SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 Manulife Investment Management (Hong Kong) Limited 5 1184 1189 99.58
2 WM (HK) Limited 2 845 847 99.76
3 Morgan Stanley Asia Limited 14 483 497 97.18
4 GOLDMAN SACHS (ASIA) L.L.C. 32 437 469 93.18
5 Merrill Lynch (Asia Pacific) Limited 12 397 409 97.07
6 Citigroup Global Markets Asia Limited 8 384 392 97.96
7 Tung Shing Securities (Brokers) Limited 4 371 375 98.93
8 Sun Life Hong Kong Limited 1 359 360 99.72
9 PHILLIP SECURITIES (HONG KONG) LIMITED 4 342 346 98.84
10 Everbright Securities Investment Services (HK) Limited 7 306 313 97.76
11 AXA CHINA REGION INVESTMENT SERVICES LIMITED 2 280 282 99.29
12 ZURICH ADVISORY (HK) LIMITED 2 258 260 99.23
13 CES Commodities (HK) Limited 3 241 244 98.77
14 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 8 235 243 96.71 2003-10-15
15 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 8 224 232 96.55 2003-09-30
16 PHILLIP COMMODITIES (H.K.) LIMITED 3 204 207 98.55 2003-12-09
17 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 5 199 204 97.55
18 Morgan Stanley Hong Kong Futures Limited 6 188 194 96.91
19 UOB KAY HIAN (HONG KONG) LIMITED 6 188 194 96.91
20 CELESTIAL SECURITIES LIMITED 7 186 193 96.37 2004-03-13
21 HAITONG INTERNATIONAL FUTURES LIMITED 5 180 185 97.30
22 Credit Suisse (Hong Kong) Limited 4 178 182 97.80
23 KGI ASIA LIMITED 7 168 175 96.00
24 CITIC Securities Brokerage (HK) Limited 6 164 170 96.47
25 OnePlatform Asset Management Limited 1 158 159 99.37
26 NOMURA INTERNATIONAL (HONG KONG) LIMITED 2 153 155 98.71
27 UBS SECURITIES ASIA LIMITED 12 151 163 92.64
28 KGI FUTURES (HONG KONG) LIMITED 6 150 156 96.15
29 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 4 144 148 97.30
30 THE PRUDENTIAL ASSURANCE COMPANY LIMITED 0 137 137 100.00
31 DEUTSCHE SECURITIES ASIA LIMITED 8 136 144 94.44 2004-01-08
32 HONG KONG FOREX INVESTMENT LIMITED 3 135 138 97.83
33 CELESTIAL COMMODITIES LIMITED 5 133 138 96.38
34 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 5 133 138 96.38
35 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED 6 131 137 95.62
36 HSBC BROKING SECURITIES (ASIA) LIMITED 8 127 135 94.07
37 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 5 121 126 96.03
38 GOLDMAN SACHS FUTURES (ASIA) LIMITED 3 120 123 97.56
39 HSBC BROKING FUTURES (ASIA) LIMITED 3 120 123 97.56
40 CES Forex (HK) Limited 3 115 118 97.46
41 Merrill Lynch Far East Limited 9 115 124 92.74
42 DBS VICKERS (HONG KONG) LIMITED 5 114 119 95.80 2003-10-14
43 BOCI SECURITIES LIMITED 8 112 120 93.33 2004-03-01
44 LEHMAN BROTHERS ASIA LIMITED 11 108 119 90.76
45 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 5 108 113 95.58
46 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 3 108 111 97.30
47 HSBC BROKING FOREX (ASIA) LIMITED 3 102 105 97.14
48 CITIC Securities Futures (HK) Limited 5 96 101 95.05
49 PRUDENTIAL BROKERAGE LIMITED 2 90 92 97.83
50 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 3 88 91 96.70
51 FIL Investment Management (Hong Kong) Limited 6 88 94 93.62
52 SOUTH CHINA SECURITIES LIMITED 3 88 91 96.70
53 Tung Shing Futures (Brokers) Limited 2 88 90 97.78
54 EAST ASIA SECURITIES COMPANY LIMITED 2 86 88 97.73
55 CINDA INTERNATIONAL SECURITIES LIMITED 4 85 89 95.51
56 SHUN LOONG SECURITIES COMPANY LIMITED 4 84 88 95.45
57 BOCI COMMODITIES & FUTURES LIMITED 5 82 87 94.25 2004-11-17
58 Credit Suisse Securities (Hong Kong) Limited 5 77 82 93.90
59 CORPORATE BROKERS LIMITED 3 76 79 96.20
60 HSBC LIFE (INTERNATIONAL) LIMITED 2 76 78 97.44
61 VC BROKERAGE LIMITED 4 75 79 94.94
62 Credit Agricole Securities (Asia) Limited 11 73 84 86.90
63 MIB SECURITIES (HONG KONG) LIMITED 9 73 82 89.02
64 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 4 71 75 94.67
65 SOUTH CHINA COMMODITIES LIMITED 3 70 73 95.89
66 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 4 70 74 94.59
67 MACQUARIE CAPITAL LIMITED 13 69 82 84.15
68 CINDA INTERNATIONAL FUTURES LIMITED 5 68 73 93.15
69 FT Securities Limited 4 68 72 94.44
70 J.P. MORGAN BROKING (HONG KONG) LIMITED 8 68 76 89.47 2003-12-02
71 HSBC SECURITIES (ASIA) LIMITED 6 67 73 91.78
72 JEFFERIES BACHE (HONG KONG) LIMITED 3 67 70 95.71
73 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 63 66 95.45
74 CLSA LIMITED 7 62 69 89.86
75 BNP PARIBAS SECURITIES (ASIA) LIMITED 6 61 67 91.04
76 HSBC Global Asset Management (Hong Kong) Limited 7 61 68 89.71
77 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 5 60 65 92.31
78 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 4 59 63 93.65
79 T G HOLBORN (HK) LIMITED 2 58 60 96.67
80 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 5 57 62 91.94
81 BARCLAYS CAPITAL ASIA LIMITED 12 55 67 82.09
82 BEAR STEARNS ASIA LIMITED 2 55 57 96.49
83 GET NICE SECURITIES LIMITED 3 55 58 94.83
84 Lion Global Financial Limited 3 54 57 94.74
85 FIL Investment Advisors 5 52 57 91.23
86 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 3 51 54 94.44 2003-10-31
87 FULBRIGHT SECURITIES LIMITED 5 51 56 91.07
88 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 15 51 66 77.27 2004-05-31
89 Nomura Asia Investment (Hong Kong) Limited 2 51 53 96.23
90 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 48 50 96.00
91 DELTA ASIA SECURITIES LIMITED 1 48 49 97.96
92 EMPEROR SECURITIES LIMITED (HK) 5 48 53 90.57
93 GREAT BAY SECURITIES LIMITED 3 48 51 94.12
94 JPMorgan Asset Management (Asia Pacific) Limited 4 48 52 92.31
95 JPMorgan Funds (Asia) Limited 2 48 50 96.00
96 TSE'S SECURITIES LIMITED 2 48 50 96.00
97 SANFULL SECURITIES LIMITED 5 47 52 90.38
98 SINOPAC SECURITIES (ASIA) LIMITED 6 47 53 88.68
99 VC INTERNATIONAL TRADING LIMITED 4 47 51 92.16
100 CHIEF SECURITIES LIMITED 3 45 48 93.75
101 SG SECURITIES (HK) LIMITED 6 44 50 88.00 2003-12-16
102 FWD Life Insurance Company (Bermuda) Limited 1 43 44 97.73
103 KINGSTON SECURITIES LIMITED 2 43 45 95.56
104 RBS Asia Corporate Finance Limited 4 43 47 91.49
105 SHUN LOONG FUTURES LIMITED 3 43 46 93.48
106 Funderstone Securities Limited 5 42 47 89.36
107 Quam Securities Limited 3 42 45 93.33 2004-10-15
108 Funderstone Futures Limited 3 41 44 93.18
109 LUEN FAT SECURITIES COMPANY LIMITED 4 41 45 91.11
110 CHOW SANG SANG SECURITIES LIMITED 2 40 42 95.24
111 CLSA RESEARCH LIMITED 2 39 41 95.12
112 WINGS SECURITIES (HK) LIMITED 2 39 41 95.12
113 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 6 38 44 86.36
114 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 3 38 41 92.68
115 SHUN LOONG FOREX COMPANY LIMITED 3 38 41 92.68
116 China International Capital Corporation (International) Limited 6 37 43 86.05
117 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 4 37 41 90.24
118 Daiwa Capital Markets Hong Kong Limited 5 37 42 88.10
119 FIRST SHANGHAI SECURITIES LIMITED 5 37 42 88.10
120 INVESCO HONG KONG LIMITED 6 37 43 86.05
121 PRUDENTIAL INDEX TRADING COMPANY LIMITED 1 37 38 97.37
122 Huarong International Securities Limited 4 36 40 90.00 2004-10-25
123 RBS Asia Securities (Hong Kong) Limited 6 36 42 85.71
124 CENTALINE WEALTH MANAGEMENT LIMITED 2 35 37 94.59 2004-04-02
125 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 7 35 42 83.33
126 UNITED SIMSEN FOREX DEALERS LIMITED 4 35 39 89.74
127 MIB FUTURES (HONG KONG) LIMITED 3 34 37 91.89
128 WOCOM SECURITIES LIMITED 4 34 38 89.47
129 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 2 33 35 94.29
130 CORPORATE COMMODITIES LIMITED 3 33 36 91.67
131 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 33 40 82.50
132 Mason Securities Limited 5 33 38 86.84
133 PIPER JAFFRAY ASIA SECURITIES LIMITED 3 33 36 91.67
134 KAISER FUTURES LIMITED 2 32 34 94.12
135 PEACE TOWN FOREX LIMITED 4 32 36 88.89
136 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 2 32 34 94.12
137 FIRST SHANGHAI FUTURES LIMITED 2 31 33 93.94
138 FWD Financial Planning Limited (HK) 3 31 34 91.18
139 KARL-THOMSON SECURITIES COMPANY LIMITED 4 31 35 88.57
140 RBC INVESTMENT SERVICES (ASIA) LIMITED 2 31 33 93.94 2004-10-14
141 REXCAPITAL FUTURES LIMITED 2 31 33 93.94
142 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 31 37 83.78
143 UPBEST SECURITIES COMPANY LIMITED 4 31 35 88.57
144 CHRISTFUND SECURITIES LIMITED 4 30 34 88.24
145 EMPEROR FUTURES LIMITED 4 30 34 88.24
146 KAISER SECURITIES LIMITED 2 30 32 93.75
147 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 3 30 33 90.91 2004-12-16
148 Network Financial Services Limited 2 30 32 93.75
149 OnePlatform Securities Limited 2 30 32 93.75
150 SDIC Securities International Financial Holdings Limited 3 30 33 90.91
