SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

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Row	Name	ROs	Reps	Total	Reps v total %	Licensed
1	313 Capital Management Limited	2	6	8	75.00	2010-04-19
2	3V Capital Limited	3	1	4	25.00	2005-07-18
3	A ONE INVESTMENT COMPANY LIMITED	5	2	7	28.57
4	A. H. INTERNATIONAL LIMITED	2	0	2	0.00	2006-03-22
5	A.M. BEST ASIA-PACIFIC LIMITED	3	7	10	70.00	2011-06-01
6	Aardvark Fund Management Limited	2	0	2	0.00	2009-09-24
7	AASTOCKS.COM LIMITED	2	0	2	0.00
8	ABAX GLOBAL CAPITAL (HONG KONG) LIMITED	2	5	7	71.43	2007-05-04
9	ABCI CAPITAL LIMITED	4	16	20	80.00	2011-03-17
10	ABCI Securities Company Limited	6	50	56	89.29	2005-11-15
11	ABN AMRO Clearing Hong Kong Limited	4	8	12	66.67
12	ABN AMRO FINANCIAL PRODUCTS LIMITED	2	7	9	77.78
13	abrdn Hong Kong Limited	4	8	12	66.67
14	ABRIDGE ENTERPRISES COMPANY LIMITED	2	0	2	0.00	2007-04-10
15	Absolute Investment Management (HK) Limited	3	2	5	40.00
16	ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED	2	2	4	50.00
17	ACM ASIA LIMITED	2	0	2	0.00
18	Acru Asset Management Limited	3	2	5	40.00	2004-08-25
19	AD Capital Management (Hong Kong) Limited	2	6	8	75.00	2004-09-08
20	ADM SECURITIES LIMITED	2	0	2	0.00
21	ADMIS Hong Kong Limited	3	21	24	87.50	2010-03-10
22	ADS Securities Hong Kong Limited	2	2	4	50.00	2011-08-09
23	Aetas Global Markets Limited	2	0	2	0.00	2005-10-26
24	Aevitas Securities Limited	2	4	6	66.67
25	Affiliated Managers Group (Hong Kong) Limited	2	0	2	0.00	2010-12-07
26	AFFINITY EQUITY PARTNERS (HK) LIMITED	2	5	7	71.43	2004-07-07
27	AIF CAPITAL LIMITED	4	9	13	69.23
28	AIF Securities Limited	5	8	13	61.54	2004-11-02
29	AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED	2	0	2	0.00
30	AIR GEO SERVICES LIMITED	2	0	2	0.00	2007-08-21
31	AISANCE ASSET MANAGEMENT LIMITED	5	13	18	72.22	2005-06-16
32	AIU International Securities Limited	2	0	2	0.00	2011-12-28
33	AJ Securities Limited	2	5	7	71.43
34	AKTIS CAPITAL ADVISORY LIMITED	4	4	8	50.00	2003-11-29
35	ALBOURNE PARTNERS (ASIA) LIMITED	3	5	8	62.50	2004-09-07
36	Aletheia Analyst Network Limited	2	4	6	66.67	2008-06-03
37	ALETHEIA TECHNOLOGIES LIMITED	3	1	4	25.00	2010-07-30
38	Aliantis Capital Limited	2	3	5	60.00	2007-10-10
39	Allard Partners Limited	2	5	7	71.43
40	AllianceBernstein Hong Kong Limited	3	33	36	91.67	2006-10-05
41	Allianz Global Investors Asia Pacific Limited (SFC:AOA171)	6	48	54	88.89	2007-01-12
42	Allianz Global Investors Hong Kong Limited	4	18	22	81.82
43	Alpha Financial Group Limited	2	8	10	80.00	2005-10-31
44	ALPHA FUTURES COMPANY LIMITED	2	1	3	33.33
45	Alpha Nova Capital Management Limited	2	0	2	0.00
46	ALPHA SECURITIES COMPANY LIMITED	3	2	5	40.00
47	ALPHA WEALTH MANAGEMENT LIMITED (HK)	2	8	10	80.00	2007-05-08
48	ALPS ADVISORY (HK) LIMITED	3	5	8	62.50
49	AlTi Wealth Management (Hong Kong) Limited	2	2	4	50.00	2004-05-11
50	Altis Partners (Asia) Limited	3	2	5	40.00	2010-10-22
51	Altitude Principle Advisory Limited	2	0	2	0.00	2011-03-16
52	ALTRUIST FINANCIAL GROUP LIMITED	2	51	53	96.23	2004-01-20
53	ALTUS CAPITAL LIMITED	3	6	9	66.67
54	ALTUS INVESTMENTS LIMITED (HK)	2	6	8	75.00	2005-12-14
55	AM Squared Limited	2	2	4	50.00	2005-06-30
56	Amber Hill Asset Management Limited	3	0	3	0.00	2011-07-13
57	AMBITION SECURITIES CO. LIMITED	2	4	6	66.67	2010-12-28
58	American Century Investment Management (Asia Pacific) Limited	2	2	4	50.00	2010-03-26
59	Amherst Pierpont International Limited	2	1	3	33.33	2009-06-17
60	AMPLE CAPITAL LIMITED	9	13	22	59.09	2007-01-02
61	Amundi Hong Kong Limited	5	26	31	83.87
62	AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED	2	1	3	33.33	2011-08-03
63	Andante Capital Partners Limited	2	0	2	0.00	2008-11-11
64	ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK)	7	9	16	56.25
65	Anglo Chinese Research, Limited	3	0	3	0.00	2009-01-19
66	ANGLO CHINESE SECURITIES, LIMITED (HK)	3	1	4	25.00
67	Anli Securities Limited	2	7	9	77.78
68	Ant Global Partners (HK) Limited	2	0	2	0.00	2011-12-06
69	Anuenue Advisors Limited	2	0	2	0.00	2005-10-06
70	Anuenue Capital International Limited	2	3	5	60.00	2005-08-30
71	Anuenue Securities Limited	2	10	12	83.33
72	AP Asset Management (HK) Limited	3	4	7	57.14	2004-07-07
73	APG Investments Asia Limited	7	12	19	63.16	2008-11-18
74	APICES ADVISORY LIMITED	2	0	2	0.00	2010-01-11
75	Apollo Asset Management Limited (HK)	2	0	2	0.00	2010-09-16
76	Apus Investments Limited	1	0	1	0.00	2008-09-04
77	AQUITAINE INVESTMENT ADVISORS LIMITED	2	1	3	33.33
78	ARA ASSET MANAGEMENT (FORTUNE) LIMITED	4	4	8	50.00	2010-03-30
79	ARA Asset Management (Prosperity) Limited	3	2	5	40.00	2005-11-30
80	ARCH Capital Management Co. Limited	2	4	6	66.67	2009-02-19
81	Areion Asset Management Company Limited	2	2	4	50.00	2010-08-24
82	Ares Management Asia (Hong Kong) Limited	3	4	7	57.14	2009-05-25
83	Arete Research Asia Limited	2	2	4	50.00	2010-01-11
84	Argonaut Securities (Asia) Limited	4	4	8	50.00	2011-09-08
85	ARGUS CAPITAL MANAGEMENT LIMITED	2	0	2	0.00	2010-11-25
86	ARGYLE STREET MANAGEMENT LIMITED	4	9	13	69.23
87	ARISAIG PARTNERS (HK) LIMITED	2	0	2	0.00	2006-01-20
88	Arrow Capital Limited (HK)	2	0	2	0.00	2008-03-07
89	Arta Asset Management Limited	3	3	6	50.00	2008-07-10
90	Arta Global Futures Limited	3	2	5	40.00
91	Arta Global Markets Limited	3	6	9	66.67	2008-01-08
92	ASA SECURITIES LIMITED	2	11	13	84.62	2010-08-19
93	ASCENDANT ASSET MANAGEMENT (HK) LIMITED	2	0	2	0.00	2009-09-21
94	Asean Investment Advisors Limited	2	0	2	0.00	2010-06-22
95	Asia Alternatives Advisor Hong Kong Limited	2	4	6	66.67	2011-03-15
96	ASIA DEBT MANAGEMENT HONG KONG LIMITED	2	13	15	86.67
97	Asia Frontier Investments Limited	3	0	3	0.00	2009-04-28
98	ASIA INVESTMENT MANAGEMENT LIMITED	5	2	7	28.57
99	ASIA INVESTMENT RESEARCH LIMITED	3	1	4	25.00
100	ASIA MEZZANINE CAPITAL ADVISERS LIMITED	2	0	2	0.00	2011-06-17
101	ASIA PACIFIC CAPITAL (HK) LIMITED	3	0	3	0.00	2004-01-02
102	ASIA PACIFIC CAPITAL SECURITIES LIMITED	2	0	2	0.00	2005-03-29
103	ASIA PACIFIC INVESTMENT ADVISORS LIMITED	3	4	7	57.14
104	ASIAN CAPITAL PARTNERS (HK) LIMITED	2	0	2	0.00
105	ASM ADVISORY LIMITED	1	1	2	50.00	2009-11-30
106	Aspect Capital Asia Limited	2	1	3	33.33	2008-06-10
107	ASPEN HILL PARTNERS (HONG KONG) LIMITED	4	10	14	71.43	2008-08-08
108	ASSET DYNAMIC MANAGEMENT LIMITED	3	1	4	25.00
109	ASSET MANAGEMENT GROUP LIMITED	2	50	52	96.15	2006-01-17
110	Asset Management One Hong Kong Limited	2	4	6	66.67	2010-03-10
111	ASSOCIATED ADVISERS LIMITED	2	0	2	0.00
112	ASSURED ASSET MANAGEMENT LIMITED (HK)	2	3	5	60.00
113	Astrum Capital Management Limited (HK)	3	10	13	76.92	2005-07-08
114	ATHENA WEALTH MANAGEMENT LIMITED	2	33	35	94.29	2008-04-25
115	Atherton Asset Management Limited	3	1	4	25.00	2008-09-10
116	Atlantic Pacific Capital Asia Limited	2	0	2	0.00	2008-11-14
117	ATLANTIS INVESTMENT MANAGEMENT LIMITED	2	12	14	85.71
118	AUDREY CHOW SECURITIES LIMITED	2	8	10	80.00
119	Austen Capital Management Limited	2	2	4	50.00	2010-06-30
120	AVANTA INVESTMENT MANAGEMENT LIMITED	2	0	2	0.00
121	Averest Capital Limited	3	3	6	50.00
122	Avia Asset Management Limited	2	2	4	50.00
123	AXA CHINA REGION INVESTMENT SERVICES LIMITED	7	110	117	94.02	2006-01-25
124	AXA Financial Planning (Hong Kong) Limited	5	19	24	79.17
125	AXA Investment Managers Asia Limited	2	11	13	84.62	2005-07-21
126	AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED	2	12	14	85.71
127	AXIAL CAPITAL MANAGEMENT LIMITED	2	0	2	0.00	2005-06-24
128	AXIOM INVESTMENT MANAGEMENT LIMITED	2	2	4	50.00
129	Axis Capital Management Limited	2	0	2	0.00
130	Azentus Capital Management Limited	6	8	14	57.14	2011-02-21
131	Azurewing Limited (HK)	2	0	2	0.00	2011-10-25
132	BALI SECURITIES CO. LIMITED	4	1	5	20.00
133	BALLINGAL INVESTMENT ADVISORS LIMITED	4	5	9	55.56	2004-08-13
134	Balyasny Asset Management (Hong Kong) Limited	2	6	8	75.00	2008-03-03
135	BAN HIN SECURITIES COMPANY LIMITED	4	3	7	42.86
136	BANK OF COMMUNICATIONS TRUSTEE LIMITED	3	8	11	72.73
137	BaoQiao Partners Capital Limited	3	4	7	57.14	2008-03-05
138	BaoQiao Partners Securities (HK) Limited	2	5	7	71.43
139	BARCLAYS CAPITAL ASIA LIMITED	26	430	456	94.30	2005-01-12
140	BARING ASSET MANAGEMENT (ASIA) LIMITED	8	21	29	72.41	2003-08-29
141	Barings Investment Advisers (Hong Kong) Limited	3	1	4	25.00	2009-05-08
142	BASIC ASSET MANAGEMENT LIMITED	2	0	2	0.00	2010-08-04
143	BAYA CAPITAL LIMITED	2	0	2	0.00	2006-01-09
144	BCT Financial Limited	2	55	57	96.49	2010-11-24
145	BEA Union Investment Management Limited	5	17	22	77.27
146	BEAR BRIGHT LIMITED	2	2	4	50.00
147	Beevest Securities Limited	6	14	20	70.00	2005-03-07
148	Beijing Capital Partners Limited	2	0	2	0.00	2006-02-27
149	Beijing Securities Limited	3	6	9	66.67	2008-11-07
150	Belvest Investment Services Limited	2	4	6	66.67
151	BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED	3	3	6	50.00	2004-10-26
152	Bentley Capital Limited (HK)	4	0	4	0.00
153	BENTLEY REID & COMPANY LIMITED	4	0	4	0.00
154	BERICH BROKERAGE LIMITED	3	17	20	85.00
155	BERICH FUTURES (H.K.) COMPANY LIMITED	3	1	4	25.00
156	BETA INTERNATIONAL SECURITIES LIMITED	2	2	4	50.00
157	Beyond Hong Kong Limited	2	0	2	0.00	2011-12-23
158	BGC SECURITIES (HONG KONG) LLC	6	44	50	88.00	2008-06-25
159	BHI Investment Advisors (Asia) Limited (d2017-03-13)	4	1	5	20.00	2011-01-04
160	BIG BAY SECURITIES (HK) LIMITED	2	1	3	33.33	2011-07-07
161	BLACK CRANE INVESTMENT MANAGEMENT LIMITED	2	2	4	50.00	2009-09-28
162	Black Dragon Asset Management Limited	2	0	2	0.00	2011-07-27
163	Black Marble Securities Limited	2	3	5	60.00
164	BlackRock (Hong Kong) Limited (d2017-01-20)	8	93	101	92.08
165	BlackRock Asset Management North Asia Limited	5	30	35	85.71	2003-12-16
166	BLACKSTONE GROUP (HK) LIMITED (THE)	3	51	54	94.44	2008-10-14
167	BLOOMYEARS LIMITED	2	2	4	50.00
168	Blossomhill Investment Limited	4	3	7	42.86	2010-03-04
169	BLUE POOL CAPITAL LIMITED	3	3	6	50.00	2004-11-10
170	BlueBay Hong Kong Limited	2	1	3	33.33	2011-12-13
171	BLUEFIN HK LIMITED	2	1	3	33.33	2010-06-30
172	BMI FUNDS MANAGEMENT LIMITED	4	18	22	81.82	2010-09-10
173	BMI Securities Limited	2	4	6	66.67	2011-03-14
174	BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	6	50	56	89.29
175	BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED	7	64	71	90.14
176	BNP PARIBAS DEALING SERVICES ASIA LIMITED	3	3	6	50.00	2010-11-03
177	BNP PARIBAS SECURITIES (ASIA) LIMITED	7	179	186	96.24	2009-10-15
178	BNY Mellon Investment Management Hong Kong Limited	3	3	6	50.00	2008-06-06
179	BOA INTERNATIONAL SECURITIES LIMITED	2	3	5	60.00	2009-03-30
180	BOCHK Asset Management Limited	4	2	6	33.33	2010-12-15
181	BOCI ASIA LIMITED	17	85	102	83.33
182	BOCI ASSET MANAGEMENT LIMITED	9	21	30	70.00
183	BOCI COMMODITIES & FUTURES LIMITED	4	5	9	55.56	2004-11-17
184	BOCI RESEARCH LIMITED	5	43	48	89.58
185	BOCI SECURITIES LIMITED	15	355	370	95.95	2004-03-01
186	BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED	8	153	161	95.03	2007-07-04
187	BOCOM International (Asia) Limited	8	14	22	63.64	2007-09-21
188	BOCOM International Asset Management Limited	7	14	21	66.67	2007-09-13
189	BOCOM International Securities Limited	11	292	303	96.37	2007-09-10
190	BOKHARY SECURITIES LIMITED	2	6	8	75.00
191	BOND TRUST LIMITED	3	2	5	40.00	2004-08-04
192	BOOMWELL INVESTMENTS LIMITED	3	0	3	0.00
193	Bosen Asset Management Limited	2	0	2	0.00	2010-03-11
194	Bosera Asset Management (International) Co., Limited	4	10	14	71.43	2010-11-05
195	BOSHENG CAPITAL MANAGEMENT (HK) LIMITED	2	2	4	50.00	2010-10-06
196	BOWEN ASIA LIMITED	3	1	4	25.00
197	BOYER ALLAN INVESTMENT MANAGEMENT (HONG KONG) LIMITED	4	3	7	42.86	2006-11-01
198	Bradbury Securities Limited	2	8	10	80.00
199	BREVAN HOWARD (HONG KONG) LIMITED	4	9	13	69.23	2004-07-12
200	Bright Fund Management Limited	4	36	40	90.00
201	BRIGHT SECURITIES LIMITED (THE)	2	0	2	0.00	2005-03-31
202	BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	4	115	119	96.64	2011-02-15
203	BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	3	142	145	97.93	2009-10-05
204	Brilliant Norton Securities Company Limited	2	1	3	33.33	2011-12-01
205	Broadway Wealth Management Limited	2	0	2	0.00
206	BROOKE CAPITAL LIMITED	2	0	2	0.00
207	BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED	6	7	13	53.85	2011-01-04
208	BSI Investment Advisors (Hong Kong) Limited	5	29	34	85.29	2010-08-27
209	BTG Pactual Asia Limited	3	5	8	62.50	2009-08-13
210	BTIG Hong Kong Limited	3	16	19	84.21	2008-04-15
211	BUENA VISTA FUND MANAGEMENT (HK) LIMITED	2	2	4	50.00	2007-01-18
212	BULLISH SECURITIES LIMITED	2	11	13	84.62
213	BUSINESS FUTURES LIMITED	2	7	9	77.78
214	BUSINESS SECURITIES LIMITED	2	18	20	90.00
215	BWC FOREX LIMITED	3	10	13	76.92	2009-12-11
216	C.P. FINANCIAL MANAGEMENT LIMITED	2	1	3	33.33	2008-05-09
217	C.P. SECURITIES INTERNATIONAL LIMITED	2	5	7	71.43
218	CAIDAO CAPITAL LIMITED	3	0	3	0.00	2008-07-15
