SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 TRIO EQUITY DERIVATIVES (HONG KONG) LIMITED 2 0 2 0.00 2004-12-31
2 China Finance KAB Limited 3 0 3 0.00 2004-12-23
3 CENTURION GLOBAL CAPITAL LIMITED (d2011-12-09) 2 0 2 0.00 2004-12-22
4 HSBC GUYERZELLER FAR EAST LIMITED 4 3 7 42.86 2004-12-22
5 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 3 30 33 90.91 2004-12-16
6 APAC CAPITAL ADVISORS LIMITED 2 0 2 0.00 2004-12-06
7 orientiert XYZ Securities Limited 2 0 2 0.00 2004-12-03
8 SEI INVESTMENTS (EUROPE) LTD 0 4 4 100.00 2004-12-01
9 Nerico Brothers Limited (HK) 4 2 6 33.33 2004-11-30
10 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 4 7 57.14 2004-11-29
11 HDH ADVISORS (HK) LIMITED 2 0 2 0.00 2004-11-25
12 KCG SECURITIES ASIA LIMITED 3 7 10 70.00 2004-11-25
13 Link Asset Management Limited (HK) 3 0 3 0.00 2004-11-22
14 CHAPPAQUA LIMITED 3 0 3 0.00 2004-11-19
15 GINGER CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2004-11-18
16 BOCI COMMODITIES & FUTURES LIMITED 5 82 87 94.25 2004-11-17
17 FRONTPOINT MANAGEMENT (HONG KONG), LTD. 2 2 4 50.00 2004-11-12
18 BLUE POOL CAPITAL LIMITED 2 0 2 0.00 2004-11-10
19 CAPITAL RESEARCH COMPANY 2 10 12 83.33 2004-11-10
20 RG ASSET MANAGEMENT COMPANY LIMITED 5 2 7 28.57 2004-11-08
21 GT Asset & Portfolio Management Limited 2 1 3 33.33 2004-11-04
22 AIF Securities Limited 3 0 3 0.00 2004-11-02
23 UNITED WORLD ONLINE LIMITED 2 2 4 50.00 2004-11-02
24 Nezu Asia Capital Management Limited 2 1 3 33.33 2004-10-29
25 PEAK CAPITAL LIMITED (b2004-03-30) 2 0 2 0.00 2004-10-28
26 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2004-10-26
27 Huarong International Securities Limited 4 36 40 90.00 2004-10-25
28 CLSA Premium International (HK) Limited 3 0 3 0.00 2004-10-20
29 GCAM Limited 2 2 4 50.00 2004-10-19
30 NATIXIS ASIA LIMITED 2 3 5 60.00 2004-10-19
31 Quam Securities Limited 3 42 45 93.33 2004-10-15
32 RBC INVESTMENT SERVICES (ASIA) LIMITED 2 31 33 93.94 2004-10-14
33 SAGE CAPITAL LIMITED 2 0 2 0.00 2004-09-24
34 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00 2004-09-22
35 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 0 2 0.00 2004-09-21
36 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 1 3 33.33 2004-09-15
37 Oasis Management (Hong Kong) 2 0 2 0.00 2004-09-14
38 AD Capital Management (Hong Kong) Limited 4 0 4 0.00 2004-09-08
39 ALBOURNE PARTNERS (ASIA) LIMITED 2 1 3 33.33 2004-09-07
40 BOULTON CAPITAL ASIA LIMITED 3 0 3 0.00 2004-09-07
41 CHI CAPITAL SECURITIES LIMITED 1 0 1 0.00 2004-09-07
42 OCP Asia (Hong Kong) Limited 2 1 3 33.33 2004-09-03
43 AFG CAPITAL ASSETS LIMITED 2 0 2 0.00 2004-09-01
44 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 5 8 62.50 2004-08-30
45 YF Life Investors Limited 2 9 11 81.82 2004-08-30
46 Acru Asset Management Limited 2 0 2 0.00 2004-08-25
47 Tensant Securities Limited 2 2 4 50.00 2004-08-25
48 GAINWELL SECURITIES COMPANY LIMITED 3 3 6 50.00 2004-08-21
49 ASIA ABSOLUTE ADVISORS LIMITED 3 0 3 0.00 2004-08-19
50 FORTUNE (HK) SECURITIES LIMITED 4 1 5 20.00 2004-08-19
51 DESCARTES GLOBAL ASSET MANAGEMENT LIMITED 3 7 10 70.00 2004-08-18
52 FORE ASIA, LIMITED 5 2 7 28.57 2004-08-18
53 BALLINGAL INVESTMENT ADVISORS LIMITED 3 0 3 0.00 2004-08-13
54 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
55 LYNAS CAPITAL LIMITED 2 0 2 0.00 2004-08-12
56 BOND TRUST LIMITED 2 0 2 0.00 2004-08-04
57 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 2 5 40.00 2004-07-28
58 SYZ Asset Management (Asia) Limited 2 4 6 66.67 2004-07-27
59 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 3 3 6 50.00 2004-07-15
60 NORMAN KONG SECURITIES COMPANY LIMITED 3 2 5 40.00 2004-07-15
61 BREVAN HOWARD (HONG KONG) LIMITED 2 1 3 33.33 2004-07-12
62 CVP Securities Limited 3 27 30 90.00 2004-07-09
63 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 3 5 60.00 2004-07-07
64 AP Asset Management (HK) Limited 2 7 9 77.78 2004-07-07
65 HARMONY CAPITAL PARTNERS ASIA (HK) LIMITED 2 0 2 0.00 2004-07-07
66 AMUNDI ASSET MANAGEMENT 7 12 19 63.16 2004-07-01
67 KB Investment & Securities Hong Kong Limited 2 0 2 0.00 2004-06-30
68 TT INTERNATIONAL (HONG KONG) LIMITED 3 3 6 50.00 2004-06-04
69 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 15 51 66 77.27 2004-05-31
70 CCB INTERNATIONAL CAPITAL LIMITED 4 2 6 33.33 2004-05-27
71 AIP INTERNATIONAL MANAGEMENT LIMITED 2 0 2 0.00 2004-05-24
72 AURORA ASIA LIMITED 2 0 2 0.00 2004-05-21
73 ENZARD LIMITED 2 0 2 0.00 2004-05-21
74 VENHOUSE WEALTH MANAGEMENT LIMITED 3 2 5 40.00 2004-05-19
75 SAIL ADVISORS LIMITED 3 8 11 72.73 2004-05-17
76 AlTi Wealth Management (Hong Kong) Limited 2 5 7 71.43 2004-05-11
77 CMS CAPITAL (HK) CO., LIMITED 3 1 4 25.00 2004-05-06
78 SPARX Asia Investment Advisors Limited 3 6 9 66.67 2004-04-20
79 RICHLAND WORLDWIDE LIMITED 2 0 2 0.00 2004-04-15
80 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2004-04-07
81 CENTALINE WEALTH MANAGEMENT LIMITED 2 35 37 94.59 2004-04-02
82 BGI Capital Limited 3 0 3 0.00 2004-03-24
83 ETRADE SECURITIES (HONG KONG) LIMITED 5 15 20 75.00 2004-03-19
84 CELESTIAL SECURITIES LIMITED 7 186 193 96.37 2004-03-13
85 CITIC FRONTIER CHINA RESEARCH LIMITED 2 19 21 90.48 2004-03-12
86 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
87 BOCI SECURITIES LIMITED 8 112 120 93.33 2004-03-01
88 ONE CHINA SECURITIES LIMITED 2 11 13 84.62 2004-03-01
89 OP INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00 2004-02-18
90 WINTONE SECURITIES LIMITED 2 2 4 50.00 2004-02-16
91 PIPER JAFFRAY ASIA FUTURES LIMITED 2 20 22 90.91 2004-02-13
92 HSBC STRUCTURED FUNDS (ASIA) LIMITED 2 2 4 50.00 2004-02-10
93 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 4 6 66.67 2004-02-05
94 NEW GALA SECURITIES COMPANY LIMITED 3 2 5 40.00 2004-02-02
95 ALTRUIST FINANCIAL GROUP LIMITED 2 9 11 81.82 2004-01-20
96 Nuada Limited 3 2 5 40.00 2004-01-15
97 CTBC Asia Limited 4 12 16 75.00 2004-01-14
98 DEUTSCHE SECURITIES ASIA LIMITED 8 136 144 94.44 2004-01-08
99 Interactive Brokers Hong Kong Limited 2 4 6 66.67 2004-01-07
100 ASIA PACIFIC CAPITAL (HK) LIMITED 2 0 2 0.00 2004-01-02
101 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
102 GAIN ASSET MANAGEMENT LIMITED 2 0 2 0.00 2003-12-31
103 CSC SECURITIES (HK) LIMITED 5 14 19 73.68 2003-12-29
104 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
105 Cowen and Company (Asia) Limited 3 0 3 0.00 2003-12-19
106 CMB International Capital Holdings Corporation Limited 2 1 3 33.33 2003-12-17
107 Vision Capital Investment Management Limited 4 13 17 76.47 2003-12-17
108 BlackRock Asset Management North Asia Limited 2 3 5 60.00 2003-12-16
109 SG SECURITIES (HK) LIMITED 6 44 50 88.00 2003-12-16
110 OppenheimerFunds International Distributor Limited 2 1 3 33.33 2003-12-15
111 SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LIMITED 2 0 2 0.00 2003-12-12
112 PHILLIP COMMODITIES (H.K.) LIMITED 3 204 207 98.55 2003-12-09
113 ARX ADVISORS LIMITED 1 0 1 0.00 2003-12-04
114 J.P. MORGAN BROKING (HONG KONG) LIMITED 8 68 76 89.47 2003-12-02
115 AKTIS CAPITAL ADVISORY LIMITED 2 1 3 33.33 2003-11-29
116 Evergrande Futures (Hong Kong) Limited 4 12 16 75.00 2003-11-21
117 DORIC CAPITAL CORPORATION 3 4 7 57.14 2003-11-13
118 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 3 51 54 94.44 2003-10-31
119 SATTVA INVESTMENT ADVISORS LIMITED 3 0 3 0.00 2003-10-30
120 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 8 235 243 96.71 2003-10-15
121 DBS VICKERS (HONG KONG) LIMITED 5 114 119 95.80 2003-10-14
122 SG Asset Finance (Hong Kong) Limited 4 8 12 66.67 2003-10-02
123 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 8 224 232 96.55 2003-09-30
124 REALINK FINANCIAL TRADE LIMITED 3 15 18 83.33 2003-09-25
125 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 3 26 29 89.66 2003-09-24
126 Wellington Management Hong Kong Limited (b2003-01-02) 2 3 5 60.00 2003-09-18
127 SIMPLEX CAPITAL ASIA LIMITED 4 0 4 0.00 2003-09-04
128 BARING ASSET MANAGEMENT (ASIA) LIMITED 6 9 15 60.00 2003-08-29
129 ORTUS CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2003-08-29
130 Yuanta Asia Investment (Hong Kong) Limited 10 29 39 74.36 2003-08-13
131 UNITED GAIN INVESTMENT LIMITED 2 0 2 0.00 2003-08-07
132 ECM LIBRA SECURITIES LIMITED 2 1 3 33.33 2003-07-30
133 OnePlatform Wealth Management Limited 2 0 2 0.00 2003-07-25
134 SEABRIGHT ASSET MANAGEMENT LIMITED 4 2 6 33.33 2003-07-23
135 REFCO FOREX LIMITED 2 9 11 81.82 2003-07-21
136 PACIFIC INNOVEST CORPORATE FINANCE LIMITED 1 1 2 50.00 2003-07-10
137 KO'S BROTHER SECURITIES COMPANY LIMITED 2 14 16 87.50 2003-07-08