151 Taiping Securities (HK) Co Limited 5 30 35 85.71
152 ABCI Securities Company Limited 6 29 35 82.86
153 iBest Consultants Limited 2 29 31 93.55
154 INVESCO ASSET MANAGEMENT ASIA LIMITED 6 29 35 82.86
155 Morgan Stanley Hong Kong Securities Limited 7 29 36 80.56
156 PEGASUS FUND MANAGERS LIMITED 2 29 31 93.55
157 Yuanta Asia Investment (Hong Kong) Limited 10 29 39 74.36 2003-08-13
158 Allianz Global Investors Hong Kong Limited 4 28 32 87.50
159 Beevest Securities Limited 4 28 32 87.50
160 CHOW SANG SANG FUTURES LIMITED 2 28 30 93.33
161 PineBridge Investments Asia Limited 3 28 31 90.32
162 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 3 27 30 90.00
163 CVP Securities Limited 3 27 30 90.00 2004-07-09
164 Standard Chartered Securities (Hong Kong) Limited 9 27 36 75.00
165 Everbright Securities Digital Finance (HK) Limited 3 26 29 89.66
166 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 26 31 83.87
167 STOCKWELL SECURITIES LIMITED 3 26 29 89.66
168 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 3 26 29 89.66 2003-09-24
169 WOCOM LIMITED (HK) 4 26 30 86.67
170 MACQUARIE EQUITIES (ASIA) LIMITED 3 25 28 89.29
171 SBI China Capital Securities Limited 5 25 30 83.33
172 WIN WONG SECURITIES LIMITED 2 25 27 92.59
173 BOCI ASIA LIMITED 7 24 31 77.42
174 BOCOM International Holdings Company Limited 4 24 28 85.71
175 CASH Wealth Management Limited 2 24 26 92.31
176 Credit Suisse Futures (Hong Kong) Limited 3 24 27 88.89
177 Fosun International Securities Limited 5 24 29 82.76
178 CSI Corporate Finance (HK) Limited 11 23 34 67.65
179 Evergrande Securities (Hong Kong) Limited 4 23 27 85.19
180 GET NICE FUTURES COMPANY LIMITED 1 23 24 95.83
181 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 3 23 26 88.46
182 Mason Futures Limited (HK) 3 23 26 88.46
183 OKACHI INVESTMENTS (HK) COMPANY LIMITED 2 23 25 92.00
184 ZHONGRONG PT SECURITIES LIMITED 5 23 28 82.14
185 BOCI RESEARCH LIMITED 2 22 24 91.67
186 BUSINESS SECURITIES LIMITED 2 22 24 91.67
187 CLSA FUTURES LIMITED 3 22 25 88.00
188 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 5 22 27 81.48
189 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 6 22 28 78.57
190 MIZUHO SECURITIES ASIA LIMITED 3 22 25 88.00
191 Prime Cdex Securities Limited 5 22 27 81.48
192 SINO CAPITAL SECURITIES LIMITED 1 22 23 95.65
193 BERICH BROKERAGE LIMITED 4 21 25 84.00
194 FUJI HONG KONG COMMODITIES COMPANY LIMITED 4 21 25 84.00
195 Goldman Sachs Investment Management Hong Kong Limited 2 21 23 91.30
196 JF INTERNATIONAL MANAGEMENT INC. 2 21 23 91.30
197 NEW TREND FUTURES LIMITED 3 21 24 87.50
198 Newedge Broker Limited 2 21 23 91.30
199 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 21 24 87.50
200 UBS SECURITIES HONG KONG LIMITED 6 21 27 77.78
201 Well Link International Securities Limited 1 21 22 95.45
202 WINFULL SECURITIES LIMITED 3 21 24 87.50
203 ADMIS Hong Kong Limited 3 20 23 86.96
204 BANK CONSORTIUM TRUST COMPANY LIMITED 3 20 23 86.96
205 CHIEF COMMODITIES LIMITED 4 20 24 83.33
206 GLOBAL INVESTMENT ADVISORS LIMITED 3 20 23 86.96
207 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 20 22 90.91
208 KGI SECURITIES (HONG KONG) LIMITED 6 20 26 76.92
209 LEHIN SECURITIES LIMITED 3 20 23 86.96
210 PIPER JAFFRAY ASIA FUTURES LIMITED 2 20 22 90.91 2004-02-13
211 QUAM FUTURES LIMITED 2 20 22 90.91
212 Rakuten Securities Hong Kong Limited 2 20 22 90.91
213 CHEER UNION SECURITIES LIMITED 3 19 22 86.36
214 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 2 19 21 90.48
215 CITIC FRONTIER CHINA RESEARCH LIMITED 2 19 21 90.48 2004-03-12
216 DL BROKERAGE LIMITED 3 19 22 86.36
217 HENYEP SECURITIES LIMITED 3 19 22 86.36
218 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 5 19 24 79.17
219 Planetree Securities Limited 3 19 22 86.36
220 RBC FUTURES SERVICES (ASIA) LIMITED 2 19 21 90.48
221 STATE STREET GLOBAL ADVISORS ASIA LIMITED 2 19 21 90.48
222 VICTORY SECURITIES COMPANY LIMITED 3 19 22 86.36
223 WING ON CHEONG SECURITIES COMPANY LIMITED 4 19 23 82.61
224 BlackRock (Hong Kong) Limited (d2017-01-20) 5 18 23 78.26
225 CHARLES SCHWAB, HONG KONG, LIMITED 3 18 21 85.71
226 CITIC Securities (Hong Kong) Limited 2 18 20 90.00
227 DELTA ASIA FINANCIAL FUTURES LIMITED 1 18 19 94.74
228 FAIR EAGLE SECURITIES COMPANY LIMITED 1 18 19 94.74
229 GOLDENWAY SECURITIES COMPANY LIMITED 3 18 21 85.71
230 HANTEC SECURITIES CO., LIMITED 3 18 21 85.71
231 KWAI HUNG SECURITIES COMPANY LIMITED 4 18 22 81.82
232 Macquarie Corporate (Hong Kong) Limited 5 18 23 78.26
233 Success Securities Limited 3 18 21 85.71
234 Sun Life Financial Asia Services Limited 2 18 20 90.00
235 WELLFULL SECURITIES COMPANY LIMITED 5 18 23 78.26
236 Winner International Securities Limited 4 18 22 81.82
237 Amundi Hong Kong Limited 7 17 24 70.83
238 Beijing Securities Limited 3 17 20 85.00
239 CGS International Securities Hong Kong Limited 4 17 21 80.95
240 CHONG HING SECURITIES LIMITED 5 17 22 77.27
241 DBS ASIA CAPITAL LIMITED 4 17 21 80.95
242 ELSTONE SECURITIES LIMITED 4 17 21 80.95
243 HPEF Capital Partners Limited 6 17 23 73.91
244 KAM FAI SECURITIES CO., LIMITED 4 17 21 80.95
245 WINTECH SECURITIES LIMITED 4 17 21 80.95
246 CSC FUTURES (HK) LIMITED 3 16 19 84.21
247 GAM HONG KONG LIMITED 3 16 19 84.21
248 KINGSTON FUTURES LIMITED 2 16 18 88.89
249 LEHMAN BROTHERS SECURITIES ASIA LIMITED 4 16 20 80.00
250 LLOYDS TSB PACIFIC LIMITED 5 16 21 76.19
251 NATIONAL RESOURCES SECURITIES LIMITED 2 16 18 88.89
252 OKACHI (HONG KONG) COMPANY LIMITED 1 16 17 94.12
253 Open Securities Limited 3 16 19 84.21
254 PO KAY SECURITIES & SHARES COMPANY LIMITED 2 16 18 88.89
255 SUN GROWTH SECURITIES LIMITED 2 16 18 88.89
256 Tyche Group Limited 2 16 18 88.89
257 UBS DERIVATIVES HONG KONG LIMITED 4 16 20 80.00
258 YU ON SECURITIES COMPANY LIMITED 2 16 18 88.89
259 BETA INTERNATIONAL SECURITIES LIMITED 2 15 17 88.24
260 CELETIO INVESTMENTS LIMITED 3 15 18 83.33
261 CMB International Global Markets Limited 3 15 18 83.33
262 Eastspring Investments (Hong Kong) Limited 1 15 16 93.75
263 ETRADE SECURITIES (HONG KONG) LIMITED 5 15 20 75.00 2004-03-19
264 EWARTON SECURITIES LIMITED 1 15 16 93.75
265 GAYANG SECURITIES LIMITED 2 15 17 88.24
266 HARRIS FRASER (INTERNATIONAL) LIMITED 2 15 17 88.24
267 INSTINET PACIFIC LIMITED 4 15 19 78.95
268 INTERCHINA SECURITIES LIMITED 2 15 17 88.24
269 Legg Mason International Equities (Hong Kong) Limited 4 15 19 78.95
270 MANULIFE (INTERNATIONAL) LIMITED 2 15 17 88.24
271 PACIFIC CHALLENGE FUTURES HONG KONG LIMITED 2 15 17 88.24
272 PARIBAS ASIA EQUITY LIMITED 3 15 18 83.33
273 REALINK FINANCIAL TRADE LIMITED 3 15 18 83.33 2003-09-25
274 TAI SHING STOCK INVESTMENT CO. LIMITED 4 15 19 78.95
275 TAI TAK SECURITIES (ASIA) LIMITED 2 15 17 88.24
276 YICKO SECURITIES LIMITED 3 15 18 83.33
277 CSC SECURITIES (HK) LIMITED 5 14 19 73.68 2003-12-29
278 DWS Investments Hong Kong Limited 7 14 21 66.67
279 GAOYU SECURITIES LIMITED 4 14 18 77.78
280 HANG SENG SECURITIES LIMITED 4 14 18 77.78
281 HUNG SING SECURITIES LIMITED 2 14 16 87.50
282 KO'S BROTHER SECURITIES COMPANY LIMITED 2 14 16 87.50 2003-07-08
283 Legg Mason Asset Management Hong Kong Limited 4 14 18 77.78
284 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 14 19 73.68
285 MTF SECURITIES LIMITED 2 14 16 87.50
286 SBI China Capital Commodities Limited 2 14 16 87.50
287 TIMES SECURITIES COMPANY LIMITED 2 14 16 87.50
288 AllianceBernstein Hong Kong Limited 4 13 17 76.47
289 BNP PARIBAS DEALING SERVICES ASIA LIMITED 1 13 14 92.86
290 ENLIGHTEN SECURITIES LIMITED 2 13 15 86.67
291 EVER-LONG SECURITIES COMPANY LIMITED 3 13 16 81.25
292 FOX-PITT, KELTON (ASIA) LIMITED 5 13 18 72.22
293 HING WAI ALLIED SECURITIES LIMITED 4 13 17 76.47
294 HONG KONG INTERNATIONAL FUTURES LIMITED 3 13 16 81.25
295 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 5 13 18 72.22
296 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 3 13 16 81.25
297 MoneyMore Securities Limited 2 13 15 86.67
298 PACIFIC WORLD ASSET MANAGEMENT LIMITED 2 13 15 86.67
299 Shacom Securities Limited 2 13 15 86.67
300 SPS SECURITIES LIMITED 4 13 17 76.47
301 Sunwah Kingsway Leasing and Finance Limited 3 13 16 81.25
302 TEMPLETON ASSET MANAGEMENT LTD 3 13 16 81.25
303 TIS SECURITIES (HK) LIMITED 6 13 19 68.42
304 Vision Capital Investment Management Limited 4 13 17 76.47 2003-12-17
305 WO FUNG SECURITIES COMPANY LIMITED 2 13 15 86.67
306 ABN AMRO Clearing Hong Kong Limited 2 12 14 85.71
307 AMUNDI ASSET MANAGEMENT 7 12 19 63.16 2004-07-01
308 CBH Asia Limited 3 12 15 80.00
