SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 ABN AMRO (HONG KONG) LIMITED 0 6 6 100.00
2 ASC CAPITAL (H.K.) LIMITED 0 2 2 100.00
3 BANK OF COMMUNICATIONS TRUSTEE LIMITED 0 5 5 100.00
4 GFI (HK) SECURITIES L.L.C. 0 6 6 100.00
5 HSBC INSTITUTIONAL TRUST SERVICES (ASIA) LIMITED 0 7 7 100.00
6 MACKINSEY FINANCIAL MANAGEMENT LIMITED 0 4 4 100.00
7 SEI INVESTMENTS (EUROPE) LTD 0 4 4 100.00 2004-12-01
8 Ten & Ten Securities Company 0 1 1 100.00
9 THE PRUDENTIAL ASSURANCE COMPANY LIMITED 0 137 137 100.00
10 WM (HK) Limited 2 845 847 99.76
11 Sun Life Hong Kong Limited 1 359 360 99.72
12 Manulife Investment Management (Hong Kong) Limited 5 1184 1189 99.58
13 OnePlatform Asset Management Limited 1 158 159 99.37
14 AXA CHINA REGION INVESTMENT SERVICES LIMITED 2 280 282 99.29
15 ZURICH ADVISORY (HK) LIMITED 2 258 260 99.23
16 Tung Shing Securities (Brokers) Limited 4 371 375 98.93
17 PHILLIP SECURITIES (HONG KONG) LIMITED 4 342 346 98.84
18 CES Commodities (HK) Limited 3 241 244 98.77
19 NOMURA INTERNATIONAL (HONG KONG) LIMITED 2 153 155 98.71
20 PHILLIP COMMODITIES (H.K.) LIMITED 3 204 207 98.55 2003-12-09
21 Citigroup Global Markets Asia Limited 8 384 392 97.96
22 DELTA ASIA SECURITIES LIMITED 1 48 49 97.96
23 HONG KONG FOREX INVESTMENT LIMITED 3 135 138 97.83
24 PRUDENTIAL BROKERAGE LIMITED 2 90 92 97.83
25 Credit Suisse (Hong Kong) Limited 4 178 182 97.80
26 Tung Shing Futures (Brokers) Limited 2 88 90 97.78
27 Everbright Securities Investment Services (HK) Limited 7 306 313 97.76
28 EAST ASIA SECURITIES COMPANY LIMITED 2 86 88 97.73
29 FWD Life Insurance Company (Bermuda) Limited 1 43 44 97.73
30 GOLDMAN SACHS FUTURES (ASIA) LIMITED 3 120 123 97.56
31 HSBC BROKING FUTURES (ASIA) LIMITED 3 120 123 97.56
32 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 5 199 204 97.55
33 CES Forex (HK) Limited 3 115 118 97.46
34 HSBC LIFE (INTERNATIONAL) LIMITED 2 76 78 97.44
35 PRUDENTIAL INDEX TRADING COMPANY LIMITED 1 37 38 97.37
36 HAITONG INTERNATIONAL FUTURES LIMITED 5 180 185 97.30
37 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 4 144 148 97.30
38 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 3 108 111 97.30
39 Morgan Stanley Asia Limited 14 483 497 97.18
40 HSBC BROKING FOREX (ASIA) LIMITED 3 102 105 97.14
41 Merrill Lynch (Asia Pacific) Limited 12 397 409 97.07
42 Morgan Stanley Hong Kong Futures Limited 6 188 194 96.91
43 UOB KAY HIAN (HONG KONG) LIMITED 6 188 194 96.91
44 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 8 235 243 96.71 2003-10-15
45 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 3 88 91 96.70
46 SOUTH CHINA SECURITIES LIMITED 3 88 91 96.70
47 T G HOLBORN (HK) LIMITED 2 58 60 96.67
48 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 8 224 232 96.55 2003-09-30
49 BEAR STEARNS ASIA LIMITED 2 55 57 96.49
50 CITIC Securities Brokerage (HK) Limited 6 164 170 96.47
51 CELESTIAL COMMODITIES LIMITED 5 133 138 96.38
52 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 5 133 138 96.38
53 CELESTIAL SECURITIES LIMITED 7 186 193 96.37 2004-03-13
54 Nomura Asia Investment (Hong Kong) Limited 2 51 53 96.23
55 CORPORATE BROKERS LIMITED 3 76 79 96.20
56 KGI FUTURES (HONG KONG) LIMITED 6 150 156 96.15
57 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 5 121 126 96.03
58 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 48 50 96.00
59 JPMorgan Funds (Asia) Limited 2 48 50 96.00
60 KGI ASIA LIMITED 7 168 175 96.00
61 TSE'S SECURITIES LIMITED 2 48 50 96.00
62 SOUTH CHINA COMMODITIES LIMITED 3 70 73 95.89
63 GET NICE FUTURES COMPANY LIMITED 1 23 24 95.83
64 DBS VICKERS (HONG KONG) LIMITED 5 114 119 95.80 2003-10-14
65 JEFFERIES BACHE (HONG KONG) LIMITED 3 67 70 95.71
66 SINO CAPITAL SECURITIES LIMITED 1 22 23 95.65
67 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED 6 131 137 95.62
68 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 5 108 113 95.58
69 KINGSTON SECURITIES LIMITED 2 43 45 95.56
70 CINDA INTERNATIONAL SECURITIES LIMITED 4 85 89 95.51
71 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 63 66 95.45
72 SHUN LOONG SECURITIES COMPANY LIMITED 4 84 88 95.45
73 Well Link International Securities Limited 1 21 22 95.45
74 CHOW SANG SANG SECURITIES LIMITED 2 40 42 95.24
75 CLSA RESEARCH LIMITED 2 39 41 95.12
76 WINGS SECURITIES (HK) LIMITED 2 39 41 95.12
77 CITIC Securities Futures (HK) Limited 5 96 101 95.05
78 VC BROKERAGE LIMITED 4 75 79 94.94
79 GET NICE SECURITIES LIMITED 3 55 58 94.83
80 DELTA ASIA FINANCIAL FUTURES LIMITED 1 18 19 94.74
81 FAIR EAGLE SECURITIES COMPANY LIMITED 1 18 19 94.74
82 Lion Global Financial Limited 3 54 57 94.74
83 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 4 71 75 94.67
84 CENTALINE WEALTH MANAGEMENT LIMITED 2 35 37 94.59 2004-04-02
85 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 4 70 74 94.59
86 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 3 51 54 94.44 2003-10-31
87 DEUTSCHE SECURITIES ASIA LIMITED 8 136 144 94.44 2004-01-08
88 FT Securities Limited 4 68 72 94.44
89 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 2 33 35 94.29
90 BOCI COMMODITIES & FUTURES LIMITED 5 82 87 94.25 2004-11-17
91 GREAT BAY SECURITIES LIMITED 3 48 51 94.12
92 KAISER FUTURES LIMITED 2 32 34 94.12
93 OKACHI (HONG KONG) COMPANY LIMITED 1 16 17 94.12
94 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 2 32 34 94.12
95 HSBC BROKING SECURITIES (ASIA) LIMITED 8 127 135 94.07
96 FIRST SHANGHAI FUTURES LIMITED 2 31 33 93.94
97 RBC INVESTMENT SERVICES (ASIA) LIMITED 2 31 33 93.94 2004-10-14
98 REXCAPITAL FUTURES LIMITED 2 31 33 93.94
99 Credit Suisse Securities (Hong Kong) Limited 5 77 82 93.90
100 CHIEF SECURITIES LIMITED 3 45 48 93.75
101 Eastspring Investments (Hong Kong) Limited 1 15 16 93.75
102 EWARTON SECURITIES LIMITED 1 15 16 93.75
103 KAISER SECURITIES LIMITED 2 30 32 93.75
104 Network Financial Services Limited 2 30 32 93.75
105 OnePlatform Securities Limited 2 30 32 93.75
106 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 4 59 63 93.65
107 FIL Investment Management (Hong Kong) Limited 6 88 94 93.62
108 iBest Consultants Limited 2 29 31 93.55
109 PEGASUS FUND MANAGERS LIMITED 2 29 31 93.55
110 SHUN LOONG FUTURES LIMITED 3 43 46 93.48
111 BOCI SECURITIES LIMITED 8 112 120 93.33 2004-03-01
112 CHOW SANG SANG FUTURES LIMITED 2 28 30 93.33
113 Quam Securities Limited 3 42 45 93.33 2004-10-15
114 Funderstone Futures Limited 3 41 44 93.18
115 GOLDMAN SACHS (ASIA) L.L.C. 32 437 469 93.18
116 CINDA INTERNATIONAL FUTURES LIMITED 5 68 73 93.15
117 BNP PARIBAS DEALING SERVICES ASIA LIMITED 1 13 14 92.86
118 Merrill Lynch Far East Limited 9 115 124 92.74
119 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 3 38 41 92.68
120 SHUN LOONG FOREX COMPANY LIMITED 3 38 41 92.68
121 UBS SECURITIES ASIA LIMITED 12 151 163 92.64
122 WIN WONG SECURITIES LIMITED 2 25 27 92.59
123 CASH Wealth Management Limited 2 24 26 92.31
124 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 5 60 65 92.31
125 JPMorgan Asset Management (Asia Pacific) Limited 4 48 52 92.31
126 VC INTERNATIONAL TRADING LIMITED 4 47 51 92.16
127 OKACHI INVESTMENTS (HK) COMPANY LIMITED 2 23 25 92.00
128 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 5 57 62 91.94
129 MIB FUTURES (HONG KONG) LIMITED 3 34 37 91.89
130 HSBC SECURITIES (ASIA) LIMITED 6 67 73 91.78
131 BOCI RESEARCH LIMITED 2 22 24 91.67
132 BUSINESS SECURITIES LIMITED 2 22 24 91.67
133 CAIIS Limited 1 11 12 91.67
134 CORPORATE COMMODITIES LIMITED 3 33 36 91.67
135 Ho Fung Shares Investment Company 1 11 12 91.67
136 PIPER JAFFRAY ASIA SECURITIES LIMITED 3 33 36 91.67
137 TISCO SECURITIES HONG KONG LIMITED 1 11 12 91.67
138 RBS Asia Corporate Finance Limited 4 43 47 91.49
139 Goldman Sachs Investment Management Hong Kong Limited 2 21 23 91.30
140 JF INTERNATIONAL MANAGEMENT INC. 2 21 23 91.30
141 Newedge Broker Limited 2 21 23 91.30
142 FIL Investment Advisors 5 52 57 91.23
143 FWD Financial Planning Limited (HK) 3 31 34 91.18
144 LUEN FAT SECURITIES COMPANY LIMITED 4 41 45 91.11
145 FULBRIGHT SECURITIES LIMITED 5 51 56 91.07
146 BNP PARIBAS SECURITIES (ASIA) LIMITED 6 61 67 91.04
147 CHINA SECURITIES HOLDINGS LIMITED 1 10 11 90.91
148 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 20 22 90.91
149 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 3 30 33 90.91 2004-12-16
150 MASTER TRADEMORE SECURITIES LIMITED 1 10 11 90.91
151 PIPER JAFFRAY ASIA FUTURES LIMITED 2 20 22 90.91 2004-02-13
152 QUAM FUTURES LIMITED 2 20 22 90.91
153 Rakuten Securities Hong Kong Limited 2 20 22 90.91