138 CARDINALASIA CONSULTING LIMITED 1 0 1 0.00 2003-06-27
139 GAVEKAL CAPITAL LIMITED 2 1 3 33.33 2003-06-09
140 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 1 5 20.00 2003-06-06
141 BCV INVESTMENT ASIA (HONG KONG) LIMITED 2 1 3 33.33 2003-06-03
142 iTTa Capital Limited 2 2 4 50.00 2003-05-29
143 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 5 7 71.43 2003-05-23
144 MIRABAUD (ASIA) LIMITED 2 2 4 50.00 2003-05-13
145 Zijing Capital Limited 3 3 6 50.00 2003-05-07
146 LOMBARD CAPITAL LIMITED (d2007-12-07) 1 1 2 50.00 2003-05-02
147 1SPREAD BROKERAGE LIMITED 2 1 3 33.33
148 313 Capital Management Limited 1 0 1 0.00
149 A ONE INVESTMENT COMPANY LIMITED 5 3 8 37.50
150 AASTOCKS.COM LIMITED 2 0 2 0.00
151 ABCI Securities Company Limited 6 29 35 82.86
152 ABN AMRO (HONG KONG) LIMITED 0 6 6 100.00
153 ABN AMRO Clearing (Futures) Hong Kong Limited 2 11 13 84.62
154 ABN AMRO Clearing Hong Kong Limited 2 12 14 85.71
155 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 0 2 0.00
156 abrdn Hong Kong Limited 2 2 4 50.00
157 Absolute Investment Management (HK) Limited 3 4 7 57.14
158 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
159 ACM ASIA LIMITED 2 1 3 33.33
160 ADM SECURITIES LIMITED 2 1 3 33.33
161 ADMIS Hong Kong Limited 3 20 23 86.96
162 Aevitas Securities Limited 1 4 5 80.00
163 AIF CAPITAL LIMITED 5 7 12 58.33
164 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 1 4 25.00
165 AISANCE ASSET MANAGEMENT LIMITED 4 0 4 0.00
166 AJ Securities Limited 1 9 10 90.00
167 Allard Partners Limited 2 2 4 50.00
168 AllianceBernstein Hong Kong Limited 4 13 17 76.47
169 Allianz Global Investors Hong Kong Limited 4 28 32 87.50
170 ALPHA ASSET INVESTMENTS LIMITED 2 0 2 0.00
171 ALPHA CAPITAL LIMITED (THE) 2 0 2 0.00
172 ALPHA FUTURES COMPANY LIMITED 2 2 4 50.00
173 Alpha Nova Capital Management Limited 2 2 4 50.00
174 ALPHA SECURITIES COMPANY LIMITED 2 3 5 60.00
175 ALPS ADVISORY (HK) LIMITED 3 3 6 50.00
176 ALTUS CAPITAL LIMITED 3 4 7 57.14
177 AMPLE CAPITAL LIMITED 3 3 6 50.00
178 AMRI ADVISORY LIMITED 1 1 2 50.00
179 AMS CAPITAL LIMITED (d2012-07-13) 3 3 6 50.00
180 Amundi Hong Kong Limited 7 17 24 70.83
181 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 8 7 15 46.67
182 ANGLO CHINESE SECURITIES, LIMITED (HK) 2 1 3 33.33
183 ANGUS MOORE LIMITED 1 3 4 75.00
184 Anli Securities Limited 2 5 7 71.43
185 Anuenue Advisors Limited 1 2 3 66.67
186 Anuenue Securities Limited 3 5 8 62.50
187 AQUITAINE INVESTMENT ADVISORS LIMITED 2 1 3 33.33
188 ARGYLE STREET MANAGEMENT LIMITED 3 4 7 57.14
189 Arta Global Futures Limited 3 2 5 40.00
190 ASC CAPITAL (H.K.) LIMITED 0 2 2 100.00
191 ASIA DEBT MANAGEMENT HONG KONG LIMITED 3 8 11 72.73
192 ASIA INSURANCE (PENSIONS FUND) LIMITED 2 4 6 66.67
193 ASIA INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
194 ASIA INVESTMENT RESEARCH LIMITED 1 1 2 50.00
195 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 3 5 60.00
196 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
197 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00
198 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 2 0 2 0.00
199 Asian Pacific Investment Company 1 2 3 66.67
200 ASSET DYNAMIC MANAGEMENT LIMITED 2 7 9 77.78
201 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
202 ASSURED ASSET MANAGEMENT LIMITED (HK) 1 0 1 0.00
203 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
204 AUDREY CHOW SECURITIES LIMITED 1 8 9 88.89
205 AUSTFIN PERSONAL FINANCIAL SERVICES LIMITED 1 0 1 0.00
206 AVANTA INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
207 Averest Capital Limited 2 3 5 60.00
208 Avia Asset Management Limited 2 0 2 0.00
209 AXA CHINA REGION INVESTMENT SERVICES LIMITED 2 280 282 99.29
210 AXA Financial Planning (Hong Kong) Limited 2 8 10 80.00
211 AXA Investment Managers Asia Limited 4 0 4 0.00
212 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 4 8 12 66.67
213 AXIA CAPITAL PARTNERS LIMITED 1 0 1 0.00
214 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
215 Axis Capital Management Limited 1 0 1 0.00
216 BALI SECURITIES CO. LIMITED 2 0 2 0.00
217 BAN HIN SECURITIES COMPANY LIMITED 4 5 9 55.56
218 BANK CONSORTIUM TRUST COMPANY LIMITED 3 20 23 86.96
219 BANK OF COMMUNICATIONS TRUSTEE LIMITED 0 5 5 100.00
220 BaoQiao Partners Securities (HK) Limited 2 7 9 77.78
221 BARBER ASIA LIMITED 1 1 2 50.00
222 BARCLAYS CAPITAL ASIA LIMITED 12 55 67 82.09
223 BARCLAYS CAPITAL FUTURES HONG KONG LIMITED 3 3 6 50.00
224 BARCLAYS CAPITAL SECURITIES ASIA LIMITED 2 4 6 66.67
225 BATAVIA INVESTMENT ADVISERS LIMITED 1 0 1 0.00
226 BDO FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
227 BEA Union Investment Management Limited 2 8 10 80.00
228 BEAR BRIGHT LIMITED 2 3 5 60.00
229 BEAR STEARNS ASIA LIMITED 2 55 57 96.49
230 BEAR STEARNS HONG KONG LIMITED 1 7 8 87.50
231 Beevest Securities Limited 4 28 32 87.50
232 Beijing Securities Limited 3 17 20 85.00
233 Belvest Investment Services Limited 3 8 11 72.73
234 Bentley Capital Limited (HK) 4 0 4 0.00
235 BENTLEY REID & COMPANY LIMITED 3 0 3 0.00
236 BERICH BROKERAGE LIMITED 4 21 25 84.00
237 BERICH FUTURES (H.K.) COMPANY LIMITED 2 3 5 60.00
238 BETA INTERNATIONAL SECURITIES LIMITED 2 15 17 88.24
239 BGC SECURITIES (HONG KONG) LLC 2 9 11 81.82
240 BIZWIZ LIMITED (d2019-10-26) 1 0 1 0.00
241 BKHK Limited 6 0 6 0.00
242 Black Marble Securities Limited 2 3 5 60.00
243 BlackRock (Hong Kong) Limited (d2017-01-20) 5 18 23 78.26
244 BLOOMYEARS LIMITED 2 3 5 60.00
245 BMI FUNDS MANAGEMENT LIMITED 2 7 9 77.78
246 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 2 33 35 94.29
247 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 6 38 44 86.36
248 BNP PARIBAS DEALING SERVICES ASIA LIMITED 1 13 14 92.86
249 BNP PARIBAS FUTURES (HONG KONG) LIMITED 2 9 11 81.82
250 BNP PARIBAS PEREGRINE FUTURES LIMITED 2 8 10 80.00
251 BNP PARIBAS SECURITIES (ASIA) LIMITED 6 61 67 91.04
252 BOCI ASIA LIMITED 7 24 31 77.42
253 BOCI ASSET MANAGEMENT LIMITED 2 0 2 0.00
254 BOCI Bullion Company Limited 3 5 8 62.50
255 BOCI RESEARCH LIMITED 2 22 24 91.67
256 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 4 59 63 93.65
257 BOCOM International Holdings Company Limited 4 24 28 85.71
258 BOKHARY SECURITIES LIMITED 2 7 9 77.78
259 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
260 BOWEN ASIA LIMITED 4 3 7 42.86
261 Bradbury Securities Limited 2 5 7 71.43
262 BRIGHT & SHINE CORPORATE FINANCE LIMITED 2 0 2 0.00
263 Bright Fund Management Limited 2 6 8 75.00
264 Bright Securities Company (The) 1 1 2 50.00
265 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 3 4 7 57.14
266 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 2 8 10 80.00
267 Broadway Wealth Management Limited 1 7 8 87.50
268 BROOKE CAPITAL LIMITED 2 0 2 0.00
269 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 3 2 5 40.00
270 BULLISH SECURITIES LIMITED 2 9 11 81.82
271 BUSINESS FUTURES LIMITED 2 7 9 77.78
272 BUSINESS SECURITIES LIMITED 2 22 24 91.67
273 C.P. SECURITIES INTERNATIONAL LIMITED 2 8 10 80.00
274 CAIIS Limited 1 11 12 91.67
275 Cambridge Strategy (Asset Management) Asia Limited (The) 1 0 1 0.00
276 CANTERBURY CAPITAL LIMITED (HK) 1 1 2 50.00
277 CAPE ASSET MANAGEMENT LIMITED 1 0 1 0.00
278 CAPITAL FOR BUSINESS LIMITED (VG) 1 0 1 0.00
279 Capital International, Inc. 2 6 8 75.00
280 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
281 CASH Wealth Management Limited 2 24 26 92.31
282 CBH Asia Limited 3 12 15 80.00
283 CBRE Investment Management (Asia) Limited 2 1 3 33.33
284 CCB Securities Limited 2 3 5 60.00
285 CELESTIAL CAPITAL LIMITED 4 2 6 33.33
286 CELESTIAL COMMODITIES LIMITED 5 133 138 96.38
287 CELESTIAL FINANCE LIMITED 2 2 4 50.00
288 CELETIO INVESTMENTS LIMITED 3 15 18 83.33
289 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 6 5 11 45.45
290 CENTURION CORPORATE FINANCE LIMITED 1 0 1 0.00
291 CEPA ALLIANCE SECURITIES LIMITED 3 5 8 62.50
292 CERES CAPITAL LIMITED 2 0 2 0.00
293 CES Capital International (Hong Kong) Co., Limited 2 2 4 50.00
294 CES Commodities (HK) Limited 3 241 244 98.77
295 CES Forex (HK) Limited 3 115 118 97.46
296 CES International Commodities (HK) Limited 3 2 5 40.00
297 CES Private (HK) Limited 2 7 9 77.78
298 CES Wealth Management (HK) Limited 2 0 2 0.00
299 CF GLOBAL (HK) LIMITED 1 4 5 80.00
300 CGS International Securities Hong Kong Limited 4 17 21 80.95
301 Champion & Co. 1 2 3 66.67
302 CHAMPUS ASSET MANAGEMENT LIMITED 2 2 4 50.00
303 CHAN NGOK MING SECURITIES LIMITED 2 4 6 66.67