309 CTBC Asia Limited 4 12 16 75.00 2004-01-14
310 Evergrande Futures (Hong Kong) Limited 4 12 16 75.00 2003-11-21
311 First Sentier Investors (Hong Kong) Limited 6 12 18 66.67
312 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 4 12 16 75.00
313 Ge Shang Investment (Hong Kong) Limited 2 12 14 85.71
314 Goldbridge Securities Limited 2 12 14 85.71
315 GRANSING SECURITIES CO., LIMITED 3 12 15 80.00
316 Hongkong Bay Securities Limited 3 12 15 80.00
317 HOORAY SECURITIES LIMITED 3 12 15 80.00
318 HSBC FUTURES (SINGAPORE) PTE LTD 2 12 14 85.71
319 LAMTEX SECURITIES LIMITED 3 12 15 80.00
320 MAN LUNG HONG SECURITIES LIMITED 2 12 14 85.71
321 NOMURA SECURITIES (HONG KONG) LIMITED 2 12 14 85.71
322 ONSHINE SECURITIES LIMITED 3 12 15 80.00
323 PEACE TOWN FUTURES LIMITED 5 12 17 70.59
324 PO SANG SECURITIES LIMITED 2 12 14 85.71
325 Polaris Capital (Asia) Limited 5 12 17 70.59
326 RBS Asia Futures Limited 2 12 14 85.71
327 SOUTH CHINA CAPITAL LIMITED 3 12 15 80.00
328 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 2 12 14 85.71
329 TAT LEE SECURITIES COMPANY LIMITED 3 12 15 80.00
330 TOPMORE COMMODITIES LIMITED 3 12 15 80.00
331 VALUE PARTNERS LIMITED 3 12 15 80.00
332 YUEXING SECURITIES COMPANY LIMITED 4 12 16 75.00
333 ABN AMRO Clearing (Futures) Hong Kong Limited 2 11 13 84.62
334 CAIIS Limited 1 11 12 91.67
335 CHINA POINT STOCK BROKERS LIMITED 2 11 13 84.62
336 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 3 11 14 78.57
337 Glory Sun Securities Limited 3 11 14 78.57
338 HAITONG INTERNATIONAL RESEARCH LIMITED 2 11 13 84.62
339 Ho Fung Shares Investment Company 1 11 12 91.67
340 ICEA CAPITAL LIMITED 2 11 13 84.62
341 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 11 13 84.62
342 KWONG FAT HONG (SECURITIES) LIMITED 3 11 14 78.57
343 MBA BERKELEY BURKE PORTFOLIO SERVICES LIMITED 2 11 13 84.62
344 MEGA CAPITAL (ASIA) COMPANY LIMITED 4 11 15 73.33
345 Minerva Holding Financial Securities Limited 3 11 14 78.57
346 MUSHK Limited 4 11 15 73.33
347 OCBC Securities Brokerage (Hong Kong) Limited 3 11 14 78.57
348 ONE CHINA SECURITIES LIMITED 2 11 13 84.62 2004-03-01
349 PATTERSON FINANCIAL SERVICES LIMITED 2 11 13 84.62
350 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 3 11 14 78.57
351 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
352 RHB SECURITIES HONG KONG LIMITED 2 11 13 84.62
353 SBI China Capital Financial Services Limited 2 11 13 84.62
354 SEEKERS MARKETS LIMITED 3 11 14 78.57
355 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 4 11 15 73.33
356 TISCO SECURITIES HONG KONG LIMITED 1 11 12 91.67
357 WING SANG SECURITIES COMPANY LIMITED 4 11 15 73.33
358 WING YEE SECURITIES COMPANY LIMITED 3 11 14 78.57
359 YAN YAN INVESTMENT LIMITED 2 11 13 84.62
360 CAPITAL RESEARCH COMPANY 2 10 12 83.33 2004-11-10
361 CHINA SECURITIES HOLDINGS LIMITED 1 10 11 90.91
362 CHRISTFUND FUTURES LIMITED 3 10 13 76.92
363 EAA SECURITIES LIMITED 2 10 12 83.33
364 FE SECURITIES LIMITED 3 10 13 76.92
365 GLOBAL CREDIT SECURITIES LIMITED 3 10 13 76.92
366 HAITONG INTERNATIONAL CAPITAL LIMITED 6 10 16 62.50
367 HANG TAI SECURITIES LIMITED 3 10 13 76.92
368 HING WONG SECURITIES LIMITED 3 10 13 76.92
369 Janus Henderson Investors Hong Kong Limited 2 10 12 83.33
370 KINGSWAY CAPITAL LIMITED 7 10 17 58.82
371 LUEN SING SECURITIES LIMITED 4 10 14 71.43
372 MANGO FINANCIAL LIMITED 4 10 14 71.43
373 MASTER TRADEMORE SECURITIES LIMITED 1 10 11 90.91
374 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 7 10 17 58.82
375 OKASAN INTERNATIONAL (ASIA) LIMITED 4 10 14 71.43
376 ORIENT SECURITIES LIMITED 2 10 12 83.33
377 ORIENTAL PATRON ASIA LIMITED 4 10 14 71.43
378 PIPER JAFFRAY ASIA LIMITED 6 10 16 62.50
379 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 10 13 76.92
380 Shang International Finance Limited 3 10 13 76.92
381 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 10 14 71.43
382 Wisetrade Securities Limited 3 10 13 76.92
383 Yunfeng Financial Markets Limited 3 10 13 76.92
384 AJ Securities Limited 1 9 10 90.00
385 ALTRUIST FINANCIAL GROUP LIMITED 2 9 11 81.82 2004-01-20
386 BARING ASSET MANAGEMENT (ASIA) LIMITED 6 9 15 60.00 2003-08-29
387 BGC SECURITIES (HONG KONG) LLC 2 9 11 81.82
388 BNP PARIBAS FUTURES (HONG KONG) LIMITED 2 9 11 81.82
389 BULLISH SECURITIES LIMITED 2 9 11 81.82
390 CHINA EVERBRIGHT CAPITAL LIMITED 3 9 12 75.00
391 China Tonghai (IA) Limited 3 9 12 75.00
392 CNI GLOBAL CAPITAL LIMITED 4 9 13 69.23
393 CSC ASIA LIMITED 3 9 12 75.00
394 DAIWA SECURITIES SMBC (ASIA) LIMITED 2 9 11 81.82
395 DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED 2 9 11 81.82
396 DBS VICKERS SECURITIES ONLINE (HK) LIMITED 2 9 11 81.82
397 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 6 9 15 60.00
398 EAST ASIA FUTURES LIMITED 2 9 11 81.82
399 FIRST SHANGHAI CAPITAL LIMITED 4 9 13 69.23
400 GUOTAI JUNAN CAPITAL LIMITED 5 9 14 64.29
401 HANG SENG FUTURES LIMITED 4 9 13 69.23
402 HANG SENG INVESTMENT SERVICES LIMITED 6 9 15 60.00
403 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
404 KING FOOK SECURITIES COMPANY LIMITED 3 9 12 75.00
405 KINGSTON CORPORATE FINANCE LIMITED 3 9 12 75.00
406 LEI SHING HONG SECURITIES LIMITED 3 9 12 75.00
407 LOMBARD ODIER (HONG KONG) LIMITED 2 9 11 81.82
408 M&F Asset Management Limited 3 9 12 75.00
409 ORIENTAL PATRON SECURITIES LIMITED 2 9 11 81.82
410 PineBridge Investments Hong Kong Limited 4 9 13 69.23
411 Planetree Futures Limited 3 9 12 75.00
412 REFCO FOREX LIMITED 2 9 11 81.82 2003-07-21
413 ROOFER SECURITIES LIMITED 2 9 11 81.82
414 TAIFAIR SECURITIES LIMITED 4 9 13 69.23
415 TANG PING KONG LIMITED 3 9 12 75.00
416 TUNG TAI SECURITIES COMPANY LIMITED 3 9 12 75.00
417 UPBEST COMMODITIES COMPANY LIMITED 2 9 11 81.82
418 Virtu ITG Hong Kong Limited 2 9 11 81.82
419 WARD FERRY MANAGEMENT LIMITED 2 9 11 81.82
420 WING FAT SECURITIES LIMITED 3 9 12 75.00
421 YF Life Investors Limited 2 9 11 81.82 2004-08-30
422 ASIA DEBT MANAGEMENT HONG KONG LIMITED 3 8 11 72.73
423 AUDREY CHOW SECURITIES LIMITED 1 8 9 88.89
424 AXA Financial Planning (Hong Kong) Limited 2 8 10 80.00
425 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 4 8 12 66.67
426 BEA Union Investment Management Limited 2 8 10 80.00
427 Belvest Investment Services Limited 3 8 11 72.73
428 BNP PARIBAS PEREGRINE FUTURES LIMITED 2 8 10 80.00
429 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 2 8 10 80.00
430 C.P. SECURITIES INTERNATIONAL LIMITED 2 8 10 80.00
431 CHINA PACIFIC SECURITIES LIMITED 3 8 11 72.73
432 Everbright Securities Global (HK) Limited 4 8 12 66.67
433 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 1 8 9 88.89
434 HANG TUNG SECURITIES LIMITED 2 8 10 80.00
435 Hao Tian International Securities Limited 2 8 10 80.00
436 HERMES SECURITIES LIMITED 2 8 10 80.00
437 INTERCHINA FUTURES LIMITED 2 8 10 80.00
438 K.K.M. SECURITIES LIMITED 2 8 10 80.00
439 KPMG CORPORATE FINANCE LIMITED 5 8 13 61.54
440 Lees Securities Co. 1 8 9 88.89
441 LIM ADVISORS LIMITED 2 8 10 80.00
442 MAN INVESTMENTS (HONG KONG) LIMITED 1 8 9 88.89
443 MONEY CONCEPTS (ASIA) LIMITED 1 8 9 88.89
444 Neutral Financial Holding Company Limited 2 8 10 80.00
445 Oshidori Securities Limited 3 8 11 72.73
446 PROTECTIVE CAPITAL (INTERNATIONAL) LIMITED 2 8 10 80.00
447 RICHMOND ASSET MANAGEMENT LIMITED (HK) 1 8 9 88.89
448 SAIL ADVISORS LIMITED 3 8 11 72.73 2004-05-17
449 SG Asset Finance (Hong Kong) Limited 4 8 12 66.67 2003-10-02
450 SHUN HENG SECURITIES LIMITED 1 8 9 88.89
451 Sino-Rich Securities & Futures Limited 2 8 10 80.00
452 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 6 8 14 57.14
453 SINOPAC FUTURES (ASIA) LIMITED 4 8 12 66.67
454 SOLID KING SECURITIES LIMITED 2 8 10 80.00
455 Soo Pei Shao & Company 1 8 9 88.89
456 T. ROWE PRICE INTERNATIONAL, INC. 2 8 10 80.00
457 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
458 TARZAN STOCK & SHARES LIMITED 3 8 11 72.73
459 TRANS JOY SECURITIES LIMITED 3 8 11 72.73
460 YING WAH SECURITIES COMPANY LIMITED 2 8 10 80.00
461 AIF CAPITAL LIMITED 5 7 12 58.33
462 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 8 7 15 46.67
463 AP Asset Management (HK) Limited 2 7 9 77.78 2004-07-07
464 ASSET DYNAMIC MANAGEMENT LIMITED 2 7 9 77.78
465 BaoQiao Partners Securities (HK) Limited 2 7 9 77.78
466 BEAR STEARNS HONG KONG LIMITED 1 7 8 87.50
467 BMI FUNDS MANAGEMENT LIMITED 2 7 9 77.78
468 BOKHARY SECURITIES LIMITED 2 7 9 77.78
469 Broadway Wealth Management Limited 1 7 8 87.50
470 BUSINESS FUTURES LIMITED 2 7 9 77.78
471 CES Private (HK) Limited 2 7 9 77.78