154 SDIC Securities International Financial Holdings Limited 3 30 33 90.91
155 LEHMAN BROTHERS ASIA LIMITED 11 108 119 90.76
156 EMPEROR SECURITIES LIMITED (HK) 5 48 53 90.57
157 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 2 19 21 90.48
158 CITIC FRONTIER CHINA RESEARCH LIMITED 2 19 21 90.48 2004-03-12
159 RBC FUTURES SERVICES (ASIA) LIMITED 2 19 21 90.48
160 STATE STREET GLOBAL ADVISORS ASIA LIMITED 2 19 21 90.48
161 SANFULL SECURITIES LIMITED 5 47 52 90.38
162 PineBridge Investments Asia Limited 3 28 31 90.32
163 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 4 37 41 90.24
164 AJ Securities Limited 1 9 10 90.00
165 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 3 27 30 90.00
166 CITIC Securities (Hong Kong) Limited 2 18 20 90.00
167 CVP Securities Limited 3 27 30 90.00 2004-07-09
168 Huarong International Securities Limited 4 36 40 90.00 2004-10-25
169 Sun Life Financial Asia Services Limited 2 18 20 90.00
170 CLSA LIMITED 7 62 69 89.86
171 UNITED SIMSEN FOREX DEALERS LIMITED 4 35 39 89.74
172 HSBC Global Asset Management (Hong Kong) Limited 7 61 68 89.71
173 Everbright Securities Digital Finance (HK) Limited 3 26 29 89.66
174 STOCKWELL SECURITIES LIMITED 3 26 29 89.66
175 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 3 26 29 89.66 2003-09-24
176 J.P. MORGAN BROKING (HONG KONG) LIMITED 8 68 76 89.47 2003-12-02
177 WOCOM SECURITIES LIMITED 4 34 38 89.47
178 Funderstone Securities Limited 5 42 47 89.36
179 MACQUARIE EQUITIES (ASIA) LIMITED 3 25 28 89.29
180 MIB SECURITIES (HONG KONG) LIMITED 9 73 82 89.02
181 AUDREY CHOW SECURITIES LIMITED 1 8 9 88.89
182 Credit Suisse Futures (Hong Kong) Limited 3 24 27 88.89
183 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 1 8 9 88.89
184 KINGSTON FUTURES LIMITED 2 16 18 88.89
185 Lees Securities Co. 1 8 9 88.89
186 MAN INVESTMENTS (HONG KONG) LIMITED 1 8 9 88.89
187 MONEY CONCEPTS (ASIA) LIMITED 1 8 9 88.89
188 NATIONAL RESOURCES SECURITIES LIMITED 2 16 18 88.89
189 PEACE TOWN FOREX LIMITED 4 32 36 88.89
190 PO KAY SECURITIES & SHARES COMPANY LIMITED 2 16 18 88.89
191 RICHMOND ASSET MANAGEMENT LIMITED (HK) 1 8 9 88.89
192 SHUN HENG SECURITIES LIMITED 1 8 9 88.89
193 Soo Pei Shao & Company 1 8 9 88.89
194 SUN GROWTH SECURITIES LIMITED 2 16 18 88.89
195 Tyche Group Limited 2 16 18 88.89
196 YU ON SECURITIES COMPANY LIMITED 2 16 18 88.89
197 SINOPAC SECURITIES (ASIA) LIMITED 6 47 53 88.68
198 KARL-THOMSON SECURITIES COMPANY LIMITED 4 31 35 88.57
199 UPBEST SECURITIES COMPANY LIMITED 4 31 35 88.57
200 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 3 23 26 88.46
201 Mason Futures Limited (HK) 3 23 26 88.46
202 BETA INTERNATIONAL SECURITIES LIMITED 2 15 17 88.24
203 CHRISTFUND SECURITIES LIMITED 4 30 34 88.24
204 EMPEROR FUTURES LIMITED 4 30 34 88.24
205 GAYANG SECURITIES LIMITED 2 15 17 88.24
206 HARRIS FRASER (INTERNATIONAL) LIMITED 2 15 17 88.24
207 INTERCHINA SECURITIES LIMITED 2 15 17 88.24
208 MANULIFE (INTERNATIONAL) LIMITED 2 15 17 88.24
209 PACIFIC CHALLENGE FUTURES HONG KONG LIMITED 2 15 17 88.24
210 TAI TAK SECURITIES (ASIA) LIMITED 2 15 17 88.24
211 Daiwa Capital Markets Hong Kong Limited 5 37 42 88.10
212 FIRST SHANGHAI SECURITIES LIMITED 5 37 42 88.10
213 CLSA FUTURES LIMITED 3 22 25 88.00
214 MIZUHO SECURITIES ASIA LIMITED 3 22 25 88.00
215 SG SECURITIES (HK) LIMITED 6 44 50 88.00 2003-12-16
216 Allianz Global Investors Hong Kong Limited 4 28 32 87.50
217 BEAR STEARNS HONG KONG LIMITED 1 7 8 87.50
218 Beevest Securities Limited 4 28 32 87.50
219 Broadway Wealth Management Limited 1 7 8 87.50
220 Goldyard Capital Limited 1 7 8 87.50
221 HUNG SING SECURITIES LIMITED 2 14 16 87.50
222 KO'S BROTHER SECURITIES COMPANY LIMITED 2 14 16 87.50 2003-07-08
223 MTF SECURITIES LIMITED 2 14 16 87.50
224 NEW TREND FUTURES LIMITED 3 21 24 87.50
225 PERFECT ASSET MANAGEMENT LIMITED (HK) 1 7 8 87.50
226 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 21 24 87.50
227 Rifa Securities Limited 1 7 8 87.50
228 SBI China Capital Commodities Limited 2 14 16 87.50
229 SPS COMMODITIES LIMITED 1 7 8 87.50
230 St. James's Place (Hong Kong) Limited 1 7 8 87.50
231 Sunrise Investment Company 1 7 8 87.50
232 TIMES SECURITIES COMPANY LIMITED 2 14 16 87.50
233 WINFULL SECURITIES LIMITED 3 21 24 87.50
234 ADMIS Hong Kong Limited 3 20 23 86.96
235 BANK CONSORTIUM TRUST COMPANY LIMITED 3 20 23 86.96
236 GLOBAL INVESTMENT ADVISORS LIMITED 3 20 23 86.96
237 LEHIN SECURITIES LIMITED 3 20 23 86.96
238 Credit Agricole Securities (Asia) Limited 11 73 84 86.90
239 Mason Securities Limited 5 33 38 86.84
240 ENLIGHTEN SECURITIES LIMITED 2 13 15 86.67
241 MoneyMore Securities Limited 2 13 15 86.67
242 PACIFIC WORLD ASSET MANAGEMENT LIMITED 2 13 15 86.67
243 Shacom Securities Limited 2 13 15 86.67
244 WO FUNG SECURITIES COMPANY LIMITED 2 13 15 86.67
245 WOCOM LIMITED (HK) 4 26 30 86.67
246 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 6 38 44 86.36
247 CHEER UNION SECURITIES LIMITED 3 19 22 86.36
248 DL BROKERAGE LIMITED 3 19 22 86.36
249 HENYEP SECURITIES LIMITED 3 19 22 86.36
250 Planetree Securities Limited 3 19 22 86.36
251 VICTORY SECURITIES COMPANY LIMITED 3 19 22 86.36
252 China International Capital Corporation (International) Limited 6 37 43 86.05
253 INVESCO HONG KONG LIMITED 6 37 43 86.05
254 ABN AMRO Clearing Hong Kong Limited 2 12 14 85.71
255 BOCOM International Holdings Company Limited 4 24 28 85.71
256 CHARLES SCHWAB, HONG KONG, LIMITED 3 18 21 85.71
257 FAIR EAGLE FUTURES COMPANY LIMITED 1 6 7 85.71
258 Ge Shang Investment (Hong Kong) Limited 2 12 14 85.71
259 Goldbridge Securities Limited 2 12 14 85.71
260 GOLDENWAY SECURITIES COMPANY LIMITED 3 18 21 85.71
261 HANTEC SECURITIES CO., LIMITED 3 18 21 85.71
262 HSBC FUTURES (SINGAPORE) PTE LTD 2 12 14 85.71
263 MAN LUNG HONG SECURITIES LIMITED 2 12 14 85.71
264 NOMURA SECURITIES (HONG KONG) LIMITED 2 12 14 85.71
265 PO SANG SECURITIES LIMITED 2 12 14 85.71
266 RBS Asia Futures Limited 2 12 14 85.71
267 RBS Asia Securities (Hong Kong) Limited 6 36 42 85.71
268 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 2 12 14 85.71
269 Success Securities Limited 3 18 21 85.71
270 Taiping Securities (HK) Co Limited 5 30 35 85.71
271 Evergrande Securities (Hong Kong) Limited 4 23 27 85.19
272 Beijing Securities Limited 3 17 20 85.00
273 ABN AMRO Clearing (Futures) Hong Kong Limited 2 11 13 84.62
274 CHINA POINT STOCK BROKERS LIMITED 2 11 13 84.62
275 HAITONG INTERNATIONAL RESEARCH LIMITED 2 11 13 84.62
276 ICEA CAPITAL LIMITED 2 11 13 84.62
277 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 11 13 84.62
278 MBA BERKELEY BURKE PORTFOLIO SERVICES LIMITED 2 11 13 84.62
279 ONE CHINA SECURITIES LIMITED 2 11 13 84.62 2004-03-01
280 PATTERSON FINANCIAL SERVICES LIMITED 2 11 13 84.62
281 RHB SECURITIES HONG KONG LIMITED 2 11 13 84.62
282 SBI China Capital Financial Services Limited 2 11 13 84.62
283 YAN YAN INVESTMENT LIMITED 2 11 13 84.62
284 CSC FUTURES (HK) LIMITED 3 16 19 84.21
285 GAM HONG KONG LIMITED 3 16 19 84.21
286 Open Securities Limited 3 16 19 84.21
287 MACQUARIE CAPITAL LIMITED 13 69 82 84.15
288 BERICH BROKERAGE LIMITED 4 21 25 84.00
289 FUJI HONG KONG COMMODITIES COMPANY LIMITED 4 21 25 84.00
290 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 26 31 83.87
291 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 31 37 83.78
292 CAPITAL RESEARCH COMPANY 2 10 12 83.33 2004-11-10
293 CELETIO INVESTMENTS LIMITED 3 15 18 83.33
294 CHIEF COMMODITIES LIMITED 4 20 24 83.33
295 Chow Tai Fook Life Insurance Company Limited 1 5 6 83.33
296 CIBC Global Asset Management (Asia) Limited 1 5 6 83.33
297 CMB International Global Markets Limited 3 15 18 83.33
298 EAA SECURITIES LIMITED 2 10 12 83.33
299 FIRST ASIA FINANCE GROUP LIMITED 1 5 6 83.33
300 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 7 35 42 83.33
301 Janus Henderson Investors Hong Kong Limited 2 10 12 83.33
302 Kin Fung Stock Company 1 5 6 83.33
303 ORIENT SECURITIES LIMITED 2 10 12 83.33
304 PARIBAS ASIA EQUITY LIMITED 3 15 18 83.33
305 REALINK FINANCIAL TRADE LIMITED 3 15 18 83.33 2003-09-25
306 SBI China Capital Securities Limited 5 25 30 83.33
307 SOUTH CHINA RESEARCH LIMITED 1 5 6 83.33
308 VMS Securities Limited 1 5 6 83.33
309 YICKO SECURITIES LIMITED 3 15 18 83.33
310 ABCI Securities Company Limited 6 29 35 82.86
311 INVESCO ASSET MANAGEMENT ASIA LIMITED 6 29 35 82.86
312 Fosun International Securities Limited 5 24 29 82.76
313 WING ON CHEONG SECURITIES COMPANY LIMITED 4 19 23 82.61
314 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 33 40 82.50
