LEHMAN BROTHERS ASIA LIMITED 美國雷曼兄弟亞洲投資有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2004 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Aldeen, Chihiro | Rep | 2008-09-29 | |||
| 2 | Alexander, Charles Alan Heathcote | 47 | M | Rep | 2004-10-12 | 2004-12-21 |
| RO | 2004-12-21 | 2008-02-01 | ||||
| 3 | Andrew, Simon Malcolm | M | Rep | 2004-05-24 | 2006-02-22 | |
| 4 | Au, Stephen Wai Ming 區偉明 | M | Rep | 2005-09-10 | ||
| 5 | Au, Tin Wai 區天偉 | Rep | 2004-05-15 | 2006-07-06 | ||
| 6 | Bacchus, Timothy Mustapha | M | Rep | 2003-09-19 | 2005-10-21 | |
| 7 | Bakst, David S | M | Rep | 2004-07-15 | ||
| 8 | Bhattal, Jasjit Singh | RO | 2008-09-29 | |||
| 9 | Bihani, Sundeep | Rep | 2004-06-24 | 2008-03-31 | ||
| 10 | Bowmer Iii, William Sterett | M | Rep | 2004-07-23 | ||
| 11 | Chan, Alison May Wun Sheung 陳韻湘 | F | Rep | 2005-04-30 | ||
| 12 | Chan, Angello Kam Chi 陳錦池 | Rep | 2004-05-21 | |||
| 13 | Chan, Gigi Sau Chi 陳秀沚 | Rep | 2004-03-26 | 2005-09-12 | ||
| 14 | Chan, Kelvin Chun Kei 陳俊祺 | M | Rep | 2006-04-27 | ||
| 15 | Chan, Shirley Mei Fung 陳美鳳 | F | Rep | 2008-09-29 | ||
| 16 | Chang, Esther Koon Kwun 張冠羣 | F | Rep | 2004-03-31 | 2005-04-07 | |
| 17 | Chen, Junyu (1965) 陳軍余 | 39 | M | Rep | 2004-04-26 | 2007-06-19 |
| 18 | Chen, Scott | M | Rep | 2008-09-29 | ||
| 19 | Chen, Wei (SFC:AHC346) 陳蔚 | Rep | 2006-04-10 | |||
| 20 | Cheung, Edward Tze Loong 張澤龍 | M | Rep | 2004-08-06 | 2006-04-20 | |
| 21 | Cheung, Loretta Lai Man 張麗雯 | F | Rep | 2008-09-29 | ||
| 22 | Chu, Ian Chi Ho 朱智豪 | M | Rep | 2004-06-25 | 2005-06-02 | |
| 23 | Chu, Wai Ping (SFC:ALI396) 朱惠萍 | Rep | 2004-10-20 | 2005-05-06 | ||
| 24 | Chua, Yu Min | Rep | 2005-08-12 | |||
| 25 | Chwei, Mein Sze 徐敏思 | Rep | 2004-02-18 | 2006-04-21 | ||
| 26 | Cielinski, Mark Alan | M | Rep | 2008-09-29 | ||
| 27 | Clark, David John (SFC:AFE954) | M | Rep | 2003-06-16 | ||
| 28 | Co, Liza Yap | Rep | 2005-04-20 | |||
| 29 | Cooper, Kenneth Allen | M | Rep | 2003-05-19 | ||
| 30 | Corry, Nicolas Daniel | M | Rep | 2004-05-17 | 2006-02-02 | |
| 31 | Croft, Ian Richard | M | Rep | 2003-10-13 | 2008-09-29 | |
| 32 | Dian, Wei 賃薇 | Rep | 2004-06-11 | 2005-01-21 | ||
| 33 | Dominick, Frank | M | Rep | 2003-10-24 | 2005-02-02 | |
| 34 | Donohugh, William Hugh McGregor 唐威林 | M | Rep | 2004-04-15 | ||
| 35 | Dubois-Phillips, Jonathan Edward | M | Rep | 2004-03-09 | 2006-07-01 | |
| 36 | Egliskis, David Walter | M | Rep | 2003-12-08 | 2007-07-07 | |
| 37 | Fletcher, Luke (SFC:AIL062) | M | Rep | 2004-09-13 | 2006-02-07 | |
| 38 | Freeman, Daniel Marc | M | Rep | 2003-07-16 | ||
| 39 | Fung, Eugene Yui Hang 馮睿恆 | M | Rep | 2004-03-15 | 2008-09-13 | |
| 40 | Gao, Hui (SFC:AKP556) 高暉 | Rep | 2004-05-18 | 2008-03-18 | ||
