GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 國泰君安證券(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2004 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Chan, Anna Man 陳敏 | F | Rep | 2004-09-07 | 2008-02-15 | |
| 2 | Chan, Ivan Man Sum 陳文深 | 31 | M | Rep | 2003-12-30 | |
| 3 | Chan, Ka Wah (SFC:ACT175) 陳家驊 | Rep | 2020-10-31 | |||
| 4 | Chan, Kin Mui 陳建梅 | Rep | 2005-08-19 | |||
| 5 | Chan, Kwok Chu 陳國柱 | Rep | 2021-09-30 | |||
| 6 | Chan, Loi Tak 陳來得 | Rep | ||||
| 7 | Chan, Wai Tung (SFC:ABH394) 陳偉東 | Rep | ||||
| 8 | Chau, Po Shan 周寶山 | Rep | 2019-12-31 | |||
| 9 | Cheung, Ben Hung 張鴻 | 36 | M | Rep | 2008-09-12 | |
| 10 | Cheung, Charles Lai Yan 張禮仁 | M | RO | 2007-03-21 | ||
| 11 | Cheung, Hei Choi 張喜財 | Rep | 2004-10-18 | |||
| 12 | Chiang, Peter Sze Kit 蔣詩傑 | M | Rep | 2012-06-29 | ||
| 13 | Chik, Chuk Nor 戚竹娜 | Rep | 2003-09-19 | 2022-07-31 | ||
| 14 | Chu, Yin Man (SFC:ABS053) 朱賢文 | Rep | ||||
| 15 | Dai, Zuxiang 戴祖祥 | Rep | 2003-11-26 | 2006-10-27 | ||
| 16 | Feng, Arthur Jing Keung 馮正強 | M | Rep | 2003-06-16 | 2009-09-26 | |
| 17 | Jiang, Lawrence | M | Rep | 2017-02-14 | ||
| 18 | Kan, Pinky Lai Ping 簡麗萍 | Rep | 2004-09-10 | 2006-11-11 | ||
| 19 | Kwan, Danny Tin Hung 關天鴻 | Rep | 2003-06-06 | |||
| 20 | Kwok, Keung (SFC:AED064) 郭強 | Rep | 2014-08-06 | |||
| 21 | Lai, Kai Hung 黎啟雄 | Rep | 2021-10-28 | |||
| 22 | Lam, Chi Lun 林子麟 | Rep | 2012-04-02 | |||
| 23 | Lam, Chi Yuen (SFC:AEV066) 林志遠 | Rep | 2007-04-26 | |||
| 24 | Lau, Alberto Chi Yuen 劉志遠 | M | Rep | 2006-06-30 | ||
| 25 | Lau, Carmela Yin Mei 劉燕薇 | F | Rep | 2004-01-30 | ||
| 26 | Lau, Hon (SFC:AGR037) 劉侃 | Rep | 2004-04-19 | |||
| 27 | Lau, Ying (SFC:AGB977) 劉營 | Rep | 2009-07-01 | |||
| 28 | Law, Ka Po 羅嘉寶 | Rep | 2004-03-18 | 2004-06-08 | ||
| 29 | Lee, Eric Ming Chuan 李明權 | 43 | M | RO | 2021-02-07 | |
| 30 | Leung, Chi On (SFC:ADA866) 梁志安 | Rep | 2007-05-03 | |||
| 31 | Leung, Kam Yiu 梁錦耀 | Rep | 2008-10-11 | |||
| 32 | Leung, Wai Nang 梁偉能 | Rep | 2006-01-01 | |||
| 33 | Li, Jamie Chiu 李超 | M | Rep | 2008-01-12 | ||
| 34 | Lian, Kai 連凱 | Rep | 2003-09-23 | 2008-08-01 | ||
| 35 | Liu, Gu 劉谷 | Rep | 2003-11-19 | 2014-02-27 | ||
| 36 | Lou, Simon Wing Chung 羅永頌 | M | Rep | 2018-06-15 | ||
| 37 | Lu, Lu (SFC:AKX339) 呂露 | Rep | 2004-08-26 | |||
| 38 | Lui, David 雷昌年 | M | RO | 2004-03-30 | ||
| Rep | 2004-04-06 | 2011-04-16 | ||||
| 39 | Luk, Yiu Tong 陸耀棠 | Rep | 2004-12-13 | 2014-01-03 | ||