219	CAIIS Limited	3	18	21	85.71	2006-05-23
220	Cambridge Strategy (Asset Management) Asia Limited (The)	3	3	6	50.00	2010-09-13
221	Campbell Lutyens Asia Pacific Limited	2	3	5	60.00	2011-07-08
222	Canaccord Genuity (Hong Kong) Limited	2	1	3	33.33	2011-05-04
223	CANTERBURY CAPITAL LIMITED (HK)	2	0	2	0.00
224	CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED	8	40	48	83.33	2004-07-15
225	CAPE ASSET MANAGEMENT LIMITED	3	3	6	50.00	2006-05-23
226	CAPITAL FOCUS ASSET MANAGEMENT LIMITED	4	4	8	50.00	2007-08-24
227	CAPITAL FOR BUSINESS LIMITED (VG)	3	0	3	0.00
228	CAPITAL GATEWAY INVESTMENTS (ASIA) LIMITED	2	1	3	33.33	2008-08-19
229	CAPITAL GLOBAL MANAGEMENT LIMITED	4	22	26	84.62	2005-09-17
230	Capital Instinct Limited	2	0	2	0.00	2011-05-25
231	Capital International, Inc.	2	7	9	77.78	2007-07-03
232	CAPITAL RESEARCH COMPANY	3	24	27	88.89	2004-11-10
233	Capstone Financial (HK) Limited	3	0	3	0.00	2010-03-12
234	CARDINALASIA CONSULTING LIMITED	3	1	4	25.00	2003-06-27
235	Carret Private Capital Limited	1	0	1	0.00	2007-05-28
236	CARRIER STOCK INVESTMENT COMPANY LIMITED	2	6	8	75.00
237	CASH ASSET MANAGEMENT LIMITED	2	21	23	91.30	2005-03-30
238	CASH Wealth Management Limited	4	30	34	88.24	2011-01-17
239	CATHAY SECURITIES (HONG KONG) LIMITED	3	8	11	72.73	2007-11-27
240	CATHAYSIA ASSET MANAGEMENT LIMITED	2	0	2	0.00	2007-06-14
241	Cavalry Management Group Asia, Limited	2	0	2	0.00	2010-04-30
242	CBH Asia Limited	3	17	20	85.00	2010-09-24
243	CBRE Clarion Securities HKG Limited	2	3	5	60.00	2008-01-04
244	CBRE Investment Management (Asia) Limited	2	2	4	50.00
245	CC Finance Limited	3	11	14	78.57	2006-04-20
246	CC Real Estate Advisory Limited	2	4	6	66.67	2010-08-04
247	CC SIF Advisory Limited	3	4	7	57.14	2006-07-25
248	CCB INTERNATIONAL ASSET MANAGEMENT LIMITED	13	53	66	80.30	2005-11-29
249	CCB INTERNATIONAL CAPITAL LIMITED	10	71	81	87.65	2004-05-27
250	CCB INTERNATIONAL SECURITIES LIMITED	9	81	90	90.00	2005-08-19
251	CCB Securities Limited	2	3	5	60.00
252	CCTIC International Limited	1	1	2	50.00	2010-06-28
253	CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED	3	3	6	50.00	2007-08-23
254	Celera Markets Limited	2	1	3	33.33	2008-08-12
255	CELESTIAL CAPITAL LIMITED	3	12	15	80.00
256	CELESTIAL COMMODITIES LIMITED	6	142	148	95.95
257	CELESTIAL SECURITIES LIMITED	4	259	263	98.48
258	CELETIO INVESTMENTS LIMITED	4	12	16	75.00
259	CENTALINE SECURITIES LIMITED	4	0	4	0.00	2011-10-07
260	CENTALINE WEALTH MANAGEMENT LIMITED	4	103	107	96.26	2004-04-02
261	CENTAURUS CAPITAL (HONG KONG) LIMITED	3	2	5	40.00	2008-10-31
262	Central Asset Investments and Management Holdings (HK) Limited	3	6	9	66.67	2005-08-05
263	CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED	4	4	8	50.00
264	CENTRUM CAPITAL INTERNATIONAL LIMITED	2	0	2	0.00	2011-03-03
265	CENTURION CORPORATE FINANCE LIMITED	3	0	3	0.00
266	CENTURION INVESTMENT MANAGEMENT (H.K.) LIMITED	2	0	2	0.00	2010-11-16
267	CEPA ALLIANCE SECURITIES LIMITED	4	6	10	60.00
268	Cephei Capital Management (Hong Kong) Limited	2	1	3	33.33	2007-07-19
269	CERES CAPITAL LIMITED	2	0	2	0.00
270	CES Capital International (Hong Kong) Co., Limited	8	9	17	52.94	2008-03-20
271	CES Commodities (HK) Limited	6	394	400	98.50
272	CES Forex (HK) Limited	3	189	192	98.44
273	CES International Commodities (HK) Limited	2	3	5	60.00
274	CF GLOBAL (HK) LIMITED	3	7	10	70.00	2006-11-22
275	CGS International Securities Hong Kong Limited	8	44	52	84.62
276	CHAMPLUS ASSET MANAGEMENT LIMITED	2	0	2	0.00	2005-06-09
277	CHAMPUS ASSET MANAGEMENT LIMITED	3	3	6	50.00
278	CHAN NGOK MING SECURITIES LIMITED	2	3	5	60.00
279	Chanceton Capital Partners Limited	4	5	9	55.56
280	Changjiang Asset Management (HK) Limited	2	0	2	0.00	2011-12-16
281	Changjiang Securities Brokerage (HK) Limited	2	0	2	0.00	2011-12-13
282	Channel 8 Wealth Management Limited	3	16	19	84.21	2010-01-27
283	CHAOS INTERNATIONAL FINANCIAL LIMITED	2	2	4	50.00
284	ChapmanCraig Limited	2	0	2	0.00
285	CHARLES SCHWAB, HONG KONG, LIMITED	4	13	17	76.47
286	CHARLES-LIM CAPITAL LIMITED	2	0	2	0.00	2010-03-31
287	CHARLESWIN BULLION LIMITED	2	0	2	0.00	2011-11-07
288	CHARTWELL CAPITAL LIMITED (HK)	2	0	2	0.00	2008-02-05
289	CHEE TAK SECURITIES LIMITED	2	5	7	71.43
290	CHEER UNION SECURITIES LIMITED	3	17	20	85.00
291	CHEETAH ADVISORS LIMITED	2	2	4	50.00
292	CHEETAH INVESTMENT MANAGEMENT LIMITED	2	6	8	75.00
293	CHEKIANG FIRST SECURITIES CO. LIMITED	2	0	2	0.00
294	CHELSEA SECURITIES LIMITED (HK)	6	2	8	25.00
295	CHEONG LEE SECURITIES LIMITED	3	13	16	81.25	2005-11-24
296	Chepstow Capital Advisors Limited	3	3	6	50.00	2009-10-20
297	CHI CAPITAL SECURITIES LIMITED	1	0	1	0.00	2004-09-07
298	CHIEF CAPITAL LIMITED	3	3	6	50.00	2005-07-14
299	CHIEF COMMODITIES LIMITED	4	88	92	95.65	2006-05-17
300	CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED	2	1	3	33.33	2011-06-24
301	CHIEF SECURITIES LIMITED	5	161	166	96.99	2006-04-20
302	CHIMAERA FINANCIAL GROUP LIMITED	3	0	3	0.00
303	China Alpha Fund Management (HK) Limited	4	2	6	33.33	2010-05-31
304	China Angel Fund Management (HK) Company Limited	3	0	3	0.00	2011-10-24
305	China Asset Management (Hong Kong) Limited	6	15	21	71.43	2008-12-10
306	CHINA ASSETS INVESTMENT MANAGEMENT LIMITED	2	2	4	50.00
307	CHINA DEMETER SECURITIES LIMITED	2	2	4	50.00	2010-10-18
308	CHINA EAGLE ASSET MANAGEMENT LIMITED	3	3	6	50.00	2009-07-06
309	China Enterprise Securities Company Limited	2	1	3	33.33	2011-01-27
310	CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED	3	5	8	62.50
311	CHINA EVERBRIGHT CAPITAL LIMITED	6	18	24	75.00	2005-05-09
312	CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED	8	92	100	92.00	2003-10-31
313	China Everbright Investment Management Limited	3	1	4	25.00	2007-07-03
314	CHINA EVERBRIGHT RESEARCH LIMITED	2	4	6	66.67
315	CHINA EVERBRIGHT SECURITIES (HK) LIMITED	15	121	136	88.97
316	China Finance Holdings Limited	2	0	2	0.00
317	China Finance KAB Limited	2	9	11	81.82	2004-12-23
318	CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED	2	2	4	50.00	2010-09-08
319	China Galaxy International Futures (Hong Kong) Co., Limited	2	1	3	33.33	2011-12-14
320	China Galaxy International Securities (Hong Kong) Co., Limited	5	12	17	70.59	2011-09-12
321	China Gather Wealth Financial Company Limited	6	10	16	62.50	2005-04-01
322	CHINA GUARD INVESTMENTS LIMITED	2	1	3	33.33
323	CHINA HANYA ASSET MANAGEMENT LIMITED	3	0	3	0.00	2008-04-22
324	China Hong Kong Capital Asset Management Company Limited	3	4	7	57.14
325	China Integrity Investment Limited	3	4	7	57.14	2009-09-18
326	CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED	6	24	30	80.00	2006-07-03
327	CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	3	5	8	62.50	2011-04-26
328	CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	23	268	291	92.10	2008-08-20
329	CHINA INTERNATIONAL CAPITAL LIMITED	3	1	4	25.00
330	CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED	2	11	13	84.62	2005-09-21
331	China Jianxin Financial Services Limited	2	6	8	75.00	2009-11-17
332	CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED	4	12	16	75.00	2006-12-08
333	CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED	4	5	9	55.56
334	CHINA MERCHANTS FUTURES (HK) CO., LIMITED	3	66	69	95.65
335	CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	26	152	178	85.39	2005-02-15
336	CHINA PACIFIC SECURITIES LIMITED	4	8	12	66.67
337	CHINA POINT STOCK BROKERS LIMITED	2	8	10	80.00
338	China Renaissance Broking Services (Hong Kong) Limited	2	1	3	33.33
339	China Reserve Securities Limited	4	3	7	42.86
340	CHINA RICH ASSET MANAGEMENT LIMITED	2	0	2	0.00
341	CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED	2	3	5	60.00	2009-08-28
342	CHINA SECURITIES HOLDINGS LIMITED	2	1	3	33.33
343	China Silver Asset Management (Hong Kong) Limited	2	0	2	0.00	2009-12-02
344	CHINA SKY SECURITIES LIMITED	2	4	6	66.67
345	CHINA SYSTEM SECURITIES LIMITED	3	8	11	72.73	2005-07-07
346	CHINA TIMES SECURITIES LIMITED	3	0	3	0.00	2011-02-21
347	CHINA TONG BAO INSURANCE BROKERS LIMITED	2	0	2	0.00
348	China Tonghai (IA) Limited	3	8	11	72.73
349	China Universal Asset Management (Hong Kong) Company Limited	3	9	12	75.00	2010-02-19
350	China Value Investment Limited (HK)	2	1	3	33.33	2008-07-15
351	CHINA XIN YONGAN FUTURES COMPANY LIMITED	4	12	16	75.00	2007-04-20
352	CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED	2	2	4	50.00	2006-05-23
353	ChinaRock Capital Management Limited	3	1	4	25.00	2007-07-04
354	CHINAWIDE SECURITIES LIMITED	3	4	7	57.14	2010-11-09
355	Chinese Strategic Asset Management Limited	4	4	8	50.00	2007-09-07
356	CHN International Group Limited	2	0	2	0.00	2010-02-22
357	CHONG HING COMMODITIES AND FUTURES LIMITED	4	19	23	82.61
358	CHONG HING SECURITIES LIMITED	4	104	108	96.30
359	CHOW SANG SANG FUTURES LIMITED	4	31	35	88.57
360	CHOW SANG SANG SECURITIES LIMITED	4	46	50	92.00
361	CHRISTFUND FUTURES LIMITED	2	10	12	83.33
362	CHRISTFUND SECURITIES LIMITED	3	28	31	90.32
363	CHUANGS & CO. LIMITED	3	1	4	25.00
364	CHUNG LEE SECURITIES COMPANY LIMITED	3	2	5	40.00
365	CIAM Capital Management Limited	3	0	3	0.00	2011-01-24
366	CICC US Securities (Hong Kong) Limited	3	2	5	40.00	2011-05-25
367	CIFM Asset Management (Hong Kong) Limited	3	2	5	40.00	2011-07-20
368	CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED	2	7	9	77.78
369	CINDA INTERNATIONAL CAPITAL LIMITED	6	8	14	57.14
370	CINDA INTERNATIONAL FUTURES LIMITED	3	32	35	91.43
371	CINDA INTERNATIONAL RESEARCH LIMITED	3	2	5	40.00	2010-07-26
372	CINDA INTERNATIONAL SECURITIES LIMITED	4	82	86	95.35
373	CIS SECURITIES ASSET MANAGEMENT LIMITED	6	55	61	90.16	2007-12-07
374	Citadel Asia Limited	3	10	13	76.92	2005-10-21
375	Citadel Securities (Hong Kong) Limited	3	2	5	40.00	2009-04-09
376	CITIC Securities (Hong Kong) Limited	5	20	25	80.00
377	CITIC Securities Asset Management (HK) Limited	3	14	17	82.35	2008-08-01
378	CITIC Securities Brokerage (HK) Limited	14	201	215	93.49
379	CITIC Securities CLSA Capital Partners (HK) Limited	5	16	21	76.19
380	CITIC Securities Futures (HK) Limited	11	91	102	89.22
381	CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED	5	5	10	50.00	2007-02-16
382	Citigroup Global Markets Asia Limited	23	705	728	96.84	2008-03-31
383	CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	14	553	567	97.53	2003-10-15
384	Citigroup Venture Capital International Asia Limited	3	8	11	72.73	2005-05-24
385	Claren Road Asia Limited	2	1	3	33.33	2009-03-30
386	CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED	5	34	39	87.18	2008-12-31
387	CLC SECURITIES LIMITED	2	2	4	50.00	2008-06-16
388	CLSA FUTURES LIMITED	4	18	22	81.82
389	CLSA LIMITED	7	232	239	97.07
390	CLSA Premium International (HK) Limited	4	6	10	60.00	2004-10-20
391	CLSA RESEARCH LIMITED	3	137	140	97.86
392	CMB International Asset Management Limited	3	3	6	50.00	2010-05-26
393	CMB International Capital Limited	4	13	17	76.47	2010-09-07
394	CMB INTERNATIONAL FUTURES LIMITED	3	9	12	75.00
395	CMB International Global Markets Limited	3	11	14	78.57
396	CMB International Insurance Consultancy Co., Limited	1	0	1	0.00	2010-11-01
397	CMB International Securities Limited	4	22	26	84.62	2010-06-15
398	CMBC INTERNATIONAL FUTURES COMPANY LIMITED	4	20	24	83.33	2010-08-20
399	CMBC SECURITIES COMPANY LIMITED	7	30	37	81.08	2008-01-24
400	CMS ASSET MANAGEMENT (HK) CO., LIMITED	5	14	19	73.68	2009-03-31
401	CMS CAPITAL (HK) CO., LIMITED	4	4	8	50.00	2004-05-06
402	CMT ADVISORS ASIA LIMITED	1	0	1	0.00	2006-03-31
403	CN CAPITAL MANAGEMENT LIMITED	2	1	3	33.33	2010-06-01
404	CNCB (Hong Kong) Capital Limited	6	3	9	33.33	2010-10-27
405	CNI GLOBAL CAPITAL LIMITED	2	1	3	33.33
406	CNI Securities Group Limited	3	14	17	82.35	2009-12-15
407	COHEN & STEERS ASIA LIMITED	3	7	10	70.00	2005-07-29
408	COL Securities (HK) Limited	3	1	4	25.00
409	COMGEST FAR EAST LIMITED	2	5	7	71.43
410	COMMENCE COMPANY LIMITED	2	0	2	0.00
411	Complus Asset Management Limited	2	2	4	50.00	2011-05-25
412	COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED	3	17	20	85.00	2008-12-17
413	ConvergEx Asia Pacific Limited	2	1	3	33.33	2010-12-03
414	CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	6	207	213	97.18
415	CORE PACIFIC-YAMAICHI CAPITAL LIMITED	3	1	4	25.00
416	CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	3	143	146	97.95
417	CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	6	198	204	97.06
418	Core Securities Company Limited (The)	3	1	4	25.00	2010-11-19
419	CORNUCOPIA CAPITAL PARTNERS LIMITED	2	1	3	33.33	2007-07-19
420	Cornucopiae Asset Management Limited	2	0	2	0.00	2011-08-02
421	CORPORATE BROKERS LIMITED	4	71	75	94.67
422	CORPORATE COMMODITIES LIMITED	3	31	34	91.18
423	CORRINGTON SECURITIES & INVESTMENT LIMITED	2	1	3	33.33
424	CORTEZ CAPITAL LIMITED (HK)	2	0	2	0.00	2006-03-22
425	Cowell & Lee Capital Management Limited	3	5	8	62.50	2008-11-07
426	Cowen and Company (Asia) Limited	3	3	6	50.00	2003-12-19