| 41 | Ge, Ning (SFC:ALC812) 葛宁 | Rep | 2004-08-20 | 2007-11-28 | ||
| 42 | Ghia, Manish Hasmukh | Rep | 2004-02-09 | 2007-03-19 | ||
| 43 | Gordon, Thomas Lee Jr. | M | Rep | 2003-12-01 | 2004-03-01 | |
| 44 | Gu, Huaiyu 谷懷雨 | Rep | 2004-11-11 | 2008-09-29 | ||
| 45 | Gupta, Ashutosh (SFC:AJE577) | Rep | 2003-11-26 | 2008-09-29 | ||
| 46 | Harris, David Anthony (SFC:ADZ065) | M | Rep | 2003-11-21 | 2004-02-21 | |
| 47 | Harris, Jonathan Howe | M | Rep | 2003-12-09 | 2005-07-04 | |
| 48 | Hellawell Iii, George Alan | M | Rep | 2005-07-20 | ||
| 49 | Highfield, Tucker Montana | Rep | 2003-04-16 | 2004-05-25 | ||
| 50 | Hindle, Leon Miller | M | Rep | 2008-09-29 | ||
| 51 | Ho, Kelvin Teik Chye | M | Rep | 2008-09-29 | ||
| 52 | Ho, Simon Tak Leung 何德亮 | M | Rep | 2003-06-17 | 2004-04-19 | |
| 53 | Holt, Sue Lin | F | Rep | 2004-02-18 | 2008-09-29 | |
| 54 | Hsi, Han Pin 許翰斌 | Rep | 2004-09-27 | 2007-03-01 | ||
| 55 | Hui, Kei Man 許紀文 | Rep | 2004-09-17 | 2007-05-01 | ||
| 56 | Hui, Serena Siying 許世瑛 | F | Rep | 2004-07-30 | ||
| 57 | Hussain, Yasmin (SFC:ALF303) | Rep | 2004-09-06 | 2008-09-29 | ||
| 58 | Karoonyavanich, Anuruk | Rep | 2005-10-20 | |||
| 59 | Kaye, Patrick Jon | M | Rep | 2004-09-22 | 2008-09-29 | |
| 60 | Kee, Tang Seng | Rep | 2003-08-20 | 2006-04-10 | ||
| 61 | Kim, Ik Soo | Rep | 2004-08-31 | |||
| 62 | Kuo, Lun-Hung Reynold 郭倫宏 | Rep | 2003-05-30 | |||
| 63 | Kwok, Leung | Rep | 2003-04-23 | 2004-04-06 | ||
| 64 | Lam, Ada Lok Yee 林洛宜 | F | Rep | 2003-05-02 | ||
| Rep | 2004-05-14 | 2007-02-15 | ||||
| 65 | Lam, David Tai Yuen 林大源 | M | Rep | 2006-03-28 | ||
| 66 | Lam, Jimmy Chun Kwok 林振國 | M | Rep | 2004-10-19 | 2005-01-17 | |
| 67 | Lance, Robert Waldo | M | Rep | 2003-04-23 | 2003-06-03 | |
| RO | 2003-06-03 | 2006-02-24 | ||||
| 68 | Lau, Bernard Yu Kwan 劉宇鈞 | M | Rep | 2008-09-29 | ||
| 69 | Lau, Jasper Kit Yee 劉潔怡 | Rep | 2004-06-21 | 2004-09-03 | ||
| 70 | Lau, Kenneth (SFC:AFI835) 劉皓之 | 29 | M | Rep | 2006-02-15 | |
| 71 | Lau, Lik Alaric 劉力 | Rep | 2008-09-29 | |||
| 72 | Laungani, Neel Vishnu | Rep | 2004-12-20 | |||
| RO | 2004-12-20 | 2008-09-29 | ||||
| 73 | Lee, Chun Wah (SFC:AFR066) 李俊華 | Rep | 2003-11-17 | |||
| 74 | Lee, Edward Yuan Tse 李淵智 | M | Rep | 2005-01-05 | ||
| 75 | Lee, Jae Young (SFC:AKP354) 李在英 | Rep | 2004-05-17 | 2005-01-01 | ||
| 76 | Lee, Myung Won 李明遠 | Rep | 2004-07-20 | 2007-07-04 | ||
| 77 | Lee, Seo Kyong 李瑞景 | Rep | 2004-02-27 | |||
| 78 | Lee, Wang Kwong 李泓廣 | Rep | 2004-08-20 | 2008-09-23 | ||
| 79 | Leo, Peck Chao 梁弼釗 | Rep | 2003-10-24 | 2004-02-18 | ||
| 80 | Leung, Amy Ming Yee 梁鳴儀 | F | Rep | 2005-10-05 | ||
| 81 | Leung, Jenkin Ching Kei 梁正己 | 40 | M | Rep | 2004-08-16 | 2004-10-13 |
| RO | 2004-10-13 | 2005-07-28 | ||||