315 ZHONGRONG PT SECURITIES LIMITED 5 23 28 82.14
316 BARCLAYS CAPITAL ASIA LIMITED 12 55 67 82.09
317 ALTRUIST FINANCIAL GROUP LIMITED 2 9 11 81.82 2004-01-20
318 BGC SECURITIES (HONG KONG) LLC 2 9 11 81.82
319 BNP PARIBAS FUTURES (HONG KONG) LIMITED 2 9 11 81.82
320 BULLISH SECURITIES LIMITED 2 9 11 81.82
321 DAIWA SECURITIES SMBC (ASIA) LIMITED 2 9 11 81.82
322 DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED 2 9 11 81.82
323 DBS VICKERS SECURITIES ONLINE (HK) LIMITED 2 9 11 81.82
324 EAST ASIA FUTURES LIMITED 2 9 11 81.82
325 KWAI HUNG SECURITIES COMPANY LIMITED 4 18 22 81.82
326 LOMBARD ODIER (HONG KONG) LIMITED 2 9 11 81.82
327 ORIENTAL PATRON SECURITIES LIMITED 2 9 11 81.82
328 REFCO FOREX LIMITED 2 9 11 81.82 2003-07-21
329 ROOFER SECURITIES LIMITED 2 9 11 81.82
330 UPBEST COMMODITIES COMPANY LIMITED 2 9 11 81.82
331 Virtu ITG Hong Kong Limited 2 9 11 81.82
332 WARD FERRY MANAGEMENT LIMITED 2 9 11 81.82
333 Winner International Securities Limited 4 18 22 81.82
334 YF Life Investors Limited 2 9 11 81.82 2004-08-30
335 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 5 22 27 81.48
336 Prime Cdex Securities Limited 5 22 27 81.48
337 EVER-LONG SECURITIES COMPANY LIMITED 3 13 16 81.25
338 HONG KONG INTERNATIONAL FUTURES LIMITED 3 13 16 81.25
339 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 3 13 16 81.25
340 Sunwah Kingsway Leasing and Finance Limited 3 13 16 81.25
341 TEMPLETON ASSET MANAGEMENT LTD 3 13 16 81.25
342 CGS International Securities Hong Kong Limited 4 17 21 80.95
343 DBS ASIA CAPITAL LIMITED 4 17 21 80.95
344 ELSTONE SECURITIES LIMITED 4 17 21 80.95
345 KAM FAI SECURITIES CO., LIMITED 4 17 21 80.95
346 WINTECH SECURITIES LIMITED 4 17 21 80.95
347 Morgan Stanley Hong Kong Securities Limited 7 29 36 80.56
348 Aevitas Securities Limited 1 4 5 80.00
349 AXA Financial Planning (Hong Kong) Limited 2 8 10 80.00
350 BEA Union Investment Management Limited 2 8 10 80.00
351 BNP PARIBAS PEREGRINE FUTURES LIMITED 2 8 10 80.00
352 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 2 8 10 80.00
353 C.P. SECURITIES INTERNATIONAL LIMITED 2 8 10 80.00
354 CBH Asia Limited 3 12 15 80.00
355 CF GLOBAL (HK) LIMITED 1 4 5 80.00
356 Cheong Lee Securities Co. 1 4 5 80.00
357 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 1 4 5 80.00
358 FAIR EAGLE FINANCE CREDIT LIMITED 1 4 5 80.00
359 Fubon Capital (HK) Limited 1 4 5 80.00
360 GRANSING SECURITIES CO., LIMITED 3 12 15 80.00
361 GREAT HONEST INVESTMENT COMPANY LIMITED 1 4 5 80.00
362 HANG TUNG SECURITIES LIMITED 2 8 10 80.00
363 Hao Tian International Securities Limited 2 8 10 80.00
364 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 1 4 5 80.00
365 HERMES SECURITIES LIMITED 2 8 10 80.00
366 Hongkong Bay Securities Limited 3 12 15 80.00
367 HOORAY SECURITIES LIMITED 3 12 15 80.00
368 HUA NAN SECURITIES (HK) LIMITED 1 4 5 80.00
369 INTERCHINA FUTURES LIMITED 2 8 10 80.00
370 Intercontinent Securities Company 1 4 5 80.00
371 INTERNATIONAL COMMERCE CORPORATION 1 4 5 80.00
372 K.K.M. SECURITIES LIMITED 2 8 10 80.00
373 K.L. Securities Company 1 4 5 80.00
374 LAMTEX SECURITIES LIMITED 3 12 15 80.00
375 LEHMAN BROTHERS SECURITIES ASIA LIMITED 4 16 20 80.00
376 LIM ADVISORS LIMITED 2 8 10 80.00
377 Neutral Financial Holding Company Limited 2 8 10 80.00
378 ONSHINE SECURITIES LIMITED 3 12 15 80.00
379 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 1 4 5 80.00
380 PLATINUM BROKING COMPANY LIMITED 1 4 5 80.00
381 PLATINUM SECURITIES COMPANY LIMITED 1 4 5 80.00
382 PRIVATE CAPITAL LIMITED 1 4 5 80.00
383 PROTECTIVE CAPITAL (INTERNATIONAL) LIMITED 2 8 10 80.00
384 Sino-Rich Securities & Futures Limited 2 8 10 80.00
385 SOLID KING SECURITIES LIMITED 2 8 10 80.00
386 SOUTH CHINA CAPITAL LIMITED 3 12 15 80.00
387 SPLENDOR GLOBAL INVESTMENTS LIMITED 1 4 5 80.00
388 Standard Commodities (Asia) Limited 1 4 5 80.00
389 T. ROWE PRICE INTERNATIONAL, INC. 2 8 10 80.00
390 TAT LEE SECURITIES COMPANY LIMITED 3 12 15 80.00
391 TOPMORE COMMODITIES LIMITED 3 12 15 80.00
392 TRIBRIDGE INVESTMENT PARTNERS LIMITED 1 4 5 80.00
393 UBS DERIVATIVES HONG KONG LIMITED 4 16 20 80.00
394 United Securities Limited (HK) 1 4 5 80.00
395 VALUE PARTNERS LIMITED 3 12 15 80.00
396 Welform Investors Company 1 4 5 80.00
397 YING WAH SECURITIES COMPANY LIMITED 2 8 10 80.00
398 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 5 19 24 79.17
399 INSTINET PACIFIC LIMITED 4 15 19 78.95
400 Legg Mason International Equities (Hong Kong) Limited 4 15 19 78.95
401 TAI SHING STOCK INVESTMENT CO. LIMITED 4 15 19 78.95
402 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 3 11 14 78.57
403 Glory Sun Securities Limited 3 11 14 78.57
404 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 6 22 28 78.57
405 KWONG FAT HONG (SECURITIES) LIMITED 3 11 14 78.57
406 Minerva Holding Financial Securities Limited 3 11 14 78.57
407 OCBC Securities Brokerage (Hong Kong) Limited 3 11 14 78.57
408 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 3 11 14 78.57
409 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
410 SEEKERS MARKETS LIMITED 3 11 14 78.57
411 WING YEE SECURITIES COMPANY LIMITED 3 11 14 78.57
412 BlackRock (Hong Kong) Limited (d2017-01-20) 5 18 23 78.26
413 Macquarie Corporate (Hong Kong) Limited 5 18 23 78.26
414 WELLFULL SECURITIES COMPANY LIMITED 5 18 23 78.26
415 AP Asset Management (HK) Limited 2 7 9 77.78 2004-07-07
416 ASSET DYNAMIC MANAGEMENT LIMITED 2 7 9 77.78
417 BaoQiao Partners Securities (HK) Limited 2 7 9 77.78
418 BMI FUNDS MANAGEMENT LIMITED 2 7 9 77.78
419 BOKHARY SECURITIES LIMITED 2 7 9 77.78
420 BUSINESS FUTURES LIMITED 2 7 9 77.78
421 CES Private (HK) Limited 2 7 9 77.78
422 GAOYU SECURITIES LIMITED 4 14 18 77.78
423 GRAND ONWARD SECURITIES LIMITED 2 7 9 77.78
424 HANG SENG SECURITIES LIMITED 4 14 18 77.78
425 HENIK SECURITIES LIMITED 2 7 9 77.78
426 ICBC (ASIA) SECURITIES LIMITED 2 7 9 77.78
427 KEE CHEONG SECURITIES COMPANY LIMITED 2 7 9 77.78
428 KMT SECURITIES LIMITED 2 7 9 77.78
429 Legg Mason Asset Management Hong Kong Limited 4 14 18 77.78
430 METRO CAPITAL SECURITIES LIMITED 2 7 9 77.78
431 SINO GRADE SECURITIES LIMITED 2 7 9 77.78
432 STANDARD & POOR'S, LLC 2 7 9 77.78
433 TOYO SECURITIES ASIA LIMITED 2 7 9 77.78
434 UBS SECURITIES HONG KONG LIMITED 6 21 27 77.78
435 WHOLE WIN SECURITIES LIMITED 2 7 9 77.78
436 WING ON SECURITIES LIMITED 2 7 9 77.78
437 BOCI ASIA LIMITED 7 24 31 77.42
438 CHONG HING SECURITIES LIMITED 5 17 22 77.27
439 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 15 51 66 77.27 2004-05-31
440 CHRISTFUND FUTURES LIMITED 3 10 13 76.92
441 FE SECURITIES LIMITED 3 10 13 76.92
442 GLOBAL CREDIT SECURITIES LIMITED 3 10 13 76.92
443 HANG TAI SECURITIES LIMITED 3 10 13 76.92
444 HING WONG SECURITIES LIMITED 3 10 13 76.92
445 KGI SECURITIES (HONG KONG) LIMITED 6 20 26 76.92
446 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 10 13 76.92
447 Shang International Finance Limited 3 10 13 76.92
448 Wisetrade Securities Limited 3 10 13 76.92
449 Yunfeng Financial Markets Limited 3 10 13 76.92
450 AllianceBernstein Hong Kong Limited 4 13 17 76.47
451 HING WAI ALLIED SECURITIES LIMITED 4 13 17 76.47
452 SPS SECURITIES LIMITED 4 13 17 76.47
453 Vision Capital Investment Management Limited 4 13 17 76.47 2003-12-17
454 LLOYDS TSB PACIFIC LIMITED 5 16 21 76.19
455 ANGUS MOORE LIMITED 1 3 4 75.00
456 Bright Fund Management Limited 2 6 8 75.00
457 Capital International, Inc. 2 6 8 75.00
458 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
459 CHINA CANTON MANAGEMENT (HONG KONG) LIMITED 1 3 4 75.00
460 CHINA EVERBRIGHT CAPITAL LIMITED 3 9 12 75.00
461 China Tonghai (IA) Limited 3 9 12 75.00
462 CHUANGS & CO. LIMITED 1 3 4 75.00
463 CITICORP CHINA INVESTMENT MANAGEMENT LIMITED 1 3 4 75.00
464 CSC ASIA LIMITED 3 9 12 75.00
465 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 6 8 75.00
466 CTBC Asia Limited 4 12 16 75.00 2004-01-14
467 CTW SECURITIES LIMITED 1 3 4 75.00
468 DEBTTRADERS, LIMITED 1 3 4 75.00
469 Delta Asia Wealth Management Limited 1 3 4 75.00
470 ETRADE SECURITIES (HONG KONG) LIMITED 5 15 20 75.00 2004-03-19
471 Evergrande Futures (Hong Kong) Limited 4 12 16 75.00 2003-11-21
472 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 4 12 16 75.00
473 Freddy Company 1 3 4 75.00
474 GET NICE ASSET MANAGEMENT LIMITED 1 3 4 75.00
475 GLS SECURITIES LIMITED 2 6 8 75.00
476 Goodcape Investment Company 1 3 4 75.00
477 GREEN STAR ASIA LIMITED 2 6 8 75.00
478 Guochuang Securities Financial Holding Group Co., Limited 2 6 8 75.00