427	CPIC Investment Management (H.K.) Company Limited	2	2	4	50.00	2011-02-07
428	Creat Capital Company Limited	2	1	3	33.33	2010-07-26
429	CREATIVE ASSET MANAGEMENT LIMITED (HK)	2	2	4	50.00	2008-07-09
430	Credit Agricole Securities (Asia) Limited	14	95	109	87.16
431	Credit Suisse (Hong Kong) Limited	38	500	538	92.94	2008-11-04
432	Credit Suisse Securities (Hong Kong) Limited	9	84	93	90.32
433	CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED	3	2	5	40.00
434	CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED	2	4	6	66.67	2004-07-28
435	CS Wealth Securities Limited	4	4	8	50.00
436	CSC ASIA LIMITED	2	0	2	0.00
437	CSC FINANCIAL SERVICES LIMITED (d2015-11-19)	2	2	4	50.00
438	CSC FUTURES (HK) LIMITED	4	14	18	77.78
439	CSC SECURITIES (HK) LIMITED	5	28	33	84.85	2003-12-29
440	CSI Corporate Finance (HK) Limited	9	41	50	82.00	2007-08-01
441	CSOP Asset Management Limited	3	10	13	76.92	2008-09-29
442	CTBC Asia Limited	5	12	17	70.59	2004-01-14
443	CTRISKS RATING LIMITED	3	3	6	50.00	2011-06-01
444	CTW SECURITIES LIMITED	2	3	5	60.00
445	CUBE CAPITAL HK LIMITED	3	2	5	40.00	2007-10-17
446	CUPOLA CAPITAL LIMITED	3	0	3	0.00
447	CVC Asia Pacific Limited	4	13	17	76.47	2009-11-16
448	CVP Securities Limited	2	48	50	96.00	2004-07-09
449	Cynosure Asset Management Hong Kong Limited	5	0	5	0.00
450	D. E. Shaw & Co. (Asia Pacific) Limited	3	9	12	75.00	2007-11-14
451	D. YAU AND COMPANY LIMITED	2	1	3	33.33	2004-08-13
452	D.J. SECURITIES LIMITED	2	1	3	33.33
453	DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED	3	5	8	62.50	2009-10-14
454	DA INTERNATIONAL FINANCIAL SERVICE LIMITED	2	1	3	33.33	2011-09-02
455	DAEWOO SECURITIES (HONG KONG) LIMITED	2	12	14	85.71
456	DAH SING SECURITIES LIMITED	3	8	11	72.73
457	Daishin Securities Asia Limited	4	2	6	33.33	2008-11-24
458	DAIWA ASSET MANAGEMENT (H.K.) LIMITED	3	8	11	72.73
459	Daiwa Capital Markets Hong Kong Limited	14	271	285	95.09	2007-10-05
460	DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED	5	42	47	89.36	2007-10-10
461	DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED	4	53	57	92.98
462	DALTON CAPITAL (HONG KONG) LIMITED	2	1	3	33.33	2005-07-18
463	Davidson Kempner Asia Limited	3	3	6	50.00	2010-05-04
464	DBS ASIA CAPITAL LIMITED	8	12	20	60.00
465	DBS VICKERS (HONG KONG) LIMITED	4	172	176	97.73	2003-10-14
466	De Riva Asia Limited	2	16	18	88.89	2010-07-29
467	DELOITTE & TOUCHE CORPORATE FINANCE LIMITED	5	10	15	66.67
468	DELTA ASIA FINANCIAL FUTURES LIMITED	2	9	11	81.82
469	DELTA ASIA SECURITIES LIMITED	4	22	26	84.62	2011-12-23
470	Delta Asia Wealth Management Limited	2	1	3	33.33
471	Deltroit (Hong Kong) Limited	2	9	11	81.82	2005-04-11
472	DEUTSCHE SECURITIES ASIA LIMITED	8	184	192	95.83	2004-01-08
473	DEVELOPMENT PRINCIPLES GROUP (HONG KONG) LIMITED	2	0	2	0.00	2009-04-29
474	Diamond Dragon Advisors Limited	2	3	5	60.00	2010-06-22
475	DigitalBridge Management Asia Limited	3	3	6	50.00	2010-07-20
476	DL BROKERAGE LIMITED	3	19	22	86.36
477	DLJ Real Estate Capital Partners (HK), Limited	2	0	2	0.00	2011-06-29
478	DNB Asset Management (Asia) Limited	4	4	8	50.00
479	DONVEX CAPITAL LIMITED	3	4	7	57.14	2009-01-29
480	DORIC CAPITAL CORPORATION	2	3	5	60.00	2003-11-13
481	Double Haven Capital (Hong Kong) Limited	3	13	16	81.25	2007-02-16
482	DRAGON CAPITAL MANAGEMENT (HK) LIMITED	2	0	2	0.00	2008-01-28
483	DRAGONFLY INVESTMENT MANAGEMENT CO., LIMITED	2	1	3	33.33	2010-03-05
484	DRT MANAGEMENT LIMITED	2	0	2	0.00	2005-07-27
485	DTC Investment Management (HK) Limited	3	2	5	40.00	2008-11-20
486	DWS Investments Hong Kong Limited	4	18	22	81.82
487	Dymon Asia Capital (HK) Limited	2	0	2	0.00	2011-08-31
488	E FUND MANAGEMENT (HONG KONG) CO., LIMITED	2	8	10	80.00	2009-01-02
489	EAA SECURITIES LIMITED	2	1	3	33.33
490	Eagle Asset Management (CP) Limited	3	1	4	25.00	2006-04-28
491	EAM Investment Advisors Limited	2	1	3	33.33	2009-11-16
492	EAST ASIA FUTURES LIMITED	3	9	12	75.00
493	EAST ASIA SECURITIES COMPANY LIMITED	4	154	158	97.47
494	EAST CAPITAL ASIA LIMITED	2	1	3	33.33	2007-04-04
495	East Park Investment Management Co Limited	2	2	4	50.00	2010-10-04
496	Eastern Marathon Investment Management (Hong Kong) Company Limited	3	0	3	0.00	2008-05-21
497	Eastspring Investments (Hong Kong) Limited	4	20	24	83.33	2006-08-08
498	Eclipse Options (HK) Limited	2	11	13	84.62	2007-05-31
499	Edmond de Rothschild Asset Management (Hong Kong) Limited	2	4	6	66.67	2008-02-26
500	Edmond de Rothschild Securities (Hong Kong) Limited	3	1	4	25.00	2011-10-20
501	EFG Asset Management (HK) Limited	2	2	4	50.00	2008-06-06
502	EK INVESTMENT MANAGEMENT LIMITED	2	0	2	0.00
503	ELECTRA PARTNERS ASIA LIMITED	2	0	2	0.00
504	Elements Advisors Limited	2	2	4	50.00	2010-06-08
505	ELITE FINANCIAL SERVICES LIMITED (HK)	2	0	2	0.00
506	Elixir Capital Management Limited	2	1	3	33.33	2009-02-18
507	ELLIOTT ADVISORS (HK) LIMITED	2	12	14	85.71	2005-03-08
508	ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED	2	3	5	60.00	2006-10-31
509	ELSTONE SECURITIES LIMITED	4	12	16	75.00
510	Emerald Hill Capital Partners Limited	3	3	6	50.00	2011-10-26
511	EMERALD ORIENT INVESTMENT ADVISOR LIMITED	2	0	2	0.00	2011-04-13
512	Emperor Asset Management Limited	2	4	6	66.67	2009-11-03
513	EMPEROR CORPORATE FINANCE LIMITED	4	5	9	55.56	2009-12-24
514	EMPEROR FUTURES LIMITED	3	91	94	96.81
515	EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED	7	208	215	96.74
516	EMPEROR SECURITIES LIMITED (HK)	7	161	168	95.83
517	Emperor Wealth Management Limited	3	23	26	88.46	2009-06-09
518	EMSO Partners HK Limited	2	1	3	33.33	2007-04-04
519	Encap (Global) Asset Management Limited	2	4	6	66.67	2009-03-30
520	ENHANCED INVESTMENT PRODUCTS LIMITED	3	8	11	72.73
521	Enhanced Securities Limited	3	0	3	0.00	2011-08-02
522	ENLIGHTEN FUTURES LIMITED	4	16	20	80.00
523	ENLIGHTEN SECURITIES LIMITED	3	35	38	92.11
524	ENTROPY VENTURES (HK) LIMITED	2	0	2	0.00	2009-12-16
525	EnTrustPermal (Hong Kong) Limited	2	3	5	60.00	2006-03-09
526	ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED	2	0	2	0.00	2009-07-31
527	ENZARD LIMITED	2	3	5	60.00	2004-05-21
528	EQT Partners Asia Limited	4	9	13	69.23	2011-04-15
529	Essence Asset Management (Hong Kong) Limited	2	5	7	71.43	2010-08-19
530	Essence Corporate Finance (Hong Kong) Limited	3	4	7	57.14	2010-09-01
531	Essence Futures (Hong Kong) Limited	3	13	16	81.25	2010-10-25
532	Essence International Financial Holdings Limited	2	11	13	84.62
533	Essence International Securities (Hong Kong) Limited	4	22	26	84.62	2010-05-18
534	Eton Park Asia Limited	3	8	11	72.73	2006-11-13
535	ETRADE SECURITIES (HONG KONG) LIMITED	3	8	11	72.73
536	Eurasian Management (Hong Kong) Limited	2	0	2	0.00	2008-10-02
537	EUREKA CAPITAL PARTNERS (HK) LIMITED	2	0	2	0.00
538	EVENSTAR ADVISORS LIMITED	2	3	5	60.00	2007-04-19
539	EVER-LONG RESEARCH LIMITED	2	0	2	0.00
540	EVER-LONG SECURITIES COMPANY LIMITED	4	16	20	80.00
541	Everbright Capital Management Limited	2	6	8	75.00	2007-09-24
542	Everbright Securities Digital Finance (HK) Limited	4	25	29	86.21
543	Everbright Securities Global (HK) Limited	3	14	17	82.35
544	Everbright Securities Investment Services (HK) Limited	11	526	537	97.95
545	Evercore Asia Limited	4	3	7	42.86	2011-03-04
546	Evergrande Futures (Hong Kong) Limited	5	31	36	86.11	2003-11-21
547	Evergrande Securities (Hong Kong) Limited	6	53	59	89.83
548	EVERGREEN SECURITIES LIMITED	2	5	7	71.43
549	EVERHOT SECURITIES LIMITED	3	6	9	66.67
550	Evo Capital Management Asia Limited	2	6	8	75.00	2007-08-22
551	EVOLUTION ASIA INVESTMENTS LIMITED	4	2	6	33.33	2007-08-24
552	EWARTON SECURITIES LIMITED	6	16	22	72.73
553	EXCELSIOR CAPITAL ASIA (HK) LIMITED	2	1	3	33.33
554	Execution Noble (Hong Kong) Limited	2	6	8	75.00	2005-10-10
555	EXS Capital Asia Limited	2	4	6	66.67	2008-06-12
556	F&C Asset Management Asia Limited	1	1	2	50.00	2008-10-15
557	F. R. ZIMMERN LIMITED	2	3	5	60.00
558	F.T.M.F. DISTRIBUTION LIMITED	2	2	4	50.00	2008-08-15
559	FACTORIAL MANAGEMENT LIMITED	2	0	2	0.00	2011-12-30
560	FAIR CAPITAL MANAGEMENT LIMITED	2	1	3	33.33	2007-06-27
561	FAIR EAGLE FINANCE CREDIT LIMITED	2	2	4	50.00
562	FAIR EAGLE FUTURES COMPANY LIMITED	2	4	6	66.67
563	FAIR EAGLE SECURITIES COMPANY LIMITED	2	17	19	89.47
564	FAIRWIN BROKING LIMITED	2	5	7	71.43
565	FB SECURITIES (HONG KONG) LIMITED	1	5	6	83.33
566	FCL ADVISORY LIMITED	2	4	6	66.67	2005-03-01
567	FDB Financial Group Limited	3	8	11	72.73
568	FE SECURITIES LIMITED	2	4	6	66.67
569	FERRELL ASSET MANAGEMENT (HK) LIMITED	2	0	2	0.00
570	Fidelity Management & Research (Hong Kong) Limited	3	19	22	86.36	2008-09-04
571	Fiera Capital (Asia) Hong Kong Limited	3	1	4	25.00	2010-08-23
572	FIL Investment Advisors	5	84	89	94.38
573	FIL Investment Management (Hong Kong) Limited	7	160	167	95.81
574	FINANCIAL SHIELD LIMITED (b2000-01-24)	2	0	2	0.00
575	Finet Securities Limited	3	4	7	57.14
576	FIRST ASIA FINANCE GROUP LIMITED	2	0	2	0.00
577	FIRST EASTERN INVESTMENTS LIMITED	3	1	4	25.00
578	First Fidelity Capital (International) Limited	3	3	6	50.00	2006-04-19
579	First Prosperous Asset Management Company Limited	2	1	3	33.33	2007-09-06
580	First Reserve Asia Limited	2	1	3	33.33	2011-10-28
581	FIRST SECURITIES (HK) LIMITED	7	16	23	69.57	2009-08-03
582	First Sentier Investors (Hong Kong) Limited	5	28	33	84.85
583	FIRST SHANGHAI CAPITAL LIMITED	2	6	8	75.00
584	FIRST SHANGHAI FUTURES LIMITED	4	30	34	88.24
585	FIRST SHANGHAI SECURITIES LIMITED	5	58	63	92.06
586	FIRST WORLDSEC SECURITIES LIMITED	4	9	13	69.23
587	FITCH (HONG KONG) LIMITED	6	67	73	91.78	2011-06-01
588	FLAG Squadron Asia Limited	6	6	12	50.00	2006-10-24
589	FORTUNE (HK) SECURITIES LIMITED	2	34	36	94.44
590	Fortune Asset Management Limited	2	1	3	33.33	2009-12-16
591	FORTUNE FINANCIAL CAPITAL LIMITED	2	5	7	71.43	2009-03-12
592	FORTUNE HILL ASSET MANAGEMENT LIMITED	2	2	4	50.00	2011-11-07
593	Fortune Origin Securities Limited	3	9	12	75.00	2009-07-09
594	Fosun International Securities Limited	10	19	29	65.52	2008-06-23
595	Foundation Asset Management (HK) Limited	2	1	3	33.33	2007-03-22
596	FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED	6	30	36	83.33
597	FREDDY COMPANY LIMITED	2	4	6	66.67	2005-02-21
598	Friedmann Pacific Asset Management (Hong Kong) Limited	2	3	5	60.00
599	FRM HONG KONG LIMITED (d2014-05-18)	2	4	6	66.67	2008-05-14
600	Frontier Asia Capital Hong Kong Limited	2	1	3	33.33	2008-08-11
601	FRONTIER CAPITAL MANAGEMENT LIMITED (HK)	3	2	5	40.00	2011-11-15
602	Fry Group (H.K.) Limited (The)	2	3	5	60.00	2010-07-09
603	FT Securities Limited	3	7	10	70.00	2005-09-22
604	FTFT International Securities and Futures Limited	2	1	3	33.33	2010-08-23
605	FTN Financial Asia Limited	3	1	4	25.00	2008-06-02
606	FU HENG INVESTMENT MANAGEMENT LIMITED	2	1	3	33.33
607	FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED	2	5	7	71.43	2005-03-03
608	Fubon Fund Management (Hong Kong) Limited	2	1	3	33.33
609	Fuh Hwa SITE Asset Management (Hong Kong) Limited	3	5	8	62.50	2009-02-27
610	FUJI HONG KONG COMMODITIES COMPANY LIMITED	3	9	12	75.00
611	FULBRIGHT CAPITAL LIMITED	3	2	5	40.00	2011-06-14
612	FULBRIGHT FUTURES LIMITED	4	73	77	94.81	2005-12-05
613	FULBRIGHT SECURITIES LIMITED	11	227	238	95.38	2010-05-18
614	FULL WIN SECURITIES LIMITED	2	0	2	0.00
615	FULLJET SECURITIES LIMITED	2	0	2	0.00
616	Funderstone Asset Management (HK) Limited	3	3	6	50.00
617	Funderstone Futures Limited	6	37	43	86.05
618	Funderstone Securities Limited	7	44	51	86.27
619	Future Growth Asset Management Limited	2	0	2	0.00	2010-05-11
620	Future Growth Financial Services Limited	3	13	16	81.25	2010-04-08
621	FWD Financial Planning Limited (HK)	4	68	72	94.44	2011-01-25
622	FWD Life Insurance Company (Bermuda) Limited	3	62	65	95.38
623	Gain Capital - Forex.com Hong Kong Limited	2	5	7	71.43	2009-07-22
624	GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED	2	8	10	80.00	2005-02-16
625	GAINWELL SECURITIES COMPANY LIMITED	2	2	4	50.00	2004-08-21
626	GALAXY ASSET MANAGEMENT (H.K.) LIMITED	2	11	13	84.62
627	GAM HONG KONG LIMITED	3	19	22	86.36
628	GAOYU SECURITIES LIMITED	5	17	22	77.27
629	GATEWAY CAPITAL (HONG KONG) LIMITED	2	1	3	33.33	2009-06-16
630	GAVEKAL CAPITAL LIMITED	2	8	10	80.00	2003-06-09
631	GAYANG SECURITIES LIMITED	3	24	27	88.89	2010-11-09
632	GCAM Limited	2	1	3	33.33	2004-10-19
633	GCIS LIMITED	2	1	3	33.33	2007-05-16
634	Ge Shang Investment (Hong Kong) Limited	2	13	15	86.67
635	Gen2 Partners Limited	4	12	16	75.00	2008-10-06
636	GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED	5	5	10	50.00
637	GENERALI INVESTMENTS ASIA LIMITED	4	2	6	33.33	2006-02-08
638	GEOMATRIX (H.K.) LIMITED	1	2	3	66.67
639	GET NICE ASSET MANAGEMENT LIMITED	2	0	2	0.00	2005-12-16
640	GET NICE CAPITAL LIMITED	2	1	3	33.33
641	GET NICE FUTURES COMPANY LIMITED	2	31	33	93.94
642	GET NICE SECURITIES LIMITED	4	88	92	95.65