472 CLOVER SECURITIES COMPANY LIMITED 3 7 10 70.00
473 CMB INTERNATIONAL FUTURES LIMITED 3 7 10 70.00
474 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 4 7 11 63.64
475 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 3 7 10 70.00
476 DESCARTES GLOBAL ASSET MANAGEMENT LIMITED 3 7 10 70.00 2004-08-18
477 Goldyard Capital Limited 1 7 8 87.50
478 GRAND ONWARD SECURITIES LIMITED 2 7 9 77.78
479 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 4 7 11 63.64
480 HENIK SECURITIES LIMITED 2 7 9 77.78
481 Hong Kong Stock Link Securities Limited 3 7 10 70.00
482 HSBC INSTITUTIONAL TRUST SERVICES (ASIA) LIMITED 0 7 7 100.00
483 HSBC SECURITIES BROKERS (ASIA) LIMITED 3 7 10 70.00
484 ICBC (ASIA) SECURITIES LIMITED 2 7 9 77.78
485 KCG SECURITIES ASIA LIMITED 3 7 10 70.00 2004-11-25
486 KEE CHEONG SECURITIES COMPANY LIMITED 2 7 9 77.78
487 KMT SECURITIES LIMITED 2 7 9 77.78
488 METRO CAPITAL SECURITIES LIMITED 2 7 9 77.78
489 Nomura Asset Management Hong Kong Limited 3 7 10 70.00
490 PERFECT ASSET MANAGEMENT LIMITED (HK) 1 7 8 87.50
491 PHOENIX CAPITAL SECURITIES LIMITED 3 7 10 70.00
492 PRIME SECURITIES LIMITED (HK) 3 7 10 70.00
493 Quam Capital Limited (b1994-08-04) 4 7 11 63.64
494 Rifa Securities Limited 1 7 8 87.50
495 SDHG International Securities Limited 3 7 10 70.00
496 SINO GRADE SECURITIES LIMITED 2 7 9 77.78
497 SPS COMMODITIES LIMITED 1 7 8 87.50
498 St. James's Place (Hong Kong) Limited 1 7 8 87.50
499 STANDARD & POOR'S, LLC 2 7 9 77.78
500 STANHILL (HONG KONG) LIMITED 7 7 14 50.00
501 Sunrise Investment Company 1 7 8 87.50
502 TOYO SECURITIES ASIA LIMITED 2 7 9 77.78
503 UOB ASIA (HONG KONG) LIMITED 3 7 10 70.00
504 Waton Securities International Limited 4 7 11 63.64
505 WHOLE WIN SECURITIES LIMITED 2 7 9 77.78
506 WING ON SECURITIES LIMITED 2 7 9 77.78
507 YF SECURITIES COMPANY LIMITED 6 7 13 53.85
508 ABN AMRO (HONG KONG) LIMITED 0 6 6 100.00
509 Bright Fund Management Limited 2 6 8 75.00
510 Capital International, Inc. 2 6 8 75.00
511 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
512 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 6 8 75.00
513 ETRADE SECURITIES LIMITED 3 6 9 66.67
514 EVERHOT SECURITIES LIMITED 3 6 9 66.67
515 FAIR EAGLE FUTURES COMPANY LIMITED 1 6 7 85.71
516 GFI (HK) SECURITIES L.L.C. 0 6 6 100.00
517 GLS SECURITIES LIMITED 2 6 8 75.00
518 GOOD HARVEST SECURITIES COMPANY LIMITED 3 6 9 66.67
519 GREEN STAR ASIA LIMITED 2 6 8 75.00
520 GT CAPITAL LIMITED 3 6 9 66.67
521 Guochuang Securities Financial Holding Group Co., Limited 2 6 8 75.00
522 HSBC BROKING (CHINA) LIMITED 2 6 8 75.00
523 iBest Securities Company Limited 3 6 9 66.67
524 Income Partners Asset Management (HK) Limited 3 6 9 66.67
525 KGI CAPITAL ASIA LIMITED 3 6 9 66.67
526 KILMOREY SECURITIES LIMITED 2 6 8 75.00
527 King Sun Securities Limited 2 6 8 75.00
528 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
529 LUEN HING SECURITIES LIMITED 3 6 9 66.67
530 MANBLE SECURITIES LIMITED 2 6 8 75.00
531 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 6 6 12 50.00
532 ROCTEC FUTURES TRADING COMPANY LIMITED 2 6 8 75.00
533 ROCTEC SECURITIES COMPANY LIMITED 2 6 8 75.00
534 RPS INVESTMENT LIMITED 4 6 10 60.00
535 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 5 6 11 54.55
536 SMBC Nikko Securities (Hong Kong) Limited 3 6 9 66.67
537 SPARX Asia Investment Advisors Limited 3 6 9 66.67 2004-04-20
538 Success Futures and Foreign Exchange Limited 2 6 8 75.00
539 THING ON SECURITIES LIMITED 2 6 8 75.00
540 TVG CAPITAL PARTNERS LIMITED 2 6 8 75.00
541 UBS Asset Management (Hong Kong) Limited 3 6 9 66.67
542 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 6 8 75.00
543 AlTi Wealth Management (Hong Kong) Limited 2 5 7 71.43 2004-05-11
544 Anli Securities Limited 2 5 7 71.43
545 Anuenue Securities Limited 3 5 8 62.50
546 BAN HIN SECURITIES COMPANY LIMITED 4 5 9 55.56
547 BANK OF COMMUNICATIONS TRUSTEE LIMITED 0 5 5 100.00
548 BOCI Bullion Company Limited 3 5 8 62.50
549 Bradbury Securities Limited 2 5 7 71.43
550 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 6 5 11 45.45
551 CEPA ALLIANCE SECURITIES LIMITED 3 5 8 62.50
552 Chelac Investment Company 2 5 7 71.43
553 CHELSEA SECURITIES LIMITED (HK) 3 5 8 62.50
554 CHENG YAM ON SECURITIES LIMITED 2 5 7 71.43
555 China Hong Kong Capital Asset Management Company Limited 3 5 8 62.50
556 China Reserve Securities Limited 3 5 8 62.50
557 CHONG HING COMMODITIES AND FUTURES LIMITED 3 5 8 62.50
558 Chow Tai Fook Life Insurance Company Limited 1 5 6 83.33
559 CIBC Global Asset Management (Asia) Limited 1 5 6 83.33
560 CVC Asia Pacific Limited 4 5 9 55.56
561 EVERBEST INSURANCE AND FINANCIAL SERVICES LIMITED 2 5 7 71.43
562 EVOLUTION ASIA INVESTMENTS LIMITED 2 5 7 71.43
563 FAIRWIN BROKING LIMITED 2 5 7 71.43
564 FIRST ASIA FINANCE GROUP LIMITED 1 5 6 83.33
565 FIRST SECURITIES (HK) LIMITED 2 5 7 71.43
566 Fu Yip Securities & Investment Co. 2 5 7 71.43
567 Gold Centre Investment Company 2 5 7 71.43
568 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 5 7 71.43
569 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
570 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 5 7 71.43
571 HEAD & SHOULDERS SECURITIES LIMITED 2 5 7 71.43
572 HPEF Venture Partners Limited 4 5 9 55.56
573 Imagi Brokerage Limited 3 5 8 62.50
574 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 5 8 62.50 2004-08-30
575 Joy Silver Limited 4 5 9 55.56
576 Kin Fung Stock Company 1 5 6 83.33
577 LEI SHING HONG FINANCE LIMITED 2 5 7 71.43
578 METRO CAPITAL FUTURES LIMITED 2 5 7 71.43
579 Monex Boom Securities (H.K.) Limited 2 5 7 71.43
580 Northern Trust Company of Hong Kong Limited (The) 3 5 8 62.50
581 PARTNERS CAPITAL INTERNATIONAL LIMITED 8 5 13 38.46
582 PO LEE SECURITIES LIMITED 2 5 7 71.43
583 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 5 8 62.50
584 RHB CAPITAL HONG KONG LIMITED 2 5 7 71.43
585 SELINA & CO. LIMITED (HK) 2 5 7 71.43
586 SOUTH CHINA RESEARCH LIMITED 1 5 6 83.33
587 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
588 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 5 7 71.43
589 UNI-ALPHA SECURITIES LIMITED 2 5 7 71.43
590 UNICORN SECURITIES COMPANY LIMITED 2 5 7 71.43
591 VMS Securities Limited 1 5 6 83.33
592 WING FUNG SECURITIES LIMITED 3 5 8 62.50
593 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 5 7 71.43 2003-05-23
594 Absolute Investment Management (HK) Limited 3 4 7 57.14
595 Aevitas Securities Limited 1 4 5 80.00
596 ALTUS CAPITAL LIMITED 3 4 7 57.14
597 ARGYLE STREET MANAGEMENT LIMITED 3 4 7 57.14
598 ASIA INSURANCE (PENSIONS FUND) LIMITED 2 4 6 66.67
599 Asia Pacific Securities Limited 4 4 8 50.00
600 BARCLAYS CAPITAL SECURITIES ASIA LIMITED 2 4 6 66.67
601 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2004-10-26
602 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 3 4 7 57.14
603 CF GLOBAL (HK) LIMITED 1 4 5 80.00
604 CHAN NGOK MING SECURITIES LIMITED 2 4 6 66.67
605 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
606 Cheong Lee Securities Co. 1 4 5 80.00
607 CHINA EVERBRIGHT RESEARCH LIMITED 3 4 7 57.14
608 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 1 4 5 80.00
609 CINDA INTERNATIONAL CAPITAL LIMITED 5 4 9 44.44
610 CITIC Securities CLSA Capital Partners (HK) Limited 4 4 8 50.00
611 DAEWOO SECURITIES (HONG KONG) LIMITED 2 4 6 66.67
612 DORIC CAPITAL CORPORATION 3 4 7 57.14 2003-11-13
613 EQT Partners Asia Limited 2 4 6 66.67
614 FAIR EAGLE FINANCE CREDIT LIMITED 1 4 5 80.00
615 FB SECURITIES (HONG KONG) LIMITED 5 4 9 44.44
616 FDB Financial Group Limited 2 4 6 66.67
617 FIRST STATE (HONG KONG) LLC 5 4 9 44.44
618 Fubon Capital (HK) Limited 1 4 5 80.00
619 GALILEO CAPITAL LIMITED (d2009-12-31) 3 4 7 57.14
620 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 4 6 66.67
621 Grand Cartel Securities Company Limited 2 4 6 66.67
622 GREAT HONEST INVESTMENT COMPANY LIMITED 1 4 5 80.00
623 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 4 7 57.14 2004-11-29
624 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 4 4 8 50.00
625 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 1 4 5 80.00
626 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67
627 HUA NAN SECURITIES (HK) LIMITED 1 4 5 80.00
628 Instinet Alpha Trading Limited 4 4 8 50.00
629 Interactive Brokers Hong Kong Limited 2 4 6 66.67 2004-01-07
630 Interactive Brokers LLC 2 4 6 66.67
631 Intercontinent Securities Company 1 4 5 80.00
632 INTERNATIONAL COMMERCE CORPORATION 1 4 5 80.00
633 JAFCO Investment (Hong Kong) Limited 2 4 6 66.67