304 Chanceton Capital Partners Limited 2 2 4 50.00
305 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
306 ChapmanCraig Limited 2 2 4 50.00
307 CHARLES SCHMITT & ASSOCIATES LIMITED 2 2 4 50.00
308 CHARLES SCHWAB, HONG KONG, LIMITED 3 18 21 85.71
309 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
310 CHEER UNION SECURITIES LIMITED 3 19 22 86.36
311 CHEETAH ADVISORS LIMITED 1 0 1 0.00
312 CHEETAH INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
313 CHEKIANG FIRST SECURITIES CO. LIMITED 2 2 4 50.00
314 Chelac Investment Company 2 5 7 71.43
315 CHELSEA SECURITIES LIMITED (HK) 3 5 8 62.50
316 CHENG YAM ON SECURITIES LIMITED 2 5 7 71.43
317 Cheong Lee Securities Co. 1 4 5 80.00
318 CHIEF COMMODITIES LIMITED 4 20 24 83.33
319 CHIEF SECURITIES LIMITED 3 45 48 93.75
320 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 0.00
321 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
322 CHINA CANTON MANAGEMENT (HONG KONG) LIMITED 1 3 4 75.00
323 CHINA CORE CAPITAL MANAGEMENT LIMITED 1 0 1 0.00
324 China Enterprise Securities Company Limited 2 0 2 0.00
325 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 2 0 2 0.00
326 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 4 2 6 33.33
327 CHINA EVERBRIGHT CAPITAL LIMITED 3 9 12 75.00
328 CHINA EVERBRIGHT RESEARCH LIMITED 3 4 7 57.14
329 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 5 60 65 92.31
330 China Finance Holdings Limited 1 0 1 0.00
331 China Gather Wealth Financial Company Limited 2 0 2 0.00
332 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
333 China Hong Kong Capital Asset Management Company Limited 3 5 8 62.50
334 China Integrity Investment Limited 2 0 2 0.00
335 China International Capital Corporation (International) Limited 6 37 43 86.05
336 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 3 27 30 90.00
337 CHINA INTERNATIONAL CAPITAL LIMITED 2 1 3 33.33
338 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
339 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 2 19 21 90.48
340 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 4 37 41 90.24
341 CHINA PACIFIC SECURITIES LIMITED 3 8 11 72.73
342 CHINA POINT STOCK BROKERS LIMITED 2 11 13 84.62
343 China Renaissance Broking Services (Hong Kong) Limited 1 2 3 66.67
344 China Reserve Securities Limited 3 5 8 62.50
345 CHINA RICH ASSET MANAGEMENT LIMITED 3 3 6 50.00
346 CHINA SECURITIES HOLDINGS LIMITED 1 10 11 90.91
347 CHINA SKY SECURITIES LIMITED 2 3 5 60.00
348 CHINA TONG BAO INSURANCE BROKERS LIMITED 1 1 2 50.00
349 China Tonghai (IA) Limited 3 9 12 75.00
350 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 1 4 5 80.00
351 Ching Yick Company 1 1 2 50.00
352 CHONG HING COMMODITIES AND FUTURES LIMITED 3 5 8 62.50
353 CHONG HING SECURITIES LIMITED 5 17 22 77.27
354 CHOW SANG SANG FUTURES LIMITED 2 28 30 93.33
355 CHOW SANG SANG SECURITIES LIMITED 2 40 42 95.24
356 CHRISTFUND FUTURES LIMITED 3 10 13 76.92
357 CHRISTFUND SECURITIES LIMITED 4 30 34 88.24
358 CHUANGS & CO. LIMITED 1 3 4 75.00
359 CHUNG LEE SECURITIES COMPANY LIMITED 3 3 6 50.00
360 Chung Tak & Company 1 0 1 0.00
361 CIBC Global Asset Management (Asia) Limited 1 5 6 83.33
362 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 3 1 4 25.00
363 CINDA INTERNATIONAL CAPITAL LIMITED 5 4 9 44.44
364 CINDA INTERNATIONAL FUTURES LIMITED 5 68 73 93.15
365 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 48 50 96.00
366 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED 6 131 137 95.62
367 CINDA INTERNATIONAL SECURITIES LIMITED 4 85 89 95.51
368 CITIC CAPITAL ACTIVE PARTNER MANAGEMENT (HK) LIMITED 2 3 5 60.00
369 CITIC Securities (Hong Kong) Limited 2 18 20 90.00
370 CITIC Securities Brokerage (HK) Limited 6 164 170 96.47
371 CITIC Securities CLSA Capital Partners (HK) Limited 4 4 8 50.00
372 CITIC Securities Futures (HK) Limited 5 96 101 95.05
373 CITICORP CHINA INVESTMENT MANAGEMENT LIMITED 1 3 4 75.00
374 Citigroup Global Markets Asia Limited 8 384 392 97.96
375 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 3 0 3 0.00
376 CLOVER SECURITIES COMPANY LIMITED 3 7 10 70.00
377 CLSA FUTURES LIMITED 3 22 25 88.00
378 CLSA LIMITED 7 62 69 89.86
379 CLSA RESEARCH LIMITED 2 39 41 95.12
380 CMB INTERNATIONAL FUTURES LIMITED 3 7 10 70.00
381 CMB International Global Markets Limited 3 15 18 83.33
382 CNCB (Hong Kong) Capital Limited 2 0 2 0.00
383 CNI GLOBAL CAPITAL LIMITED 4 9 13 69.23
384 CNK INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
385 COL Securities (HK) Limited 2 2 4 50.00
386 COMGEST FAR EAST LIMITED 2 2 4 50.00
387 COMMENCE COMPANY LIMITED 1 0 1 0.00
388 CONSTELLATION RESOURCES LIMITED 2 0 2 0.00
389 CONTINUITY CAPITAL (HONG KONG) LIMITED 1 0 1 0.00
390 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 5 133 138 96.38
391 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 4 7 11 63.64
392 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 3 88 91 96.70
393 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 5 121 126 96.03
394 CORPORATE BROKERS LIMITED 3 76 79 96.20
395 CORPORATE COMMODITIES LIMITED 3 33 36 91.67
396 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
397 CORTEZ CAPITAL LIMITED (HK) 1 0 1 0.00
398 Credit Agricole Securities (Asia) Limited 11 73 84 86.90
399 Credit Suisse (Hong Kong) Limited 4 178 182 97.80
400 Credit Suisse Futures (Hong Kong) Limited 3 24 27 88.89
401 Credit Suisse Securities (Hong Kong) Limited 5 77 82 93.90
402 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00
403 CROWN ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00
404 CS Wealth Securities Limited 4 3 7 42.86
405 CSC ASIA LIMITED 3 9 12 75.00
406 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 6 8 75.00
407 CSC FUTURES (HK) LIMITED 3 16 19 84.21
408 CSI Corporate Finance (HK) Limited 11 23 34 67.65
409 CSI INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
410 CTW SECURITIES LIMITED 1 3 4 75.00
411 CUPOLA CAPITAL LIMITED 2 2 4 50.00
412 CVC Asia Pacific Limited 4 5 9 55.56
413 Cynosure Asset Management Hong Kong Limited 2 0 2 0.00
414 D.J. SECURITIES LIMITED 2 0 2 0.00
415 DAEWOO SECURITIES (HONG KONG) LIMITED 2 4 6 66.67
416 DAH SING SECURITIES LIMITED 2 2 4 50.00
417 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
418 Daiwa Capital Markets Hong Kong Limited 5 37 42 88.10
419 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 3 7 10 70.00
420 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 3 11 14 78.57
421 DAIWA SECURITIES SMBC (ASIA) LIMITED 2 9 11 81.82
422 DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED 2 9 11 81.82
423 DBS ASIA CAPITAL LIMITED 4 17 21 80.95
424 DBS VICKERS SECURITIES ONLINE (HK) LIMITED 2 9 11 81.82
425 DEBTTRADERS, LIMITED 1 3 4 75.00
426 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 6 9 15 60.00
427 DELTA ASIA FINANCIAL FUTURES LIMITED 1 18 19 94.74
428 DELTA ASIA SECURITIES LIMITED 1 48 49 97.96
429 Delta Asia Wealth Management Limited 1 3 4 75.00
430 DEMETER ASSET MANAGEMENT LIMITED 2 0 2 0.00
431 DL BROKERAGE LIMITED 3 19 22 86.36
432 DNB Asset Management (Asia) Limited 3 2 5 40.00
433 DRAGONTECH VENTURES MANAGEMENT LIMITED 2 0 2 0.00
434 DRAKE & MORGAN LIMITED (HK) 1 0 1 0.00
435 DWS Investments Hong Kong Limited 7 14 21 66.67
436 EAA SECURITIES LIMITED 2 10 12 83.33
437 EAST ASIA FUTURES LIMITED 2 9 11 81.82
438 EAST ASIA SECURITIES COMPANY LIMITED 2 86 88 97.73
439 Eastspring Investments (Hong Kong) Limited 1 15 16 93.75
440 EK INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
441 ELECTRA PARTNERS ASIA LIMITED 1 0 1 0.00
442 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
443 ELSTONE SECURITIES LIMITED 4 17 21 80.95
444 EMPEROR CORPORATE FINANCE LIMITED 5 3 8 37.50
445 EMPEROR FUTURES LIMITED 4 30 34 88.24
446 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 5 199 204 97.55
447 EMPEROR SECURITIES LIMITED (HK) 5 48 53 90.57
448 ENHANCED INVESTMENT PRODUCTS LIMITED 2 1 3 33.33
449 ENLIGHTEN FUTURES LIMITED 2 3 5 60.00
450 ENLIGHTEN SECURITIES LIMITED 2 13 15 86.67
451 EQT Partners Asia Limited 2 4 6 66.67
452 EQT Partners Hong Kong Limited 2 1 3 33.33
453 EQUITAS CAPITAL LIMITED (HK) 1 1 2 50.00
454 EQUITY PARTNERS ASIA LIMITED 3 0 3 0.00
455 Essence International Financial Holdings Limited 3 30 33 90.91
456 ETON ADVISORY SERVICES LIMITED 1 0 1 0.00
457 ETRADE SECURITIES LIMITED 3 6 9 66.67
458 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
459 EVA ASSET MANAGEMENT LIMITED 2 0 2 0.00
460 EVER-LONG RESEARCH LIMITED 1 1 2 50.00
461 EVER-LONG SECURITIES COMPANY LIMITED 3 13 16 81.25