643	GF Asset Management (Hong Kong) Limited	3	14	17	82.35	2007-11-08
644	GF Capital (Hong Kong) Limited	6	10	16	62.50	2007-01-31
645	GF FUTURES (HONG KONG) CO., LIMITED	3	30	33	90.91	2007-02-16
646	GF International Investment Management Limited	3	0	3	0.00	2011-09-08
647	GF Securities (Hong Kong) Brokerage Limited	7	63	70	90.00	2007-01-31
648	GFI (HK) SECURITIES L.L.C.	3	28	31	90.32	2007-06-18
649	GIGA (HONG KONG) LIMITED	2	3	5	60.00
650	Ginger Capital Advisory Limited	2	4	6	66.67	2011-06-01
651	Ginseng Capital Advisors Limited	2	0	2	0.00	2009-07-28
652	GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED	1	2	3	66.67
653	GLG Partners Hong Kong Limited	2	4	6	66.67	2010-11-30
654	GLOBAL CREDIT SECURITIES LIMITED	1	0	1	0.00
655	Global CTA Services Investment (HK) Limited	2	0	2	0.00	2008-11-26
656	GLOBAL INVESTMENT ADVISORS LIMITED	2	6	8	75.00	2005-01-27
657	Glory Sun Securities Limited	4	31	35	88.57
658	GLS SECURITIES LIMITED	3	3	6	50.00
659	GO-TO-ASIA INVESTMENT LIMITED	2	0	2	0.00
660	GOLD FUND SECURITIES COMPANY LIMITED	2	2	4	50.00
661	Goldbridge Securities Limited	2	3	5	60.00
662	GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED	4	2	6	33.33	2008-12-02
663	Golden Hen Investment Management Limited	2	0	2	0.00	2008-10-28
664	Golden Hen Securities and Futures Limited	2	6	8	75.00	2010-05-13
665	GOLDEN HILL INVESTMENT COMPANY LIMITED	2	3	5	60.00
666	Golden Jade Capital Limited	1	0	1	0.00	2008-07-23
667	GOLDENWAY SECURITIES COMPANY LIMITED	2	17	19	89.47
668	Goldin Equities Limited	4	4	8	50.00	2008-12-17
669	Goldin Financial Limited	2	3	5	60.00	2009-06-01
670	GOLDMAN SACHS (ASIA) L.L.C.	71	818	889	92.01	2009-02-19
671	GOLDMAN SACHS (ASIA) SECURITIES LIMITED	7	36	43	83.72
672	GOLDMAN SACHS FUTURES (ASIA) LIMITED	15	297	312	95.19
673	Goldman Sachs Investment Management Hong Kong Limited	4	32	36	88.89
674	GOLDRIDE SECURITIES LIMITED	2	5	7	71.43
675	Goldyard Capital Limited	2	1	3	33.33
676	Gong Ping Futures Limited	2	4	6	66.67	2011-11-22
677	Gong Ping Securities Limited	2	5	7	71.43	2010-12-08
678	GOOD HARVEST SECURITIES COMPANY LIMITED	3	5	8	62.50
679	GOODCAPE SECURITIES LIMITED	3	1	4	25.00	2005-12-06
680	Gottex Fund Management (Hong Kong) Limited	3	2	5	40.00	2005-11-04
681	Grace Financial Limited (HK)	3	4	7	57.14	2008-02-13
682	GRAND ALLIANCE ASSET MANAGEMENT LIMITED	2	6	8	75.00
683	Grand Cartel Securities Company Limited	2	3	5	60.00
684	GRAND CATHAY SECURITIES (HONG KONG) LIMITED	2	11	13	84.62	2007-04-18
685	GRAND PARTNERS ASSET MANAGEMENT LIMITED	1	0	1	0.00
686	GRANSING SECURITIES CO., LIMITED	3	8	11	72.73
687	GREAT BAY SECURITIES LIMITED	2	0	2	0.00
688	Great Lakes Hong Kong Limited	4	2	6	33.33	2010-04-26
689	Greater China Securities Limited (b1999-04-26)	2	1	3	33.33
690	GREATER CHINA STRATEGIC CAPITAL LIMITED	3	1	4	25.00
691	Greenfield Asset Management Limited	2	0	2	0.00	2005-11-11
692	Greentech Technology Asset Management Company Limited	2	0	2	0.00	2007-05-08
693	GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED	3	2	5	40.00	2005-08-12
694	Grit Securities Limited	2	1	3	33.33
695	Gruss Capital Management Limited	2	2	4	50.00	2008-10-27
696	GSI FINANCE GROUP LIMITED	2	1	3	33.33	2011-03-18
697	GT Asset & Portfolio Management Limited	3	6	9	66.67	2004-11-04
698	GT ASSET MANAGEMENT LIMITED (d2015-03-13)	2	0	2	0.00	2006-04-27
699	GT CAPITAL LIMITED	3	6	9	66.67
700	GUANGDONG (INTERNATIONAL) CAPITAL LIMITED	2	0	2	0.00
701	Guo Tong Capital Management Company Limited	2	4	6	66.67	2010-05-24
702	GUODU SECURITIES (HONG KONG) LIMITED	3	4	7	57.14	2009-03-20
703	GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED	4	11	15	73.33	2010-06-29
704	Guosen Securities (HK) Brokerage Company, Limited	4	37	41	90.24	2010-02-26
705	GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	10	24	34	70.59	2010-06-30
706	GUOTAI JUNAN ASSETS (ASIA) LIMITED	2	13	15	86.67	2004-11-29
707	GUOTAI JUNAN CAPITAL LIMITED	6	23	29	79.31
708	GUOTAI JUNAN FUND MANAGEMENT LIMITED	2	3	5	60.00	2008-05-29
709	GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	2	44	46	95.65	2010-11-26
710	Guotai Junan FX Limited	3	18	21	85.71	2010-10-21
711	GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	4	109	113	96.46
712	GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED	3	4	7	57.14	2007-11-28
713	GUOYUAN FUTURES (HONG KONG) LIMITED	2	13	15	86.67	2007-11-29
714	GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED	2	29	31	93.55	2007-01-30
715	Hafoo Securities Limited	2	25	27	92.59	2009-12-09
716	HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	4	19	23	82.61	2008-07-03
717	HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	5	19	24	79.17
718	HAITONG INTERNATIONAL CAPITAL (HK) LIMITED	3	0	3	0.00	2008-07-24
719	HAITONG INTERNATIONAL CAPITAL LIMITED	7	23	30	76.67
720	HAITONG INTERNATIONAL FUTURES LIMITED	9	328	337	97.33
721	HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	4	28	32	87.50	2005-11-15
722	HAITONG INTERNATIONAL RESEARCH LIMITED	3	14	17	82.35
723	HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	14	418	432	96.76	2003-09-30
724	Hamilton Lane (Hong Kong) Limited	2	8	10	80.00	2010-07-05
725	HAMON ASIAN ADVISORS LIMITED	4	9	13	69.23
726	HAMON ASSET MANAGEMENT LIMITED	4	10	14	71.43
727	HAMON INVESTMENT MANAGEMENT LIMITED	4	10	14	71.43
728	HAMPTON SECURITIES (ASIA) LIMITED	2	2	4	50.00	2007-04-10
729	Hana Asia Limited	2	0	2	0.00	2010-03-25
730	HANG SENG FUTURES LIMITED	2	7	9	77.78
731	HANG SENG INVESTMENT MANAGEMENT LIMITED	7	33	40	82.50
732	HANG SENG INVESTMENT SERVICES LIMITED	7	12	19	63.16
733	HANG SENG SECURITIES LIMITED	6	16	22	72.73
734	HANG TAI SECURITIES LIMITED	3	12	15	80.00
735	HANG TUNG SECURITIES LIMITED	1	0	1	0.00
736	HANSBERGER GLOBAL INVESTORS (HK) LIMITED	2	3	5	60.00
737	HANTEC FUTURES LIMITED	3	2	5	40.00	2008-12-19
738	HANTEC SECURITIES CO., LIMITED	2	25	27	92.59
739	Hao Tian International Securities Limited	4	7	11	63.64
740	Harbert Asian Fund Advisors, Limited	2	0	2	0.00	2011-08-24
741	HARBOUR CAPITAL MANAGEMENT LIMITED	2	0	2	0.00	2010-09-22
742	HARMONY ASSET MANAGEMENT LIMITED	3	2	5	40.00
743	HARRIS FRASER (INTERNATIONAL) LIMITED	3	24	27	88.89
744	HARVEST GLOBAL INVESTMENTS LIMITED	5	18	23	78.26	2009-02-16
745	HEAD & SHOULDERS SECURITIES LIMITED	3	11	14	78.57	2008-03-27
746	HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED	2	3	5	60.00
747	HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED	3	1	4	25.00	2006-11-30
748	HENIK SECURITIES LIMITED	2	10	12	83.33
749	HENYEP SECURITIES LIMITED	3	17	20	85.00
750	HERCULES CAPITAL LIMITED (b2002-05-21)	2	2	4	50.00
751	HERMES SECURITIES LIMITED	2	7	9	77.78
752	HF Asset Management Limited (HK)	2	0	2	0.00	2009-10-05
753	HFS ASSET MANAGEMENT LIMITED	2	3	5	60.00
754	HFT INVESTMENT MANAGEMENT (HK) LIMITED	4	7	11	63.64	2010-10-27
755	HFZ CAPITAL MANAGEMENT LIMITED	2	1	3	33.33	2008-04-08
756	HGNH International Asset Management Co., Limited	2	0	2	0.00	2011-10-24
757	HGNH International Financial Corporation Limited	2	0	2	0.00	2011-12-09
758	HGNH International Futures Co., Limited	7	24	31	77.42	2007-06-26
759	Highland Financial Group Limited	2	0	2	0.00	2011-03-22
760	Hillhouse Investment Management Limited	2	0	2	0.00	2011-01-24
761	HING WAI ALLIED SECURITIES LIMITED	4	11	15	73.33
762	HING WONG SECURITIES LIMITED	3	13	16	81.25
763	HIP HING SECURITIES LIMITED	2	2	4	50.00
764	HKFAEx Group Limited	2	2	4	50.00	2007-02-15
765	HO FUNG SHARES INVESTMENT LIMITED	3	14	17	82.35	2005-03-24
766	HOI SANG SECURITIES LIMITED	2	3	5	60.00
767	HONG KONG ASSET MANAGEMENT LIMITED	3	1	4	25.00	2005-11-21
768	HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED	3	3	6	50.00	2007-09-21
769	HONG KONG INTERNATIONAL FUTURES LIMITED	4	6	10	60.00
770	HONG KONG INTERNATIONAL SECURITIES LIMITED	3	15	18	83.33
771	Hong Kong Securities (International) Company Limited	2	2	4	50.00	2009-07-23
772	Hong Kong Stock Link Securities Limited	2	7	9	77.78
773	HONG KONG WAN KIU INVESTMENT COMPANY LIMITED	2	2	4	50.00	2005-03-29
774	Hongkong Bay Securities Limited	2	7	9	77.78
775	HongShan Capital Advisors (Hong Kong) Limited	2	0	2	0.00	2008-01-02
776	HOORAY CAPITAL LIMITED	2	1	3	33.33
777	HOORAY SECURITIES LIMITED	3	2	5	40.00
778	Horizon Asset International (HK) Limited	3	4	7	57.14	2008-09-03
779	HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED	2	1	3	33.33
780	HOU TAK SECURITIES LIMITED	2	2	4	50.00
781	Houlihan Lokey (China) Limited	2	6	8	75.00	2008-10-09
782	HPEF Capital Partners Limited	9	17	26	65.38
783	HPEF Venture Partners Limited	4	4	8	50.00
784	HSBC BROKING (CHINA) LIMITED	3	9	12	75.00
785	HSBC BROKING FOREX (ASIA) LIMITED	6	147	153	96.08
786	HSBC BROKING FUTURES (ASIA) LIMITED	5	171	176	97.16
787	HSBC BROKING FUTURES (HONG KONG) LIMITED	5	71	76	93.42
788	HSBC BROKING SECURITIES (ASIA) LIMITED	8	175	183	95.63
789	HSBC BROKING SECURITIES (HONG KONG) LIMITED	4	20	24	83.33
790	HSBC Corporate Finance (Hong Kong) Limited	3	0	3	0.00
791	HSBC Family Office Services Limited	3	4	7	57.14	2006-01-03
792	HSBC FUTURES (SINGAPORE) PTE LTD	3	16	19	84.21	2007-04-20
793	HSBC Global Asset Management (Hong Kong) Limited	14	92	106	86.79	2006-03-29
794	HSBC Global Asset Management Holdings (Bahamas) Limited	9	0	9	0.00
795	HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	13	58	71	81.69	2005-06-06
796	HSBC SECURITIES (ASIA) LIMITED	3	4	7	57.14
797	HSBC SECURITIES BROKERS (ASIA) LIMITED	6	83	89	93.26	2011-03-04
798	HSBC STRUCTURED FUNDS (ASIA) LIMITED	3	8	11	72.73	2004-02-10
799	HSZ (HONG KONG) LIMITED	2	2	4	50.00
800	HT CAPITAL MANAGEMENT LIMITED	4	1	5	20.00
801	HTC Securities Company Limited	2	1	3	33.33	2010-09-03
802	HUA NAN SECURITIES (HK) LIMITED	4	6	10	60.00	2008-04-08
803	HUA YU INVESTMENT MANAGEMENT LIMITED	3	0	3	0.00
804	HuaAn Asset Management (Hong Kong) Limited	2	2	4	50.00	2010-12-01
805	Huajin Corporate Finance (International) Limited	4	6	10	60.00
806	Huarong International Asset Management Limited	2	0	2	0.00	2011-03-14
807	Huarong International Securities Limited	9	76	85	89.41	2004-10-25
808	Huatai Asset Management (Hong Kong) Company Limited	2	0	2	0.00	2010-11-12
809	HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	6	44	50	88.00	2007-04-04
810	Huayu Securities Limited	2	6	8	75.00
811	Hui Xian Asset Management Limited	3	0	3	0.00	2011-04-08
812	Huizhi International Capital Holdings Co., Limited	2	0	2	0.00
813	HUNG SING FUTURES LIMITED	2	3	5	60.00
814	HUNG SING SECURITIES LIMITED	4	20	24	83.33
815	I-ACCESS INVESTORS LIMITED	6	17	23	73.91	2005-07-13
816	IAM LEGACY LIMITED	3	23	26	88.46	2007-08-21
817	iBest Consultants Limited	4	84	88	95.45	2008-04-15
818	iBest Securities Company Limited	2	3	5	60.00
819	IBTS ASIA (HK) LIMITED	4	9	13	69.23	2005-11-17
820	ICAP Equities Asia Limited	3	23	26	88.46	2008-12-22
821	ICAP Securities Hong Kong Limited	3	24	27	88.89	2005-10-06
822	ICBC (ASIA) SECURITIES LIMITED	4	12	16	75.00
823	ICBC Asset Management (Global) Company Limited	2	8	10	80.00
824	ICBC Credit Suisse Asset Management (International) Company Limited	3	0	3	0.00	2011-11-18
825	ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED	4	6	10	60.00	2009-12-14
826	ICBC INTERNATIONAL CAPITAL LIMITED	13	58	71	81.69	2008-05-27
827	ICBC INTERNATIONAL FUND MANAGEMENT LIMITED	4	2	6	33.33	2009-11-16
828	ICBC INTERNATIONAL FUTURES LIMITED	4	39	43	90.70	2009-05-06
829	ICBC INTERNATIONAL RESEARCH LIMITED	4	11	15	73.33	2009-07-10
830	ICBC INTERNATIONAL SECURITIES LIMITED	9	47	56	83.93	2008-11-14
831	iFAST Financial (HK) Limited	4	12	16	75.00	2007-03-30
832	iFAST Global Markets (HK) Limited	3	3	6	50.00	2008-02-12
833	iFAST Securities (HK) Limited	3	3	6	50.00
834	Imagi Brokerage Limited	3	4	7	57.14
835	IMARKETS LIMITED	2	1	3	33.33
836	IMARKETS STRUCTURED PRODUCTS LIMITED	2	0	2	0.00	2003-12-24
837	IMC Asia Pacific Limited	2	24	26	92.31	2007-03-12
838	IMPAC ASSET MANAGEMENT (HK) LIMITED	2	1	3	33.33
839	Impax Asset Management (Hong Kong) Limited	2	1	3	33.33	2011-08-23
840	IMPERIAL CAPITAL LIMITED (HK)	3	1	4	25.00	2005-05-12
841	Imperium International Asset Management Limited	3	0	3	0.00	2008-12-02
842	IMPERIUM INTERNATIONAL SECURITIES LIMITED	2	5	7	71.43	2010-10-06
843	Income Partners Asset Management (HK) Limited	4	16	20	80.00
844	INCU CORPORATE FINANCE LIMITED	3	3	6	50.00
845	INDUS CAPITAL ADVISORS (HONG KONG) LIMITED	3	6	9	66.67	2009-08-06
846	INFINITI INVESTMENT MANAGEMENT LIMITED	3	0	3	0.00	2006-02-07
847	Ingensoma Trading Group Limited	3	1	4	25.00	2008-10-30
848	Innoform-Ashfield Capital Limited	2	1	3	33.33	2007-08-07
849	InnoFusion Capital Management Limited	2	1	3	33.33	2005-09-15
850	INSTINET PACIFIC LIMITED	4	20	24	83.33
851	INSUBEST FINANCIAL & MPF PLANNING LIMITED	2	2	4	50.00
852	INTEGRITY FINANCIAL SERVICES LIMITED	2	9	11	81.82	2005-05-09
853	Interactive Brokers Hong Kong Limited	4	9	13	69.23	2004-01-07