634 Jupiter Asset Management (Asia Pacific) Limited 2 4 6 66.67
635 K.L. Securities Company 1 4 5 80.00
636 KWOK HING SECURITIES LIMITED 2 4 6 66.67
637 LAZARD ASIA (HONG KONG) LIMITED 3 4 7 57.14
638 MACKINSEY FINANCIAL MANAGEMENT LIMITED 0 4 4 100.00
639 MAGIC COMPASS FUTURES LIMITED 4 4 8 50.00
640 MAGUSTA FUTURES LIMITED 2 4 6 66.67
641 MAN HON YEUNG SECURITIES LIMITED 2 4 6 66.67
642 MARS SECURITIES COMPANY LIMITED 2 4 6 66.67
643 NEW REGION SECURITIES COMPANY LIMITED 2 4 6 66.67
644 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 4 6 66.67
645 OCBC Futures Investment (Hong Kong) Limited 2 4 6 66.67
646 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 1 4 5 80.00
647 PLATINUM BROKING COMPANY LIMITED 1 4 5 80.00
648 PLATINUM SECURITIES COMPANY LIMITED 1 4 5 80.00
649 PRIVATE CAPITAL LIMITED 1 4 5 80.00
650 Public Financial Securities Limited 2 4 6 66.67
651 Public Securities Limited 2 4 6 66.67
652 QUEST STOCKBROKERS (HK) LIMITED 2 4 6 66.67
653 S. W. WOO AND COMPANY LIMITED 2 4 6 66.67
654 SEI INVESTMENTS (EUROPE) LTD 0 4 4 100.00 2004-12-01
655 SINOMAX SECURITIES LIMITED 2 4 6 66.67
656 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 2 4 6 66.67
657 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 4 6 66.67
658 SIU ON SECURITIES LIMITED 2 4 6 66.67
659 SIU YIP COMMODITY LIMITED 3 4 7 57.14
660 SPLENDOR GLOBAL INVESTMENTS LIMITED 1 4 5 80.00
661 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 4 6 66.67 2004-02-05
662 Standard Commodities (Asia) Limited 1 4 5 80.00
663 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 2 4 6 66.67
664 SUN'S FUTURE LIMITED 4 4 8 50.00
665 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
666 SYZ Asset Management (Asia) Limited 2 4 6 66.67 2004-07-27
667 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
668 TAI FUNG SECURITIES LIMITED 2 4 6 66.67
669 TANG KEE SECURITIES LIMITED 2 4 6 66.67
670 TC Investment Management (Asia) Limited 2 4 6 66.67
671 Templewater Hong Kong Limited 2 4 6 66.67
672 TIFFIT SECURITIES (HONG KONG) LIMITED 4 4 8 50.00
673 TRIBRIDGE INVESTMENT PARTNERS LIMITED 1 4 5 80.00
674 UNI-ALPHA FUTURES LIMITED 2 4 6 66.67
675 United Securities Limited (HK) 1 4 5 80.00
676 UOB KAY HIAN ASIA LIMITED 3 4 7 57.14
677 VC CAPITAL LIMITED 4 4 8 50.00
678 Wanhai Securities (HK) Limited 3 4 7 57.14
679 Welform Investors Company 1 4 5 80.00
680 WILBY SECURITIES LIMITED 2 4 6 66.67
681 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 4 6 66.67
682 Win Securities Limited 2 4 6 66.67
683 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
684 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 4 6 66.67
685 YUE XIU SECURITIES COMPANY LIMITED 4 4 8 50.00
686 A ONE INVESTMENT COMPANY LIMITED 5 3 8 37.50
687 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 3 5 60.00 2004-07-07
688 ALPHA SECURITIES COMPANY LIMITED 2 3 5 60.00
689 ALPS CAPITAL MANAGEMENT LIMITED 3 3 6 50.00
690 AMPLE CAPITAL LIMITED 3 3 6 50.00
691 AMS CAPITAL LIMITED (d2012-07-13) 3 3 6 50.00
692 ANGUS MOORE LIMITED 1 3 4 75.00
693 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 3 5 60.00
694 Averest Capital Limited 2 3 5 60.00
695 BARCLAYS CAPITAL FUTURES HONG KONG LIMITED 3 3 6 50.00
696 BEAR BRIGHT LIMITED 2 3 5 60.00
697 BERICH FUTURES (H.K.) COMPANY LIMITED 2 3 5 60.00
698 Black Marble Securities Limited 2 3 5 60.00
699 BlackRock Asset Management North Asia Limited 2 3 5 60.00 2003-12-16
700 BLOOMYEARS LIMITED 2 3 5 60.00
701 BOWEN ASIA LIMITED 4 3 7 42.86
702 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 3 3 6 50.00 2004-07-15
703 CCB Securities Limited 2 3 5 60.00
704 China Best International Futures Co., Limited 3 3 6 50.00
705 CHINA CANTON MANAGEMENT (HONG KONG) LIMITED 1 3 4 75.00
706 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
707 CHINA RICH ASSET MANAGEMENT LIMITED 3 3 6 50.00
708 CHINA SKY SECURITIES LIMITED 2 3 5 60.00
709 CHUANGS & CO. LIMITED 1 3 4 75.00
710 CHUNG LEE SECURITIES COMPANY LIMITED 3 3 6 50.00
711 CITIC CAPITAL ACTIVE PARTNER MANAGEMENT (HK) LIMITED 2 3 5 60.00
712 CITICORP CHINA INVESTMENT MANAGEMENT LIMITED 1 3 4 75.00
713 CS Wealth Securities Limited 4 3 7 42.86
714 CTW SECURITIES LIMITED 1 3 4 75.00
715 DEBTTRADERS, LIMITED 1 3 4 75.00
716 Delta Asia Wealth Management Limited 1 3 4 75.00
717 EMPEROR CORPORATE FINANCE LIMITED 5 3 8 37.50
718 ENLIGHTEN FUTURES LIMITED 2 3 5 60.00
719 F. R. ZIMMERN LIMITED 2 3 5 60.00
720 Freddy Company 1 3 4 75.00
721 FUHWA SECURITIES (HONG KONG) CO., LIMITED 2 3 5 60.00
722 GAINWELL SECURITIES COMPANY LIMITED 3 3 6 50.00 2004-08-21
723 GET NICE ASSET MANAGEMENT LIMITED 1 3 4 75.00
724 GIGA (HONG KONG) LIMITED 2 3 5 60.00
725 Goodcape Investment Company 1 3 4 75.00
726 HAMON ASSET MANAGEMENT LIMITED 4 3 7 42.86
727 HAMON INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
728 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
729 HFS ASSET MANAGEMENT LIMITED 1 3 4 75.00
730 Hong Kong Wan Kiu Investment Company 1 3 4 75.00
731 HSBC GUYERZELLER FAR EAST LIMITED 4 3 7 42.86 2004-12-22
732 Huayu Securities Limited 2 3 5 60.00
733 HUNG SING FUTURES LIMITED 2 3 5 60.00
734 ICEA SECURITIES ASIA LIMITED 2 3 5 60.00
735 iFAST Securities (HK) Limited 3 3 6 50.00
736 INCU CORPORATE FINANCE LIMITED 2 3 5 60.00
737 JVSakk Asia Limited 2 3 5 60.00
738 Kam Wah Investments Limited 2 3 5 60.00
739 KB Securities Hong Kong Limited 2 3 5 60.00
740 LAI PO HUNG & COMPANY LIMITED 2 3 5 60.00
741 LEHMAN BROTHERS FUTURES ASIA LIMITED 2 3 5 60.00
742 MEGABASE FUTURES CO. LIMITED 2 3 5 60.00
743 MEGABASE SECURITIES LIMITED 2 3 5 60.00
744 MEIJI YASUDA ASIA LIMITED 2 3 5 60.00
745 MESSIS CAPITAL LIMITED 3 3 6 50.00
746 MONTGOMERY SECURITIES LIMITED (HK) 3 3 6 50.00
747 MORTON SECURITIES LIMITED 2 3 5 60.00
748 NATIXIS ASIA LIMITED 2 3 5 60.00 2004-10-19
749 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 3 5 60.00
750 Oreana Financial Services Limited 2 3 5 60.00
751 PI INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
752 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
753 RBS Securities (Far East) Limited 1 3 4 75.00
754 RICH PLEASURE SECURITIES LIMITED 2 3 5 60.00
755 Rich Union Securities (H.K.) Limited 1 3 4 75.00
756 ROCTEC INVESTMENT LIMITED 1 3 4 75.00
757 Salisbury Securities 1 3 4 75.00
758 SAMSUNG SECURITIES (ASIA) LIMITED 2 3 5 60.00
759 SG ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00
760 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 2 3 5 60.00
761 SHUN LOONG CAPITAL LIMITED 1 3 4 75.00
762 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 3 3 6 50.00
763 STAR SECURITIES LIMITED (d2009-10-02) 1 3 4 75.00
764 Superfund Financial (Hong Kong) Limited 1 3 4 75.00
765 TAIFAIR FUTURES LIMITED 2 3 5 60.00
766 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 2 3 5 60.00
767 TRANSPAC CAPITAL LIMITED 2 3 5 60.00
768 TT INTERNATIONAL (HONG KONG) LIMITED 3 3 6 50.00 2004-06-04
769 Tung Shun & Company 1 3 4 75.00
770 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 3 5 60.00
771 UKFP (Asia) HK Limited 2 3 5 60.00
772 VERCAP Financial Services Limited 2 3 5 60.00
773 WAH SANG SECURITIES LIMITED 2 3 5 60.00
774 WAI FAT SECURITIES LIMITED 2 3 5 60.00
775 WALDEN TECHNOLOGY MANAGEMENT (H.K.) LIMITED 1 3 4 75.00
776 Wellington Management Hong Kong Limited (b2003-01-02) 2 3 5 60.00 2003-09-18
777 WINLAND WEALTH MANAGEMENT LIMITED 1 3 4 75.00
778 YARDLEY SECURITIES LIMITED 2 3 5 60.00
779 YU MING INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
780 YUE XIU FUTURES COMPANY LIMITED 3 3 6 50.00
781 Zijing Capital Limited 3 3 6 50.00 2003-05-07
782 abrdn Hong Kong Limited 2 2 4 50.00
783 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
784 Allard Partners Limited 2 2 4 50.00
785 ALPHA FUTURES COMPANY LIMITED 2 2 4 50.00
786 Alpha Nova Capital Management Limited 2 2 4 50.00
787 Anuenue Advisors Limited 1 2 3 66.67
788 Arta Global Futures Limited 3 2 5 40.00
789 ASC CAPITAL (H.K.) LIMITED 0 2 2 100.00
790 ASIA INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
791 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
792 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00
793 Asian Pacific Investment Company 1 2 3 66.67
794 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 3 2 5 40.00
795 CCB INTERNATIONAL CAPITAL LIMITED 4 2 6 33.33 2004-05-27
796 CELESTIAL CAPITAL LIMITED 4 2 6 33.33
797 CELESTIAL FINANCE LIMITED 2 2 4 50.00
798 CES Capital International (Hong Kong) Co., Limited 2 2 4 50.00
799 CES International Commodities (HK) Limited 3 2 5 40.00
800 Champion & Co. 1 2 3 66.67