| 82 | Li, Yvonne Yee Yean 李宜然 | F | Rep | 2004-06-16 | 2008-03-11 | |
| 83 | Lim, Edmund Kim San 林金山 | M | Rep | 2003-11-07 | 2008-09-29 | |
| 84 | Lim, Hwee Ghee 林慧儀 | Rep | 2007-10-11 | |||
| 85 | Lin, Chao-Hua 林超驊 | Rep | 2004-11-11 | 2008-09-29 | ||
| 86 | Liu, Hong (SFC:AKV057) 劉洪 | Rep | 2004-06-16 | 2005-05-20 | ||
| 87 | Liu, Kate Kit Yee 廖潔儀 | F | Rep | 2003-06-16 | 2008-09-29 | |
| 88 | Liu, Shao Li 劉曉黎 | Rep | 2004-03-02 | |||
| 89 | Low, Kenneth Meng Ee | M | Rep | 2003-10-22 | 2006-08-14 | |
| 90 | Ma, Yue (SFC:ALB800) 馬越 | Rep | 2004-08-09 | 2006-07-15 | ||
| 91 | Mahadevan, Suresh Ayodya | Rep | 2003-08-06 | 2005-05-20 | ||
| 92 | Mak, Marian Yuen Man 麥沅雯 | F | Rep | 2007-04-10 | ||
| 93 | Mar, Johnson | M | RO | 2008-09-29 | ||
| 94 | McCaughey, James Duncan | M | Rep | 2004-10-18 | 2005-04-07 | |
| 95 | McGrath, William Jude 馬格比利 | M | RO | 2005-08-23 | ||
| 96 | McKeever, Stephen James | M | Rep | 2006-02-07 | ||
| 97 | Milliken, Peter James | M | Rep | 2008-02-01 | ||
| 98 | Mou, Alex Xinghai | Rep | 2003-08-15 | 2004-09-01 | ||
| 99 | Myong, Chun Hyong | Rep | 2005-02-02 | |||
| 100 | Ng, Jessica Sze Man 吳詩敏 | F | Rep | 2003-06-30 | ||
| 101 | Ng, Mei Fun 吳美芬 | Rep | 2003-10-07 | |||
| 102 | Ng, Virginia Suk Yin 吳淑燕 | F | Rep | 2003-10-13 | 2004-04-15 | |
| 103 | Ngan, Bronson Lawrence | M | Rep | 2005-02-15 | ||
| 104 | Nirmalananda, Logan Siva | Rep | 2004-03-19 | 2007-05-14 | ||
| 105 | O'Connor, Brian Michael | M | RO | 2005-06-03 | ||
| 106 | O'Meara, Christopher James Sidney | M | Rep | 2003-04-24 | 2005-04-27 | |
| 107 | Oh, Seung Joo 吳昇宙 | Rep | 2004-11-01 | 2005-06-17 | ||
| 108 | Page, Keith Emery | M | Rep | 2004-07-26 | 2004-08-25 | |
| 109 | Paine, David L | M | Rep | 2008-09-29 | ||
| 110 | Pamulapati, Lalit Chandra Choudary | Rep | 2006-07-20 | |||
| 111 | Pang, Eric Kwok Lik 彭國力 | M | Rep | 2004-11-01 | 2008-09-29 | |
| 112 | Park, Sung Wan 朴性玩 | Rep | 2006-03-26 | |||
| 113 | Penton, Dominic Jon (SFC:ABM263) | M | RO | 2003-09-04 | ||
| Rep | 2003-09-10 | 2004-03-15 | ||||
| RO | 2004-03-15 | 2005-05-05 | ||||
| 114 | Perrett, Adam Nicholas 龐立德 | M | Rep | 2004-05-14 | 2005-01-10 | |
| 115 | Quan, Hong 全弘 | Rep | 2004-05-10 | |||
| 116 | Quan, Qiang 全強 | 31 | M | Rep | 2003-10-28 | |
| 117 | Ryan, Jonathan David (SFC:AGX020) | M | Rep | 2004-05-03 | 2008-09-29 | |
| 118 | Ryoo, Hee Jung 柳希姃 | Rep | 2003-12-09 | 2004-05-21 | ||
| 119 | Sargeant, Pierre Gregory | M | Rep | 2004-01-13 | 2004-09-03 | |
| 120 | Sheng, Wei-Ting 盛薇庭 | Rep | 2004-04-19 | 2005-10-05 | ||
| 121 | Shin, Ju Young | Rep | 2003-10-13 | 2006-03-10 | ||
| 122 | Siazon, Ken I | M | Rep | 2003-05-30 | ||
| 123 | Sibia, Ranjeet Singh | Rep | 2004-12-06 | |||
| 124 | Sng, Sharon Mei-Yin | F | Rep | 2003-07-16 | ||