854	Interactive Brokers LLC	3	21	24	87.50	2007-03-19
855	INTERCHINA FUTURES LIMITED	2	1	3	33.33
856	INTERCHINA SECURITIES LIMITED	2	4	6	66.67
857	INTERCONTINENT SECURITIES COMPANY LIMITED	2	3	5	60.00	2005-03-30
858	INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED	3	2	5	40.00
859	INTERNATIONAL COMMERCE CORPORATION	2	5	7	71.43	2006-02-13
860	INV Partners Limited	3	1	4	25.00	2009-11-24
861	INVESCO ASSET MANAGEMENT ASIA LIMITED	5	39	44	88.64
862	INVESCO HONG KONG LIMITED	7	56	63	88.89
863	INVESTEC ASSET MANAGEMENT ASIA LIMITED	4	4	8	50.00	2004-08-30
864	IPP Financial Advisers Limited	2	23	25	92.00	2006-12-21
865	IREALITY INVESTMENTS LIMITED	2	1	3	33.33	2007-12-21
866	ISOMETRIC INVESTMENT ADVISORS LIMITED	3	0	3	0.00	2009-11-16
867	ITAU ASIA LIMITED	2	5	7	71.43	2006-10-31
868	iTTa Capital Limited	2	8	10	80.00	2003-05-29
869	iVenture Investment Management Limited	2	1	3	33.33
870	IVORY CAPITAL PRIVATE LIMITED	2	4	6	66.67	2007-03-21
871	J.P. MORGAN BROKING (HONG KONG) LIMITED	12	106	118	89.83	2003-12-02
872	J.P. MORGAN SECURITIES (FAR EAST) LIMITED	8	18	26	69.23
873	J.W. Childs Asia Equities (Hong Kong) Limited	2	3	5	60.00	2007-07-16
874	JAGUAR INVESTMENT SERVICES, LIMITED	2	0	2	0.00
875	JANCHOR PARTNERS LIMITED	2	6	8	75.00	2009-11-06
876	Janus Henderson Investors Hong Kong Limited	4	10	14	71.43
877	JAPAN ASIA ASSET MANAGEMENT LIMITED	2	0	2	0.00
878	Japaninvest (Hong Kong) Limited	3	7	10	70.00	2010-10-26
879	JEFFERIES BACHE (HONG KONG) LIMITED	2	3	5	60.00
880	Jefferies Hong Kong Limited	8	80	88	90.91	2010-01-04
881	JF INTERNATIONAL MANAGEMENT INC.	3	33	36	91.67
882	JIMEI FUTURES LIMITED	2	6	8	75.00	2008-12-09
883	JIMEI SECURITIES LIMITED	2	20	22	90.91	2008-12-09
884	JINRUI FUTURES (HONG KONG) LIMITED	3	7	10	70.00	2007-07-27
885	JK Capital Management Limited	4	5	9	55.56
886	JNL Investments Limited (HK)	2	0	2	0.00	2011-10-21
887	JOINCAP CAPITAL LIMITED	2	0	2	0.00
888	JOLMO CAPITAL LIMITED	2	0	2	0.00	2005-03-31
889	JOSPA INVESTMENT COMPANY LIMITED	3	9	12	75.00
890	Joy Silver Limited	3	6	9	66.67
891	JPMorgan Asset Management (Asia Pacific) Limited	11	100	111	90.09	2006-02-16
892	JPMorgan Asset Management Real Assets (Asia) Limited	2	14	16	87.50	2009-06-26
893	JPMorgan Funds (Asia) Limited	9	109	118	92.37
894	JQ Fund Management Limited	2	0	2	0.00	2008-08-05
895	JS CRESVALE CAPITAL LIMITED	6	5	11	45.45	2010-09-06
896	JS CRESVALE SECURITIES INTERNATIONAL LIMITED	5	14	19	73.68	2006-09-12
897	JS SECURITIES LIMITED (HK)	1	9	10	90.00	2011-01-20
898	JT CAPITAL MANAGEMENT LIMITED	3	3	6	50.00	2010-10-13
899	Jupiter Asset Management (Asia Pacific) Limited	2	4	6	66.67
900	JVSakk Asia Limited	2	0	2	0.00
901	JVSakk Asset Management Limited	3	5	8	62.50	2008-08-28
902	JW Capital Limited (HK)	3	0	3	0.00	2011-12-19
903	K.K.M. SECURITIES LIMITED	2	6	8	75.00
904	KAI WO ASSET MANAGEMENT LIMITED	2	1	3	33.33	2008-07-04
905	Kaisa Financial Group Company Limited	2	8	10	80.00	2008-06-16
906	KAISEN ASSET MANAGEMENT LIMITED	3	2	5	40.00	2009-11-13
907	KAISER FUTURES LIMITED	3	22	25	88.00
908	Kaiser KT Capital Limited	3	0	3	0.00
909	KAISER SECURITIES LIMITED	2	23	25	92.00
910	KALIS INVESTMENTS LIMITED	2	0	2	0.00	2011-11-07
911	KAM FAI SECURITIES CO., LIMITED	4	29	33	87.88
912	KAM LUEN SECURITIES LIMITED	3	2	5	40.00
913	Kam Wah Investments Limited	2	3	5	60.00
914	KARFORD SECURITIES LIMITED	2	0	2	0.00
915	KARL THOMSON FINANCE LIMITED	2	1	3	33.33
916	KARL THOMSON FINANCIAL ADVISORY LIMITED	2	1	3	33.33
917	KARL THOMSON INVESTMENT CONSULTANTS LIMITED	2	9	11	81.82	2004-12-16
918	KARL-THOMSON COMMODITIES COMPANY LIMITED	2	20	22	90.91
919	KARL-THOMSON SECURITIES COMPANY LIMITED	4	42	46	91.30
920	KAY YUE SECURITIES CO., LIMITED	1	0	1	0.00
921	KB Securities Hong Kong Limited	2	5	7	71.43
922	KBC FINANCIAL PRODUCTS HONG KONG LIMITED	2	2	4	50.00
923	KBR Fund Management Limited	2	0	2	0.00	2008-01-08
924	KCG FUND MANAGEMENT LIMITED	3	1	4	25.00	2007-05-04
925	KCG SECURITIES ASIA LIMITED	6	8	14	57.14	2004-11-25
926	KEE CHEONG SECURITIES COMPANY LIMITED	2	11	13	84.62
927	Keefe, Bruyette & Woods Asia Limited	8	16	24	66.67	2010-03-03
928	Kerogen Capital (Asia) Limited	3	4	7	57.14	2010-02-01
929	KEYWISE CAPITAL MANAGEMENT (HK) LIMITED	2	12	14	85.71	2006-11-28
930	KGI ASIA LIMITED	15	490	505	97.03
931	KGI Asset Management Limited	2	1	3	33.33
932	KGI CAPITAL ASIA LIMITED	6	1	7	14.29
933	KGI FUTURES (HONG KONG) LIMITED	8	363	371	97.84
934	KGI SECURITIES (HONG KONG) LIMITED	11	33	44	75.00
935	KGI WEALTH MANAGEMENT LIMITED (d2017-10-03)	8	50	58	86.21
936	KILMOREY SECURITIES LIMITED	2	7	9	77.78
937	Kilometre Capital Management Limited	0	1	1	100.00	2010-06-01
938	Kima Capital Management Limited	2	1	3	33.33	2011-03-24
939	KIN FUNG STOCK COMPANY LIMITED	3	1	4	25.00	2005-03-31
940	KING FOOK COMMODITIES COMPANY LIMITED	2	0	2	0.00
941	KING FOOK SECURITIES COMPANY LIMITED	5	5	10	50.00
942	King Wai Asset Management Company Limited	2	0	2	0.00	2011-09-05
943	KINGDOM INVESTMENT MANAGERS LIMITED	4	0	4	0.00	2008-12-02
944	KINGKEY SECURITIES GROUP LIMITED	2	1	3	33.33	2011-07-27
945	Kingsbridge Limited (d2014-08-15)	2	0	2	0.00	2010-07-28
946	KINGSTON ASSET MANAGEMENT LIMITED	2	0	2	0.00	2007-05-22
947	KINGSTON CORPORATE FINANCE LIMITED	3	6	9	66.67
948	KINGSTON FUTURES LIMITED	3	23	26	88.46
949	KINGSTON SECURITIES LIMITED	4	83	87	95.40
950	KINGSWAY CAPITAL LIMITED	6	15	21	71.43	2008-08-14
951	KINGSWAY FINANCIAL SERVICES GROUP LIMITED	15	76	91	83.52	2004-05-31
952	KINGSWAY SW ASSET MANAGEMENT LIMITED	4	1	5	20.00
953	Kirin Asset Management Limited	1	2	3	66.67	2007-06-12
954	KKR CAPITAL MARKETS ASIA LIMITED	3	3	6	50.00	2009-10-22
955	KMT SECURITIES LIMITED	2	6	8	75.00
956	Knight Capital Asia Limited	2	0	2	0.00	2008-10-23
957	KO KUN STOCK COMPANY LIMITED	2	0	2	0.00	2005-03-18
958	KO'S BROTHER SECURITIES COMPANY LIMITED	2	15	17	88.24	2003-07-08
959	Koi Investment Partners International Limited	2	0	2	0.00	2010-11-05
960	KOREA INVESTMENT & SECURITIES ASIA LIMITED	4	6	10	60.00
961	Korea Investment Management Asia Limited	2	3	5	60.00	2009-08-21
962	KPMG CORPORATE FINANCE LIMITED	4	3	7	42.86
963	Kriya Capital Limited	3	1	4	25.00	2010-01-08
964	KTF CAPITAL MANAGEMENT LIMITED	3	0	3	0.00	2011-10-31
965	KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED	2	4	6	66.67	2008-07-02
966	KVB Kunlun Securities (HK) Limited	2	8	10	80.00	2008-07-02
967	KWAI HUNG SECURITIES COMPANY LIMITED	2	11	13	84.62
968	KWAN YICK SECURITIES (INT'L) LIMITED	2	6	8	75.00
969	KWOK HING SECURITIES LIMITED	2	7	9	77.78
970	KWONG FAT HONG (SECURITIES) LIMITED	4	9	13	69.23
971	LAI PO HUNG & COMPANY LIMITED	1	0	1	0.00
972	LAMTEX SECURITIES LIMITED	3	7	10	70.00
973	Landmark Asset Management Limited (HK)	3	0	3	0.00	2008-01-10
974	LaSalle Investment Management Hong Kong Limited	3	7	10	70.00	2007-06-14
975	LAU & COMPANY LIMITED	2	0	2	0.00
976	LAZARD ASIA (HONG KONG) LIMITED	3	6	9	66.67	2007-03-20
977	LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED	2	0	2	0.00	2008-11-20
978	LBN Advisers Limited	3	1	4	25.00	2007-09-13
979	LCA Solutions Limited	2	4	6	66.67	2010-07-30
980	LEE'S SECURITIES COMPANY LIMITED	3	7	10	70.00	2005-01-03
981	LEGENDS ASSET MANAGEMENT LIMITED	2	0	2	0.00	2010-08-23
982	Legg Mason Asset Management Hong Kong Limited	4	20	24	83.33	2005-10-31
983	Legg Mason International Equities (Hong Kong) Limited	3	8	11	72.73
984	LEHIN SECURITIES LIMITED	3	24	27	88.89
985	LEI SHING HONG FINANCE LIMITED	2	7	9	77.78
986	LEI SHING HONG SECURITIES LIMITED	2	11	13	84.62
987	Leonteq Securities (Hong Kong) Limited	2	7	9	77.78	2011-04-07
988	Lexicon Partners (Asia) Limited	2	1	3	33.33	2007-03-21
989	LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED	4	11	15	73.33	2003-06-06
990	LGT INVESTMENT MANAGEMENT (ASIA) LIMITED	5	47	52	90.38
991	Lighthorse Asset Management (HK) Limited	2	4	6	66.67	2009-09-04
992	LIM ADVISORS LIMITED	4	10	14	71.43
993	Link Asset Management Limited (HK)	5	0	5	0.00	2005-11-08
994	LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED	2	5	7	71.43	2011-04-28
995	LINZ GLOBAL (HK) LIMITED	3	0	3	0.00	2010-09-28
996	Lion Global Financial Limited	5	56	61	91.80	2008-10-10
997	Liquid Capital Markets Hong Kong Limited	2	1	3	33.33	2009-10-29
998	Liquidnet Asia Limited	3	2	5	40.00	2007-08-15
999	LIS Investment Services Limited	2	3	5	60.00	2008-01-09
1000	LLOYD BAUGHAN LIMITED	2	2	4	50.00	2006-01-19
1001	LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED	2	19	21	90.48
1002	LOMBARD ODIER (HONG KONG) LIMITED	5	13	18	72.22
1003	Longitude Asia Limited	2	4	6	66.67
1004	LONGREACH GROUP LIMITED (THE)	2	2	4	50.00	2006-08-01
1005	LOUIS CAPITAL MARKETS (HONG KONG) LIMITED	3	29	32	90.63	2007-02-14
1006	LQ ASSET MANAGEMENT LIMITED	2	0	2	0.00	2010-01-20
1007	LT Securities Limited	3	3	6	50.00	2011-04-01
1008	LUEN FAT FUTURES (H.K.) LIMITED	2	2	4	50.00	2010-02-09
1009	LUEN FAT SECURITIES COMPANY LIMITED	6	55	61	90.16
1010	LUEN HING SECURITIES LIMITED	2	6	8	75.00
1011	LUEN SING SECURITIES LIMITED	3	9	12	75.00
1012	LUK FOOK FUTURES (HK) LIMITED	2	6	8	75.00	2011-12-05
1013	LUK FOOK SECURITIES (HK) LIMITED	4	24	28	85.71
1014	LUMINARY CAPITAL LIMITED	3	1	4	25.00	2007-11-14
1015	LUNAR CAPITAL MANAGEMENT LIMITED	2	0	2	0.00	2010-02-17
1016	LYNAS CAPITAL LIMITED	2	1	3	33.33	2004-08-12
1017	M SECURITIES LIMITED (HK)	2	4	6	66.67	2006-02-23
1018	M&F Asset Management Limited	4	11	15	73.33
1019	M3 Capital Partners (HK) Limited	2	3	5	60.00	2008-10-17
1020	Mackenzie Investments Asia Limited	4	5	9	55.56
1021	Macquarie Asia Securities Limited	2	20	22	90.91	2005-07-26
1022	MACQUARIE CAPITAL LIMITED	21	354	375	94.40
1023	Macquarie Corporate (Hong Kong) Limited	11	76	87	87.36
1024	MACQUARIE EQUITIES (ASIA) LIMITED	2	0	2	0.00
1025	MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED	3	35	38	92.11	2010-06-29
1026	MacroValue Investors Limited	2	5	7	71.43	2008-03-17
1027	MAGIC COMPASS FUTURES LIMITED	2	5	7	71.43
1028	MAGIC COMPASS SECURITIES LIMITED	3	2	5	40.00	2011-10-12
1029	MAGUSTA FUTURES LIMITED	2	2	4	50.00
1030	MAINLAND SECURITIES LIMITED	2	0	2	0.00	2005-03-29
1031	MALAHON SECURITIES LIMITED	2	12	14	85.71
1032	MAN HON YEUNG SECURITIES LIMITED	3	4	7	57.14
1033	MAN INVESTMENTS (HONG KONG) LIMITED	6	16	22	72.73	2005-07-28
1034	MANDARIN VP (HK) LIMITED	1	0	1	0.00
1035	MANGO FINANCIAL LIMITED	3	10	13	76.92
1036	Manulife Investment Management (Hong Kong) Limited	6	497	503	98.81
1037	MAP CAPITAL LIMITED (HK)	2	0	2	0.00	2008-01-16
1038	MAPLE LEAF CAPITAL (HK) LIMITED	2	0	2	0.00	2008-04-16
1039	MARC FABER LIMITED	2	0	2	0.00
1040	MARCO POLO PURE ASSET MANAGEMENT LIMITED	3	3	6	50.00	2008-04-01
1041	Marex Hong Kong Limited	3	6	9	66.67	2011-01-28
1042	MARS SECURITIES COMPANY LIMITED	2	3	5	60.00
1043	MARSHALL WACE ASIA LIMITED	2	11	13	84.62	2006-10-27
1044	Marshall Wace Gavekal Asia Limited	2	9	11	81.82	2008-06-30
1045	Mason Futures Limited (HK)	4	30	34	88.24
1046	MASON INVESTMENT MANAGEMENT LIMITED	3	1	4	25.00
1047	Mason Securities Limited	5	37	42	88.10
1048	MASTER TRADEMORE SECURITIES LIMITED	2	9	11	81.82
1049	MASTERFORD INVESTMENT LIMITED	2	0	2	0.00
1050	MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED	4	24	28	85.71	2008-06-30
1051	MATCHPOINT INVESTMENT MANAGEMENT ASIA LIMITED	2	9	11	81.82	2009-09-04
1052	Matrix Securities Limited	4	2	6	33.33
1053	MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED	2	1	3	33.33	2011-06-27
1054	MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED	3	2	5	40.00	2004-09-22
1055	MCP Asset Management Company Limited	3	11	14	78.57	2005-08-23
1056	MEAG Hong Kong Limited	5	1	6	16.67
1057	MEGA CAPITAL (ASIA) COMPANY LIMITED	3	3	6	50.00	2007-05-11
1058	MEGABASE FUTURES CO. LIMITED	2	2	4	50.00
1059	MEGABASE SECURITIES LIMITED	2	3	5	60.00
1060	MEIJI YASUDA ASIA LIMITED	4	3	7	42.86
1061	MERCER INVESTMENTS (HK) LIMITED	2	6	8	75.00	2005-08-04
1062	Merdeka Securities Limited	3	3	6	50.00
1063	Merrill Lynch (Asia Pacific) Limited	26	810	836	96.89
1064	Merrill Lynch Far East Limited	24	609	633	96.21	2010-08-20
1065	MESSIS CAPITAL LIMITED	5	2	7	28.57
1066	Metaverse Securities Limited (HK)	3	3	6	50.00	2010-12-17
1067	METRO CAPITAL FUTURES LIMITED	3	6	9	66.67
1068	METRO CAPITAL SECURITIES LIMITED	3	13	16	81.25
1069	MFG Limited (HK)	5	9	14	64.29	2006-07-17
1070	MFS International (Hong Kong) Limited	2	2	4	50.00	2009-07-29
1071	MIB FUTURES (HONG KONG) LIMITED	4	37	41	90.24	2011-03-25
1072	MIB SECURITIES (HONG KONG) LIMITED	11	82	93	88.17
1073	MIDLAND WEALTH MANAGEMENT LIMITED	2	28	30	93.33	2008-02-18
1074	MIGHTY BROKERAGE (ASIA) LIMITED	2	1	3	33.33	2011-11-22
1075	MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED	2	8	10	80.00	2008-09-03
1076	Milma & Co. Limited	2	1	3	33.33	2008-09-24
1077	Minerva Holding Financial Securities Limited	2	9	11	81.82
1078	MING HON SECURITIES LIMITED	3	1	4	25.00
1079	MIRABAUD (ASIA) LIMITED	3	9	12	75.00	2003-05-13