801 CHAMPUS ASSET MANAGEMENT LIMITED 2 2 4 50.00
802 Chanceton Capital Partners Limited 2 2 4 50.00
803 ChapmanCraig Limited 2 2 4 50.00
804 CHARLES SCHMITT & ASSOCIATES LIMITED 2 2 4 50.00
805 CHEKIANG FIRST SECURITIES CO. LIMITED 2 2 4 50.00
806 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 4 2 6 33.33
807 China Renaissance Broking Services (Hong Kong) Limited 1 2 3 66.67
808 COL Securities (HK) Limited 2 2 4 50.00
809 COMGEST FAR EAST LIMITED 2 2 4 50.00
810 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00
811 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 2 5 40.00 2004-07-28
812 CUPOLA CAPITAL LIMITED 2 2 4 50.00
813 DAH SING SECURITIES LIMITED 2 2 4 50.00
814 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
815 DNB Asset Management (Asia) Limited 3 2 5 40.00
816 Finet Securities Limited 2 2 4 50.00
817 FORE ASIA, LIMITED 5 2 7 28.57 2004-08-18
818 FRONTPOINT MANAGEMENT (HONG KONG), LTD. 2 2 4 50.00 2004-11-12
819 FULL WIN SECURITIES LIMITED 2 2 4 50.00
820 GCAM Limited 2 2 4 50.00 2004-10-19
821 Giny Securities Company 1 2 3 66.67
822 GLOBAL CHINA CORPORATE FINANCE LIMITED 1 2 3 66.67
823 GO-TO-ASIA INVESTMENT LIMITED 2 2 4 50.00
824 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
825 Greater China Securities Limited (b1999-04-26) 2 2 4 50.00
826 Grit Securities Limited 2 2 4 50.00
827 HIP HING SECURITIES LIMITED 2 2 4 50.00
828 HOI SANG SECURITIES LIMITED 3 2 5 40.00
829 HOU TAK SECURITIES LIMITED 2 2 4 50.00
830 HSBC Private Trustee (Hong Kong) Limited 2 2 4 50.00
831 HSBC STRUCTURED FUNDS (ASIA) LIMITED 2 2 4 50.00 2004-02-10
832 HSZ (HONG KONG) LIMITED 2 2 4 50.00
833 IMARKETS LIMITED 1 2 3 66.67
834 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 2 2 4 50.00
835 iTTa Capital Limited 2 2 4 50.00 2003-05-29
836 JAPAN ASIA CAPITAL LIMITED 2 2 4 50.00
837 JS SECURITIES LIMITED (HK) 2 2 4 50.00
838 KAM LUEN SECURITIES LIMITED 2 2 4 50.00
839 KARL THOMSON FINANCE LIMITED 2 2 4 50.00
840 Katherine Ip & Company 1 2 3 66.67
841 KINGSWAY SW ASSET MANAGEMENT LIMITED 2 2 4 50.00
842 LUK FOOK SECURITIES (HK) LIMITED 2 2 4 50.00
843 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 2 2 4 50.00
844 MANSION HOUSE ASSET MANAGEMENT LIMITED 1 2 3 66.67
845 MATLINPATTERSON ADVISERS (ASIA) LIMITED 1 2 3 66.67
846 Matrix Securities Limited 5 2 7 28.57
847 MELLON GLOBAL INVESTMENTS ASIA LIMITED 2 2 4 50.00
848 Mercer (Hong Kong) Limited 1 2 3 66.67
849 MIRABAUD (ASIA) LIMITED 2 2 4 50.00 2003-05-13
850 MLI LIMITED (d2018-03-29) 1 2 3 66.67
851 Moliyo (Hong Kong) Limited 2 2 4 50.00
852 Nan Lee Investment Co. 1 2 3 66.67
853 NATIXIS COMMODITY MARKETS (ASIA) LIMITED 1 2 3 66.67
854 Nerico Brothers Limited (HK) 4 2 6 33.33 2004-11-30
855 NEW GALA SECURITIES COMPANY LIMITED 3 2 5 40.00 2004-02-02
856 Nikko Asset Management Hong Kong Limited 2 2 4 50.00
857 Nittan Securities Asia Limited 2 2 4 50.00
858 NORMAN KONG SECURITIES COMPANY LIMITED 3 2 5 40.00 2004-07-15
859 NORTH SEA SECURITIES LIMITED 2 2 4 50.00
860 Nuada Limited 3 2 5 40.00 2004-01-15
861 OP INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00 2004-02-18
862 OSCAR BENSON LIMITED (HK) 1 2 3 66.67
863 OVERLOOK INVESTMENTS LIMITED 2 2 4 50.00
864 PACIFIC GROUP LIMITED (THE) 1 2 3 66.67
865 PAK LEE STOCK COMPANY LIMITED 3 2 5 40.00
866 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
867 PGIM (Hong Kong) Limited 2 2 4 50.00
868 PHILIPPA HUCKLE GROUP LIMITED (THE) 1 2 3 66.67
869 PHOENIX CAPITAL FUTURES LIMITED 3 2 5 40.00
870 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 3 2 5 40.00
871 Quam Asset Management Limited (b1983-06-28) 3 2 5 40.00
872 REALCHAMP ASSET MANAGEMENT LIMITED 1 2 3 66.67
873 RG ASSET MANAGEMENT COMPANY LIMITED 5 2 7 28.57 2004-11-08
874 ROSA SECURITIES LIMITED 3 2 5 40.00
875 SEABRIGHT ASSET MANAGEMENT LIMITED 4 2 6 33.33 2003-07-23
876 Seaga International 1 2 3 66.67
877 SHACOM FUTURES LIMITED 3 2 5 40.00
878 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 2 4 50.00
879 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 2 4 50.00
880 SHUI CHEUNG SECURITIES LIMITED 2 2 4 50.00
881 SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED 2 2 4 50.00
882 Soo Pui Chen & Company 1 2 3 66.67
883 SUEZ ASIA HOLDINGS (HONG KONG) LIMITED 1 2 3 66.67
884 SUN RAISE CAPITAL LIMITED 2 2 4 50.00
885 Szehope & Company 1 2 3 66.67
886 T & F RESEARCH LIMITED 2 2 4 50.00
887 T G SECURITIES LIMITED 2 2 4 50.00
888 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 2 5 40.00
889 Tensant Securities Limited 2 2 4 50.00 2004-08-25
890 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 1 2 3 66.67
891 TIAN YUAN FINANCE LIMITED 2 2 4 50.00
892 TUNG TAI ASSET MANAGEMENT LIMITED 2 2 4 50.00
893 UNITED WORLD ONLINE LIMITED 2 2 4 50.00 2004-11-02
894 UNITED WORLD SECURITIES (INTERNATIONAL) LIMITED 2 2 4 50.00
895 UPBEST INVESTMENT COMPANY LIMITED 2 2 4 50.00
896 Value Partners Private Equity Limited 1 2 3 66.67
897 Vantum Futures Limited 2 2 4 50.00
898 VENHOUSE WEALTH MANAGEMENT LIMITED 3 2 5 40.00 2004-05-19
899 VISION FINANCE (SECURITIES) LIMITED 2 2 4 50.00
900 WAH THAI SECURITIES LIMITED 3 2 5 40.00
901 WAI MAN STOCK & SHARES COMPANY LIMITED 2 2 4 50.00
902 WHARTON INVESTMENT ADVISORS LIMITED 2 2 4 50.00
903 WING YIP COMPANY LIMITED (d2012-03-15) 2 2 4 50.00
904 WINTONE SECURITIES LIMITED 2 2 4 50.00 2004-02-16
905 WOCOM INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
906 XINHUA INVESTMENT GROUP HONG KONG LIMITED 1 2 3 66.67
907 YF FUTURES COMPANY LIMITED 3 2 5 40.00
908 Yuanta Securities (Hong Kong) Company Limited 2 2 4 50.00
909 1SPREAD BROKERAGE LIMITED 2 1 3 33.33
910 ACM ASIA LIMITED 2 1 3 33.33
911 ADM SECURITIES LIMITED 2 1 3 33.33
912 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 1 4 25.00
913 AKTIS CAPITAL ADVISORY LIMITED 2 1 3 33.33 2003-11-29
914 ALBOURNE PARTNERS (ASIA) LIMITED 2 1 3 33.33 2004-09-07
915 AMRI ADVISORY LIMITED 1 1 2 50.00
916 ANGLO CHINESE SECURITIES, LIMITED (HK) 2 1 3 33.33
917 AQUITAINE INVESTMENT ADVISORS LIMITED 2 1 3 33.33
918 ASIA INVESTMENT RESEARCH LIMITED 1 1 2 50.00
919 Asia Pacific Financial Capital Limited 2 1 3 33.33
920 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
921 AVANTA INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
922 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
923 BARBER ASIA LIMITED 1 1 2 50.00
924 BCV INVESTMENT ASIA (HONG KONG) LIMITED 2 1 3 33.33 2003-06-03
925 BREVAN HOWARD (HONG KONG) LIMITED 2 1 3 33.33 2004-07-12
926 Bright Securities Company (The) 1 1 2 50.00
927 CANTERBURY CAPITAL LIMITED (HK) 1 1 2 50.00
928 CBRE Investment Management (Asia) Limited 2 1 3 33.33
929 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
930 CHINA INTERNATIONAL CAPITAL LIMITED 2 1 3 33.33
931 CHINA TONG BAO INSURANCE BROKERS LIMITED 1 1 2 50.00
932 Ching Yick Company 1 1 2 50.00
933 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 3 1 4 25.00
934 CMB International Capital Holdings Corporation Limited 2 1 3 33.33 2003-12-17
935 CMS CAPITAL (HK) CO., LIMITED 3 1 4 25.00 2004-05-06
936 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
937 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
938 ECM LIBRA SECURITIES LIMITED 2 1 3 33.33 2003-07-30
939 EK INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
940 ENHANCED INVESTMENT PRODUCTS LIMITED 2 1 3 33.33
941 EQT Partners Hong Kong Limited 2 1 3 33.33
942 EQUITAS CAPITAL LIMITED (HK) 1 1 2 50.00
943 EVER-LONG RESEARCH LIMITED 1 1 2 50.00
944 FIRST WORLDSEC SECURITIES LIMITED 2 1 3 33.33
945 FORTUNE (HK) SECURITIES LIMITED 4 1 5 20.00 2004-08-19
946 FRANKLIN TEMPLETON INSTITUTIONAL ASIA LIMITED 2 1 3 33.33
947 Friedmann Pacific Asset Management (Hong Kong) Limited 2 1 3 33.33
948 GAVEKAL CAPITAL LIMITED 2 1 3 33.33 2003-06-09
949 Goldin Equities Limited 2 1 3 33.33
950 GT Asset & Portfolio Management Limited 2 1 3 33.33 2004-11-04
951 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 1 3 33.33
952 HERCULES CAPITAL LIMITED (b2002-05-21) 2 1 3 33.33
953 HONG KONG ASSET MANAGEMENT LIMITED 2 1 3 33.33
954 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 1 1 2 50.00
955 Huajin Corporate Finance (International) Limited 3 1 4 25.00
956 ICBC Asset Management (Global) Company Limited 2 1 3 33.33
957 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 1 1 2 50.00
958 INSUBEST FINANCIAL & MPF PLANNING LIMITED 1 1 2 50.00
959 INTEGRATED INVESTMENT MANAGEMENT LIMITED 1 1 2 50.00
960 JK Capital Management Limited 2 1 3 33.33
961 JWC INVESTMENT MANAGEMENT LIMITED 1 1 2 50.00