479 HFS ASSET MANAGEMENT LIMITED 1 3 4 75.00
480 Hong Kong Wan Kiu Investment Company 1 3 4 75.00
481 HSBC BROKING (CHINA) LIMITED 2 6 8 75.00
482 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
483 KILMOREY SECURITIES LIMITED 2 6 8 75.00
484 KING FOOK SECURITIES COMPANY LIMITED 3 9 12 75.00
485 King Sun Securities Limited 2 6 8 75.00
486 KINGSTON CORPORATE FINANCE LIMITED 3 9 12 75.00
487 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
488 LEI SHING HONG SECURITIES LIMITED 3 9 12 75.00
489 M&F Asset Management Limited 3 9 12 75.00
490 MANBLE SECURITIES LIMITED 2 6 8 75.00
491 Planetree Futures Limited 3 9 12 75.00
492 RBS Securities (Far East) Limited 1 3 4 75.00
493 Rich Union Securities (H.K.) Limited 1 3 4 75.00
494 ROCTEC FUTURES TRADING COMPANY LIMITED 2 6 8 75.00
495 ROCTEC INVESTMENT LIMITED 1 3 4 75.00
496 ROCTEC SECURITIES COMPANY LIMITED 2 6 8 75.00
497 Salisbury Securities 1 3 4 75.00
498 SHUN LOONG CAPITAL LIMITED 1 3 4 75.00
499 Standard Chartered Securities (Hong Kong) Limited 9 27 36 75.00
500 STAR SECURITIES LIMITED (d2009-10-02) 1 3 4 75.00
501 Success Futures and Foreign Exchange Limited 2 6 8 75.00
502 Superfund Financial (Hong Kong) Limited 1 3 4 75.00
503 TANG PING KONG LIMITED 3 9 12 75.00
504 THING ON SECURITIES LIMITED 2 6 8 75.00
505 Tung Shun & Company 1 3 4 75.00
506 TUNG TAI SECURITIES COMPANY LIMITED 3 9 12 75.00
507 TVG CAPITAL PARTNERS LIMITED 2 6 8 75.00
508 WALDEN TECHNOLOGY MANAGEMENT (H.K.) LIMITED 1 3 4 75.00
509 WING FAT SECURITIES LIMITED 3 9 12 75.00
510 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 6 8 75.00
511 WINLAND WEALTH MANAGEMENT LIMITED 1 3 4 75.00
512 YUEXING SECURITIES COMPANY LIMITED 4 12 16 75.00
513 Yuanta Asia Investment (Hong Kong) Limited 10 29 39 74.36 2003-08-13
514 HPEF Capital Partners Limited 6 17 23 73.91
515 CSC SECURITIES (HK) LIMITED 5 14 19 73.68 2003-12-29
516 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 14 19 73.68
517 MEGA CAPITAL (ASIA) COMPANY LIMITED 4 11 15 73.33
518 MUSHK Limited 4 11 15 73.33
519 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 4 11 15 73.33
520 WING SANG SECURITIES COMPANY LIMITED 4 11 15 73.33
521 ASIA DEBT MANAGEMENT HONG KONG LIMITED 3 8 11 72.73
522 Belvest Investment Services Limited 3 8 11 72.73
523 CHINA PACIFIC SECURITIES LIMITED 3 8 11 72.73
524 Oshidori Securities Limited 3 8 11 72.73
525 SAIL ADVISORS LIMITED 3 8 11 72.73 2004-05-17
526 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
527 TARZAN STOCK & SHARES LIMITED 3 8 11 72.73
528 TRANS JOY SECURITIES LIMITED 3 8 11 72.73
529 FOX-PITT, KELTON (ASIA) LIMITED 5 13 18 72.22
530 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 5 13 18 72.22
531 AlTi Wealth Management (Hong Kong) Limited 2 5 7 71.43 2004-05-11
532 Anli Securities Limited 2 5 7 71.43
533 Bradbury Securities Limited 2 5 7 71.43
534 Chelac Investment Company 2 5 7 71.43
535 CHENG YAM ON SECURITIES LIMITED 2 5 7 71.43
536 EVERBEST INSURANCE AND FINANCIAL SERVICES LIMITED 2 5 7 71.43
537 EVOLUTION ASIA INVESTMENTS LIMITED 2 5 7 71.43
538 FAIRWIN BROKING LIMITED 2 5 7 71.43
539 FIRST SECURITIES (HK) LIMITED 2 5 7 71.43
540 Fu Yip Securities & Investment Co. 2 5 7 71.43
541 Gold Centre Investment Company 2 5 7 71.43
542 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 5 7 71.43
543 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
544 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 5 7 71.43
545 HEAD & SHOULDERS SECURITIES LIMITED 2 5 7 71.43
546 LEI SHING HONG FINANCE LIMITED 2 5 7 71.43
547 LUEN SING SECURITIES LIMITED 4 10 14 71.43
548 MANGO FINANCIAL LIMITED 4 10 14 71.43
549 METRO CAPITAL FUTURES LIMITED 2 5 7 71.43
550 Monex Boom Securities (H.K.) Limited 2 5 7 71.43
551 OKASAN INTERNATIONAL (ASIA) LIMITED 4 10 14 71.43
552 ORIENTAL PATRON ASIA LIMITED 4 10 14 71.43
553 PO LEE SECURITIES LIMITED 2 5 7 71.43
554 RHB CAPITAL HONG KONG LIMITED 2 5 7 71.43
555 SELINA & CO. LIMITED (HK) 2 5 7 71.43
556 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
557 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 5 7 71.43
558 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 10 14 71.43
559 UNI-ALPHA SECURITIES LIMITED 2 5 7 71.43
560 UNICORN SECURITIES COMPANY LIMITED 2 5 7 71.43
561 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 5 7 71.43 2003-05-23
562 Amundi Hong Kong Limited 7 17 24 70.83
563 PEACE TOWN FUTURES LIMITED 5 12 17 70.59
564 Polaris Capital (Asia) Limited 5 12 17 70.59
565 CLOVER SECURITIES COMPANY LIMITED 3 7 10 70.00
566 CMB INTERNATIONAL FUTURES LIMITED 3 7 10 70.00
567 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 3 7 10 70.00
568 DESCARTES GLOBAL ASSET MANAGEMENT LIMITED 3 7 10 70.00 2004-08-18
569 Hong Kong Stock Link Securities Limited 3 7 10 70.00
570 HSBC SECURITIES BROKERS (ASIA) LIMITED 3 7 10 70.00
571 KCG SECURITIES ASIA LIMITED 3 7 10 70.00 2004-11-25
572 Nomura Asset Management Hong Kong Limited 3 7 10 70.00
573 PHOENIX CAPITAL SECURITIES LIMITED 3 7 10 70.00
574 PRIME SECURITIES LIMITED (HK) 3 7 10 70.00
575 SDHG International Securities Limited 3 7 10 70.00
576 UOB ASIA (HONG KONG) LIMITED 3 7 10 70.00
577 CNI GLOBAL CAPITAL LIMITED 4 9 13 69.23
578 FIRST SHANGHAI CAPITAL LIMITED 4 9 13 69.23
579 HANG SENG FUTURES LIMITED 4 9 13 69.23
580 PineBridge Investments Hong Kong Limited 4 9 13 69.23
581 TAIFAIR SECURITIES LIMITED 4 9 13 69.23
582 TIS SECURITIES (HK) LIMITED 6 13 19 68.42
583 CSI Corporate Finance (HK) Limited 11 23 34 67.65
584 Anuenue Advisors Limited 1 2 3 66.67
585 ASIA INSURANCE (PENSIONS FUND) LIMITED 2 4 6 66.67
586 Asian Pacific Investment Company 1 2 3 66.67
587 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 4 8 12 66.67
588 BARCLAYS CAPITAL SECURITIES ASIA LIMITED 2 4 6 66.67
589 Champion & Co. 1 2 3 66.67
590 CHAN NGOK MING SECURITIES LIMITED 2 4 6 66.67
591 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
592 China Renaissance Broking Services (Hong Kong) Limited 1 2 3 66.67
593 DAEWOO SECURITIES (HONG KONG) LIMITED 2 4 6 66.67
594 DWS Investments Hong Kong Limited 7 14 21 66.67
595 EQT Partners Asia Limited 2 4 6 66.67
596 ETRADE SECURITIES LIMITED 3 6 9 66.67
597 Everbright Securities Global (HK) Limited 4 8 12 66.67
598 EVERHOT SECURITIES LIMITED 3 6 9 66.67
599 FDB Financial Group Limited 2 4 6 66.67
600 First Sentier Investors (Hong Kong) Limited 6 12 18 66.67
601 Giny Securities Company 1 2 3 66.67
602 GLOBAL CHINA CORPORATE FINANCE LIMITED 1 2 3 66.67
603 GOOD HARVEST SECURITIES COMPANY LIMITED 3 6 9 66.67
604 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 4 6 66.67
605 Grand Cartel Securities Company Limited 2 4 6 66.67
606 GT CAPITAL LIMITED 3 6 9 66.67
607 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67
608 iBest Securities Company Limited 3 6 9 66.67
609 IMARKETS LIMITED 1 2 3 66.67
610 Income Partners Asset Management (HK) Limited 3 6 9 66.67
611 Interactive Brokers Hong Kong Limited 2 4 6 66.67 2004-01-07
612 Interactive Brokers LLC 2 4 6 66.67
613 JAFCO Investment (Hong Kong) Limited 2 4 6 66.67
614 Jupiter Asset Management (Asia Pacific) Limited 2 4 6 66.67
615 Katherine Ip & Company 1 2 3 66.67
616 KGI CAPITAL ASIA LIMITED 3 6 9 66.67
617 KWOK HING SECURITIES LIMITED 2 4 6 66.67
618 LUEN HING SECURITIES LIMITED 3 6 9 66.67
619 MAGUSTA FUTURES LIMITED 2 4 6 66.67
620 MAN HON YEUNG SECURITIES LIMITED 2 4 6 66.67
621 MANSION HOUSE ASSET MANAGEMENT LIMITED 1 2 3 66.67
622 MARS SECURITIES COMPANY LIMITED 2 4 6 66.67
623 MATLINPATTERSON ADVISERS (ASIA) LIMITED 1 2 3 66.67
624 Mercer (Hong Kong) Limited 1 2 3 66.67
625 MLI LIMITED (d2018-03-29) 1 2 3 66.67
626 Nan Lee Investment Co. 1 2 3 66.67
627 NATIXIS COMMODITY MARKETS (ASIA) LIMITED 1 2 3 66.67
628 NEW REGION SECURITIES COMPANY LIMITED 2 4 6 66.67
629 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 4 6 66.67
630 OCBC Futures Investment (Hong Kong) Limited 2 4 6 66.67
631 OSCAR BENSON LIMITED (HK) 1 2 3 66.67
632 PACIFIC GROUP LIMITED (THE) 1 2 3 66.67
633 PHILIPPA HUCKLE GROUP LIMITED (THE) 1 2 3 66.67
634 Public Financial Securities Limited 2 4 6 66.67
635 Public Securities Limited 2 4 6 66.67
636 QUEST STOCKBROKERS (HK) LIMITED 2 4 6 66.67
637 REALCHAMP ASSET MANAGEMENT LIMITED 1 2 3 66.67
638 S. W. WOO AND COMPANY LIMITED 2 4 6 66.67
639 Seaga International 1 2 3 66.67
640 SG Asset Finance (Hong Kong) Limited 4 8 12 66.67 2003-10-02
641 SINOMAX SECURITIES LIMITED 2 4 6 66.67
642 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 2 4 6 66.67
643 SINOPAC FUTURES (ASIA) LIMITED 4 8 12 66.67