1080	MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED	7	40	47	85.11	2005-07-05
1081	Mirae Asset Securities (HK) Limited	6	31	37	83.78	2007-01-11
1082	MIS SERVICES LIMITED (d2019-06-01)	3	1	4	25.00
1083	Mitsubishi UFJ Investment Services (HK) Limited	3	7	10	70.00	2007-12-21
1084	MIZUHO CAPITAL MARKETS (HK) LIMITED	3	9	12	75.00	2010-11-03
1085	MIZUHO SECURITIES ASIA LIMITED	16	95	111	85.59	2007-02-26
1086	MLI LIMITED (d2018-03-29)	2	1	3	33.33
1087	MOELIS & COMPANY ASIA LIMITED	2	10	12	83.33	2009-12-11
1088	Monex Boom Securities (H.K.) Limited	3	9	12	75.00
1089	MONEY CONCEPTS (ASIA) HOLDINGS LIMITED	2	6	8	75.00	2011-04-14
1090	MONEY CONCEPTS (ASIA) LIMITED	1	0	1	0.00	2007-06-12
1091	MONTGOMERY SECURITIES LIMITED (HK)	3	1	4	25.00
1092	Moody's Investors Service Hong Kong Limited	3	67	70	95.71	2011-06-01
1093	Moore Capital Asia Limited	2	1	3	33.33	2010-06-11
1094	MORGAN FUEL GO SECURITIES LIMITED	2	5	7	71.43
1095	Morgan Stanley Asia Limited	34	1263	1297	97.38	2006-04-07
1096	Morgan Stanley Hong Kong Securities Limited	12	598	610	98.03	2010-11-30
1097	MORRIS ZENDER FUND MANAGEMENT LIMITED	2	2	4	50.00	2004-09-21
1098	MORTON SECURITIES LIMITED	3	2	5	40.00
1099	Mount Kellett Capital (Hong Kong) Limited	3	30	33	90.91	2008-09-25
1100	MTF SECURITIES LIMITED	2	16	18	88.89
1101	MUFG Securities Asia Limited	8	58	66	87.88	2010-12-31
1102	MY.Alpha Management HK Advisors Limited	2	5	7	71.43	2007-10-31
1103	Myo Capital Advisers Limited	1	0	1	0.00	2007-11-16
1104	MYRIAD ASSET MANAGEMENT LIMITED (HK)	2	10	12	83.33	2011-11-25
1105	NAN FUNG INVESTMENT ADVISER LIMITED	2	1	3	33.33	2011-10-19
1106	NATIONAL ASSET MANAGEMENT LIMITED (HK)	2	3	5	60.00	2007-09-06
1107	NATIONAL RESOURCES SECURITIES LIMITED	4	14	18	77.78
1108	NATIXIS ASIA LIMITED	4	50	54	92.59	2004-10-19
1109	Nerico Brothers Limited (HK)	11	99	110	90.00	2004-11-30
1110	Neuberger Berman Asia Limited	3	14	17	82.35	2008-03-13
1111	Neutral Financial Holding Company Limited	4	9	13	69.23
1112	NEW GALA SECURITIES COMPANY LIMITED	2	1	3	33.33	2004-02-02
1113	NEW PACIFIC CAPITAL LIMITED	2	0	2	0.00	2010-09-17
1114	NEW REGION SECURITIES COMPANY LIMITED	4	4	8	50.00
1115	NEW SPRING CAPITAL LIMITED	2	5	7	71.43	2011-06-17
1116	NEW TREND FUTURES LIMITED	2	0	2	0.00
1117	New Vision Asset Management Limited	2	0	2	0.00	2011-12-01
1118	Newedge Broker Hong Kong Limited	3	70	73	95.89
1119	NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED	1	0	1	0.00
1120	NEWTONIAN CAPITAL MANAGEMENT LIMITED	2	0	2	0.00	2007-09-20
1121	NEXT MILE INVESTMENT LIMITED	2	0	2	0.00	2011-07-22
1122	NEXUS INVESTMENT MANAGEMENT LIMITED (HK)	3	7	10	70.00
1123	Nezu Asia Capital Management Limited	3	7	10	70.00	2004-10-29
1124	NH INVESTMENT & SECURITIES (H.K.) LIMITED	3	8	11	72.73
1125	Nikko Asset Management Hong Kong Limited	3	3	6	50.00
1126	Nine Masts Capital Limited	3	4	7	57.14	2010-05-11
1127	NITTAN CAPITAL ASIA LIMITED	2	8	10	80.00	2011-08-05
1128	Nittan Securities Asia Limited	2	2	4	50.00
1129	Nomura Asset Management Hong Kong Limited	4	11	15	73.33
1130	NOMURA INTERNATIONAL (HONG KONG) LIMITED	15	557	572	97.38
1131	NOMURA SECURITIES (HONG KONG) LIMITED	5	83	88	94.32	2010-02-01
1132	NORMAN KONG SECURITIES COMPANY LIMITED	3	0	3	0.00	2004-07-15
1133	North Asia Strategic Advisors	2	0	2	0.00	2007-04-04
1134	North Beta International Securities Limited	2	22	24	91.67	2009-07-17
1135	NORTH SEA SECURITIES LIMITED	2	2	4	50.00
1136	Northern Trust Company of Hong Kong Limited (The)	5	27	32	84.38	2011-09-05
1137	NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED	5	6	11	54.55	2009-04-09
1138	Nuada Limited	4	1	5	20.00	2004-01-15
1139	NUOXIN CAPITAL (HONG KONG) LIMITED	5	1	6	16.67	2006-08-24
1140	Oaktree Capital (Hong Kong) Limited	3	8	11	72.73	2006-07-12
1141	OASIS INVESTMENT MANAGEMENT LIMITED	2	1	3	33.33
1142	Oasis Management (Hong Kong)	3	4	7	57.14	2004-09-14
1143	Oberweis Asset Management (Asia) Limited	4	0	4	0.00	2008-03-06
1144	OCBC Futures Investment (Hong Kong) Limited	3	6	9	66.67
1145	OCBC SECURITIES (HONG KONG) LIMITED	3	1	4	25.00	2008-03-20
1146	OCBC Securities Brokerage (Hong Kong) Limited	4	13	17	76.47
1147	Ocean Capital Management Limited	2	0	2	0.00	2009-03-26
1148	OCP Asia (Hong Kong) Limited	3	9	12	75.00	2004-09-03
1149	Octal Capital Limited	4	5	9	55.56	2011-06-01
1150	Odysseus Capital Asia Limited	2	1	3	33.33	2009-10-29
1151	Ohra Capital Partners Limited	2	1	3	33.33	2010-08-27
1152	OKACHI (HONG KONG) COMPANY LIMITED	3	17	20	85.00
1153	OKACHI INVESTMENTS (HK) COMPANY LIMITED	3	24	27	88.89
1154	OKASAN INTERNATIONAL (ASIA) LIMITED	4	27	31	87.10	2007-05-17
1155	OLD PEAK LIMITED (HK)	4	3	7	42.86	2005-08-26
1156	OMNIX CAPITAL LIMITED	3	2	5	40.00	2009-03-19
1157	ONE CHINA SECURITIES LIMITED	2	36	38	94.74	2004-03-01
1158	OnePlatform Asset Management Limited	17	908	925	98.16	2007-07-04
1159	OnePlatform Securities Limited	2	26	28	92.86
1160	OnePlatform Wealth Management Limited	2	0	2	0.00	2003-07-25
1161	ONG PACIFIC CAPITAL LIMITED	2	1	3	33.33
1162	ONSHINE SECURITIES LIMITED	3	7	10	70.00
1163	OP INVESTMENT MANAGEMENT LIMITED	4	4	8	50.00	2004-02-18
1164	Open Asset Management Limited	5	4	9	44.44	2011-03-08
1165	Open Securities Limited	6	15	21	71.43	2010-07-16
1166	Oppenheimer Investments Asia Limited	2	13	15	86.67	2010-02-12
1167	Optima Capital Limited	4	13	17	76.47	2007-10-25
1168	OPTIVER TRADING HONG KONG LIMITED	4	1	5	20.00	2007-12-03
1169	Oracle Capital Limited	2	1	3	33.33	2009-08-17
1170	Orchard Wealth Management Limited	2	0	2	0.00	2008-11-05
1171	ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED	2	0	2	0.00	2008-04-22
1172	Oreana Financial Services Limited	3	8	11	72.73	2011-07-12
1173	ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED	3	3	6	50.00	2010-08-18
1174	ORIENT FUTURES (HONG KONG) LIMITED	3	7	10	70.00	2011-02-28
1175	ORIENT SECURITIES (HONG KONG) LIMITED	3	10	13	76.92	2010-07-21
1176	ORIENT SECURITIES LIMITED	3	17	20	85.00
1177	ORIENTAL PATRON ASIA LIMITED	6	11	17	64.71
1178	ORIENTAL PATRON SECURITIES LIMITED	5	21	26	80.77
1179	ORIENTAL WEALTH FUTURES LIMITED	2	7	9	77.78	2009-06-18
1180	ORIENTAL WEALTH SECURITIES LIMITED	3	9	12	75.00	2008-09-05
1181	orientiert International Markets Limited	2	4	6	66.67	2005-01-11
1182	orientiert XYZ Securities Limited	3	128	131	97.71	2004-12-03
1183	ORION INVESTMENT MANAGEMENT LIMITED	2	4	6	66.67	2009-11-06
1184	ORTUS CAPITAL MANAGEMENT LIMITED	2	5	7	71.43	2003-08-29
1185	OSCAR BENSON LIMITED (HK)	2	0	2	0.00
1186	Oshidori Corporate Finance Limited	2	4	6	66.67
1187	Oshidori Securities Limited	3	5	8	62.50
1188	OTCex Hong Kong Limited	2	7	9	77.78	2010-08-23
1189	Otkcab Limited	2	0	2	0.00	2011-10-07
1190	OVERLOOK INVESTMENTS LIMITED	2	3	5	60.00
1191	Owl Creek Hong Kong Limited	3	1	4	25.00	2011-05-20
1192	PACAT Capital Management Limited	2	4	6	66.67	2010-07-12
1193	PacBridge Capital Partners (HK) Limited	2	4	6	66.67	2009-03-17
1194	Pacific Advantage Capital Limited	3	0	3	0.00	2010-10-25
1195	PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED	3	18	21	85.71	2007-01-09
1196	PACIFIC EAGLE ASSET MANAGEMENT LIMITED	7	2	9	22.22	2004-04-07
1197	PACIFIC GROUP LIMITED (THE)	3	1	4	25.00
1198	PACIFIC HARBOR HOLDINGS, LIMITED	2	0	2	0.00	2007-09-07
1199	PACIFIC HAWK (HK) LIMITED	3	1	4	25.00	2010-09-14
1200	Pacific Sun Advisors Limited	2	0	2	0.00
1201	PAMA GROUP (HONG KONG) LIMITED	2	1	3	33.33
1202	Pamirs Capital (H.K.) Limited	2	1	3	33.33	2010-09-10
1203	PANGU CAPITAL LIMITED	2	0	2	0.00	2009-07-09
1204	PANTHEON VENTURES (HK) LLP	2	5	7	71.43	2010-06-30
1205	PAOCHU INVESTMENT ADVISORY LIMITED	2	2	4	50.00	2009-10-09
1206	PARRY CAPITAL MANAGEMENT LIMITED	0	1	1	100.00	2007-09-24
1207	Parry International Trading Limited	3	3	6	50.00	2010-08-26
1208	Partner Fund Management (Asia), Limited	2	1	3	33.33	2011-07-08
1209	Partners Asset Management (HK) Limited	2	1	3	33.33	2007-04-03
1210	Partners Capital Asia Limited	3	0	3	0.00	2011-08-04
1211	PARTNERS CAPITAL INTERNATIONAL LIMITED	5	2	7	28.57
1212	PARTNERS CAPITAL SECURITIES LIMITED	2	7	9	77.78
1213	PASAY STOCK AND SHARES LIMITED	2	2	4	50.00
1214	Paul Capital Advisors Hong Kong Limited	2	0	2	0.00	2010-06-17
1215	Paulson Asia Limited	2	1	3	33.33	2011-02-21
1216	PCA Investments Hong Kong, Limited	3	6	9	66.67	2011-06-16
1217	PEAK CAPITAL LIMITED (b2004-03-30)	2	4	6	66.67	2004-10-28
1218	PEGASUS FUND MANAGERS LIMITED	2	16	18	88.89	2011-01-28
1219	PEMBERTON INVESTMENTS (HONG KONG) LIMITED	2	0	2	0.00	2010-04-08
1220	Penjing Asset Management (HK) Limited	5	10	15	66.67	2005-03-24
1221	Permira Advisers Limited	2	7	9	77.78	2008-08-19
1222	PERPETUUM WEALTH MANAGEMENT LIMITED	2	0	2	0.00	2010-09-21
1223	Petiole Management (Hong Kong) Limited	2	0	2	0.00	2011-05-19
1224	PFC INTERNATIONAL COMPANY LIMITED	3	6	9	66.67	2008-07-29
1225	PGIM (Hong Kong) Limited	2	5	7	71.43
1226	Phalanx Capital Management Hong Kong Limited	2	1	3	33.33	2009-02-06
1227	Pharo Management (HK) Limited	2	1	3	33.33	2010-09-24
1228	PHILIPPA HUCKLE GROUP LIMITED (THE)	3	0	3	0.00	2006-01-13
1229	PHILLIP CAPITAL MANAGEMENT (HK) LIMITED	3	18	21	85.71
1230	PHILLIP COMMODITIES (H.K.) LIMITED	4	451	455	99.12	2003-12-09
1231	PHILLIP SECURITIES (HONG KONG) LIMITED	6	673	679	99.12
1232	PHOENIX CAPITAL ASIA LIMITED	3	0	3	0.00
1233	PHOENIX CAPITAL MANAGEMENT LIMITED	2	0	2	0.00	2010-03-02
1234	PHOENIX CAPITAL SECURITIES LIMITED	6	5	11	45.45	2006-07-03
1235	PICO ZEMAN SECURITIES (HK) LIMITED	2	5	7	71.43	2010-07-12
1236	Pictet Asset Management (Hong Kong) Limited	5	32	37	86.49	2006-10-26
1237	PIMCO Asia Limited	3	9	12	75.00	2006-05-17
1238	PINE FIELD CAPITAL PARTNERS (HK) LIMITED	3	1	4	25.00	2007-05-02
1239	PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED	4	4	8	50.00	2007-03-08
1240	PineBridge Investments Asia Limited	6	19	25	76.00	2009-04-02
1241	PineBridge Investments Hong Kong Limited	4	6	10	60.00
1242	Pinehill Capital Limited	2	0	2	0.00	2010-09-24
1243	PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	6	13	19	68.42	2007-03-01
1244	Ping An of China Capital (Hong Kong) Company Limited	2	1	3	33.33	2010-12-07
1245	PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED	6	10	16	62.50	2009-07-30
1246	Pinpoint Asset Management Limited	2	6	8	75.00	2010-10-25
1247	PIPER JAFFRAY ASIA FUTURES LIMITED	2	8	10	80.00	2004-02-13
1248	PIPER JAFFRAY ASIA LIMITED	5	19	24	79.17
1249	PIPER JAFFRAY ASIA SECURITIES LIMITED	6	30	36	83.33
1250	Pivotal Investments Limited (d2014-03-10)	2	3	5	60.00	2010-06-02
1251	Planetree Futures Limited	4	7	11	63.64
1252	Planetree Securities Limited	4	18	22	81.82
1253	PLATINUM BROKING COMPANY LIMITED	3	4	7	57.14	2011-02-21
1254	PLATINUM SECURITIES COMPANY LIMITED	4	4	8	50.00
1255	PO KAY SECURITIES & SHARES COMPANY LIMITED	3	11	14	78.57
1256	PO LEE SECURITIES LIMITED	3	7	10	70.00
1257	PO SANG SECURITIES LIMITED	2	13	15	86.67
1258	Point72 Hong Kong Limited	3	41	44	93.18	2006-11-14
1259	Polen Capital HK Limited	2	0	2	0.00
1260	POMONA CAPITAL ASIA LIMITED	2	0	2	0.00	2011-03-25
1261	Poplar Asset Management Limited	2	0	2	0.00	2011-12-13
1262	POTOMAC CAPITAL LIMITED (HK)	2	0	2	0.00	2004-03-08
1263	PREFERRED INVESTMENT ADVISORS (H.K) LIMITED	4	2	6	33.33	2008-03-12
1264	PRESIDENT SECURITIES (HONG KONG) LIMITED	8	21	29	72.41	2007-06-20
1265	PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED	5	11	16	68.75
1266	PRIMCO INTERNATIONAL INVESTMENTS LIMITED	2	0	2	0.00
1267	PRIME CAPITAL MANAGEMENT COMPANY LIMITED	2	6	8	75.00	2004-09-15
1268	Prime Cdex Securities Limited	4	17	21	80.95
1269	PRIME COURAGE SECURITIES COMPANY LIMITED	2	2	4	50.00	2011-09-19
1270	PRIME SECURITIES LIMITED (HK)	2	12	14	85.71
1271	Prince Capital Management Limited	2	2	4	50.00	2008-04-28
1272	PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED	2	6	8	75.00
1273	PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED	2	12	14	85.71
1274	PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED	4	4	8	50.00
1275	Principal Investment & Retirement Services Limited	2	4	6	66.67	2011-08-17
1276	PRIVATE CAPITAL LIMITED	2	0	2	0.00
1277	PROBITAS HONG KONG LIMITED	2	0	2	0.00	2009-06-05
1278	PROMISING SECURITIES COMPANY LIMITED	3	12	15	80.00	2004-01-02
1279	Proton Capital Limited	3	1	4	25.00	2007-10-16
1280	Providence Equity Asia Limited	2	7	9	77.78	2007-08-23
1281	Prudence Investment Management (Hong Kong) Limited	3	5	8	62.50	2009-06-08
1282	PRUDENTIAL BROKERAGE LIMITED	3	171	174	98.28
1283	PRUDENTIAL INDEX TRADING COMPANY LIMITED	2	66	68	97.06
1284	Public Financial Securities Limited	3	11	14	78.57
1285	Public Securities Limited	4	16	20	80.00
1286	Pulun International Asset Management Limited	2	0	2	0.00	2008-02-19
1287	PUREHEART CAPITAL ASIA LIMITED	2	4	6	66.67	2007-03-08
1288	Pyramis Global Advisors (Hong Kong) Limited	5	11	16	68.75	2008-07-29
1289	Qantex Capital Markets Limited	2	16	18	88.89	2009-04-14