962 K K CAPITAL MANAGEMENT LIMITED 1 1 2 50.00
963 Kaiser KT Capital Limited 3 1 4 25.00
964 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
965 KING FOOK COMMODITIES COMPANY LIMITED 1 1 2 50.00
966 Ko Kun Stock Company 1 1 2 50.00
967 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 1 5 20.00 2003-06-06
968 LOMBARD CAPITAL LIMITED (d2007-12-07) 1 1 2 50.00 2003-05-02
969 Longitude Asia Limited 2 1 3 33.33
970 Lynx Portfolio Limited 2 1 3 33.33
971 Mackenzie Investments Asia Limited 2 1 3 33.33
972 MAINHOPE INVESTMENT LIMITED 2 1 3 33.33
973 Mainland Securities Co. 1 1 2 50.00
974 MASON LAROCHE (HK) LIMITED 2 1 3 33.33
975 Metaverse Securities Limited (HK) 5 1 6 16.67
976 MING HON SECURITIES LIMITED 3 1 4 25.00
977 MIS SERVICES LIMITED (d2019-06-01) 3 1 4 25.00
978 Newedge Broker Hong Kong Limited 3 1 4 25.00
979 Nezu Asia Capital Management Limited 2 1 3 33.33 2004-10-29
980 OCP Asia (Hong Kong) Limited 2 1 3 33.33 2004-09-03
981 Open Asset Management Limited 2 1 3 33.33
982 OppenheimerFunds International Distributor Limited 2 1 3 33.33 2003-12-15
983 Oriental Stocks & Shares (Investment) Co. 1 1 2 50.00
984 ORTUS CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2003-08-29
985 Oshidori Corporate Finance Limited 1 1 2 50.00
986 PACIFIC INNOVEST CORPORATE FINANCE LIMITED 1 1 2 50.00 2003-07-10
987 PAMA GROUP (HONG KONG) LIMITED 1 1 2 50.00
988 PHOENIX CAPITAL ASIA LIMITED 2 1 3 33.33
989 PIONEER ASSETS CONSULTANTS LIMITED 1 1 2 50.00
990 PRESIDENT SECURITIES (HONG KONG) LIMITED 3 1 4 25.00
991 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 1 1 2 50.00
992 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 1 3 33.33 2004-09-15
993 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 3 1 4 25.00
994 Redford Asset Management Limited 2 1 3 33.33
995 RESIDENTS SECURITIES LIMITED 1 1 2 50.00
996 REXCAPITAL (HONG KONG) LIMITED 2 1 3 33.33
997 San Wan Yuan & Company 1 1 2 50.00
998 SCM CHINA LIMITED 2 1 3 33.33
999 SCOTIATRUST (ASIA) LIMITED 2 1 3 33.33
1000 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 2 1 3 33.33
1001 SKY WARD ASIA LIMITED 1 1 2 50.00
1002 SKY WARD GLOBAL MANAGEMENT LIMITED 1 1 2 50.00
1003 SOEN TAK SECURITIES COMPANY LIMITED 4 1 5 20.00
1004 SOFAER GLOBAL RESEARCH (HK) LIMITED 1 1 2 50.00
1005 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1006 Stellar Securities Limited 2 1 3 33.33
1007 STOCKWELL COMMODITIES LIMITED 1 1 2 50.00
1008 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33
1009 SUN TAI CHEUNG CREDITS LIMITED 1 1 2 50.00
1010 Sunline Prosticks Financial Solutions Limited 1 1 2 50.00
1011 Tai Chuen Securities Co. 1 1 2 50.00
1012 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 33.33
1013 TELOS CAPITAL & RISK MANAGEMENT LIMITED 1 1 2 50.00
1014 Ten & Ten Securities Company 0 1 1 100.00
1015 TMT FINANCIAL SERVICES LIMITED (d2014-10-11) 1 1 2 50.00
1016 Towers Watson Hong Kong Limited 1 1 2 50.00
1017 TRUTH SECURITIES LIMITED 4 1 5 20.00
1018 Union Securities Co 1 1 2 50.00
1019 UOB FINANCE (H.K.) LIMITED 1 1 2 50.00
1020 UPBEST ASSETS MANAGEMENT LIMITED 2 1 3 33.33
1021 VC International Asset Management Limited 2 1 3 33.33
1022 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 1 3 33.33
1023 WAG FINANCIAL SERVICES GROUP LIMITED 3 1 4 25.00
1024 WALCO SECURITIES LIMITED 1 1 2 50.00
1025 WELLCHAMP CAPITAL LIMITED 2 1 3 33.33
1026 Winning & Company 1 1 2 50.00
1027 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 1 1 2 50.00
1028 WORLDWIDE BROKERAGE LIMITED 2 1 3 33.33
1029 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
1030 YU ON COMMODITIES COMPANY LIMITED 2 1 3 33.33
1031 313 Capital Management Limited 1 0 1 0.00
1032 AASTOCKS.COM LIMITED 2 0 2 0.00
1033 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 0 2 0.00
1034 Acru Asset Management Limited 2 0 2 0.00 2004-08-25
1035 AD Capital Management (Hong Kong) Limited 4 0 4 0.00 2004-09-08
1036 AFG CAPITAL ASSETS LIMITED 2 0 2 0.00 2004-09-01
1037 AIF Securities Limited 3 0 3 0.00 2004-11-02
1038 AIP INTERNATIONAL MANAGEMENT LIMITED 2 0 2 0.00 2004-05-24
1039 AISANCE ASSET MANAGEMENT LIMITED 4 0 4 0.00
1040 ALPHA ASSET INVESTMENTS LIMITED 2 0 2 0.00
1041 ALPHA CAPITAL LIMITED (THE) 2 0 2 0.00
1042 APAC CAPITAL ADVISORS LIMITED 2 0 2 0.00 2004-12-06
1043 ARX ADVISORS LIMITED 1 0 1 0.00 2003-12-04
1044 ASIA ABSOLUTE ADVISORS LIMITED 3 0 3 0.00 2004-08-19
1045 ASIA PACIFIC CAPITAL (HK) LIMITED 2 0 2 0.00 2004-01-02
1046 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 2 0 2 0.00
1047 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
1048 ASSURED ASSET MANAGEMENT LIMITED (HK) 1 0 1 0.00
1049 AURORA ASIA LIMITED 2 0 2 0.00 2004-05-21
1050 AUSTFIN PERSONAL FINANCIAL SERVICES LIMITED 1 0 1 0.00
1051 Avia Asset Management Limited 2 0 2 0.00
1052 AXA Investment Managers Asia Limited 4 0 4 0.00
1053 AXIA CAPITAL PARTNERS LIMITED 1 0 1 0.00
1054 Axis Capital Management Limited 1 0 1 0.00
1055 BALI SECURITIES CO. LIMITED 2 0 2 0.00
1056 BALLINGAL INVESTMENT ADVISORS LIMITED 3 0 3 0.00 2004-08-13
1057 BATAVIA INVESTMENT ADVISERS LIMITED 1 0 1 0.00
1058 BDO FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
1059 Bentley Capital Limited (HK) 4 0 4 0.00
1060 BENTLEY REID & COMPANY LIMITED 3 0 3 0.00
1061 BGI Capital Limited 3 0 3 0.00 2004-03-24
1062 BIZWIZ LIMITED (d2019-10-26) 1 0 1 0.00
1063 BKHK Limited 6 0 6 0.00
1064 BLUE POOL CAPITAL LIMITED 2 0 2 0.00 2004-11-10
1065 BOCI ASSET MANAGEMENT LIMITED 2 0 2 0.00
1066 BOND TRUST LIMITED 2 0 2 0.00 2004-08-04
1067 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
1068 BOULTON CAPITAL ASIA LIMITED 3 0 3 0.00 2004-09-07
1069 BRIGHT & SHINE CORPORATE FINANCE LIMITED 2 0 2 0.00
1070 BROOKE CAPITAL LIMITED 2 0 2 0.00
1071 Cambridge Strategy (Asset Management) Asia Limited (The) 1 0 1 0.00
1072 CAPE ASSET MANAGEMENT LIMITED 1 0 1 0.00
1073 CAPITAL FOR BUSINESS LIMITED (VG) 1 0 1 0.00
1074 CARDINALASIA CONSULTING LIMITED 1 0 1 0.00 2003-06-27
1075 CENTURION CORPORATE FINANCE LIMITED 1 0 1 0.00
1076 CENTURION GLOBAL CAPITAL LIMITED (d2011-12-09) 2 0 2 0.00 2004-12-22
1077 CERES CAPITAL LIMITED 2 0 2 0.00
1078 CES Wealth Management (HK) Limited 2 0 2 0.00
1079 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
1080 CHAPPAQUA LIMITED 3 0 3 0.00 2004-11-19
1081 CHEETAH ADVISORS LIMITED 1 0 1 0.00
1082 CHEETAH INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1083 CHI CAPITAL SECURITIES LIMITED 1 0 1 0.00 2004-09-07
1084 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 0.00
1085 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1086 CHINA CORE CAPITAL MANAGEMENT LIMITED 1 0 1 0.00
1087 China Enterprise Securities Company Limited 2 0 2 0.00
1088 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 2 0 2 0.00
1089 China Finance Holdings Limited 1 0 1 0.00
1090 China Finance KAB Limited 3 0 3 0.00 2004-12-23
1091 China Gather Wealth Financial Company Limited 2 0 2 0.00
1092 China Integrity Investment Limited 2 0 2 0.00
1093 Chung Tak & Company 1 0 1 0.00
1094 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 3 0 3 0.00
1095 CLSA Premium International (HK) Limited 3 0 3 0.00 2004-10-20
1096 CNCB (Hong Kong) Capital Limited 2 0 2 0.00
1097 CNK INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1098 COMMENCE COMPANY LIMITED 1 0 1 0.00
1099 CONSTELLATION RESOURCES LIMITED 2 0 2 0.00
1100 CONTINUITY CAPITAL (HONG KONG) LIMITED 1 0 1 0.00
1101 CORTEZ CAPITAL LIMITED (HK) 1 0 1 0.00
1102 CROWN ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00
1103 CSI INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1104 Cynosure Asset Management Hong Kong Limited 2 0 2 0.00
1105 D.J. SECURITIES LIMITED 2 0 2 0.00
1106 DEMETER ASSET MANAGEMENT LIMITED 2 0 2 0.00
1107 DRAGONTECH VENTURES MANAGEMENT LIMITED 2 0 2 0.00
1108 DRAKE & MORGAN LIMITED (HK) 1 0 1 0.00
1109 ELECTRA PARTNERS ASIA LIMITED 1 0 1 0.00
1110 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
1111 ENZARD LIMITED 2 0 2 0.00 2004-05-21
1112 EQUITY PARTNERS ASIA LIMITED 3 0 3 0.00
1113 ETON ADVISORY SERVICES LIMITED 1 0 1 0.00
1114 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
1115 EVA ASSET MANAGEMENT LIMITED 2 0 2 0.00
1116 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 0 2 0.00
1117 EYREMOUNT LIMITED 1 0 1 0.00
1118 FERRELL ASSET MANAGEMENT (HK) LIMITED 1 0 1 0.00
1119 FINANCIAL SHIELD LIMITED (b2000-01-24) 1 0 1 0.00
1120 FIRST EASTERN INVESTMENTS LIMITED 4 0 4 0.00
1121 FIRST INVESTMENTS (H.K.) LIMITED 1 0 1 0.00