462 EVERBEST INSURANCE AND FINANCIAL SERVICES LIMITED 2 5 7 71.43
463 Everbright Securities Digital Finance (HK) Limited 3 26 29 89.66
464 Everbright Securities Global (HK) Limited 4 8 12 66.67
465 Everbright Securities Investment Services (HK) Limited 7 306 313 97.76
466 Evergrande Securities (Hong Kong) Limited 4 23 27 85.19
467 EVERGREEN SECURITIES LIMITED 2 6 8 75.00
468 EVERHOT SECURITIES LIMITED 3 6 9 66.67
469 EVOLUTION ASIA INVESTMENTS LIMITED 2 5 7 71.43
470 EWARTON SECURITIES LIMITED 1 15 16 93.75
471 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 0 2 0.00
472 EYREMOUNT LIMITED 1 0 1 0.00
473 F. R. ZIMMERN LIMITED 2 3 5 60.00
474 FAIR EAGLE FINANCE CREDIT LIMITED 1 4 5 80.00
475 FAIR EAGLE FUTURES COMPANY LIMITED 1 6 7 85.71
476 FAIR EAGLE SECURITIES COMPANY LIMITED 1 18 19 94.74
477 FAIRWIN BROKING LIMITED 2 5 7 71.43
478 FB SECURITIES (HONG KONG) LIMITED 5 4 9 44.44
479 FDB Financial Group Limited 2 4 6 66.67
480 FE SECURITIES LIMITED 3 10 13 76.92
481 FERRELL ASSET MANAGEMENT (HK) LIMITED 1 0 1 0.00
482 FIL Investment Advisors 5 52 57 91.23
483 FIL Investment Management (Hong Kong) Limited 6 88 94 93.62
484 FINANCIAL SHIELD LIMITED (b2000-01-24) 1 0 1 0.00
485 Finet Securities Limited 2 2 4 50.00
486 FIRST ASIA FINANCE GROUP LIMITED 1 5 6 83.33
487 FIRST EASTERN INVESTMENTS LIMITED 4 0 4 0.00
488 FIRST INVESTMENTS (H.K.) LIMITED 1 0 1 0.00
489 FIRST SECURITIES (HK) LIMITED 2 5 7 71.43
490 First Sentier Investors (Hong Kong) Limited 6 12 18 66.67
491 FIRST SHANGHAI CAPITAL LIMITED 4 9 13 69.23
492 FIRST SHANGHAI FUTURES LIMITED 2 31 33 93.94
493 FIRST SHANGHAI SECURITIES LIMITED 5 37 42 88.10
494 FIRST STATE (HONG KONG) LLC 5 4 9 44.44
495 FIRST WORLDSEC SECURITIES LIMITED 2 1 3 33.33
496 Fosun International Securities Limited 5 24 29 82.76
497 FOX-PITT, KELTON (ASIA) LIMITED 5 13 18 72.22
498 FRANKLIN TEMPLETON INSTITUTIONAL ASIA LIMITED 2 1 3 33.33
499 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 4 12 16 75.00
500 Freddy Company 1 3 4 75.00
501 Friedmann Pacific Asset Management (Hong Kong) Limited 2 1 3 33.33
502 FT Securities Limited 4 68 72 94.44
503 FTLife Insurance Company Limited 1 5 6 83.33
504 FU HENG INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
505 Fu Yip Securities & Investment Co. 2 5 7 71.43
506 Fubon Capital (HK) Limited 1 4 5 80.00
507 Fubon Fund Management (Hong Kong) Limited 4 0 4 0.00
508 FUHWA SECURITIES (HONG KONG) CO., LIMITED 2 3 5 60.00
509 FUJI HONG KONG COMMODITIES COMPANY LIMITED 4 21 25 84.00
510 FULBRIGHT SECURITIES LIMITED 5 51 56 91.07
511 FULL WIN SECURITIES LIMITED 2 2 4 50.00
512 FULLJET SECURITIES LIMITED 2 0 2 0.00
513 Funderstone Asset Management (HK) Limited 2 0 2 0.00
514 Funderstone Futures Limited 3 41 44 93.18
515 Funderstone Securities Limited 5 42 47 89.36
516 FWD Financial Planning Limited (HK) 3 31 34 91.18
517 FWD Life Insurance Company (Bermuda) Limited 1 43 44 97.73
518 G.I.M. GLOBAL INVESTMENT MONITOR LIMITED 1 0 1 0.00
519 GAIN MILES ASSURANCE CONSULTANTS LIMITED 1 0 1 0.00
520 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 1 8 9 88.89
521 GALILEO CAPITAL LIMITED (d2009-12-31) 3 4 7 57.14
522 GAM HONG KONG LIMITED 3 16 19 84.21
523 GAOYU SECURITIES LIMITED 4 14 18 77.78
524 GAYANG SECURITIES LIMITED 2 15 17 88.24
525 Ge Shang Investment (Hong Kong) Limited 2 12 14 85.71
526 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 5 0 5 0.00
527 GENESIS PARTNERS (ASIA) LIMITED 2 0 2 0.00
528 GEOMATRIX (H.K.) LIMITED 2 0 2 0.00
529 GET NICE ASSET MANAGEMENT LIMITED 1 3 4 75.00
530 GET NICE CAPITAL LIMITED 3 0 3 0.00
531 GET NICE FUTURES COMPANY LIMITED 1 23 24 95.83
532 GET NICE SECURITIES LIMITED 3 55 58 94.83
533 GFI (HK) SECURITIES L.L.C. 0 6 6 100.00
534 GIGA (HONG KONG) LIMITED 2 3 5 60.00
535 Giny Securities Company 1 2 3 66.67
536 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 1 0 1 0.00
537 GLOBAL CHINA CORPORATE FINANCE LIMITED 1 2 3 66.67
538 GLOBAL CREDIT SECURITIES LIMITED 3 10 13 76.92
539 GLOBAL INVESTMENT ADVISORS LIMITED 3 20 23 86.96
540 Glory Sun Securities Limited 3 11 14 78.57
541 GLS SECURITIES LIMITED 2 6 8 75.00
542 GO-TO-ASIA INVESTMENT LIMITED 2 2 4 50.00
543 Gold Centre Investment Company 2 5 7 71.43
544 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
545 Goldbridge Securities Limited 2 12 14 85.71
546 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 5 7 71.43
547 GOLDENWAY SECURITIES COMPANY LIMITED 3 18 21 85.71
548 Goldin Equities Limited 2 1 3 33.33
549 GOLDMAN SACHS (ASIA) L.L.C. 32 437 469 93.18
550 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 5 22 27 81.48
551 GOLDMAN SACHS FUTURES (ASIA) LIMITED 3 120 123 97.56
552 Goldman Sachs Investment Management Hong Kong Limited 2 21 23 91.30
553 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
554 Goldyard Capital Limited 1 7 8 87.50
555 GOOD HARVEST SECURITIES COMPANY LIMITED 3 6 9 66.67
556 Goodcape Investment Company 1 3 4 75.00
557 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 4 6 66.67
558 Grand Cartel Securities Company Limited 2 4 6 66.67
559 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 5 7 71.43
560 GRAND ONWARD SECURITIES LIMITED 2 7 9 77.78
561 GRAND PARTNERS ASSET MANAGEMENT LIMITED 1 0 1 0.00
562 GRANSING SECURITIES CO., LIMITED 3 12 15 80.00
563 GREAT BAY SECURITIES LIMITED 3 48 51 94.12
564 GREAT HONEST INVESTMENT COMPANY LIMITED 1 4 5 80.00
565 Greater China Securities Limited (b1999-04-26) 2 2 4 50.00
566 GREATER CHINA STRATEGIC CAPITAL LIMITED 1 0 1 0.00
567 GREEN STAR ASIA LIMITED 2 6 8 75.00
568 Greentech Technology Asset Management Company Limited 1 0 1 0.00
569 Grit Securities Limited 2 2 4 50.00
570 GT CAPITAL LIMITED 3 6 9 66.67
571 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
572 GUOTAI JUNAN CAPITAL LIMITED 5 9 14 64.29
573 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 20 22 90.91
574 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 5 57 62 91.94
575 H & A Investment Company 1 0 1 0.00
576 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 4 4 8 50.00
577 HAITONG INTERNATIONAL CAPITAL LIMITED 6 10 16 62.50
578 HAITONG INTERNATIONAL FUTURES LIMITED 5 180 185 97.30
579 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 4 7 11 63.64
580 HAITONG INTERNATIONAL RESEARCH LIMITED 2 11 13 84.62
581 HAMON ASIAN ADVISORS LIMITED 4 0 4 0.00
582 HAMON ASSET MANAGEMENT LIMITED 4 3 7 42.86
583 HAMON INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
584 HANG SENG FUTURES LIMITED 4 9 13 69.23
585 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 33 40 82.50
586 HANG SENG INVESTMENT SERVICES LIMITED 6 9 15 60.00
587 HANG SENG SECURITIES LIMITED 4 14 18 77.78
588 HANG TAI SECURITIES LIMITED 3 10 13 76.92
589 HANG TUNG SECURITIES LIMITED 2 8 10 80.00
590 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
591 HANTEC SECURITIES CO., LIMITED 3 18 21 85.71
592 Hao Tian International Securities Limited 2 8 10 80.00
593 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 0.00
594 HARRIS FRASER (INTERNATIONAL) LIMITED 2 15 17 88.24
595 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 1 4 5 80.00
596 HAYWOOD INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
597 HEAD & SHOULDERS SECURITIES LIMITED 2 5 7 71.43
598 HENCO CAPITAL LIMITED 2 0 2 0.00
599 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 1 3 33.33
600 HENIK SECURITIES LIMITED 2 7 9 77.78
601 HENYEP SECURITIES LIMITED 3 19 22 86.36
602 HERCULES CAPITAL LIMITED (b2002-05-21) 2 1 3 33.33
603 HERMES SECURITIES LIMITED 2 8 10 80.00
604 HFS ASSET MANAGEMENT LIMITED 1 3 4 75.00
605 HING WAI ALLIED SECURITIES LIMITED 4 13 17 76.47
606 HING WONG SECURITIES LIMITED 3 10 13 76.92
607 HIP HING SECURITIES LIMITED 2 2 4 50.00
608 HKFN WEALTH STRATEGY LIMITED 1 0 1 0.00
609 Ho Fung Shares Investment Company 1 11 12 91.67
610 HOI SANG SECURITIES LIMITED 3 2 5 40.00
611 HONG KONG ASSET MANAGEMENT LIMITED 2 1 3 33.33
612 HONG KONG FOREX INVESTMENT LIMITED 3 135 138 97.83
613 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 1 0 1 0.00
614 HONG KONG INTERNATIONAL FUTURES LIMITED 3 13 16 81.25
615 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 18 22 81.82
616 Hong Kong Stock Link Securities Limited 3 7 10 70.00
617 Hong Kong Wan Kiu Investment Company 1 3 4 75.00
618 Hongkong Bay Securities Limited 3 12 15 80.00
619 HONOUR SECURITIES COMPANY LIMITED 1 0 1 0.00
620 HOORAY CAPITAL LIMITED 2 0 2 0.00
621 HOORAY SECURITIES LIMITED 3 12 15 80.00
622 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 1 1 2 50.00
623 HOU TAK SECURITIES LIMITED 2 2 4 50.00
624 HPEF Capital Partners Limited 6 17 23 73.91
625 HPEF Venture Partners Limited 4 5 9 55.56
626 HSBC BROKING (CHINA) LIMITED 2 6 8 75.00
627 HSBC BROKING FOREX (ASIA) LIMITED 3 102 105 97.14
628 HSBC BROKING FUTURES (ASIA) LIMITED 3 120 123 97.56
629 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 63 66 95.45
630 HSBC BROKING SECURITIES (ASIA) LIMITED 8 127 135 94.07
631 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 26 31 83.87
632 HSBC Corporate Finance (Hong Kong) Limited 3 0 3 0.00
633 HSBC FUTURES (SINGAPORE) PTE LTD 2 12 14 85.71
634 HSBC Global Asset Management (Hong Kong) Limited 7 61 68 89.71
635 HSBC Global Asset Management Holdings (Bahamas) Limited 5 0 5 0.00
636 HSBC INSTITUTIONAL TRUST SERVICES (ASIA) LIMITED 0 7 7 100.00
637 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 7 35 42 83.33
638 HSBC LIFE (INTERNATIONAL) LIMITED 2 76 78 97.44
639 HSBC Private Trustee (Hong Kong) Limited 2 2 4 50.00
640 HSBC SECURITIES (ASIA) LIMITED 6 67 73 91.78
641 HSBC SECURITIES BROKERS (ASIA) LIMITED 3 7 10 70.00
642 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67
643 HSZ (HONG KONG) LIMITED 2 2 4 50.00
644 HT CAPITAL MANAGEMENT LIMITED 2 0 2 0.00
645 HUA NAN SECURITIES (HK) LIMITED 1 4 5 80.00
646 HUA YU INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
647 Huajin Corporate Finance (International) Limited 3 1 4 25.00
648 Huayu Securities Limited 2 3 5 60.00
649 Huizhi International Capital Holdings Co., Limited 1 0 1 0.00
650 HUNG SING FUTURES LIMITED 2 3 5 60.00
651 HUNG SING SECURITIES LIMITED 2 14 16 87.50
652 iBest Consultants Limited 2 29 31 93.55
653 iBest Securities Company Limited 3 6 9 66.67
654 ICBC (ASIA) SECURITIES LIMITED 2 7 9 77.78
655 ICBC Asset Management (Global) Company Limited 2 1 3 33.33
656 ICEA CAPITAL ASIA LIMITED 2 0 2 0.00
657 ICEA CAPITAL LIMITED 2 11 13 84.62
658 ICEA SECURITIES ASIA LIMITED 2 3 5 60.00
659 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 2 0 2 0.00
660 iFAST Securities (HK) Limited 3 3 6 50.00
661 Imagi Brokerage Limited 3 5 8 62.50
662 IMARKETS LIMITED 1 2 3 66.67
663 IMPAC ASSET MANAGEMENT (HK) LIMITED 1 0 1 0.00
664 Income Partners Asset Management (HK) Limited 3 6 9 66.67
665 INCU CORPORATE FINANCE LIMITED 2 3 5 60.00
666 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 1 1 2 50.00
667 Instinet Alpha Trading Limited 4 4 8 50.00
668 INSTINET PACIFIC LIMITED 4 15 19 78.95
669 INSUBEST FINANCIAL & MPF PLANNING LIMITED 1 1 2 50.00
670 INTEGRATED INVESTMENT MANAGEMENT LIMITED 1 1 2 50.00
671 Interactive Brokers LLC 2 4 6 66.67
672 INTERCHINA FUTURES LIMITED 2 8 10 80.00
673 INTERCHINA SECURITIES LIMITED 2 15 17 88.24
674 Intercontinent Securities Company 1 4 5 80.00
675 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 2 2 4 50.00
676 INTERNATIONAL COMMERCE CORPORATION 1 4 5 80.00
677 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 0.00
678 INVESCO ASSET MANAGEMENT ASIA LIMITED 6 29 35 82.86
679 INVESCO HONG KONG LIMITED 6 37 43 86.05
680 Investec Asia Limited 3 0 3 0.00
681 IREALITY INVESTMENTS LIMITED 4 0 4 0.00
682 iVenture Investment Management Limited 2 0 2 0.00
683 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 5 19 24 79.17
684 JAFCO Investment (Hong Kong) Limited 2 4 6 66.67
685 JAGUAR INVESTMENT SERVICES, LIMITED 1 0 1 0.00
686 Janus Henderson Investors Hong Kong Limited 2 10 12 83.33
687 JAPAN ASIA ASSET MANAGEMENT LIMITED 1 0 1 0.00
688 JAPAN ASIA CAPITAL LIMITED 2 2 4 50.00
689 JEFFERIES BACHE (HONG KONG) LIMITED 3 67 70 95.71
690 JF INTERNATIONAL MANAGEMENT INC. 2 21 23 91.30
691 JFAC CORPORATE FINANCE LIMITED 2 0 2 0.00
692 JK Capital Management Limited 2 1 3 33.33
693 JOINCAP CAPITAL LIMITED 1 0 1 0.00
694 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
695 Joy Silver Limited 4 5 9 55.56
696 JPMorgan Asset Management (Asia Pacific) Limited 4 48 52 92.31
697 JPMorgan Asset Management (Japan) Limited 2 0 2 0.00
698 JPMorgan Funds (Asia) Limited 2 48 50 96.00
699 JS CRESVALE CAPITAL LIMITED 3 0 3 0.00
700 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 6 22 28 78.57
701 JS SECURITIES LIMITED (HK) 2 2 4 50.00
702 Jupiter Asset Management (Asia Pacific) Limited 2 4 6 66.67
703 JVSakk Asia Limited 2 3 5 60.00
704 JWC INVESTMENT MANAGEMENT LIMITED 1 1 2 50.00
705 K K CAPITAL MANAGEMENT LIMITED 1 1 2 50.00
706 K.K. Wong & Company 1 0 1 0.00
707 K.K.M. SECURITIES LIMITED 2 8 10 80.00
708 K.L. Securities Company 1 4 5 80.00
709 KAISER FUTURES LIMITED 2 32 34 94.12
710 Kaiser KT Capital Limited 3 1 4 25.00
711 KAISER SECURITIES LIMITED 2 30 32 93.75
712 KAM FAI SECURITIES CO., LIMITED 4 17 21 80.95
713 KAM LUEN SECURITIES LIMITED 2 2 4 50.00
714 Kam Wah Investments Limited 2 3 5 60.00
715 KARFORD SECURITIES LIMITED 2 0 2 0.00
716 KARL THOMSON FINANCE LIMITED 2 2 4 50.00
717 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 0 2 0.00
718 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 11 13 84.62
719 KARL-THOMSON SECURITIES COMPANY LIMITED 4 31 35 88.57
720 Katherine Ip & Company 1 2 3 66.67
721 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
722 KB Securities Hong Kong Limited 2 3 5 60.00
723 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 3 23 26 88.46
724 KEE CHEONG SECURITIES COMPANY LIMITED 2 7 9 77.78
725 KGI ASIA LIMITED 7 168 175 96.00
726 KGI Asset Management Limited 2 0 2 0.00
727 KGI CAPITAL ASIA LIMITED 3 6 9 66.67
728 KGI FUTURES (HONG KONG) LIMITED 6 150 156 96.15
729 KGI SECURITIES (HONG KONG) LIMITED 6 20 26 76.92
730 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 5 13 18 72.22
731 KHG Lam 1 0 1 0.00
732 KILMOREY SECURITIES LIMITED 2 6 8 75.00
733 Kin Fung Stock Company 1 5 6 83.33
734 KING FOOK COMMODITIES COMPANY LIMITED 1 1 2 50.00
735 KING FOOK SECURITIES COMPANY LIMITED 3 9 12 75.00
736 KINGSTON CORPORATE FINANCE LIMITED 3 9 12 75.00
737 KINGSTON FUTURES LIMITED 2 16 18 88.89
738 KINGSTON SECURITIES LIMITED 2 43 45 95.56
739 KINGSWAY CAPITAL LIMITED 7 10 17 58.82
740 KINGSWAY SW ASSET MANAGEMENT LIMITED 2 2 4 50.00
741 KMT SECURITIES LIMITED 2 7 9 77.78
742 Ko Kun Stock Company 1 1 2 50.00
743 KOREA INVESTMENT & SECURITIES ASIA LIMITED 3 0 3 0.00
744 KPMG CORPORATE FINANCE LIMITED 5 8 13 61.54
745 KWAI HUNG SECURITIES COMPANY LIMITED 4 18 22 81.82
746 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
747 Kwok Chung Chun Securities Company 1 0 1 0.00
748 KWOK HING SECURITIES LIMITED 2 4 6 66.67
749 KWONG FAT HONG (SECURITIES) LIMITED 3 11 14 78.57
750 LAI PO HUNG & COMPANY LIMITED 2 3 5 60.00
751 LAMTEX SECURITIES LIMITED 3 12 15 80.00
752 LAU & COMPANY LIMITED 2 0 2 0.00
753 Lawsons Securities Company 1 0 1 0.00
754 LAZARD ASIA (HONG KONG) LIMITED 3 4 7 57.14
755 Lees Securities Co. 1 8 9 88.89
756 Legg Mason Asset Management Hong Kong Limited 4 14 18 77.78
757 Legg Mason International Equities (Hong Kong) Limited 4 15 19 78.95
758 LEHIN SECURITIES LIMITED 3 20 23 86.96
759 LEHMAN BROTHERS ASIA LIMITED 11 108 119 90.76
760 LEHMAN BROTHERS FUTURES ASIA LIMITED 2 3 5 60.00
761 LEHMAN BROTHERS SECURITIES ASIA LIMITED 4 16 20 80.00
762 LEI SHING HONG FINANCE LIMITED 2 5 7 71.43
763 LEI SHING HONG SECURITIES LIMITED 3 9 12 75.00
764 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 14 19 73.68
765 LIM ADVISORS LIMITED 2 8 10 80.00
766 Lion Global Financial Limited 3 54 57 94.74
767 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 3 13 16 81.25
768 LLOYDS TSB PACIFIC LIMITED 5 16 21 76.19
769 Lombard Investments (HK) Limited 2 0 2 0.00
770 LOMBARD ODIER (HONG KONG) LIMITED 2 9 11 81.82
771 Longitude Asia Limited 2 1 3 33.33
772 LUEN FAT SECURITIES COMPANY LIMITED 4 41 45 91.11
773 LUEN HING SECURITIES LIMITED 3 6 9 66.67
774 LUEN SING SECURITIES LIMITED 4 10 14 71.43
775 LUK FOOK SECURITIES (HK) LIMITED 2 2 4 50.00
776 Lynx Portfolio Limited 2 1 3 33.33
777 M&F Asset Management Limited 3 9 12 75.00
778 Mackenzie Investments Asia Limited 2 1 3 33.33
779 MACKINSEY FINANCIAL MANAGEMENT LIMITED 0 4 4 100.00
780 MACQUARIE CAPITAL LIMITED 13 69 82 84.15
781 Macquarie Corporate (Hong Kong) Limited 5 18 23 78.26
782 MACQUARIE EQUITIES (ASIA) LIMITED 3 25 28 89.29
783 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 2 2 4 50.00
784 MAGIC COMPASS FUTURES LIMITED 4 4 8 50.00
785 MAGUSTA FUTURES LIMITED 2 4 6 66.67
786 MAINHOPE INVESTMENT LIMITED 2 1 3 33.33
787 Mainland Securities Co. 1 1 2 50.00
788 MALAHON SECURITIES LIMITED 2 13 15 86.67
789 MAN HON YEUNG SECURITIES LIMITED 2 4 6 66.67
790 MAN INVESTMENTS (HONG KONG) LIMITED 1 8 9 88.89
791 MAN LUNG HONG SECURITIES LIMITED 2 12 14 85.71
792 MANBLE SECURITIES LIMITED 2 6 8 75.00
793 MANDARIN VP (HK) LIMITED 1 0 1 0.00
794 MANGO FINANCIAL LIMITED 4 10 14 71.43
795 MANRISE LIMITED (d2007-05-02) 2 0 2 0.00
796 MANSION HOUSE ASSET MANAGEMENT LIMITED 1 2 3 66.67
797 MANULIFE (INTERNATIONAL) LIMITED 2 15 17 88.24
798 Manulife Investment Management (Hong Kong) Limited 5 1184 1189 99.58
799 MARC FABER LIMITED 1 0 1 0.00
800 MARS SECURITIES COMPANY LIMITED 2 4 6 66.67
801 Mason Futures Limited (HK) 3 23 26 88.46
802 MASON INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
803 MASON LAROCHE (HK) LIMITED 2 1 3 33.33
804 Mason Securities Limited 5 33 38 86.84
805 MASTER TRADEMORE SECURITIES LIMITED 1 10 11 90.91
806 MASTERFORD INVESTMENT LIMITED 1 0 1 0.00
807 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 7 10 17 58.82
808 MATLINPATTERSON ADVISERS (ASIA) LIMITED 1 2 3 66.67
809 Matrix Securities Limited 5 2 7 28.57
810 Maurice Lee Investment Advisor Company 1 0 1 0.00
811 MAYBAN SECURITIES (H.K.) LIMITED 1 0 1 0.00
812 MBA BERKELEY BURKE PORTFOLIO SERVICES LIMITED 2 11 13 84.62
813 MCP Holdings Limited (HK) 2 0 2 0.00
814 MEAG Hong Kong Limited 2 0 2 0.00
815 MEGA CAPITAL (ASIA) COMPANY LIMITED 4 11 15 73.33
816 MEGABASE FUTURES CO. LIMITED 2 3 5 60.00
817 MEGABASE SECURITIES LIMITED 2 3 5 60.00
818 MEGAHUB FINANCE ACADEMY LIMITED 2 0 2 0.00
819 MEIJI YASUDA ASIA LIMITED 2 3 5 60.00
820 MELLON GLOBAL INVESTMENTS ASIA LIMITED 2 2 4 50.00
821 Mercer (Hong Kong) Limited 1 2 3 66.67
822 Merdeka Securities Limited 3 0 3 0.00
823 Merrill Lynch (Asia Pacific) Limited 12 397 409 97.07
824 Merrill Lynch Far East Limited 9 115 124 92.74
825 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 4 144 148 97.30
826 MESSIS CAPITAL LIMITED 3 3 6 50.00
827 Metaverse Securities Limited (HK) 5 1 6 16.67
828 METILDA FINANCE COMPANY LIMITED 1 0 1 0.00
829 METRO CAPITAL FUTURES LIMITED 2 5 7 71.43
830 METRO CAPITAL SECURITIES LIMITED 2 7 9 77.78
831 MIB FUTURES (HONG KONG) LIMITED 3 34 37 91.89
832 MIB SECURITIES (HONG KONG) LIMITED 9 73 82 89.02
833 Minerva Holding Financial Securities Limited 3 11 14 78.57
834 MING HON SECURITIES LIMITED 3 1 4 25.00
835 MIRABAUD (FAR EAST) LIMITED 1 0 1 0.00
836 MIS SERVICES LIMITED (d2019-06-01) 3 1 4 25.00
837 MIZUHO SECURITIES ASIA LIMITED 3 22 25 88.00
838 MLI LIMITED (d2018-03-29) 1 2 3 66.67
839 Moliyo (Hong Kong) Limited 2 2 4 50.00
840 Monex Boom Securities (H.K.) Limited 2 5 7 71.43
841 MONEY CONCEPTS (ASIA) LIMITED 1 8 9 88.89
842 MONTGOMERY SECURITIES LIMITED (HK) 3 3 6 50.00
843 MORGAN FUEL GO SECURITIES LIMITED 2 6 8 75.00
844 Morgan Stanley Asia Limited 14 483 497 97.18
845 Morgan Stanley Hong Kong Futures Limited 6 188 194 96.91
846 Morgan Stanley Hong Kong Securities Limited 7 29 36 80.56
847 MORTON SECURITIES LIMITED 2 3 5 60.00
848 MTF SECURITIES LIMITED 2 14 16 87.50
849 MUSHK Limited 4 11 15 73.33
850 MUTUAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
851 Nan Lee Investment Co. 1 2 3 66.67
852 NATIONAL RESOURCES SECURITIES LIMITED 2 16 18 88.89
853 NATIXIS COMMODITY MARKETS (ASIA) LIMITED 1 2 3 66.67
854 Network Financial Services Limited 2 30 32 93.75
855 Neutral Financial Holding Company Limited 2 8 10 80.00
856 NEW REGION SECURITIES COMPANY LIMITED 2 4 6 66.67
857 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 3 5 60.00
858 NEW TREND FUTURES LIMITED 3 21 24 87.50
859 Newedge Broker Hong Kong Limited 3 1 4 25.00
860 Newedge Broker Limited 2 21 23 91.30
861 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 1 0 1 0.00
862 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 0 3 0.00
863 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 4 6 66.67
864 Nikko Asset Management Hong Kong Limited 2 2 4 50.00
865 Nittan Securities Asia Limited 2 2 4 50.00
866 Nomura Asia Investment (Hong Kong) Limited 2 51 53 96.23
867 Nomura Asset Management Hong Kong Limited 3 7 10 70.00
868 NOMURA INTERNATIONAL (HONG KONG) LIMITED 2 153 155 98.71
869 NOMURA SECURITIES (HONG KONG) LIMITED 2 12 14 85.71
870 NORTH SEA SECURITIES LIMITED 2 2 4 50.00
871 Northern Trust Company of Hong Kong Limited (The) 3 5 8 62.50
872 OASIS INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
873 OCBC Futures Investment (Hong Kong) Limited 2 4 6 66.67
874 OCBC Securities Brokerage (Hong Kong) Limited 3 11 14 78.57
875 Offshore Financial Consultants 1 0 1 0.00
876 OKACHI (HONG KONG) COMPANY LIMITED 1 16 17 94.12
877 OKACHI INVESTMENTS (HK) COMPANY LIMITED 2 23 25 92.00
878 OKASAN INTERNATIONAL (ASIA) LIMITED 4 10 14 71.43
879 OnePlatform Asset Management Limited 1 158 159 99.37
880 OnePlatform Securities Limited 2 30 32 93.75
881 ONG PACIFIC CAPITAL LIMITED 1 0 1 0.00
882 ONSHINE SECURITIES LIMITED 3 12 15 80.00
883 Open Asset Management Limited 2 1 3 33.33
884 Open Securities Limited 3 16 19 84.21
885 Optima Capital Limited 2 0 2 0.00
886 Oreana Financial Services Limited 2 3 5 60.00
887 ORIENT FINANCIAL SERVICES LIMITED 1 0 1 0.00
888 ORIENT SECURITIES LIMITED 2 10 12 83.33
889 ORIENTAL PATRON ASIA LIMITED 4 10 14 71.43
890 ORIENTAL PATRON SECURITIES LIMITED 2 9 11 81.82
891 Oriental Stocks & Shares (Investment) Co. 1 1 2 50.00
892 OSCAR BENSON LIMITED (HK) 1 2 3 66.67
893 Oshidori Corporate Finance Limited 1 1 2 50.00
894 Oshidori Securities Limited 3 8 11 72.73
895 OVERLOOK INVESTMENTS LIMITED 2 2 4 50.00
896 PACIFIC CHALLENGE CORPORATE FINANCE LIMITED 3 0 3 0.00
897 PACIFIC CHALLENGE FUTURES HONG KONG LIMITED 2 15 17 88.24
898 PACIFIC CHARTERED (ASIA) LIMITED 2 0 2 0.00
899 PACIFIC GROUP LIMITED (THE) 1 2 3 66.67
900 PACIFIC HAWK (HK) LIMITED 1 0 1 0.00
901 Pacific Sun Advisors Limited 1 0 1 0.00
902 PACIFIC WORLD ASSET MANAGEMENT LIMITED 2 13 15 86.67
903 PAK LEE STOCK COMPANY LIMITED 3 2 5 40.00
904 PAMA GROUP (HONG KONG) LIMITED 1 1 2 50.00
905 PANTHEON CAPITAL (ASIA) LIMITED 4 0 4 0.00
906 PANURGY LIMITED 2 0 2 0.00
907 PARIBAS ASIA EQUITY LIMITED 3 15 18 83.33
908 PARTNERS CAPITAL INTERNATIONAL LIMITED 8 5 13 38.46
909 PARTNERS CAPITAL SECURITIES LIMITED 2 0 2 0.00
910 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
911 PATTERSON FINANCIAL SERVICES LIMITED 2 11 13 84.62
912 PEACE TOWN FOREX LIMITED 4 32 36 88.89
913 PEACE TOWN FUND MANAGEMENT LIMITED 3 0 3 0.00
914 PEACE TOWN FUTURES LIMITED 5 12 17 70.59
915 PEGASUS FUND MANAGERS LIMITED 2 29 31 93.55
916 PERFECT ASSET MANAGEMENT LIMITED (HK) 1 7 8 87.50
917 PGIM (Hong Kong) Limited 2 2 4 50.00
918 PHILIPPA HUCKLE GROUP LIMITED (THE) 1 2 3 66.67
919 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 21 24 87.50
920 PHILLIP SECURITIES (HONG KONG) LIMITED 4 342 346 98.84
921 PHOENIX CAPITAL ASIA LIMITED 2 1 3 33.33
922 PHOENIX CAPITAL FUTURES LIMITED 3 2 5 40.00
923 PHOENIX CAPITAL SECURITIES LIMITED 3 7 10 70.00
924 PI INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
925 Pictet Asset Management (Hong Kong) Limited 4 0 4 0.00
926 PineBridge Investments Asia Limited 3 28 31 90.32
927 PineBridge Investments Hong Kong Limited 4 9 13 69.23
928 PIONEER ASSETS CONSULTANTS LIMITED 1 1 2 50.00
929 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 1 4 5 80.00
930 PIPER JAFFRAY ASIA LIMITED 6 10 16 62.50
931 PIPER JAFFRAY ASIA SECURITIES LIMITED 3 33 36 91.67
932 Planetree Futures Limited 3 9 12 75.00
933 Planetree Securities Limited 3 19 22 86.36
934 PLATINUM BROKING COMPANY LIMITED 1 4 5 80.00
935 PLATINUM SECURITIES COMPANY LIMITED 1 4 5 80.00
936 PO KAY SECURITIES & SHARES COMPANY LIMITED 2 16 18 88.89
937 PO LEE SECURITIES LIMITED 2 5 7 71.43
938 PO SANG SECURITIES LIMITED 2 12 14 85.71
939 Polaris Capital (Asia) Limited 5 12 17 70.59
940 Polen Capital HK Limited 2 0 2 0.00
941 PPM VENTURES (ASIA) LIMITED 3 0 3 0.00
942 Prashant K. Trivedi 1 0 1 0.00
943 PRESIDENT SECURITIES (HONG KONG) LIMITED 3 1 4 25.00
944 PRESIDENT WEALTH MANAGEMENT (HONG KONG) LIMITED 1 0 1 0.00
945 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 6 6 12 50.00
946 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 1 1 2 50.00
947 Prime Cdex Securities Limited 5 22 27 81.48
948 PRIME SECURITIES LIMITED (HK) 3 7 10 70.00
949 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 3 2 5 40.00
950 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 3 11 14 78.57
951 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 5 8 62.50
952 PRIVATE CAPITAL LIMITED 1 4 5 80.00
953 PROTECTIVE CAPITAL (INTERNATIONAL) LIMITED 2 8 10 80.00
954 PRUDENTIAL BROKERAGE LIMITED 2 90 92 97.83
955 PRUDENTIAL INDEX TRADING COMPANY LIMITED 1 37 38 97.37