1290	QH CAPITAL LIMITED	2	1	3	33.33	2009-07-22
1291	QI YUAN ASSET MANAGEMENT (H.K.) LIMITED	2	0	2	0.00
1292	QMIS Asset Management Limited	5	1	6	16.67	2009-08-13
1293	QMIS Securities Limited	3	5	8	62.50	2009-07-24
1294	Quam Asset Management Limited (b1983-06-28)	4	3	7	42.86
1295	Quam Capital Limited (b1994-08-04)	6	15	21	71.43
1296	Quam Securities Limited	9	199	208	95.67	2004-10-15
1297	QUANTSMILE (HK) LIMITED	3	0	3	0.00	2007-04-02
1298	QUEST STOCKBROKERS (HK) LIMITED	3	3	6	50.00
1299	R.J. O'Brien & Associates HK Limited	2	2	4	50.00	2007-10-29
1300	Rabo Brokerage HK Limited	3	11	14	78.57	2007-09-12
1301	RaffAello Securities (HK) Limited	3	2	5	40.00	2005-03-30
1302	Rakuten Securities Hong Kong Limited	3	44	47	93.62
1303	RAMON INVESTMENT COMPANY LIMITED	3	2	5	40.00
1304	RAYS Capital Partners Limited	3	3	6	50.00	2011-05-19
1305	RBC Capital Markets (Hong Kong) Limited	5	23	28	82.14	2010-09-09
1306	RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED	3	22	25	88.00
1307	RBC INVESTMENT SERVICES (ASIA) LIMITED	6	88	94	93.62	2004-10-14
1308	RBS Asia Corporate Finance Limited	8	99	107	92.52
1309	RBS Asia Futures Limited	4	6	10	60.00
1310	RC Futures Advisory Limited	3	1	4	25.00	2010-05-19
1311	REALCHAMP ASSET MANAGEMENT LIMITED	2	1	3	33.33
1312	REALINK FINANCIAL TRADE LIMITED	4	6	10	60.00	2003-09-25
1313	Realord Asia Pacific Securities Limited	3	5	8	62.50	2010-11-24
1314	Redford Asset Management Limited	4	10	14	71.43	2010-03-09
1315	REDFORD CORPORATE FINANCE LIMITED	2	0	2	0.00	2011-02-07
1316	REDFORD SECURITIES LIMITED	2	18	20	90.00	2005-03-31
1317	Redwood Investment Management (Asia) Limited	2	0	2	0.00	2008-12-05
1318	Redwood Peak Limited	2	6	8	75.00	2007-10-05
1319	Regal Portfolio Management Limited (HK)	3	0	3	0.00	2007-03-05
1320	RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED	2	0	2	0.00	2011-01-07
1321	Religare Capital Markets (Hong Kong) Limited	7	33	40	82.50	2008-07-24
1322	Renaissance Capital (Hong Kong) Limited	5	23	28	82.14	2010-09-02
1323	RESIDENTS SECURITIES LIMITED	2	1	3	33.33
1324	RG ASSET MANAGEMENT COMPANY LIMITED	3	0	3	0.00	2004-11-08
1325	RHB ASSET MANAGEMENT LIMITED	3	2	5	40.00	2008-05-08
1326	RHB CAPITAL HONG KONG LIMITED	4	4	8	50.00
1327	RHB FUTURES HONG KONG LIMITED	4	32	36	88.89	2005-09-28
1328	RHB SECURITIES HONG KONG LIMITED	6	71	77	92.21	2006-11-17
1329	Rich Bay Securities Limited	2	3	5	60.00	2005-03-31
1330	RICH PLEASURE SECURITIES LIMITED	2	5	7	71.43
1331	Rich Union Securities (H.K.) Limited	6	27	33	81.82
1332	RICHE BRIGHT SECURITIES LIMITED	3	7	10	70.00	2008-01-04
1333	RICHLAND CAPITAL MANAGEMENT LIMITED	2	7	9	77.78	2007-05-25
1334	RICHLAND WORLDWIDE LIMITED	2	3	5	60.00	2004-04-15
1335	RICHMOND ASSET MANAGEMENT LIMITED (HK)	3	3	6	50.00
1336	Rifa Futures Limited	2	10	12	83.33	2008-12-01
1337	Rifa Securities Limited	4	18	22	81.82
1338	Riverwest Advisors Limited	3	2	5	40.00	2009-07-02
1339	Robeco Hong Kong Limited	5	11	16	68.75	2007-12-18
1340	ROCIM Limited	3	0	3	0.00	2007-06-29
1341	Rockhampton Management Limited	4	9	13	69.23	2011-01-26
1342	ROCTEC FUTURES TRADING COMPANY LIMITED	2	3	5	60.00
1343	ROCTEC INVESTMENT LIMITED	2	1	3	33.33	2005-09-16
1344	ROCTEC SECURITIES COMPANY LIMITED	2	3	5	60.00
1345	ROOFER SECURITIES LIMITED	3	9	12	75.00
1346	ROSA SECURITIES LIMITED	3	4	7	57.14
1347	ROTH Capital Partners (Hong Kong) Limited	2	0	2	0.00	2010-11-30
1348	Rothschild & Co Hong Kong Limited	3	39	42	92.86	2005-04-27
1349	Rothschild & Co Wealth Management Hong Kong Limited	2	0	2	0.00	2010-08-16
1350	RPS INVESTMENT LIMITED	3	9	12	75.00
1351	RREEF China REIT Management Limited	2	0	2	0.00	2007-06-01
1352	Ruffer (Asia) Limited	2	1	3	33.33	2008-06-05
1353	Ruisen Port Securities Limited	4	0	4	0.00	2011-01-05
1354	S&P Global Ratings Hong Kong Limited	7	20	27	74.07	2011-06-01
1355	S. W. WOO AND COMPANY LIMITED	3	3	6	50.00
1356	Safari Asia Limited	1	1	2	50.00	2010-04-30
1357	SAIL ADVISORS LIMITED	5	7	12	58.33	2004-05-17
1358	SALISBURY SECURITIES LIMITED	2	3	5	60.00	2005-03-31
1359	Samena Capital Hong Kong Limited	4	5	9	55.56	2009-09-01
1360	Samsung Asset Management (Hong Kong) Limited	2	9	11	81.82	2008-04-23
1361	SAMSUNG SECURITIES (ASIA) LIMITED	10	80	90	88.89
1362	Sanford C. Bernstein (Hong Kong) Limited	5	26	31	83.87	2011-09-28
1363	SANFULL FUTURES LIMITED	3	10	13	76.92	2007-12-21
1364	SANFULL SECURITIES LIMITED	6	76	82	92.68
1365	SanJohn Capital Limited	2	0	2	0.00	2007-12-10
1366	SANSTON FINANCIAL GROUP LIMITED	2	0	2	0.00	2007-06-12
1367	SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09)	1	0	1	0.00
1368	SATTVA INVESTMENT ADVISORS LIMITED	2	0	2	0.00	2003-10-30
1369	Saxo Capital Markets HK Limited	3	3	6	50.00	2011-01-19
1370	SBI China Capital Asset Management Limited	2	0	2	0.00	2007-10-17
1371	SBI China Capital Commodities Limited	5	18	23	78.26
1372	SBI China Capital Financial Services Limited	5	25	30	83.33	2008-09-19
1373	SC Lowy Asset Management (HK) Limited	2	0	2	0.00	2010-03-12
1374	SC Lowy Financial (HK) Limited	2	8	10	80.00	2009-09-21
1375	SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED	6	63	69	91.30
1376	SCM Strategic Capital Management Asia Limited	3	0	3	0.00	2010-02-11
1377	SCOTIATRUST (ASIA) LIMITED	4	1	5	20.00	2011-09-07
1378	Sculptor Capital Management Hong Kong Limited (b2001-12-28)	3	28	31	90.32	2007-03-09
1379	SDHG International Asset Management Limited	6	2	8	25.00	2008-12-02
1380	SDHG International Securities Limited	3	8	11	72.73
1381	SEABRIGHT ASSET MANAGEMENT LIMITED	3	0	3	0.00	2003-07-23
1382	SEAGA INTERNATIONAL LIMITED	5	1	6	16.67	2005-02-05
1383	SEAVI Advent Ocean Private Equity Limited	2	0	2	0.00	2008-07-09
1384	SECURIS CAPITAL LIMITED	2	1	3	33.33	2005-08-29
1385	SEEKERS MARKETS LIMITED	2	10	12	83.33
1386	Segantii Capital Management Limited	2	7	9	77.78	2007-11-22
1387	SEI INVESTMENTS (ASIA) LIMITED	2	4	6	66.67	2005-03-02
1388	Select Investment Services Limited (HK)	3	0	3	0.00	2011-09-16
1389	SELINA & CO. LIMITED (HK)	2	4	6	66.67
1390	SENRIGAN CAPITAL GROUP LIMITED	3	12	15	80.00	2009-08-27
1391	SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED	3	4	7	57.14	2008-11-07
1392	Sensible Asset Management Limited	3	5	8	62.50	2005-06-18
1393	SEQUENCE ASSET MANAGEMENT LIMITED	2	1	3	33.33	2011-09-01
1394	Seres Asset Management Limited	3	5	8	62.50	2010-04-14
1395	SERICA PARTNERS LIMITED	2	2	4	50.00	2008-12-04
1396	SFM HK Management Limited	4	16	20	80.00	2010-11-01
1397	SG Asset Finance (Hong Kong) Limited	3	72	75	96.00	2003-10-02
1398	SG SECURITIES (HK) LIMITED	26	188	214	87.85	2003-12-16
1399	SHACOM FUTURES LIMITED	2	1	3	33.33
1400	Shacom Securities Limited	2	11	13	84.62
1401	Shang International Finance Limited	11	15	26	57.69
1402	Shangding International Asset Management Company Limited	2	2	4	50.00	2010-09-08
1403	SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED	2	1	3	33.33
1404	SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	3	1	4	25.00
1405	SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED	3	6	9	66.67	2007-05-18
1406	SHENG YUAN ASSET MANAGEMENT LIMITED	2	1	3	33.33	2011-06-14
1407	SHENG YUAN CAPITAL (HONG KONG) LIMITED	3	0	3	0.00	2011-12-05
1408	SHENG YUAN SECURITIES LIMITED	3	8	11	72.73	2010-10-27
1409	Sheng Yuan Sino Asset Management Limited	2	1	3	33.33	2005-09-09
1410	SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED	4	11	15	73.33
1411	SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED	8	17	25	68.00
1412	SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	6	168	174	96.55
1413	SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED	4	42	46	91.30
1414	SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	7	248	255	97.25
1415	SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED	2	3	5	60.00	2007-08-17
1416	Shinhan Asset Management (Hong Kong) Limited	3	0	3	0.00	2011-01-27
1417	Shinhan Investment Asia Limited	2	1	3	33.33	2007-10-15
1418	SHINING CAPITAL MANAGEMENT HONG KONG LIMITED	2	4	6	66.67	2011-01-18
1419	SHUN HENG SECURITIES LIMITED	2	10	12	83.33
1420	SHUN LOONG FOREX COMPANY LIMITED	1	0	1	0.00
1421	SHUN LOONG FUTURES LIMITED	1	0	1	0.00
1422	SHUN LOONG SECURITIES COMPANY LIMITED	2	2	4	50.00
1423	Sigma Capital Management Limited	2	2	4	50.00	2008-03-12
1424	SIIC ASSET MANAGEMENT COMPANY LIMITED	4	1	5	20.00
1425	Silk Road International Capital Limited	2	0	2	0.00
1426	Silver Spring Capital Management Limited	3	0	3	0.00	2009-10-30
1427	SILVERHORN INVESTMENT ADVISORS LIMITED	2	3	5	60.00	2011-02-28
1428	SILVERSTONE INVESTMENTS LIMITED (HK)	3	2	5	40.00
1429	SIMPLEX CAPITAL ASIA LIMITED	1	0	1	0.00
1430	SIMPSON FINANCIAL LIMITED (HK)	2	0	2	0.00
1431	SINO CAPITAL SECURITIES LIMITED	2	4	6	66.67
1432	SINO GRADE SECURITIES LIMITED	2	11	13	84.62
1433	SINO-CEEF Capital Management Company Limited	2	0	2	0.00	2008-04-17
1434	Sino-Rich Securities & Futures Limited	3	23	26	88.46	2010-11-17
1435	Sinofortune Asset Management Limited	1	1	2	50.00	2010-05-20
1436	Sinofortune Financial Capital Limited	1	1	2	50.00
1437	Sinofortune Securities Limited	4	10	14	71.43
1438	SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED	10	17	27	62.96	2008-02-21
1439	SINOMAX SECURITIES LIMITED	3	9	12	75.00
1440	SINOPAC ASSET MANAGEMENT (ASIA) LIMITED	5	26	31	83.87	2009-06-02
1441	SINOPAC FUTURES (ASIA) LIMITED	5	29	34	85.29
1442	SINOPAC SECURITIES (ASIA) LIMITED	14	74	88	84.09
1443	Sinovation Capital Asset Management Company Limited	3	1	4	25.00	2009-10-21
1444	SIU ON SECURITIES LIMITED	3	3	6	50.00
1445	SJS Markets Limited	3	7	10	70.00	2005-03-02
1446	SKY WARD ASIA LIMITED	2	0	2	0.00
1447	SKY WARD GLOBAL MANAGEMENT LIMITED	2	0	2	0.00
1448	SKYWAY-PHAROS ASSET MANAGEMENT LIMITED	1	0	1	0.00	2011-07-22
1449	SMBC Capital Markets (Asia) Limited	3	1	4	25.00	2010-07-14
1450	SMBC Nikko Securities (Hong Kong) Limited	5	23	28	82.14
1451	Snow Lake Capital (HK) Limited	2	0	2	0.00	2011-07-21
1452	SOFAER GLOBAL RESEARCH (HK) LIMITED	3	3	6	50.00
1453	SoFi Securities (Hong Kong) Limited	2	0	2	0.00	2011-12-22
1454	SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED	3	0	3	0.00
1455	SOLID KING SECURITIES LIMITED	3	8	11	72.73
1456	SOO PEI SHAO & COMPANY LIMITED	3	4	7	57.14	2005-03-31
1457	SOO PUI CHEN SECURITIES LIMITED	2	2	4	50.00	2005-03-21
1458	SOPHIA ASSET MANAGEMENT LIMITED	2	0	2	0.00	2009-12-09
1459	Soteria Asset Management Limited	2	1	3	33.33	2008-04-14
1460	SOUTH CHINA CAPITAL LIMITED	2	2	4	50.00
1461	SOUTH CHINA COMMODITIES LIMITED	5	89	94	94.68
1462	South China Forex Limited	2	26	28	92.86	2010-06-21
1463	SOUTH CHINA RESEARCH LIMITED	3	6	9	66.67
1464	SOUTH CHINA SECURITIES LIMITED	5	105	110	95.45
1465	SOUTH OCEAN MANAGEMENT LIMITED	2	0	2	0.00
1466	South West Capital Limited (d2013-12-11)	3	1	4	25.00	2011-06-30
1467	SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED	4	7	11	63.64	2008-12-18
1468	SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	3	74	77	96.10	2010-02-23
1469	SOUTHWEST SECURITIES (HK) CAPITAL LIMITED	3	5	8	62.50
1470	SOUTHWEST SECURITIES (HK) FUTURES LIMITED	3	30	33	90.91
1471	SPARX Asia Investment Advisors Limited	2	11	13	84.62	2004-04-20
1472	SPDB International Holdings Limited	4	0	4	0.00
1473	SPLENDOR GLOBAL INVESTMENTS LIMITED	2	4	6	66.67
1474	Spring Capital Asia, Limited	1	0	1	0.00	2008-08-21
1475	Springboard Capital Limited	2	2	4	50.00	2010-07-02
1476	Springs Capital (Hong Kong) Limited	2	1	3	33.33	2011-04-14
1477	SPS COMMODITIES LIMITED	2	6	8	75.00
1478	SPS INVESTMENT SERVICES LIMITED	2	0	2	0.00
1479	SPS SECURITIES LIMITED	4	17	21	80.95
1480	SSAL FINANCE & INVESTMENT LIMITED	2	0	2	0.00
1481	SSC MANDARIN FINANCIAL SERVICES LIMITED	2	2	4	50.00	2004-02-05
1482	St. James's Place (Hong Kong) Limited	1	17	18	94.44
1483	STAND RICH ASSET MANAGEMENT LIMITED	2	0	2	0.00	2011-11-08
1484	Standard & Poor's Investment Advisory Services (HK) Limited	2	6	8	75.00	2010-09-21
1485	Standard Advisory Asia Limited	3	3	6	50.00	2007-03-09
1486	Standard Chartered Securities (Hong Kong) Limited	12	58	70	82.86
1487	STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED	4	4	8	50.00	2005-07-07
1488	STANHILL (HONG KONG) LIMITED	2	0	2	0.00
1489	STARLING GROUP FUTURES LIMITED	2	3	5	60.00	2008-11-05
1490	STARLING GROUP SECURITIES LIMITED	2	4	6	66.67	2008-11-05
1491	STATE STREET GLOBAL ADVISORS ASIA LIMITED	5	30	35	85.71
1492	STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED	4	2	6	33.33	2005-06-20
1493	Steadview Capital Management HK Limited	2	0	2	0.00	2011-07-21
1494	Stellar Securities Limited	2	2	4	50.00
1495	STI Asset Management Limited	3	0	3	0.00	2008-10-22
1496	Stifel Hong Kong Limited	2	0	2	0.00	2011-10-20
1497	STJ Advisors (Asia) Limited	3	0	3	0.00	2011-11-17
1498	STOCKWELL COMMODITIES LIMITED	3	9	12	75.00
1499	STOCKWELL SECURITIES LIMITED	3	40	43	93.02
1500	StormHarbour Securities (Hong Kong) Limited	3	9	12	75.00	2010-03-18