644 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 4 6 66.67
645 SIU ON SECURITIES LIMITED 2 4 6 66.67
646 SMBC Nikko Securities (Hong Kong) Limited 3 6 9 66.67
647 Soo Pui Chen & Company 1 2 3 66.67
648 SPARX Asia Investment Advisors Limited 3 6 9 66.67 2004-04-20
649 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 4 6 66.67 2004-02-05
650 SUEZ ASIA HOLDINGS (HONG KONG) LIMITED 1 2 3 66.67
651 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 2 4 6 66.67
652 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
653 SYZ Asset Management (Asia) Limited 2 4 6 66.67 2004-07-27
654 Szehope & Company 1 2 3 66.67
655 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
656 TAI FUNG SECURITIES LIMITED 2 4 6 66.67
657 TANG KEE SECURITIES LIMITED 2 4 6 66.67
658 TC Investment Management (Asia) Limited 2 4 6 66.67
659 Templewater Hong Kong Limited 2 4 6 66.67
660 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 1 2 3 66.67
661 UBS Asset Management (Hong Kong) Limited 3 6 9 66.67
662 UNI-ALPHA FUTURES LIMITED 2 4 6 66.67
663 Value Partners Private Equity Limited 1 2 3 66.67
664 WILBY SECURITIES LIMITED 2 4 6 66.67
665 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 4 6 66.67
666 Win Securities Limited 2 4 6 66.67
667 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
668 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 4 6 66.67
669 XINHUA INVESTMENT GROUP HONG KONG LIMITED 1 2 3 66.67
670 GUOTAI JUNAN CAPITAL LIMITED 5 9 14 64.29
671 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 4 7 11 63.64
672 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 4 7 11 63.64
673 Quam Capital Limited (b1994-08-04) 4 7 11 63.64
674 Waton Securities International Limited 4 7 11 63.64
675 AMUNDI ASSET MANAGEMENT 7 12 19 63.16 2004-07-01
676 Anuenue Securities Limited 3 5 8 62.50
677 BOCI Bullion Company Limited 3 5 8 62.50
678 CEPA ALLIANCE SECURITIES LIMITED 3 5 8 62.50
679 CHELSEA SECURITIES LIMITED (HK) 3 5 8 62.50
680 China Hong Kong Capital Asset Management Company Limited 3 5 8 62.50
681 China Reserve Securities Limited 3 5 8 62.50
682 CHONG HING COMMODITIES AND FUTURES LIMITED 3 5 8 62.50
683 HAITONG INTERNATIONAL CAPITAL LIMITED 6 10 16 62.50
684 Imagi Brokerage Limited 3 5 8 62.50
685 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 5 8 62.50 2004-08-30
686 Northern Trust Company of Hong Kong Limited (The) 3 5 8 62.50
687 PIPER JAFFRAY ASIA LIMITED 6 10 16 62.50
688 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 5 8 62.50
689 WING FUNG SECURITIES LIMITED 3 5 8 62.50
690 KPMG CORPORATE FINANCE LIMITED 5 8 13 61.54
691 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 3 5 60.00 2004-07-07
692 ALPHA SECURITIES COMPANY LIMITED 2 3 5 60.00
693 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 3 5 60.00
694 Averest Capital Limited 2 3 5 60.00
695 BARING ASSET MANAGEMENT (ASIA) LIMITED 6 9 15 60.00 2003-08-29
696 BEAR BRIGHT LIMITED 2 3 5 60.00
697 BERICH FUTURES (H.K.) COMPANY LIMITED 2 3 5 60.00
698 Black Marble Securities Limited 2 3 5 60.00
699 BlackRock Asset Management North Asia Limited 2 3 5 60.00 2003-12-16
700 BLOOMYEARS LIMITED 2 3 5 60.00
701 CCB Securities Limited 2 3 5 60.00
702 CHINA SKY SECURITIES LIMITED 2 3 5 60.00
703 CITIC CAPITAL ACTIVE PARTNER MANAGEMENT (HK) LIMITED 2 3 5 60.00
704 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 6 9 15 60.00
705 ENLIGHTEN FUTURES LIMITED 2 3 5 60.00
706 F. R. ZIMMERN LIMITED 2 3 5 60.00
707 FUHWA SECURITIES (HONG KONG) CO., LIMITED 2 3 5 60.00
708 GIGA (HONG KONG) LIMITED 2 3 5 60.00
709 HANG SENG INVESTMENT SERVICES LIMITED 6 9 15 60.00
710 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
711 Huayu Securities Limited 2 3 5 60.00
712 HUNG SING FUTURES LIMITED 2 3 5 60.00
713 ICEA SECURITIES ASIA LIMITED 2 3 5 60.00
714 INCU CORPORATE FINANCE LIMITED 2 3 5 60.00
715 JVSakk Asia Limited 2 3 5 60.00
716 Kam Wah Investments Limited 2 3 5 60.00
717 KB Securities Hong Kong Limited 2 3 5 60.00
718 LAI PO HUNG & COMPANY LIMITED 2 3 5 60.00
719 LEHMAN BROTHERS FUTURES ASIA LIMITED 2 3 5 60.00
720 MEGABASE FUTURES CO. LIMITED 2 3 5 60.00
721 MEGABASE SECURITIES LIMITED 2 3 5 60.00
722 MEIJI YASUDA ASIA LIMITED 2 3 5 60.00
723 MORTON SECURITIES LIMITED 2 3 5 60.00
724 NATIXIS ASIA LIMITED 2 3 5 60.00 2004-10-19
725 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 3 5 60.00
726 Oreana Financial Services Limited 2 3 5 60.00
727 RICH PLEASURE SECURITIES LIMITED 2 3 5 60.00
728 RPS INVESTMENT LIMITED 4 6 10 60.00
729 SAMSUNG SECURITIES (ASIA) LIMITED 2 3 5 60.00
730 SG ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00
731 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 2 3 5 60.00
732 TAIFAIR FUTURES LIMITED 2 3 5 60.00
733 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 2 3 5 60.00
734 TRANSPAC CAPITAL LIMITED 2 3 5 60.00
735 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 3 5 60.00
736 UKFP (Asia) HK Limited 2 3 5 60.00
737 VERCAP Financial Services Limited 2 3 5 60.00
738 WAH SANG SECURITIES LIMITED 2 3 5 60.00
739 WAI FAT SECURITIES LIMITED 2 3 5 60.00
740 Wellington Management Hong Kong Limited (b2003-01-02) 2 3 5 60.00 2003-09-18
741 YARDLEY SECURITIES LIMITED 2 3 5 60.00
742 KINGSWAY CAPITAL LIMITED 7 10 17 58.82
743 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 7 10 17 58.82
744 AIF CAPITAL LIMITED 5 7 12 58.33
745 Absolute Investment Management (HK) Limited 3 4 7 57.14
746 ALTUS CAPITAL LIMITED 3 4 7 57.14
747 ARGYLE STREET MANAGEMENT LIMITED 3 4 7 57.14
748 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2004-10-26
749 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 3 4 7 57.14
750 CHINA EVERBRIGHT RESEARCH LIMITED 3 4 7 57.14
751 DORIC CAPITAL CORPORATION 3 4 7 57.14 2003-11-13
752 GALILEO CAPITAL LIMITED (d2009-12-31) 3 4 7 57.14
753 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 4 7 57.14 2004-11-29
754 LAZARD ASIA (HONG KONG) LIMITED 3 4 7 57.14
755 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 6 8 14 57.14
756 SIU YIP COMMODITY LIMITED 3 4 7 57.14
757 UOB KAY HIAN ASIA LIMITED 3 4 7 57.14
758 Wanhai Securities (HK) Limited 3 4 7 57.14
759 BAN HIN SECURITIES COMPANY LIMITED 4 5 9 55.56
760 CVC Asia Pacific Limited 4 5 9 55.56
761 HPEF Venture Partners Limited 4 5 9 55.56
762 Joy Silver Limited 4 5 9 55.56
763 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 5 6 11 54.55
764 YF SECURITIES COMPANY LIMITED 6 7 13 53.85
765 abrdn Hong Kong Limited 2 2 4 50.00
766 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
767 Allard Partners Limited 2 2 4 50.00
768 ALPHA FUTURES COMPANY LIMITED 2 2 4 50.00
769 Alpha Nova Capital Management Limited 2 2 4 50.00
770 ALPS CAPITAL MANAGEMENT LIMITED 3 3 6 50.00
771 AMPLE CAPITAL LIMITED 3 3 6 50.00
772 AMRI ADVISORY LIMITED 1 1 2 50.00
773 AMS CAPITAL LIMITED (d2012-07-13) 3 3 6 50.00
774 ASIA INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
775 ASIA INVESTMENT RESEARCH LIMITED 1 1 2 50.00
776 Asia Pacific Securities Limited 4 4 8 50.00
777 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00
778 BARBER ASIA LIMITED 1 1 2 50.00
779 BARCLAYS CAPITAL FUTURES HONG KONG LIMITED 3 3 6 50.00
780 Bright Securities Company (The) 1 1 2 50.00
781 CANTERBURY CAPITAL LIMITED (HK) 1 1 2 50.00
782 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 3 3 6 50.00 2004-07-15
783 CELESTIAL FINANCE LIMITED 2 2 4 50.00
784 CES Capital International (Hong Kong) Co., Limited 2 2 4 50.00
785 CHAMPUS ASSET MANAGEMENT LIMITED 2 2 4 50.00
786 Chanceton Capital Partners Limited 2 2 4 50.00
787 ChapmanCraig Limited 2 2 4 50.00
788 CHARLES SCHMITT & ASSOCIATES LIMITED 2 2 4 50.00
789 CHEKIANG FIRST SECURITIES CO. LIMITED 2 2 4 50.00
790 China Best International Futures Co., Limited 3 3 6 50.00
791 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
792 CHINA RICH ASSET MANAGEMENT LIMITED 3 3 6 50.00
793 CHINA TONG BAO INSURANCE BROKERS LIMITED 1 1 2 50.00
794 Ching Yick Company 1 1 2 50.00
795 CHUNG LEE SECURITIES COMPANY LIMITED 3 3 6 50.00
796 CITIC Securities CLSA Capital Partners (HK) Limited 4 4 8 50.00
797 COL Securities (HK) Limited 2 2 4 50.00
798 COMGEST FAR EAST LIMITED 2 2 4 50.00
799 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00
800 CUPOLA CAPITAL LIMITED 2 2 4 50.00
801 DAH SING SECURITIES LIMITED 2 2 4 50.00
802 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
803 EQUITAS CAPITAL LIMITED (HK) 1 1 2 50.00
804 EVER-LONG RESEARCH LIMITED 1 1 2 50.00
805 Finet Securities Limited 2 2 4 50.00
806 FRONTPOINT MANAGEMENT (HONG KONG), LTD. 2 2 4 50.00 2004-11-12
807 FULL WIN SECURITIES LIMITED 2 2 4 50.00
808 GAINWELL SECURITIES COMPANY LIMITED 3 3 6 50.00 2004-08-21
809 GCAM Limited 2 2 4 50.00 2004-10-19
810 GO-TO-ASIA INVESTMENT LIMITED 2 2 4 50.00
811 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
812 Greater China Securities Limited (b1999-04-26) 2 2 4 50.00
813 Grit Securities Limited 2 2 4 50.00
814 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 4 4 8 50.00
815 HAMON INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
816 HIP HING SECURITIES LIMITED 2 2 4 50.00
817 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 1 1 2 50.00
818 HOU TAK SECURITIES LIMITED 2 2 4 50.00
819 HSBC Private Trustee (Hong Kong) Limited 2 2 4 50.00
820 HSBC STRUCTURED FUNDS (ASIA) LIMITED 2 2 4 50.00 2004-02-10
821 HSZ (HONG KONG) LIMITED 2 2 4 50.00
822 iFAST Securities (HK) Limited 3 3 6 50.00
823 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 1 1 2 50.00
824 Instinet Alpha Trading Limited 4 4 8 50.00
825 INSUBEST FINANCIAL & MPF PLANNING LIMITED 1 1 2 50.00
826 INTEGRATED INVESTMENT MANAGEMENT LIMITED 1 1 2 50.00
827 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 2 2 4 50.00
828 iTTa Capital Limited 2 2 4 50.00 2003-05-29
829 JAPAN ASIA CAPITAL LIMITED 2 2 4 50.00
830 JS SECURITIES LIMITED (HK) 2 2 4 50.00
831 JWC INVESTMENT MANAGEMENT LIMITED 1 1 2 50.00
832 K K CAPITAL MANAGEMENT LIMITED 1 1 2 50.00
833 KAM LUEN SECURITIES LIMITED 2 2 4 50.00
834 KARL THOMSON FINANCE LIMITED 2 2 4 50.00
835 KING FOOK COMMODITIES COMPANY LIMITED 1 1 2 50.00
836 KINGSWAY SW ASSET MANAGEMENT LIMITED 2 2 4 50.00
837 Ko Kun Stock Company 1 1 2 50.00
838 LOMBARD CAPITAL LIMITED (d2007-12-07) 1 1 2 50.00 2003-05-02
839 LUK FOOK SECURITIES (HK) LIMITED 2 2 4 50.00
840 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 2 2 4 50.00
841 MAGIC COMPASS FUTURES LIMITED 4 4 8 50.00
842 Mainland Securities Co. 1 1 2 50.00
843 MELLON GLOBAL INVESTMENTS ASIA LIMITED 2 2 4 50.00
844 MESSIS CAPITAL LIMITED 3 3 6 50.00
845 MIRABAUD (ASIA) LIMITED 2 2 4 50.00 2003-05-13
846 Moliyo (Hong Kong) Limited 2 2 4 50.00
847 MONTGOMERY SECURITIES LIMITED (HK) 3 3 6 50.00
848 Nikko Asset Management Hong Kong Limited 2 2 4 50.00
849 Nittan Securities Asia Limited 2 2 4 50.00
850 NORTH SEA SECURITIES LIMITED 2 2 4 50.00
851 OP INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00 2004-02-18
852 Oriental Stocks & Shares (Investment) Co. 1 1 2 50.00
853 Oshidori Corporate Finance Limited 1 1 2 50.00
854 OVERLOOK INVESTMENTS LIMITED 2 2 4 50.00
855 PACIFIC INNOVEST CORPORATE FINANCE LIMITED 1 1 2 50.00 2003-07-10
856 PAMA GROUP (HONG KONG) LIMITED 1 1 2 50.00
857 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
858 PGIM (Hong Kong) Limited 2 2 4 50.00
859 PI INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
860 PIONEER ASSETS CONSULTANTS LIMITED 1 1 2 50.00
861 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 6 6 12 50.00
862 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 1 1 2 50.00
863 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
864 RESIDENTS SECURITIES LIMITED 1 1 2 50.00
865 San Wan Yuan & Company 1 1 2 50.00
866 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 2 4 50.00
867 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 2 4 50.00
868 SHUI CHEUNG SECURITIES LIMITED 2 2 4 50.00
869 SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED 2 2 4 50.00
870 SKY WARD ASIA LIMITED 1 1 2 50.00
871 SKY WARD GLOBAL MANAGEMENT LIMITED 1 1 2 50.00
872 SOFAER GLOBAL RESEARCH (HK) LIMITED 1 1 2 50.00
873 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 3 3 6 50.00
874 STANHILL (HONG KONG) LIMITED 7 7 14 50.00
875 STOCKWELL COMMODITIES LIMITED 1 1 2 50.00
876 SUN RAISE CAPITAL LIMITED 2 2 4 50.00
877 SUN TAI CHEUNG CREDITS LIMITED 1 1 2 50.00
878 SUN'S FUTURE LIMITED 4 4 8 50.00
879 Sunline Prosticks Financial Solutions Limited 1 1 2 50.00
880 T & F RESEARCH LIMITED 2 2 4 50.00
881 T G SECURITIES LIMITED 2 2 4 50.00
882 Tai Chuen Securities Co. 1 1 2 50.00
883 TELOS CAPITAL & RISK MANAGEMENT LIMITED 1 1 2 50.00
884 Tensant Securities Limited 2 2 4 50.00 2004-08-25
885 TIAN YUAN FINANCE LIMITED 2 2 4 50.00
886 TIFFIT SECURITIES (HONG KONG) LIMITED 4 4 8 50.00
887 TMT FINANCIAL SERVICES LIMITED (d2014-10-11) 1 1 2 50.00
888 Towers Watson Hong Kong Limited 1 1 2 50.00
889 TT INTERNATIONAL (HONG KONG) LIMITED 3 3 6 50.00 2004-06-04
890 TUNG TAI ASSET MANAGEMENT LIMITED 2 2 4 50.00
891 Union Securities Co 1 1 2 50.00
892 UNITED WORLD ONLINE LIMITED 2 2 4 50.00 2004-11-02
893 UNITED WORLD SECURITIES (INTERNATIONAL) LIMITED 2 2 4 50.00
894 UOB FINANCE (H.K.) LIMITED 1 1 2 50.00
895 UPBEST INVESTMENT COMPANY LIMITED 2 2 4 50.00
896 Vantum Futures Limited 2 2 4 50.00
897 VC CAPITAL LIMITED 4 4 8 50.00
898 VISION FINANCE (SECURITIES) LIMITED 2 2 4 50.00
899 WAI MAN STOCK & SHARES COMPANY LIMITED 2 2 4 50.00
900 WALCO SECURITIES LIMITED 1 1 2 50.00
901 WHARTON INVESTMENT ADVISORS LIMITED 2 2 4 50.00
902 WING YIP COMPANY LIMITED (d2012-03-15) 2 2 4 50.00
903 Winning & Company 1 1 2 50.00
904 WINTONE SECURITIES LIMITED 2 2 4 50.00 2004-02-16
905 WOCOM INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
906 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 1 1 2 50.00
907 YU MING INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
908 Yuanta Securities (Hong Kong) Company Limited 2 2 4 50.00
909 YUE XIU FUTURES COMPANY LIMITED 3 3 6 50.00
910 YUE XIU SECURITIES COMPANY LIMITED 4 4 8 50.00
911 Zijing Capital Limited 3 3 6 50.00 2003-05-07
912 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 8 7 15 46.67
913 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 6 5 11 45.45
914 CINDA INTERNATIONAL CAPITAL LIMITED 5 4 9 44.44
915 FB SECURITIES (HONG KONG) LIMITED 5 4 9 44.44
916 FIRST STATE (HONG KONG) LLC 5 4 9 44.44
917 BOWEN ASIA LIMITED 4 3 7 42.86
918 CS Wealth Securities Limited 4 3 7 42.86
919 HAMON ASSET MANAGEMENT LIMITED 4 3 7 42.86
920 HSBC GUYERZELLER FAR EAST LIMITED 4 3 7 42.86 2004-12-22
921 Arta Global Futures Limited 3 2 5 40.00
922 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
923 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 3 2 5 40.00
924 CES International Commodities (HK) Limited 3 2 5 40.00
925 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 2 5 40.00 2004-07-28
926 DNB Asset Management (Asia) Limited 3 2 5 40.00
927 HOI SANG SECURITIES LIMITED 3 2 5 40.00
928 NEW GALA SECURITIES COMPANY LIMITED 3 2 5 40.00 2004-02-02
929 NORMAN KONG SECURITIES COMPANY LIMITED 3 2 5 40.00 2004-07-15
930 Nuada Limited 3 2 5 40.00 2004-01-15
931 PAK LEE STOCK COMPANY LIMITED 3 2 5 40.00
932 PHOENIX CAPITAL FUTURES LIMITED 3 2 5 40.00
933 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 3 2 5 40.00
934 Quam Asset Management Limited (b1983-06-28) 3 2 5 40.00
935 ROSA SECURITIES LIMITED 3 2 5 40.00
936 SHACOM FUTURES LIMITED 3 2 5 40.00
937 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 2 5 40.00
938 VENHOUSE WEALTH MANAGEMENT LIMITED 3 2 5 40.00 2004-05-19
939 WAH THAI SECURITIES LIMITED 3 2 5 40.00
940 YF FUTURES COMPANY LIMITED 3 2 5 40.00
941 PARTNERS CAPITAL INTERNATIONAL LIMITED 8 5 13 38.46
942 A ONE INVESTMENT COMPANY LIMITED 5 3 8 37.50
943 EMPEROR CORPORATE FINANCE LIMITED 5 3 8 37.50
944 1SPREAD BROKERAGE LIMITED 2 1 3 33.33
945 ACM ASIA LIMITED 2 1 3 33.33
946 ADM SECURITIES LIMITED 2 1 3 33.33
947 AKTIS CAPITAL ADVISORY LIMITED 2 1 3 33.33 2003-11-29
948 ALBOURNE PARTNERS (ASIA) LIMITED 2 1 3 33.33 2004-09-07
949 ANGLO CHINESE SECURITIES, LIMITED (HK) 2 1 3 33.33
950 AQUITAINE INVESTMENT ADVISORS LIMITED 2 1 3 33.33
951 Asia Pacific Financial Capital Limited 2 1 3 33.33
952 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
953 AVANTA INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
954 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
955 BCV INVESTMENT ASIA (HONG KONG) LIMITED 2 1 3 33.33 2003-06-03
956 BREVAN HOWARD (HONG KONG) LIMITED 2 1 3 33.33 2004-07-12
957 CBRE Investment Management (Asia) Limited 2 1 3 33.33
958 CCB INTERNATIONAL CAPITAL LIMITED 4 2 6 33.33 2004-05-27
959 CELESTIAL CAPITAL LIMITED 4 2 6 33.33
960 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 4 2 6 33.33
961 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
962 CHINA INTERNATIONAL CAPITAL LIMITED 2 1 3 33.33
963 CMB International Capital Holdings Corporation Limited 2 1 3 33.33 2003-12-17
964 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
965 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
966 ECM LIBRA SECURITIES LIMITED 2 1 3 33.33 2003-07-30
967 ENHANCED INVESTMENT PRODUCTS LIMITED 2 1 3 33.33
968 EQT Partners Hong Kong Limited 2 1 3 33.33
969 FIRST WORLDSEC SECURITIES LIMITED 2 1 3 33.33
970 FRANKLIN TEMPLETON INSTITUTIONAL ASIA LIMITED 2 1 3 33.33
971 Friedmann Pacific Asset Management (Hong Kong) Limited 2 1 3 33.33
972 GAVEKAL CAPITAL LIMITED 2 1 3 33.33 2003-06-09
973 Goldin Equities Limited 2 1 3 33.33
974 GT Asset & Portfolio Management Limited 2 1 3 33.33 2004-11-04
975 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 1 3 33.33
976 HERCULES CAPITAL LIMITED (b2002-05-21) 2 1 3 33.33
977 HONG KONG ASSET MANAGEMENT LIMITED 2 1 3 33.33
978 ICBC Asset Management (Global) Company Limited 2 1 3 33.33
979 JK Capital Management Limited 2 1 3 33.33
980 Longitude Asia Limited 2 1 3 33.33
981 Lynx Portfolio Limited 2 1 3 33.33
982 Mackenzie Investments Asia Limited 2 1 3 33.33
983 MAINHOPE INVESTMENT LIMITED 2 1 3 33.33
984 MASON LAROCHE (HK) LIMITED 2 1 3 33.33
985 Nerico Brothers Limited (HK) 4 2 6 33.33 2004-11-30
986 Nezu Asia Capital Management Limited 2 1 3 33.33 2004-10-29
987 OCP Asia (Hong Kong) Limited 2 1 3 33.33 2004-09-03
988 Open Asset Management Limited 2 1 3 33.33
989 OppenheimerFunds International Distributor Limited 2 1 3 33.33 2003-12-15
990 ORTUS CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2003-08-29
991 PHOENIX CAPITAL ASIA LIMITED 2 1 3 33.33
992 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 1 3 33.33 2004-09-15
993 Redford Asset Management Limited 2 1 3 33.33
994 REXCAPITAL (HONG KONG) LIMITED 2 1 3 33.33
995 SCM CHINA LIMITED 2 1 3 33.33
996 SCOTIATRUST (ASIA) LIMITED 2 1 3 33.33
997 SEABRIGHT ASSET MANAGEMENT LIMITED 4 2 6 33.33 2003-07-23
998 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 2 1 3 33.33
999 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1000 Stellar Securities Limited 2 1 3 33.33
1001 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33
1002 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 33.33
1003 UPBEST ASSETS MANAGEMENT LIMITED 2 1 3 33.33
1004 VC International Asset Management Limited 2 1 3 33.33
1005 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 1 3 33.33
1006 WELLCHAMP CAPITAL LIMITED 2 1 3 33.33
1007 WORLDWIDE BROKERAGE LIMITED 2 1 3 33.33
1008 YU ON COMMODITIES COMPANY LIMITED 2 1 3 33.33
1009 FORE ASIA, LIMITED 5 2 7 28.57 2004-08-18
1010 Matrix Securities Limited 5 2 7 28.57
1011 RG ASSET MANAGEMENT COMPANY LIMITED 5 2 7 28.57 2004-11-08
1012 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 1 4 25.00
1013 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 3 1 4 25.00
1014 CMS CAPITAL (HK) CO., LIMITED 3 1 4 25.00 2004-05-06
1015 EK INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
1016 Huajin Corporate Finance (International) Limited 3 1 4 25.00
1017 Kaiser KT Capital Limited 3 1 4 25.00
1018 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
1019 MING HON SECURITIES LIMITED 3 1 4 25.00
1020 MIS SERVICES LIMITED (d2019-06-01) 3 1 4 25.00
1021 Newedge Broker Hong Kong Limited 3 1 4 25.00
1022 PRESIDENT SECURITIES (HONG KONG) LIMITED 3 1 4 25.00
1023 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 3 1 4 25.00
1024 WAG FINANCIAL SERVICES GROUP LIMITED 3 1 4 25.00
1025 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
1026 FORTUNE (HK) SECURITIES LIMITED 4 1 5 20.00 2004-08-19
1027 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 1 5 20.00 2003-06-06
1028 SOEN TAK SECURITIES COMPANY LIMITED 4 1 5 20.00
1029 TRUTH SECURITIES LIMITED 4 1 5 20.00
1030 Metaverse Securities Limited (HK) 5 1 6 16.67
1031 313 Capital Management Limited 1 0 1 0.00
1032 AASTOCKS.COM LIMITED 2 0 2 0.00
1033 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 0 2 0.00
1034 Acru Asset Management Limited 2 0 2 0.00 2004-08-25
1035 AD Capital Management (Hong Kong) Limited 4 0 4 0.00 2004-09-08
1036 AFG CAPITAL ASSETS LIMITED 2 0 2 0.00 2004-09-01
1037 AIF Securities Limited 3 0 3 0.00 2004-11-02
1038 AIP INTERNATIONAL MANAGEMENT LIMITED 2 0 2 0.00 2004-05-24
1039 AISANCE ASSET MANAGEMENT LIMITED 4 0 4 0.00
1040 ALPHA ASSET INVESTMENTS LIMITED 2 0 2 0.00
1041 ALPHA CAPITAL LIMITED (THE) 2 0 2 0.00
1042 APAC CAPITAL ADVISORS LIMITED 2 0 2 0.00 2004-12-06
1043 ARX ADVISORS LIMITED 1 0 1 0.00 2003-12-04
1044 ASIA ABSOLUTE ADVISORS LIMITED 3 0 3 0.00 2004-08-19
1045 ASIA PACIFIC CAPITAL (HK) LIMITED 2 0 2 0.00 2004-01-02
1046 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 2 0 2 0.00
1047 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
1048 ASSURED ASSET MANAGEMENT LIMITED (HK) 1 0 1 0.00
1049 AURORA ASIA LIMITED 2 0 2 0.00 2004-05-21
1050 AUSTFIN PERSONAL FINANCIAL SERVICES LIMITED 1 0 1 0.00
1051 Avia Asset Management Limited 2 0 2 0.00
1052 AXA Investment Managers Asia Limited 4 0 4 0.00
1053 AXIA CAPITAL PARTNERS LIMITED 1 0 1 0.00
1054 Axis Capital Management Limited 1 0 1 0.00
1055 BALI SECURITIES CO. LIMITED 2 0 2 0.00
1056 BALLINGAL INVESTMENT ADVISORS LIMITED 3 0 3 0.00 2004-08-13
1057 BATAVIA INVESTMENT ADVISERS LIMITED 1 0 1 0.00
1058 BDO FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
1059 Bentley Capital Limited (HK) 4 0 4 0.00
1060 BENTLEY REID & COMPANY LIMITED 3 0 3 0.00
1061 BGI Capital Limited 3 0 3 0.00 2004-03-24
1062 BIZWIZ LIMITED (d2019-10-26) 1 0 1 0.00
1063 BKHK Limited 6 0 6 0.00
1064 BLUE POOL CAPITAL LIMITED 2 0 2 0.00 2004-11-10
1065 BOCI ASSET MANAGEMENT LIMITED 2 0 2 0.00
1066 BOND TRUST LIMITED 2 0 2 0.00 2004-08-04
1067 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
1068 BOULTON CAPITAL ASIA LIMITED 3 0 3 0.00 2004-09-07
1069 BRIGHT & SHINE CORPORATE FINANCE LIMITED 2 0 2 0.00
1070 BROOKE CAPITAL LIMITED 2 0 2 0.00
1071 Cambridge Strategy (Asset Management) Asia Limited (The) 1 0 1 0.00
1072 CAPE ASSET MANAGEMENT LIMITED 1 0 1 0.00
1073 CAPITAL FOR BUSINESS LIMITED (VG) 1 0 1 0.00
1074 CARDINALASIA CONSULTING LIMITED 1 0 1 0.00 2003-06-27
1075 CENTURION CORPORATE FINANCE LIMITED 1 0 1 0.00
1076 CENTURION GLOBAL CAPITAL LIMITED (d2011-12-09) 2 0 2 0.00 2004-12-22
1077 CERES CAPITAL LIMITED 2 0 2 0.00
1078 CES Wealth Management (HK) Limited 2 0 2 0.00
1079 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
1080 CHAPPAQUA LIMITED 3 0 3 0.00 2004-11-19
1081 CHEETAH ADVISORS LIMITED 1 0 1 0.00
1082 CHEETAH INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1083 CHI CAPITAL SECURITIES LIMITED 1 0 1 0.00 2004-09-07
1084 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 0.00
1085 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1086 CHINA CORE CAPITAL MANAGEMENT LIMITED 1 0 1 0.00
1087 China Enterprise Securities Company Limited 2 0 2 0.00
1088 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 2 0 2 0.00
1089 China Finance Holdings Limited 1 0 1 0.00
1090 China Finance KAB Limited 3 0 3 0.00 2004-12-23
1091 China Gather Wealth Financial Company Limited 2 0 2 0.00
1092 China Integrity Investment Limited 2 0 2 0.00
1093 Chung Tak & Company 1 0 1 0.00
1094 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 3 0 3 0.00
1095 CLSA Premium International (HK) Limited 3 0 3 0.00 2004-10-20
1096 CNCB (Hong Kong) Capital Limited 2 0 2 0.00
1097 CNK INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1098 COMMENCE COMPANY LIMITED 1 0 1 0.00
1099 CONSTELLATION RESOURCES LIMITED 2 0 2 0.00
1100 CONTINUITY CAPITAL (HONG KONG) LIMITED 1 0 1 0.00
1101 CORTEZ CAPITAL LIMITED (HK) 1 0 1 0.00
1102 CROWN ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00
1103 CSI INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1104 Cynosure Asset Management Hong Kong Limited 2 0 2 0.00
1105 D.J. SECURITIES LIMITED 2 0 2 0.00
1106 DEMETER ASSET MANAGEMENT LIMITED 2 0 2 0.00
1107 DRAGONTECH VENTURES MANAGEMENT LIMITED 2 0 2 0.00
1108 DRAKE & MORGAN LIMITED (HK) 1 0 1 0.00
1109 ELECTRA PARTNERS ASIA LIMITED 1 0 1 0.00
1110 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
1111 ENZARD LIMITED 2 0 2 0.00 2004-05-21
1112 EQUITY PARTNERS ASIA LIMITED 3 0 3 0.00
1113 ETON ADVISORY SERVICES LIMITED 1 0 1 0.00
1114 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
1115 EVA ASSET MANAGEMENT LIMITED 2 0 2 0.00
1116 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 0 2 0.00
1117 EYREMOUNT LIMITED 1 0 1 0.00
1118 FERRELL ASSET MANAGEMENT (HK) LIMITED 1 0 1 0.00
1119 FINANCIAL SHIELD LIMITED (b2000-01-24) 1 0 1 0.00
1120 FIRST EASTERN INVESTMENTS LIMITED 4 0 4 0.00
1121 FIRST INVESTMENTS (H.K.) LIMITED 1 0 1 0.00