956 Public Financial Securities Limited 2 4 6 66.67
957 Public Pacific Securities Limited 1 0 1 0.00
958 Public Securities Limited 2 4 6 66.67
959 PYRMONT WEALTH MANAGEMENT LIMITED 1 0 1 0.00
960 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 3 1 4 25.00
961 Quam Asset Management Limited (b1983-06-28) 3 2 5 40.00
962 Quam Capital Limited (b1994-08-04) 4 7 11 63.64
963 QUAM FUTURES LIMITED 2 20 22 90.91
964 QUEST STOCKBROKERS (HK) LIMITED 2 4 6 66.67
965 Rakuten Securities Hong Kong Limited 2 20 22 90.91
966 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
967 RBC FUTURES SERVICES (ASIA) LIMITED 2 19 21 90.48
968 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 10 13 76.92
969 RBS Asia Corporate Finance Limited 4 43 47 91.49
970 RBS Asia Futures Limited 2 12 14 85.71
971 RBS Asia Securities (Hong Kong) Limited 6 36 42 85.71
972 RBS Securities (Far East) Limited 1 3 4 75.00
973 REALCHAMP ASSET MANAGEMENT LIMITED 1 2 3 66.67
974 Redford Asset Management Limited 2 1 3 33.33
975 REGENT FINANCIAL SERVICES LIMITED 1 0 1 0.00
976 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 1 0 1 0.00
977 RESIDENTS SECURITIES LIMITED 1 1 2 50.00
978 REXCAPITAL (HONG KONG) LIMITED 2 1 3 33.33
979 REXCAPITAL FUTURES LIMITED 2 31 33 93.94
980 RHB CAPITAL HONG KONG LIMITED 2 5 7 71.43
981 RHB SECURITIES HONG KONG LIMITED 2 11 13 84.62
982 RICH PLEASURE SECURITIES LIMITED 2 3 5 60.00
983 Rich Union Securities (H.K.) Limited 1 3 4 75.00
984 RICHMOND ASSET MANAGEMENT LIMITED (HK) 1 8 9 88.89
985 Rifa Securities Limited 1 7 8 87.50
986 RIMASIA CAPITAL PARTNERS (HONG KONG) LIMITED 1 0 1 0.00
987 ROCTEC FUTURES TRADING COMPANY LIMITED 2 6 8 75.00
988 ROCTEC INVESTMENT LIMITED 1 3 4 75.00
989 ROCTEC SECURITIES COMPANY LIMITED 2 6 8 75.00
990 ROOFER SECURITIES LIMITED 2 9 11 81.82
991 ROSA SECURITIES LIMITED 3 2 5 40.00
992 RPS INVESTMENT LIMITED 4 6 10 60.00
993 S. W. WOO AND COMPANY LIMITED 2 4 6 66.67
994 SA Capital Limited (HK) 1 0 1 0.00
995 SAGE ASSET MANAGEMENT (HK) LIMITED 3 0 3 0.00
996 Salisbury Securities 1 3 4 75.00
997 SAMSUNG ASSET MANAGEMENT (ASIA) LIMITED 1 0 1 0.00
998 SAMSUNG SECURITIES (ASIA) LIMITED 2 3 5 60.00
999 San Wan Yuan & Company 1 1 2 50.00
1000 SANFULL SECURITIES LIMITED 5 47 52 90.38
1001 SAR CAPITAL LIMITED (d2007-08-03) 1 0 1 0.00
1002 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 3 38 41 92.68
1003 SBI China Capital Commodities Limited 2 14 16 87.50
1004 SBI China Capital Financial Services Limited 2 11 13 84.62
1005 SBI China Capital Securities Limited 5 25 30 83.33
1006 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 31 37 83.78
1007 SCM CHINA LIMITED 2 1 3 33.33
1008 SCOTIATRUST (ASIA) LIMITED 2 1 3 33.33
1009 SDHG International Securities Limited 3 7 10 70.00
1010 Seaga International 1 2 3 66.67
1011 SEEKERS MARKETS LIMITED 3 11 14 78.57
1012 SELINA & CO. LIMITED (HK) 2 5 7 71.43
1013 SG ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00
1014 SHACOM FUTURES LIMITED 3 2 5 40.00
1015 Shacom Securities Limited 2 13 15 86.67
1016 Shang International Finance Limited 3 10 13 76.92
1017 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 2 4 50.00
1018 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 2 3 5 60.00
1019 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 2 1 3 33.33
1020 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 5 6 11 54.55
1021 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 4 71 75 94.67
1022 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 2 4 50.00
1023 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 5 108 113 95.58
1024 SHUI CHEUNG SECURITIES LIMITED 2 2 4 50.00
1025 SHUN HENG SECURITIES LIMITED 1 8 9 88.89
1026 SHUN LOONG CAPITAL LIMITED 1 3 4 75.00
1027 SHUN LOONG FOREX COMPANY LIMITED 3 38 41 92.68
1028 SHUN LOONG FUTURES LIMITED 3 43 46 93.48
1029 SHUN LOONG SECURITIES COMPANY LIMITED 4 84 88 95.45
1030 SIIC ASSET MANAGEMENT COMPANY LIMITED 3 0 3 0.00
1031 Silk Road International Capital Limited 1 0 1 0.00
1032 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
1033 SIMPSON FINANCIAL LIMITED (HK) 1 0 1 0.00
1034 SINO CAPITAL SECURITIES LIMITED 1 22 23 95.65
1035 SINO GRADE SECURITIES LIMITED 2 7 9 77.78
1036 Sino-Rich Securities & Futures Limited 2 8 10 80.00
1037 SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED 2 2 4 50.00
1038 Sinofortune Financial Capital Limited 2 1 3 33.33
1039 Sinofortune Securities Limited 4 4 8 50.00
1040 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 6 8 14 57.14
1041 SINOMAX SECURITIES LIMITED 2 4 6 66.67
1042 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 2 4 6 66.67
1043 SINOPAC FUTURES (ASIA) LIMITED 4 8 12 66.67
1044 SINOPAC SECURITIES (ASIA) LIMITED 6 47 53 88.68
1045 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 4 6 66.67
1046 SIU ON SECURITIES LIMITED 2 4 6 66.67
1047 SIU YIP COMMODITY LIMITED 3 4 7 57.14
1048 SKY WARD ASIA LIMITED 1 1 2 50.00
1049 SKY WARD GLOBAL MANAGEMENT LIMITED 1 1 2 50.00
1050 SMBC Nikko Securities (Hong Kong) Limited 3 6 9 66.67
1051 SOEN TAK SECURITIES COMPANY LIMITED 4 1 5 20.00
1052 SOFAER GLOBAL RESEARCH (HK) LIMITED 1 1 2 50.00
1053 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1054 SOLID KING SECURITIES LIMITED 2 8 10 80.00
1055 Soo Pei Shao & Company 1 8 9 88.89
1056 Soo Pui Chen & Company 1 2 3 66.67
1057 SOUTH CHINA CAPITAL LIMITED 3 12 15 80.00
1058 SOUTH CHINA COMMODITIES LIMITED 3 70 73 95.89
1059 SOUTH CHINA RESEARCH LIMITED 1 5 6 83.33
1060 SOUTH CHINA SECURITIES LIMITED 3 88 91 96.70
1061 SOUTH OCEAN MANAGEMENT LIMITED 1 0 1 0.00
1062 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 2 12 14 85.71
1063 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 2 32 34 94.12
1064 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 3 3 6 50.00
1065 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 4 70 74 94.59
1066 SPDB International Holdings Limited 2 0 2 0.00
1067 SPLENDOR GLOBAL INVESTMENTS LIMITED 1 4 5 80.00
1068 SPS COMMODITIES LIMITED 1 7 8 87.50
1069 SPS INVESTMENT SERVICES LIMITED 1 0 1 0.00
1070 SPS SECURITIES LIMITED 4 13 17 76.47
1071 SSAL FINANCE & INVESTMENT LIMITED 1 0 1 0.00
1072 St. James's Place (Hong Kong) Limited 1 7 8 87.50
1073 STANDARD & POOR'S, LLC 2 7 9 77.78
1074 Standard Chartered Securities (Hong Kong) Limited 9 27 36 75.00
1075 Standard Commodities (Asia) Limited 1 4 5 80.00
1076 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 0 2 0.00
1077 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 4 11 15 73.33
1078 STANHILL (HONG KONG) LIMITED 7 7 14 50.00
1079 STAR SECURITIES LIMITED (d2009-10-02) 1 3 4 75.00
1080 STATE STREET GLOBAL ADVISORS ASIA LIMITED 2 19 21 90.48
1081 Stellar Securities Limited 2 1 3 33.33
1082 STOCKWELL COMMODITIES LIMITED 1 1 2 50.00
1083 STOCKWELL ONLINE (SECURITIES) LIMITED 2 0 2 0.00
1084 STOCKWELL SECURITIES LIMITED 3 26 29 89.66
1085 STRATEGIC OPTIONS INVESTMENT ADVISORS LIMITED 2 0 2 0.00
1086 Success Futures and Foreign Exchange Limited 2 6 8 75.00
1087 Success Power Investment Advisory Limited 1 0 1 0.00
1088 Success Securities Limited 3 18 21 85.71
1089 SUEZ ASIA HOLDINGS (HONG KONG) LIMITED 1 2 3 66.67
1090 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33
1091 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 2 4 6 66.67
1092 SUN GROWTH SECURITIES LIMITED 2 16 18 88.89
1093 Sun Life Financial Asia Services Limited 2 18 20 90.00
1094 Sun Life Hong Kong Limited 1 359 360 99.72
1095 SUN RAISE CAPITAL LIMITED 2 2 4 50.00
1096 SUN TAI CHEUNG CREDITS LIMITED 1 1 2 50.00
1097 SUN'S FUTURE LIMITED 4 4 8 50.00
1098 Sunline Prosticks Financial Solutions Limited 1 1 2 50.00
1099 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
1100 Sunrise Investment Company 1 7 8 87.50
1101 Sunwah Kingsway Leasing and Finance Limited 3 13 16 81.25
1102 Superfund Financial (Hong Kong) Limited 1 3 4 75.00
1103 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 1 0 1 0.00
1104 Szehope & Company 1 2 3 66.67
1105 T & F RESEARCH LIMITED 2 2 4 50.00
1106 T G HOLBORN (HK) LIMITED 2 58 60 96.67
1107 T G SECURITIES LIMITED 2 2 4 50.00
1108 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1109 T. ROWE PRICE INTERNATIONAL, INC. 2 8 10 80.00
1110 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1111 Tai Chuen Securities Co. 1 1 2 50.00
1112 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
1113 TAI FUNG SECURITIES LIMITED 2 4 6 66.67
1114 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
1115 TAI SHING STOCK INVESTMENT CO. LIMITED 4 15 19 78.95
1116 TAI TAK SECURITIES (ASIA) LIMITED 2 15 17 88.24
1117 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 33.33
1118 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
1119 TAIFAIR FUTURES LIMITED 2 3 5 60.00
1120 TAIFAIR SECURITIES LIMITED 4 9 13 69.23
1121 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 2 3 5 60.00
1122 Taiping Securities (HK) Co Limited 5 30 35 85.71
1123 TAK FUNG COMMODITIES LIMITED 1 0 1 0.00
1124 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 2 5 40.00
1125 TANG KEE SECURITIES LIMITED 2 4 6 66.67
1126 TANG PING KONG LIMITED 3 9 12 75.00
1127 TARZAN STOCK & SHARES LIMITED 3 8 11 72.73
1128 TAT LEE SECURITIES COMPANY LIMITED 3 12 15 80.00
1129 TC Investment Management (Asia) Limited 2 4 6 66.67
1130 TCW ASIA LIMITED 1 0 1 0.00
1131 TELOS CAPITAL & RISK MANAGEMENT LIMITED 1 1 2 50.00
1132 TEMPLETON ASSET MANAGEMENT LTD 3 13 16 81.25
1133 Templewater Hong Kong Limited 2 4 6 66.67
1134 Ten & Ten Securities Company 0 1 1 100.00
1135 THATCHER GLOBAL CAPITAL LIMITED 1 0 1 0.00
1136 THE PRUDENTIAL ASSURANCE COMPANY LIMITED 0 137 137 100.00
1137 THING ON SECURITIES LIMITED 2 6 8 75.00
1138 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 1 2 3 66.67
1139 TIAN YUAN FINANCE LIMITED 2 2 4 50.00
1140 TIFFIT SECURITIES (HONG KONG) LIMITED 4 4 8 50.00
1141 TIMES SECURITIES COMPANY LIMITED 2 14 16 87.50
1142 TIS SECURITIES (HK) LIMITED 6 13 19 68.42
1143 TISCO SECURITIES HONG KONG LIMITED 1 11 12 91.67
1144 TMT FINANCIAL SERVICES LIMITED (d2014-10-11) 1 1 2 50.00
1145 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 5 7 71.43
1146 Tokio Marine Investment Services, Limited 2 0 2 0.00
1147 TOPMORE COMMODITIES LIMITED 3 12 15 80.00
1148 Towers Watson Hong Kong Limited 1 1 2 50.00
1149 TOYO SECURITIES ASIA LIMITED 2 7 9 77.78
1150 TRANS JOY SECURITIES LIMITED 3 8 11 72.73
1151 TRANSPAC CAPITAL LIMITED 2 3 5 60.00
1152 TRIBRIDGE INVESTMENT PARTNERS LIMITED 1 4 5 80.00
1153 TRIGON ADVISERS (HONG KONG) LIMITED 2 0 2 0.00
1154 TRUTH SECURITIES LIMITED 4 1 5 20.00
1155 TSE'S SECURITIES LIMITED 2 48 50 96.00
1156 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 10 14 71.43
1157 Tung Shing Futures (Brokers) Limited 2 88 90 97.78
1158 Tung Shing Securities (Brokers) Limited 4 371 375 98.93
1159 Tung Shun & Company 1 3 4 75.00
1160 TUNG TAI ASSET MANAGEMENT LIMITED 2 2 4 50.00
1161 TUNG TAI SECURITIES COMPANY LIMITED 3 9 12 75.00
1162 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 3 5 60.00
1163 TUNG WUI SECURITIES CO., LIMITED 2 0 2 0.00
1164 TVC MANAGEMENT LIMITED 1 0 1 0.00
1165 TVG CAPITAL PARTNERS LIMITED 2 6 8 75.00
1166 Tyche Group Limited 2 16 18 88.89
1167 UBS Asset Management (Hong Kong) Limited 3 6 9 66.67
1168 UBS DERIVATIVES HONG KONG LIMITED 4 16 20 80.00
1169 UBS SECURITIES ASIA LIMITED 12 151 163 92.64
1170 UBS SECURITIES HONG KONG LIMITED 6 21 27 77.78
1171 UKFP (Asia) HK Limited 2 3 5 60.00
1172 UNI-ALPHA FUTURES LIMITED 2 4 6 66.67
1173 UNI-ALPHA SECURITIES LIMITED 2 5 7 71.43
1174 UNICORN SECURITIES COMPANY LIMITED 2 5 7 71.43
1175 Union Securities Co 1 1 2 50.00
1176 UNITED CAPITAL LIMITED 1 0 1 0.00
1177 United Securities Limited (HK) 1 4 5 80.00
1178 UNITED SIMSEN FOREX DEALERS LIMITED 4 35 39 89.74
1179 UNITED WORLD SECURITIES (INTERNATIONAL) LIMITED 2 2 4 50.00
1180 UOB ASIA (HONG KONG) LIMITED 3 7 10 70.00
1181 UOB FINANCE (H.K.) LIMITED 1 1 2 50.00
1182 UOB KAY HIAN (HONG KONG) LIMITED 6 188 194 96.91
1183 UOB KAY HIAN ASIA LIMITED 3 4 7 57.14
1184 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 3 108 111 97.30
1185 UPBEST ASSETS MANAGEMENT LIMITED 2 1 3 33.33
1186 UPBEST COMMODITIES COMPANY LIMITED 2 9 11 81.82
1187 UPBEST INVESTMENT COMPANY LIMITED 2 2 4 50.00
1188 UPBEST SECURITIES COMPANY LIMITED 4 31 35 88.57
1189 VALUE PARTNERS LIMITED 3 12 15 80.00
1190 Value Partners Private Equity Limited 1 2 3 66.67
1191 VANHEEL MANAGEMENT LIMITED 2 0 2 0.00
1192 Vantum Futures Limited 2 2 4 50.00
1193 VC BROKERAGE LIMITED 4 75 79 94.94
1194 VC CAPITAL LIMITED 4 4 8 50.00
1195 VC FUTURES LIMITED 4 47 51 92.16
1196 VC International Asset Management Limited 2 1 3 33.33
1197 VERCAP Financial Services Limited 2 3 5 60.00
1198 VICTORIA CAPITAL LIMITED (HK) 2 0 2 0.00
1199 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 1 3 33.33
1200 VICTORY SECURITIES COMPANY LIMITED 3 19 22 86.36
1201 VIETNAM FUND MANAGEMENT COMPANY LIMITED 1 0 1 0.00
1202 Virtu ITG Hong Kong Limited 2 9 11 81.82
1203 VISION FINANCE (CAPITAL) LIMITED 1 0 1 0.00
1204 VISION FINANCE (SECURITIES) LIMITED 2 2 4 50.00
1205 VMS Securities Limited 1 5 6 83.33
1206 W.S. LAU & ASSOCIATES LIMITED 1 0 1 0.00
1207 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1208 WAG FINANCIAL SERVICES GROUP LIMITED 3 1 4 25.00
1209 WAH SANG SECURITIES LIMITED 2 3 5 60.00
1210 WAH THAI SECURITIES LIMITED 3 2 5 40.00
1211 WAI FAT SECURITIES LIMITED 2 3 5 60.00
1212 WAI MAN STOCK & SHARES COMPANY LIMITED 2 2 4 50.00
1213 WALCO SECURITIES LIMITED 1 1 2 50.00
1214 WALDEN TECHNOLOGY MANAGEMENT (H.K.) LIMITED 1 3 4 75.00
1215 Wanhai Securities (HK) Limited 3 4 7 57.14
1216 WARD FERRY MANAGEMENT LIMITED 2 9 11 81.82
1217 Waton Securities International Limited 4 7 11 63.64
1218 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1219 Welform Investors Company 1 4 5 80.00
1220 Well Link International Securities Limited 1 21 22 95.45
1221 WELLAM INVESTMENT LIMITED 2 0 2 0.00
1222 WELLCHAMP CAPITAL LIMITED 2 1 3 33.33
1223 WELLFULL SECURITIES COMPANY LIMITED 5 18 23 78.26
1224 WHARTON INVESTMENT ADVISORS LIMITED 2 2 4 50.00
1225 WHEELOCK CHATFIELD LIMITED 1 0 1 0.00
1226 WHOLE WIN SECURITIES LIMITED 2 7 9 77.78
1227 WILBY SECURITIES LIMITED 2 4 6 66.67
1228 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 4 6 66.67
1229 Win Securities Limited 2 4 6 66.67
1230 WIN WONG SECURITIES LIMITED 2 25 27 92.59
1231 WINFULL SECURITIES LIMITED 3 21 24 87.50
1232 WING FAT SECURITIES LIMITED 3 9 12 75.00
1233 WING FUNG SECURITIES LIMITED 3 5 8 62.50
1234 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 6 8 75.00
1235 WING ON CHEONG SECURITIES COMPANY LIMITED 4 19 23 82.61
1236 WING ON SECURITIES LIMITED 2 7 9 77.78
1237 WING SANG SECURITIES COMPANY LIMITED 4 11 15 73.33
1238 WING TAK SECURITIES LIMITED 2 0 2 0.00
1239 WING YEE SECURITIES COMPANY LIMITED 3 11 14 78.57
1240 WING YIP COMPANY LIMITED (d2012-03-15) 2 2 4 50.00
1241 WINGS SECURITIES (HK) LIMITED 2 39 41 95.12
1242 WINLAND WEALTH MANAGEMENT LIMITED 1 3 4 75.00
1243 Winning & Company 1 1 2 50.00
1244 WINNINGTON CAPITAL LIMITED 1 0 1 0.00
1245 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
1246 WINTECH SECURITIES LIMITED 4 17 21 80.95
1247 Wisetrade Securities Limited 3 10 13 76.92
1248 WM (HK) Limited 2 845 847 99.76
1249 WO FUNG SECURITIES COMPANY LIMITED 2 13 15 86.67
1250 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 4 6 66.67
1251 WOCOM INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
1252 WOCOM LIMITED (HK) 4 26 30 86.67
1253 WOCOM SECURITIES LIMITED 4 34 38 89.47
1254 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 1 1 2 50.00
1255 WORLDWIDE BROKERAGE LIMITED 2 1 3 33.33
1256 WTV GLOBAL INVESTMENTS MANAGEMENT LIMITED 1 0 1 0.00
1257 XINHUA INVESTMENT GROUP HONG KONG LIMITED 1 2 3 66.67
1258 Y. S. Law & Co. 1 0 1 0.00
1259 YAN YAN INVESTMENT LIMITED 2 11 13 84.62
1260 YARDLEY FINANCE LIMITED 1 0 1 0.00
1261 YARDLEY SECURITIES LIMITED 2 3 5 60.00
1262 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
1263 YF FUTURES COMPANY LIMITED 3 2 5 40.00
1264 YF SECURITIES COMPANY LIMITED 6 7 13 53.85
1265 YICKO INVESTMENT CONSULTANTS & MANAGEMENT LIMITED 3 0 3 0.00
1266 YICKO SECURITIES LIMITED 3 15 18 83.33
1267 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1268 YING WAH SECURITIES COMPANY LIMITED 2 8 10 80.00
1269 YU MING INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
1270 YU ON COMMODITIES COMPANY LIMITED 2 1 3 33.33
1271 YU ON SECURITIES COMPANY LIMITED 2 16 18 88.89
1272 Yuanta Securities (Hong Kong) Company Limited 2 2 4 50.00
1273 YUE XIU FUTURES COMPANY LIMITED 3 3 6 50.00
1274 YUE XIU SECURITIES COMPANY LIMITED 4 4 8 50.00
1275 YUEXING SECURITIES COMPANY LIMITED 4 12 16 75.00
1276 Yunfeng Financial Markets Limited 3 10 13 76.92
1277 Zhongrong International Futures Co., Limited 3 3 6 50.00
1278 ZHONGRONG PT FINANCE LIMITED 3 0 3 0.00
1279 ZHONGRONG PT SECURITIES LIMITED 5 23 28 82.14
1280 ZURICH ADVISORY (HK) LIMITED 2 258 260 99.23
1280 Average 2.63 17.50 20.12 86.94

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