 Y. S. Law & Co. 1 0 1 0.00
1257 YAN YAN INVESTMENT LIMITED 2 11 13 84.62
1258 YARDLEY FINANCE LIMITED 1 0 1 0.00
1259 YARDLEY SECURITIES LIMITED 2 3 5 60.00
1260 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
1261 YF FUTURES COMPANY LIMITED 3 2 5 40.00
1262 YF Life Investors Limited 2 9 11 81.82 2004-08-30
1263 YF SECURITIES COMPANY LIMITED 6 7 13 53.85
1264 YICKO INVESTMENT CONSULTANTS & MANAGEMENT LIMITED 3 0 3 0.00
1265 YICKO SECURITIES LIMITED 3 15 18 83.33
1266 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1267 YING WAH SECURITIES COMPANY LIMITED 2 8 10 80.00
1268 YU MING INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
1269 YU ON COMMODITIES COMPANY LIMITED 2 1 3 33.33
1270 YU ON SECURITIES COMPANY LIMITED 2 16 18 88.89
1271 Yuanta Asia Investment (Hong Kong) Limited 10 29 39 74.36 2003-08-13
1272 Yuanta Securities (Hong Kong) Company Limited 2 2 4 50.00
1273 YUE XIU FUTURES COMPANY LIMITED 3 3 6 50.00
1274 YUE XIU SECURITIES COMPANY LIMITED 4 4 8 50.00
1275 YUEXING SECURITIES COMPANY LIMITED 4 12 16 75.00
1276 Yunfeng Financial Markets Limited 3 10 13 76.92
1277 ZHONGRONG PT FINANCE LIMITED 3 0 3 0.00
1278 ZHONGRONG PT SECURITIES LIMITED 5 23 28 82.14
1279 Zijing Capital Limited 3 3 6 50.00 2003-05-07
1280 ZURICH ADVISORY (HK) LIMITED 2 258 260 99.23
1280 Average 2.63 17.50 20.12 86.94

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