| 125 | Sun, Lu (SFC:AGF426) 孫璐 | Rep | 2007-03-02 | |||
| 126 | Sweeney, Kirk Chester | M | RO | 2008-09-29 | ||
| 127 | Sykes, Joel Alexander Hugh | M | Rep | 2004-07-15 | ||
| 128 | Tai, Ming Zhe 戴明哲 | Rep | 2003-12-09 | 2004-03-15 | ||
| 129 | Tan, Bok Chuan 陳木泉 | Rep | 2004-09-16 | 2006-06-06 | ||
| 130 | Tan, Chor Leng | Rep | 2003-10-07 | |||
| 131 | Tan, Wei Peng 陳威頻 | Rep | 2004-09-27 | |||
| 132 | Tang, Wai Yan (SFC:ADN093) 鄧惠因 | Rep | 2004-07-20 | 2005-05-20 | ||
| 133 | Tay, Teck How 鄭德豪 | Rep | 2004-06-15 | 2008-09-29 | ||
| 134 | Thai, Thanh Hung 蔡成雄 | 35 | M | Rep | 2004-08-04 | 2008-07-01 |
| 135 | Throsby, Timothy James Osborne | 38 | M | Rep | 2005-07-12 | |
| 136 | Tsang, Eric On Bong 曾安邦 | M | Rep | 2006-06-01 | ||
| 137 | Tsang, Ka Kin (SFC:ALD602) 曾家健 | Rep | 2004-08-26 | 2007-08-06 | ||
| 138 | Tsang, Lai Kuen (SFC:ADC037) 曾麗娟 | Rep | 2008-09-29 | |||
| 139 | Tweeboom, Norman Lionel | M | Rep | 2003-11-25 | 2004-06-25 | |
| 140 | Uahwatanasakul, Kalaya 余舜茵 | Rep | 2004-10-12 | 2008-09-13 | ||
| 141 | Upadhyay, Saurabh | Rep | 2003-12-09 | 2008-09-29 | ||
| 142 | Ventouras, Alexis | 37 | M | Rep | 2003-08-06 | |
| 143 | Wang, Fang (SFC:AID230) 王芳 | Rep | 2008-09-29 | |||
| 144 | Wang, Jun Ping 王君平 | Rep | 2004-04-28 | |||
| 145 | Watson, Alan James David | 46 | M | Rep | 2004-07-08 | |
| 146 | Wernli, Michelle Suzanne | F | Rep | 2003-06-19 | 2004-08-31 | |
| 147 | Wong Kwong, Muse Yiu Sze 黃鄺瑤詩 | Rep | 2003-05-12 | 2005-08-01 | ||
| 148 | Wong, Anthony Man Chun 黃文俊 | M | Rep | 2004-04-10 | 2006-08-14 | |
| 149 | Wong, Carolyn Yuk Cheung 黃旭鏘 | F | Rep | 2003-05-13 | 2006-02-20 | |
| 150 | Wong, Chui Shan 黃翠珊 | Rep | 2003-06-30 | |||
| 151 | Wong, Edwin Ching Him 黃正謙 | Rep | 2008-09-29 | |||
| 152 | Wong, Marco Chi Duen | M | Rep | 2008-09-29 | ||
| 153 | Woo, Charles Kun | M | Rep | 2003-10-07 | ||
| 154 | Woo, Rebecca Heng-yun 吳恆恩 | F | Rep | 2005-06-20 | ||
| 155 | Wright, Symon Robert | M | Rep | 2006-03-20 | ||
| 156 | Wu, Frances 胡穎文 | F | Rep | 2004-07-28 | 2008-09-29 | |
| 157 | Wu, Lici Leon Edward 伍禮慈 | Rep | 2003-11-06 | 2004-06-25 | ||
| 158 | Wu, Yat Wai 胡一威 | 37 | M | Rep | 2004-05-18 | |
| RO | 2004-05-18 | 2005-05-20 | ||||
| 159 | Xu, Ping (SFC:ALI016) 徐萍 | Rep | 2004-10-05 | 2008-09-29 | ||
| 160 | Yang, Zhizhong (SFC:ACO050) 楊志中 | Rep | 2004-09-15 | 2005-10-05 | ||
| 161 | Yap, Chin Yee 叶君瑜 | Rep | 2008-03-18 | |||
| 162 | Yoon, Yong Cheul | Rep | 2004-07-21 | |||
| 163 | Yu, Choi Yan 余彩欣 | Rep | 2004-05-13 | 2005-06-22 | ||
| 164 | Yu, Janice Man Kiu 茹蔓喬 | Rep | 2004-02-03 | |||
| 165 | Yu, Ming Lai 余明麗 | Rep | 2003-08-15 | 2006-04-10 | ||
| 166 | Zhao, Yu (SFC:AJD965) 趙瑜 | Rep | 2004-02-16 | 2004-05-10 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy