UBS SECURITIES HONG KONG LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2004 |
⚥ | Role | From | Until | |
---|---|---|---|---|---|---|
1 | Au, Alexander Pak Cheung 區柏祥 | 28 | M | Rep | 2004-05-18 | 2008-03-11 |
2 | Beshke, Clarence John | M | RO | 2010-03-18 | ||
3 | Blackburn, Andrew James (SFC:AJE473) | M | Rep | 2003-09-29 | 2003-12-10 | |
4 | Chan, Brian Hon Kei 陳漢基 | M | Rep | 2004-04-15 | 2009-04-22 | |
5 | Chao, Benjamin Sze Chung 趙思聰 | M | Rep | 2004-06-25 | 2006-10-04 | |
6 | Cheng, Jimmy Min Tat 鄭勉達 | M | RO | 2007-04-28 | ||
7 | Chu, Peter | M | Rep | 2004-08-06 | 2007-02-23 | |
8 | Fok, Ronald King Man 霍敬文 | 27 | M | Rep | 2016-12-18 | |
9 | Ho, Alan To 何鍍 | M | Rep | 2004-03-12 | ||
10 | Ho, Diana Pui Kwan 何佩君 | F | Rep | 2011-10-18 | ||
11 | Ho, Kwok Chung (SFC:AAB905) 何國仲 | Rep | 2008-05-07 | |||
12 | Ho, Tsz Leung 何子樑 | Rep | 2003-09-02 | 2016-12-18 | ||
13 | Hong, Shaw-Shiun 洪紹勛 | Rep | 2004-08-20 | 2009-04-22 | ||
14 | Hsu, Karen Chia Lin 徐嘉琳 | F | Rep | 2004-02-23 | ||
15 | Kwan, Sing Yuen 關承遠 | Rep | 2016-12-18 | |||
16 | Lai, Wing Yi 黎詠儀 | Rep | 2003-05-30 | |||
17 | Lam, Hu Yang 林曉陽 | Rep | 2006-09-16 | |||
18 | Lau, Marcus Chi Chiu 劉志超 | M | Rep | 2006-06-08 | ||
19 | Law, Wendy Wing Chi 羅穎芝 | F | Rep | 2005-06-13 | ||
20 | Lee, Hyun Jae (SFC:AHN694) 李賢宰 | Rep | 2007-04-19 | |||
21 | Lee, Samuel Man Fat 李萬發 | 35 | M | Rep | 2004-12-03 | 2009-09-05 |
22 | Lee, Simon Chun Kit 李俊傑 | 28 | M | Rep | 2009-04-22 | |
23 | McQueen, Lee Michael | M | Rep | 2004-01-09 | ||
RO | 2004-01-09 | 2005-05-10 | ||||
24 | Melwani, Rajesh Ramesh (SFC:AEU252) | M | Rep | 2010-01-26 | ||
25 | Ng, Kai Yan 吳啟仁 | Rep | 2012-10-25 | |||
26 | Poon, Ming Pui 潘明培 | M | RO | 2005-03-30 | ||
27 | Saunders, Scott Antony | M | RO | 2005-10-27 | ||
28 | Saxvik, Eric Bradley | M | Rep | 2005-03-07 | ||
29 | Sum, Hing Man 岑慶文 | Rep | 2014-04-11 | |||
30 | Tse, Jaff Ka Wai 謝家威 | Rep | 2003-04-10 | |||
31 | Wong, Ronald Kwok Kit 黃國傑 | M | Rep | 2003-06-18 | ||
32 | Wong, Stephen (SFC:AJO207) 黃錦豪 | M | Rep | 2004-03-19 | 2008-04-30 | |
33 | Yu, Jason Wah Chiu 余華超 | M | RO | 2005-03-24 |
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