1122 FU HENG INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1123 Fubon Fund Management (Hong Kong) Limited 4 0 4 0.00
1124 FULLJET SECURITIES LIMITED 2 0 2 0.00
1125 Funderstone Asset Management (HK) Limited 2 0 2 0.00
1126 G.I.M. GLOBAL INVESTMENT MONITOR LIMITED 1 0 1 0.00
1127 GAIN ASSET MANAGEMENT LIMITED 2 0 2 0.00 2003-12-31
1128 GAIN MILES ASSURANCE CONSULTANTS LIMITED 1 0 1 0.00
1129 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 5 0 5 0.00
1130 GENESIS PARTNERS (ASIA) LIMITED 2 0 2 0.00
1131 GEOMATRIX (H.K.) LIMITED 2 0 2 0.00
1132 GET NICE CAPITAL LIMITED 3 0 3 0.00
1133 GINGER CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2004-11-18
1134 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 1 0 1 0.00
1135 GRAND PARTNERS ASSET MANAGEMENT LIMITED 1 0 1 0.00
1136 GREATER CHINA STRATEGIC CAPITAL LIMITED 1 0 1 0.00
1137 Greentech Technology Asset Management Company Limited 1 0 1 0.00
1138 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
1139 H & A Investment Company 1 0 1 0.00
1140 HAMON ASIAN ADVISORS LIMITED 4 0 4 0.00
1141 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 0.00
1142 HARMONY CAPITAL PARTNERS ASIA (HK) LIMITED 2 0 2 0.00 2004-07-07
1143 HAYWOOD INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1144 HDH ADVISORS (HK) LIMITED 2 0 2 0.00 2004-11-25
1145 HENCO CAPITAL LIMITED 2 0 2 0.00
1146 HKFN WEALTH STRATEGY LIMITED 1 0 1 0.00
1147 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 1 0 1 0.00
1148 HONOUR SECURITIES COMPANY LIMITED 1 0 1 0.00
1149 HOORAY CAPITAL LIMITED 2 0 2 0.00
1150 HSBC Corporate Finance (Hong Kong) Limited 3 0 3 0.00
1151 HSBC Global Asset Management Holdings (Bahamas) Limited 5 0 5 0.00
1152 HT CAPITAL MANAGEMENT LIMITED 2 0 2 0.00
1153 HUA YU INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
1154 Huizhi International Capital Holdings Co., Limited 1 0 1 0.00
1155 ICEA CAPITAL ASIA LIMITED 2 0 2 0.00
1156 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 2 0 2 0.00
1157 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
1158 IMPAC ASSET MANAGEMENT (HK) LIMITED 1 0 1 0.00
1159 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 0.00
1160 Investec Asia Limited 3 0 3 0.00
1161 IREALITY INVESTMENTS LIMITED 4 0 4 0.00
1162 iVenture Investment Management Limited 2 0 2 0.00
1163 JAGUAR INVESTMENT SERVICES, LIMITED 1 0 1 0.00
1164 JAPAN ASIA ASSET MANAGEMENT LIMITED 1 0 1 0.00
1165 JFAC CORPORATE FINANCE LIMITED 2 0 2 0.00
1166 JOINCAP CAPITAL LIMITED 1 0 1 0.00
1167 JPMorgan Asset Management (Japan) Limited 2 0 2 0.00
1168 JS CRESVALE CAPITAL LIMITED 3 0 3 0.00
1169 K.K. Wong & Company 1 0 1 0.00
1170 KARFORD SECURITIES LIMITED 2 0 2 0.00
1171 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 0 2 0.00
1172 KB Investment & Securities Hong Kong Limited 2 0 2 0.00 2004-06-30
1173 KGI Asset Management Limited 2 0 2 0.00
1174 KHG Lam 1 0 1 0.00
1175 KOREA INVESTMENT & SECURITIES ASIA LIMITED 3 0 3 0.00
1176 Kwok Chung Chun Securities Company 1 0 1 0.00
1177 LAU & COMPANY LIMITED 2 0 2 0.00
1178 Lawsons Securities Company 1 0 1 0.00
1179 Link Asset Management Limited (HK) 3 0 3 0.00 2004-11-22
1180 Lombard Investments (HK) Limited 2 0 2 0.00
1181 LYNAS CAPITAL LIMITED 2 0 2 0.00 2004-08-12
1182 MANDARIN VP (HK) LIMITED 1 0 1 0.00
1183 MANRISE LIMITED (d2007-05-02) 2 0 2 0.00
1184 MARC FABER LIMITED 1 0 1 0.00
1185 MASON INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1186 MASTERFORD INVESTMENT LIMITED 1 0 1 0.00
1187 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00 2004-09-22
1188 Maurice Lee Investment Advisor Company 1 0 1 0.00
1189 MAYBAN SECURITIES (H.K.) LIMITED 1 0 1 0.00
1190 MCP Holdings Limited (HK) 2 0 2 0.00
1191 MEAG Hong Kong Limited 2 0 2 0.00
1192 MEGAHUB FINANCE ACADEMY LIMITED 2 0 2 0.00
1193 Merdeka Securities Limited 3 0 3 0.00
1194 METILDA FINANCE COMPANY LIMITED 1 0 1 0.00
1195 MIRABAUD (FAR EAST) LIMITED 1 0 1 0.00
1196 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 0 2 0.00 2004-09-21
1197 MUTUAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
1198 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 1 0 1 0.00
1199 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 0 3 0.00
1200 OASIS INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1201 Oasis Management (Hong Kong) 2 0 2 0.00 2004-09-14
1202 Offshore Financial Consultants 1 0 1 0.00
1203 OnePlatform Wealth Management Limited 2 0 2 0.00 2003-07-25
1204 ONG PACIFIC CAPITAL LIMITED 1 0 1 0.00
1205 oOo Securities (HK) Group Limited 2 0 2 0.00 2004-12-03
1206 Optima Capital Limited 2 0 2 0.00
1207 ORIENT FINANCIAL SERVICES LIMITED 1 0 1 0.00
1208 PACIFIC CHALLENGE CORPORATE FINANCE LIMITED 3 0 3 0.00
1209 PACIFIC CHARTERED (ASIA) LIMITED 2 0 2 0.00
1210 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2004-04-07
1211 PACIFIC HAWK (HK) LIMITED 1 0 1 0.00
1212 Pacific Sun Advisors Limited 1 0 1 0.00
1213 PANTHEON CAPITAL (ASIA) LIMITED 4 0 4 0.00
1214 PANURGY LIMITED 2 0 2 0.00
1215 PARTNERS CAPITAL SECURITIES LIMITED 2 0 2 0.00
1216 PEACE TOWN FUND MANAGEMENT LIMITED 3 0 3 0.00
1217 PEAK CAPITAL LIMITED (b2004-03-30) 2 0 2 0.00 2004-10-28
1218 Pictet Asset Management (Hong Kong) Limited 4 0 4 0.00
1219 Polen Capital HK Limited 2 0 2 0.00
1220 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1221 PPM VENTURES (ASIA) LIMITED 3 0 3 0.00
1222 Prashant K. Trivedi 1 0 1 0.00
1223 PRESIDENT WEALTH MANAGEMENT (HONG KONG) LIMITED 1 0 1 0.00
1224 Public Pacific Securities Limited 1 0 1 0.00
1225 PYRMONT WEALTH MANAGEMENT LIMITED 1 0 1 0.00
1226 REGENT FINANCIAL SERVICES LIMITED 1 0 1 0.00
1227 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 1 0 1 0.00
1228 RICHLAND WORLDWIDE LIMITED 2 0 2 0.00 2004-04-15
1229 RIMASIA CAPITAL PARTNERS (HONG KONG) LIMITED 1 0 1 0.00
1230 SA Capital Limited (HK) 1 0 1 0.00
1231 SAGE ASSET MANAGEMENT (HK) LIMITED 3 0 3 0.00
1232 SAGE CAPITAL LIMITED 2 0 2 0.00 2004-09-24
1233 SAMSUNG ASSET MANAGEMENT (ASIA) LIMITED 1 0 1 0.00
1234 SAR CAPITAL LIMITED (d2007-08-03) 1 0 1 0.00
1235 SATTVA INVESTMENT ADVISORS LIMITED 3 0 3 0.00 2003-10-30
1236 SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LIMITED 2 0 2 0.00 2003-12-12
1237 SIIC ASSET MANAGEMENT COMPANY LIMITED 3 0 3 0.00
1238 Silk Road International Capital Limited 1 0 1 0.00
1239 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
1240 SIMPLEX CAPITAL ASIA LIMITED 4 0 4 0.00 2003-09-04
1241 SIMPSON FINANCIAL LIMITED (HK) 1 0 1 0.00
1242 SOUTH OCEAN MANAGEMENT LIMITED 1 0 1 0.00
1243 SPDB International Holdings Limited 2 0 2 0.00
1244 SPS INVESTMENT SERVICES LIMITED 1 0 1 0.00
1245 SSAL FINANCE & INVESTMENT LIMITED 1 0 1 0.00
1246 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 0 2 0.00
1247 STOCKWELL ONLINE (SECURITIES) LIMITED 2 0 2 0.00
1248 STRATEGIC OPTIONS INVESTMENT ADVISORS LIMITED 2 0 2 0.00
1249 Success Power Investment Advisory Limited 1 0 1 0.00
1250 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 1 0 1 0.00
1251 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1252 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1253 TAK FUNG COMMODITIES LIMITED 1 0 1 0.00
1254 TCW ASIA LIMITED 1 0 1 0.00
1255 THATCHER GLOBAL CAPITAL LIMITED 1 0 1 0.00
1256 Tokio Marine Investment Services, Limited 2 0 2 0.00
1257 TRIGON ADVISERS (HONG KONG) LIMITED 2 0 2 0.00
1258 TRIO EQUITY DERIVATIVES (HONG KONG) LIMITED 2 0 2 0.00 2004-12-31
1259 TUNG WUI SECURITIES CO., LIMITED 2 0 2 0.00
1260 TVC MANAGEMENT LIMITED 1 0 1 0.00
1261 UNITED CAPITAL LIMITED 1 0 1 0.00
1262 UNITED GAIN INVESTMENT LIMITED 2 0 2 0.00 2003-08-07
1263 VANHEEL MANAGEMENT LIMITED 2 0 2 0.00
1264 VICTORIA CAPITAL LIMITED (HK) 2 0 2 0.00
1265 VIETNAM FUND MANAGEMENT COMPANY LIMITED 1 0 1 0.00
1266 VISION FINANCE (CAPITAL) LIMITED 1 0 1 0.00
1267 W.S. LAU & ASSOCIATES LIMITED 1 0 1 0.00
1268 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1269 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1270 WELLAM INVESTMENT LIMITED 2 0 2 0.00
1271 WHEELOCK CHATFIELD LIMITED 1 0 1 0.00
1272 WING TAK SECURITIES LIMITED 2 0 2 0.00
1273 WINNINGTON CAPITAL LIMITED 1 0 1 0.00
1274 WTV GLOBAL INVESTMENTS MANAGEMENT LIMITED 1 0 1 0.00
1275 Xeram and Company (Asia) Limited 3 0 3 0.00 2003-12-19
1276 Y. S. Law & Co. 1 0 1 0.00
1277 YARDLEY FINANCE LIMITED 1 0 1 0.00
1278 YICKO INVESTMENT CONSULTANTS & MANAGEMENT LIMITED 3 0 3 0.00
1279 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1280 ZHONGRONG PT FINANCE LIMITED 3 0 3 0.00
1280 Average 2.63 17.50 20.12 86.94

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