1122 FU HENG INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1123 Fubon Fund Management (Hong Kong) Limited 4 0 4 0.00
1124 FULLJET SECURITIES LIMITED 2 0 2 0.00
1125 Funderstone Asset Management (HK) Limited 2 0 2 0.00
1126 G.I.M. GLOBAL INVESTMENT MONITOR LIMITED 1 0 1 0.00
1127 GAIN ASSET MANAGEMENT LIMITED 2 0 2 0.00 2003-12-31
1128 GAIN MILES ASSURANCE CONSULTANTS LIMITED 1 0 1 0.00
1129 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 5 0 5 0.00
1130 GENESIS PARTNERS (ASIA) LIMITED 2 0 2 0.00
1131 GEOMATRIX (H.K.) LIMITED 2 0 2 0.00
1132 GET NICE CAPITAL LIMITED 3 0 3 0.00
1133 GINGER CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2004-11-18
1134 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 1 0 1 0.00
1135 GRAND PARTNERS ASSET MANAGEMENT LIMITED 1 0 1 0.00
1136 GREATER CHINA STRATEGIC CAPITAL LIMITED 1 0 1 0.00
1137 Greentech Technology Asset Management Company Limited 1 0 1 0.00
1138 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
1139 H & A Investment Company 1 0 1 0.00
1140 HAMON ASIAN ADVISORS LIMITED 4 0 4 0.00
1141 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 0.00
1142 HARMONY CAPITAL PARTNERS ASIA (HK) LIMITED 2 0 2 0.00 2004-07-07
1143 HAYWOOD INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1144 HDH ADVISORS (HK) LIMITED 2 0 2 0.00 2004-11-25
1145 HENCO CAPITAL LIMITED 2 0 2 0.00
1146 HKFN WEALTH STRATEGY LIMITED 1 0 1 0.00
1147 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 1 0 1 0.00
1148 HONOUR SECURITIES COMPANY LIMITED 1 0 1 0.00
1149 HOORAY CAPITAL LIMITED 2 0 2 0.00
1150 HSBC Corporate Finance (Hong Kong) Limited 3 0 3 0.00
1151 HSBC Global Asset Management Holdings (Bahamas) Limited 5 0 5 0.00
1152 HT CAPITAL MANAGEMENT LIMITED 2 0 2 0.00
1153 HUA YU INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
1154 Huizhi International Capital Holdings Co., Limited 1 0 1 0.00
1155 ICEA CAPITAL ASIA LIMITED 2 0 2 0.00
1156 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 2 0 2 0.00
1157 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
1158 IMPAC ASSET MANAGEMENT (HK) LIMITED 1 0 1 0.00
1159 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 0.00
1160 Investec Asia Limited 3 0 3 0.00
1161 IREALITY INVESTMENTS LIMITED 4 0 4 0.00
1162 iVenture Investment Management Limited 2 0 2 0.00
1163 JAGUAR INVESTMENT SERVICES, LIMITED 1 0 1 0.00
1164 JAPAN ASIA ASSET MANAGEMENT LIMITED 1 0 1 0.00
1165 JFAC CORPORATE FINANCE LIMITED 2 0 2 0.00
1166 JOINCAP CAPITAL LIMITED 1 0 1 0.00
1167 JPMorgan Asset Management (Japan) Limited 2 0 2 0.00
1168 JS CRESVALE CAPITAL LIMITED 3 0 3 0.00
1169 K.K. Wong & Company 1 0 1 0.00
1170 KARFORD SECURITIES LIMITED 2 0 2 0.00
1171 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 0 2 0.00
1172 KB Investment & Securities Hong Kong Limited 2 0 2 0.00 2004-06-30
1173 KGI Asset Management Limited 2 0 2 0.00
1174 KHG Lam 1 0 1 0.00
1175 KOREA INVESTMENT & SECURITIES ASIA LIMITED 3 0 3 0.00
1176 Kwok Chung Chun Securities Company 1 0 1 0.00
1177 LAU & COMPANY LIMITED 2 0 2 0.00
1178 Lawsons Securities Company 1 0 1 0.00
1179 Link Asset Management Limited (HK) 3 0 3 0.00 2004-11-22
1180 Lombard Investments (HK) Limited 2 0 2 0.00
1181 LYNAS CAPITAL LIMITED 2 0 2 0.00 2004-08-12
1182 MANDARIN VP (HK) LIMITED 1 0 1 0.00
1183 MANRISE LIMITED (d2007-05-02) 2 0 2 0.00
1184 MARC FABER LIMITED 1 0 1 0.00
1185 MASON INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1186 MASTERFORD INVESTMENT LIMITED 1 0 1 0.00
1187 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00 2004-09-22
1188 Maurice Lee Investment Advisor Company 1 0 1 0.00
1189 MAYBAN SECURITIES (H.K.) LIMITED 1 0 1 0.00
1190 MCP Holdings Limited (HK) 2 0 2 0.00
1191 MEAG Hong Kong Limited 2 0 2 0.00
1192 MEGAHUB FINANCE ACADEMY LIMITED 2 0 2 0.00
1193 Merdeka Securities Limited 3 0 3 0.00
1194 METILDA FINANCE COMPANY LIMITED 1 0 1 0.00
1195 MIRABAUD (FAR EAST) LIMITED 1 0 1 0.00
1196 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 0 2 0.00 2004-09-21
1197 MUTUAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
1198 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 1 0 1 0.00
1199 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 0 3 0.00
1200 OASIS INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1201 Oasis Management (Hong Kong) 2 0 2 0.00 2004-09-14
1202 Offshore Financial Consultants 1 0 1 0.00
1203 OnePlatform Wealth Management Limited 2 0 2 0.00 2003-07-25
1204 ONG PACIFIC CAPITAL LIMITED 1 0 1 0.00
1205 oOo Securities (HK) Group Limited 2 0 2 0.00 2004-12-03
1206 Optima Capital Limited 2 0 2 0.00
1207 ORIENT FINANCIAL SERVICES LIMITED 1 0 1 0.00
1208 PACIFIC CHALLENGE CORPORATE FINANCE LIMITED 3 0 3 0.00
1209 PACIFIC CHARTERED (ASIA) LIMITED 2 0 2 0.00
1210 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2004-04-07
1211 PACIFIC HAWK (HK) LIMITED 1 0 1 0.00
1212 Pacific Sun Advisors Limited 1 0 1 0.00
1213 PANTHEON CAPITAL (ASIA) LIMITED 4 0 4 0.00
1214 PANURGY LIMITED 2 0 2 0.00
1215 PARTNERS CAPITAL SECURITIES LIMITED 2 0 2 0.00
1216 PEACE TOWN FUND MANAGEMENT LIMITED 3 0 3 0.00
1217 PEAK CAPITAL LIMITED (b2004-03-30) 2 0 2 0.00 2004-10-28
1218 Pictet Asset Management (Hong Kong) Limited 4 0 4 0.00
1219 Polen Capital HK Limited 2 0 2 0.00
1220 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1221 PPM VENTURES (ASIA) LIMITED 3 0 3 0.00
1222 Prashant K. Trivedi 1 0 1 0.00
1223 PRESIDENT WEALTH MANAGEMENT (HONG KONG) LIMITED 1 0 1 0.00
1224 Public Pacific Securities Limited 1 0 1 0.00
1225 PYRMONT WEALTH MANAGEMENT LIMITED 1 0 1 0.00
1226 REGENT FINANCIAL SERVICES LIMITED 1 0 1 0.00
1227 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 1 0 1 0.00
1228 RICHLAND WORLDWIDE LIMITED 2 0 2 0.00 2004-04-15
1229 RIMASIA CAPITAL PARTNERS (HONG KONG) LIMITED 1 0 1 0.00
1230 SA Capital Limited (HK) 1 0 1 0.00
1231 SAGE ASSET MANAGEMENT (HK) LIMITED 3 0 3 0.00
1232 SAGE CAPITAL LIMITED 2 0 2 0.00 2004-09-24
1233 SAMSUNG ASSET MANAGEMENT (ASIA) LIMITED 1 0 1 0.00
1234 SAR CAPITAL LIMITED (d2007-08-03) 1 0 1 0.00
1235 SATTVA INVESTMENT ADVISORS LIMITED 3 0 3 0.00 2003-10-30
1236 SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LIMITED 2 0 2 0.00 2003-12-12
1237 SIIC ASSET MANAGEMENT COMPANY LIMITED 3 0 3 0.00
1238 Silk Road International Capital Limited 1 0 1 0.00
1239 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
1240 SIMPLEX CAPITAL ASIA LIMITED 4 0 4 0.00 2003-09-04
1241 SIMPSON FINANCIAL LIMITED (HK) 1 0 1 0.00
1242 SOUTH OCEAN MANAGEMENT LIMITED 1 0 1 0.00
1243 SPDB International Holdings Limited 2 0 2 0.00
1244 SPS INVESTMENT SERVICES LIMITED 1 0 1 0.00
1245 SSAL FINANCE & INVESTMENT LIMITED 1 0 1 0.00
1246 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 0 2 0.00
1247 STOCKWELL ONLINE (SECURITIES) LIMITED 2 0 2 0.00
1248 STRATEGIC OPTIONS INVESTMENT ADVISORS LIMITED 2 0 2 0.00
1249 Success Power Investment Advisory Limited 1 0 1 0.00
1250 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 1 0 1 0.00
1251 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1252 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1253 TAK FUNG COMMODITIES LIMITED 1 0 1 0.00
1254 TCW ASIA LIMITED 1 0 1 0.00
1255 THATCHER GLOBAL CAPITAL LIMITED 1 0 1 0.00
1256 Tokio Marine Investment Services, Limited 2 0 2 0.00
1257 TRIGON ADVISERS (HONG KONG) LIMITED 2 0 2 0.00
1258 TRIO EQUITY DERIVATIVES (HONG KONG) LIMITED 2 0 2 0.00 2004-12-31
1259 TUNG WUI SECURITIES CO., LIMITED 2 0 2 0.00
1260 TVC MANAGEMENT LIMITED 1 0 1 0.00
1261 UNITED CAPITAL LIMITED 1 0 1 0.00
1262 UNITED GAIN INVESTMENT LIMITED 2 0 2 0.00 2003-08-07
1263 VANHEEL MANAGEMENT LIMITED 2 0 2 0.00
1264 VICTORIA CAPITAL LIMITED (HK) 2 0 2 0.00
1265 VIETNAM FUND MANAGEMENT COMPANY LIMITED 1 0 1 0.00
1266 VISION FINANCE (CAPITAL) LIMITED 1 0 1 0.00
1267 W.S. LAU & ASSOCIATES LIMITED 1 0 1 0.00
1268 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1269 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1270 WELLAM INVESTMENT LIMITED 2 0 2 0.00
1271 WHEELOCK CHATFIELD LIMITED 1 0 1 0.00
1272 WING TAK SECURITIES LIMITED 2 0 2 0.00
1273 WINNINGTON CAPITAL LIMITED 1 0 1 0.00
1274 WTV GLOBAL INVESTMENTS MANAGEMENT LIMITED 1 0 1 0.00
1275 Xeram and Company (Asia) Limited 3 0 3 0.00 2003-12-19
1276 Y. S. Law & Co. 1 0 1 0.00
1277 YARDLEY FINANCE LIMITED 1 0 1 0.00
1278 YICKO INVESTMENT CONSULTANTS & MANAGEMENT LIMITED 3 0 3 0.00
1279 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1280 ZHONGRONG PT FINANCE LIMITED 3 0 3 0.00
1280 Average 2.63 17.50 20.12 86.94

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