| 40 | Mak, Winnie (SFC:AAI867) 麥婉儀 | F | Rep | 2003-11-08 | 2021-02-15 | |
| 41 | Ng, Betty Shuet Lin 吳雪蓮 | F | Rep | 2005-06-23 | ||
| 42 | Ng, Kei Chi 吳琦熾 | Rep | 2004-12-13 | 2008-09-08 | ||
| 43 | Ng, Suet Man 吳雪雯 | Rep | 2020-08-31 | |||
| 44 | San To, Hok Kwan 申屠學軍 | M | Rep | 2006-03-07 | ||
| 45 | Shen, Yue (SFC:AIH410) 沈悅 | Rep | ||||
| 46 | Shiu, Annie Nga Yan 邵雅恩 | F | Rep | 2004-10-11 | 2018-05-10 | |
| 47 | Shum, Christ Chi Kau 岑智球 | Rep | 2007-03-29 | |||
| 48 | Sun, Wei (SFC:AJE358) 孫巍 | Rep | 2003-11-21 | 2004-05-20 | ||
| 49 | Tam, Kwok Leung (SFC:AFT103) 譚國樑 | Rep | 2003-12-30 | |||
| 50 | Tang, Siu Kei (SFC:AGR034) 鄧兆基 | Rep | 2010-05-05 | |||
| 51 | Tung, Corona Wing Fong 董詠芳 | Rep | ||||
| 52 | Tung, Shun 董淳 | 37 | F | Rep | 2009-05-18 | |
| 53 | Wai, Lai Man (SFC:AFU670) 衛麗雯 | Rep | 2007-02-01 | |||
| 54 | Wang, Gang (SFC:AGN326) 王剛 | Rep | 2004-02-05 | |||
| 55 | Wong, Chi Ching (SFC:AGJ939) 黃智清 | Rep | 2004-04-17 | |||
| 56 | Wong, Kit (SFC:AFV257) 黃杰 | Rep | 2007-12-04 | |||
| 57 | Wong, Ming Chi Ming 王志明 | 33 | M | Rep | 2005-01-17 | |
| 58 | Wong, Stella Hoi Ying 王海盈 | F | Rep | 2003-05-14 | ||
| 59 | Wong, Tin Lai 黃天禮 | Rep | 2005-12-23 | |||
| 60 | Wong, Tung Ching 王冬青 | 33 | M | Rep | 2004-09-10 | |
| RO | 2004-09-10 | 2023-07-10 | ||||
| 61 | Wong, Wai Fong (SFC:AFK470) 黃惠芳 | Rep | 2003-08-19 | 2016-07-12 | ||
| 62 | Wu, Xianfeng (SFC:AJE853) 吳險峰 | Rep | 2003-11-27 | 2007-04-18 | ||
| 63 | Yao, Yao (SFC:ALK994) 姚嶢 | Rep | 2004-11-11 | 2010-08-07 | ||
| 64 | Yau, Deirdre 邱迪怡 | F | RO | 2004-03-30 | ||
| Rep | 2004-04-06 | 2021-01-31 | ||||
| 65 | Ye, Lingyun 叶凌云 | Rep | 2004-03-13 | 2004-11-16 | ||
| 66 | Yeung, Henry Kai Ho 楊繼灝 | M | Rep | 2003-04-25 | ||
| 67 | Yim, Fung 閻峰 | 41 | M | RO | 2015-07-28 | |
| 68 | Yim, Man Yee 嚴敏儀 | Rep | 2003-11-19 | 2004-05-18 | ||
| Rep | 2004-08-31 | 2006-01-28 | ||||
| 69 | Yim, Siu Cheung 閻紹樟 | Rep | 2003-05-06 | |||
| 70 | Zhang, Lingyun (SFC:AJC735) 張凌云 | Rep | 2003-09-24 | 2004-07-07 | ||
| Rep | 2004-09-23 | |||||
| 71 | Zhang, Sijun (SFC:AHK260) 張嗣君 | Rep | ||||
| 72 | Zhang, Wenxian (SFC:AJC736) 張文先 | Rep | 2003-09-24 | 2007-11-24 | ||
| 73 | Zhao, Xiaoyun (SFC:AJD530) 趙晓芸 | Rep | 2003-11-24 | 2004-03-11 | ||
| 74 | Zheng, Dong (SFC:ALB404) 鄭棟 | Rep | 2004-09-23 | 2006-01-10 | ||
| 75 | Zhu, Hui (SFC:AJE475) 朱惠 | Rep | 2003-11-27 | 2004-05-26 | ||
| 76 | Zhu, Qizhi 朱奇志 | Rep | 2003-05-07 | |||
| RO | 2003-05-07 | 2009-06-01 |
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