1501	Success Futures and Foreign Exchange Limited	4	43	47	91.49	2005-12-06
1502	Success Securities Limited	3	76	79	96.20
1503	Sucden Financial (HK) Limited	2	2	4	50.00	2009-04-28
1504	SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED	3	9	12	75.00
1505	Sumitomo Mitsui DS Asset Management (Hong Kong) Limited	3	6	9	66.67	2007-05-08
1506	Sumo Asset Management Limited	3	6	9	66.67	2010-07-07
1507	SUN CAPITAL SECURITIES LIMITED	3	0	3	0.00	2005-03-31
1508	SUN GROWTH SECURITIES LIMITED	2	11	13	84.62
1509	SUN RAISE CAPITAL LIMITED	2	0	2	0.00
1510	SUN SECURITIES LIMITED	2	10	12	83.33	2011-04-01
1511	SUN YI COMPANY LIMITED	2	1	3	33.33	2008-01-31
1512	SUN'S FUTURE LIMITED	2	3	5	60.00
1513	SunAsia Investment Management Limited	2	0	2	0.00	2010-12-30
1514	SUNNY WORLD INVESTMENT LIMITED	2	4	6	66.67
1515	Sunrise Brokers (Hong Kong) Limited	2	17	19	89.47	2009-12-09
1516	SUNRISE SECURITIES LIMITED	3	4	7	57.14	2005-03-21
1517	Superfund Financial (Hong Kong) Limited	2	0	2	0.00
1518	SUSQUEHANNA HONG KONG LIMITED	2	1	3	33.33	2008-11-03
1519	Swiss China Capital Limited	2	0	2	0.00	2011-09-14
1520	SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED	4	2	6	33.33	2007-02-01
1521	Swiss-Asia Asset Management (HK) Limited	2	2	4	50.00	2010-06-02
1522	Sylebra Capital Limited	2	0	2	0.00	2011-09-06
1523	Synergy Fund Management Group Limited	2	2	4	50.00	2010-05-26
1524	SynerWealth Financial Limited	3	20	23	86.96	2009-02-04
1525	SYZ Asset Management (Asia) Limited	2	4	6	66.67	2004-07-27
1526	SZEHOPE SECURITIES COMPANY LIMITED	2	2	4	50.00	2005-03-31
1527	T G HOLBORN (HK) LIMITED	3	33	36	91.67
1528	T G SECURITIES LIMITED	3	5	8	62.50	2005-12-19
1529	T. M. MANAGEMENT LIMITED	2	0	2	0.00
1530	T. Rowe Price Hong Kong Limited	2	32	34	94.12	2010-12-21
1531	T.F.S. Derivatives HK Limited	7	41	48	85.42	2009-04-03
1532	TACHIBANA SECURITIES (HONG KONG) LIMITED	3	0	3	0.00
1533	TAI FUNG KUENTAI SECURITIES COMPANY LIMITED	2	4	6	66.67
1534	TAI FUNG SECURITIES LIMITED	2	5	7	71.43
1535	TAI NING STOCK COMPANY LIMITED	2	5	7	71.43
1536	TAI SHING STOCK INVESTMENT CO. LIMITED	2	22	24	91.67
1537	TAI TAK SECURITIES (ASIA) LIMITED	4	19	23	82.61
1538	TAI YIP COMMODITIES & FUTURES LIMITED	2	1	3	33.33
1539	TAI YIP STOCK COMPANY LIMITED	3	8	11	72.73
1540	TAIFAIR FUTURES LIMITED	3	2	5	40.00
1541	TAIFAIR SECURITIES LIMITED	5	4	9	44.44
1542	TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	6	9	15	60.00	2008-08-07
1543	TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED	2	6	8	75.00	2010-04-27
1544	Taiping Securities (HK) Co Limited	5	49	54	90.74
1545	TAIREN CAPITAL LIMITED	3	0	3	0.00	2008-07-08
1546	TAK FUNG SHARES INVESTMENT COMPANY LIMITED	3	2	5	40.00
1547	TANG KEE SECURITIES LIMITED	3	3	6	50.00
1548	TANG PING KONG LIMITED	3	9	12	75.00
1549	TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED	2	0	2	0.00	2007-02-16
1550	TARGET CAPITAL MANAGEMENT LIMITED (HK)	7	37	44	84.09	2007-04-26
1551	TARZAN STOCK & SHARES LIMITED	3	10	13	76.92
1552	TAT LEE SECURITIES COMPANY LIMITED	2	12	14	85.71
1553	TAURUS ASSOCIATES ASSET MANAGEMENT LIMITED	2	2	4	50.00	2009-10-27
1554	TC Capital International Limited	3	3	6	50.00	2010-08-11
1555	TC CAPITAL MANAGEMENT LIMITED (HK)	1	1	2	50.00	2011-10-24
1556	Telecom King Securities Limited	4	22	26	84.62	2007-10-17
1557	TELLIGENT CAPITAL MANAGEMENT LIMITED	4	9	13	69.23	2006-03-24
1558	TELOS CAPITAL & RISK MANAGEMENT LIMITED	2	0	2	0.00
1559	TEMPLETON ASSET MANAGEMENT LTD	3	17	20	85.00
1560	Templewater Hong Kong Limited	4	6	10	60.00
1561	Tempo Asset Management (Hong Kong) Co., Limited	2	1	3	33.33	2011-08-12
1562	Tenacity Partners Limited	2	3	5	60.00	2010-08-13
1563	Tensant Securities Limited	2	6	8	75.00	2004-08-25
1564	TFI Asset Management Limited	2	3	5	60.00	2009-06-18
1565	THADDEUS CAPITAL MANAGEMENT (HK) LIMITED	3	7	10	70.00	2007-03-07
1566	Themes Investment Management Limited	2	0	2	0.00	2010-06-10
1567	THING ON SECURITIES LIMITED	2	7	9	77.78
1568	THOMAS GLOBAL FINANCIAL SERVICES LIMITED	1	1	2	50.00
1569	THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED	3	5	8	62.50	2008-04-11
1570	TIAN YUAN FINANCE LIMITED	4	2	6	33.33
1571	TIANDA SECURITIES LIMITED	2	6	8	75.00	2011-01-18
1572	TIBRA TRADING HONG KONG LIMITED	2	1	3	33.33	2007-06-25
1573	Tiger Securities Asset Management Company Limited	6	14	20	70.00	2006-12-29
1574	TIMES SECURITIES COMPANY LIMITED	3	13	16	81.25
1575	TIRESIAS CAPITAL HONG KONG LIMITED	2	0	2	0.00	2010-03-11
1576	TOKAI TOKYO SECURITIES (ASIA) LIMITED	3	8	11	72.73
1577	Tokio Marine Investment Services, Limited	4	0	4	0.00
1578	TOPMORE COMMODITIES LIMITED	3	6	9	66.67
1579	Tora Trading Services Limited (HK)	3	3	6	50.00	2008-11-14
1580	Towers Watson Investment Services Hong Kong Limited	3	4	7	57.14	2007-05-14
1581	TOYO SECURITIES ASIA LIMITED	5	7	12	58.33
1582	TPG-AXON CAPITAL (HK), LIMITED	2	7	9	77.78	2005-05-31
1583	TR Advisors Limited	2	2	4	50.00	2008-12-02
1584	Tractus Asset Management Limited	2	0	2	0.00	2009-12-31
1585	TRADING CENTRAL ASIA LIMITED	2	0	2	0.00	2011-03-08
1586	Trafalgar Capital Management (HK) Limited	3	0	3	0.00	2010-02-01
1587	TRANSPAC CAPITAL LIMITED	2	1	3	33.33
1588	TransPacific Group (Asia) Limited	3	0	3	0.00	2011-05-20
1589	TREE LINE ADVISORS (HONG KONG) LIMITED	2	8	10	80.00	2006-06-30
1590	TRG MANAGEMENT HONG KONG LIMITED	2	3	5	60.00	2008-01-07
1591	TRIBRIDGE INVESTMENT PARTNERS LIMITED	3	9	12	75.00
1592	TRISKELE CAPITAL MANAGEMENT LIMITED	2	4	6	66.67	2007-04-11
1593	TRIVEST ADVISORS LIMITED	3	4	7	57.14	2010-04-08
1594	True Partner Advisor Hong Kong Limited	2	2	4	50.00	2010-09-30
1595	TRUTH SECURITIES LIMITED	4	4	8	50.00
1596	TSE'S SECURITIES LIMITED	3	43	46	93.48
1597	TSUN CHI YUEN SECURITIES COMPANY LIMITED	4	7	11	63.64
1598	TT INTERNATIONAL (HONG KONG) LIMITED	7	12	19	63.16	2004-06-04
1599	TT INTERNATIONAL (LONDON) LIMITED	7	8	15	53.33	2008-12-12
1600	TUFTON OCEANIC FAR EAST LIMITED	3	2	5	40.00	2009-11-19
1601	TULLETT PREBON (HONG KONG) LIMITED	3	17	20	85.00	2010-08-26
1602	Tung Shing Futures (Brokers) Limited	6	73	79	92.41
1603	Tung Shing Securities (Brokers) Limited	6	198	204	97.06
1604	TUNG SHUN SECURITIES LIMITED	3	2	5	40.00	2005-01-03
1605	TUNG TAI ASSET MANAGEMENT LIMITED	2	0	2	0.00
1606	TUNG TAI SECURITIES COMPANY LIMITED	3	4	7	57.14
1607	TUNG TAK SECURITIES (H.K.) COMPANY LIMITED	2	6	8	75.00
1608	TUNG WUI SECURITIES CO., LIMITED	2	1	3	33.33
1609	Turiya Advisors Asia Limited	2	10	12	83.33	2005-04-26
1610	TVC MANAGEMENT LIMITED	2	0	2	0.00
1611	TVG CAPITAL PARTNERS LIMITED	2	1	3	33.33	2009-03-26
1612	Two Fish Capital HK Limited	2	1	3	33.33	2010-08-17
1613	Tyche Group Limited	2	7	9	77.78
1614	UBP ASSET MANAGEMENT ASIA LIMITED	5	14	19	73.68	2007-01-11
1615	UBS Asset Management (Hong Kong) Limited	5	39	44	88.64
1616	UBS DERIVATIVES HONG KONG LIMITED	5	56	61	91.80
1617	UBS INTERNATIONAL HONG KONG LIMITED	2	1	3	33.33	2005-04-29
1618	UBS SDIC Asset Management (Hong Kong) Company Limited	2	4	6	66.67	2011-10-11
1619	UBS SECURITIES ASIA LIMITED	16	555	571	97.20
1620	UBS SECURITIES HONG KONG LIMITED	9	106	115	92.17	2011-07-06
1621	UIC FINANCIAL ADVISORS LIMITED	4	4	8	50.00	2010-04-13
1622	UNICORN SECURITIES COMPANY LIMITED	2	4	6	66.67
1623	UNION SECURITIES LIMITED (d2016-01-08)	2	0	2	0.00	2005-10-06
1624	UNITED GAIN INVESTMENT LIMITED	2	2	4	50.00	2003-08-07
1625	United Securities Limited (HK)	2	2	4	50.00
1626	UNITED SIMSEN FOREX DEALERS LIMITED	3	35	38	92.11
1627	UNITED WORLD ONLINE LIMITED	3	0	3	0.00	2004-11-02
1628	UOB KAY HIAN (HONG KONG) LIMITED	4	261	265	98.49
1629	UOB KAY HIAN FUTURES (HONG KONG) LIMITED	4	124	128	96.88
1630	UPBEST ASSETS MANAGEMENT LIMITED	2	3	5	60.00
1631	UPBEST COMMODITIES COMPANY LIMITED	3	7	10	70.00
1632	UPBEST INVESTMENT COMPANY LIMITED	4	0	4	0.00
1633	UPBEST SECURITIES COMPANY LIMITED	4	31	35	88.57
1634	VALUABLE CAPITAL LIMITED	2	5	7	71.43	2010-07-14
1635	VALUE PARTNERS HONG KONG LIMITED	3	54	57	94.74	2007-11-19
1636	VALUE PARTNERS LIMITED	3	55	58	94.83
1637	Value Partners Private Equity Limited	2	3	5	60.00
1638	VANHEEL MANAGEMENT LIMITED	2	0	2	0.00
1639	Vantage Capital Markets HK Limited	5	20	25	80.00	2008-10-02
1640	Vantum Futures Limited	2	2	4	50.00
1641	VBG Capital Limited	3	1	4	25.00	2008-11-11
1642	VC ASSET MANAGEMENT LIMITED	2	0	2	0.00	2010-06-25
1643	VC BROKERAGE LIMITED	3	64	67	95.52
1644	VC CAPITAL LIMITED	5	8	13	61.54
1645	VC FUTURES LIMITED	4	38	42	90.48
1646	VC International Asset Management Limited	3	2	5	40.00
1647	VEDA CAPITAL LIMITED (HK)	4	4	8	50.00	2005-12-28
1648	Vegasoul Capital Management (Asia) Limited	2	7	9	77.78	2010-01-29
1649	VENHOUSE WEALTH MANAGEMENT LIMITED	3	17	20	85.00	2004-05-19
1650	VERCAP Financial Services Limited	2	0	2	0.00
1651	Veritas Asset Management (Asia) Limited	3	0	3	0.00	2011-12-29
1652	Vestmore Capital Management Limited	2	1	3	33.33	2010-01-12
1653	VICKTOR CAPITAL (ASIA) LIMITED	2	1	3	33.33	2009-12-14
1654	VICTORIA CAPITAL LIMITED (HK)	2	1	3	33.33
1655	VICTORY ENTERPRISES (INVESTMENT) LIMITED	2	2	4	50.00
1656	VICTORY SECURITIES COMPANY LIMITED	4	30	34	88.24	2007-02-16
1657	Viking Global Hong Kong Limited	4	1	5	20.00	2010-09-17
1658	VIOLET HILL PARTNERS LIMITED	2	0	2	0.00	2010-08-06
1659	Virtu ITG Hong Kong Limited	5	19	24	79.17
1660	Visdom Investment Management (Hong Kong) Limited	2	0	2	0.00	2011-09-26
1661	Vision Capital Investment Management Limited	3	11	14	78.57	2003-12-17
1662	VISION FINANCE (SECURITIES) LIMITED	4	6	10	60.00	2007-05-08
1663	VISION FINANCE ASSET MANAGEMENT LIMITED	6	5	11	45.45	2006-11-14
1664	VISION FINANCE INTERNATIONAL COMPANY LIMITED	4	3	7	42.86	2007-11-29
1665	VisionGain Capital Limited	3	1	4	25.00	2007-11-14
1666	VL ASSET MANAGEMENT LIMITED	2	2	4	50.00	2009-04-15
1667	VMS Securities Limited	4	7	11	63.64
1668	Volant Trading Hong Kong Limited	3	0	3	0.00	2011-12-09
1669	Vontobel (Hong Kong) Limited	3	6	9	66.67	2008-11-27
1670	Voras Capital Management (HK) Limited	2	0	2	0.00	2008-07-31
1671	VORTEX CAPITAL LIMITED (HK)	2	0	2	0.00	2005-03-21
1672	VP Wealth Management (Hong Kong) Limited	2	3	5	60.00	2007-09-11
1673	VTB Capital Hong Kong Limited	3	1	4	25.00	2011-06-30
1674	W2 Asset Management (HK) Limited	3	3	6	50.00	2009-06-04
1675	WADER SECURITIES COMPANY LIMITED	3	0	3	0.00
1676	WAH SANG SECURITIES LIMITED	3	2	5	40.00
1677	WAH THAI SECURITIES LIMITED	3	2	5	40.00
1678	WAI FAT SECURITIES LIMITED	2	3	5	60.00
1679	WAI MAN STOCK & SHARES COMPANY LIMITED	2	1	3	33.33
1680	WAKESTAR ADVISORS LIMITED	2	0	2	0.00	2010-12-15
1681	Wanhai Securities (HK) Limited	3	5	8	62.50
1682	WANTHORPE ASSET MANAGEMENT LIMITED	2	0	2	0.00	2005-03-02
1683	WARD FERRY MANAGEMENT LIMITED	3	9	12	75.00
1684	Waterland Securities (HK) Company Limited	2	13	15	86.67	2009-02-20
1685	Waton Securities International Limited	2	3	5	60.00
1686	WAVE RIDERS INVESTMENT MANAGEMENT LIMITED	2	0	2	0.00
1687	WEALTH MANAGEMENT GROUP LIMITED	3	4	7	57.14	2007-02-02
1688	Well Link International Securities Limited	3	20	23	86.96
1689	Well Link Securities Limited	3	12	15	80.00	2005-11-11
1690	WELLAM INVESTMENT LIMITED	2	0	2	0.00
1691	WELLCHAMP CAPITAL LIMITED	4	4	8	50.00
1692	WELLFULL SECURITIES COMPANY LIMITED	5	16	21	76.19
1693	Wellington Management Hong Kong Limited (b2003-01-02)	5	27	32	84.38	2003-09-18
1694	Wells Fargo Securities Asia Limited	3	11	14	78.57	2008-04-25
1695	WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED	3	13	16	81.25	2008-09-02
1696	WHARTON INVESTMENT ADVISORS LIMITED	3	1	4	25.00
1697	WHEELOCK CHATFIELD LIMITED	2	0	2	0.00
1698	WILBY SECURITIES LIMITED	2	3	5	60.00
1699	WILSON SECURITIES LIMITED	2	22	24	91.67	2010-02-25
1700	WIM ASSET MANAGEMENT (HK) LIMITED	2	0	2	0.00	2010-07-27
1701	Win Securities Limited	3	9	12	75.00
1702	WIN WONG SECURITIES LIMITED	4	37	41	90.24
1703	Winco Securities Company Limited	2	2	4	50.00	2010-03-01
1704	WINFULL SECURITIES LIMITED	3	14	17	82.35
1705	WING FAT SECURITIES LIMITED	3	9	12	75.00
1706	WING FUNG FOREX LIMITED	2	14	16	87.50	2009-01-08
1707	WING FUNG FUTURES LIMITED	3	20	23	86.96	2006-04-21
1708	WING FUNG SECURITIES LIMITED	3	20	23	86.96
1709	WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED	2	6	8	75.00
1710	WING ON CHEONG SECURITIES COMPANY LIMITED	4	16	20	80.00
1711	WING ON SECURITIES LIMITED	2	6	8	75.00
1712	WING YEE SECURITIES COMPANY LIMITED	4	7	11	63.64
1713	WINGS SECURITIES (HK) LIMITED	2	4	6	66.67
1714	WINLAND WEALTH MANAGEMENT LIMITED	3	4	7	57.14
1715	WINNING SECURITIES COMPANY LIMITED	2	0	2	0.00	2005-03-31
1716	WINNINGTON CAPITAL LIMITED	4	5	9	55.56
1717	WINSOME STOCK COMPANY LIMITED	2	4	6	66.67
1718	WINTECH SECURITIES LIMITED	4	12	16	75.00
1719	WINTON CAPITAL ASIA LIMITED	2	7	9	77.78	2009-06-19
1720	WINTONE SECURITIES LIMITED	2	9	11	81.82	2004-02-16
1721	Wisetrade Securities Limited	3	9	12	75.00
1722	WMG Asia Limited	2	0	2	0.00	2007-02-28
1723	WO FUNG SECURITIES COMPANY LIMITED	2	7	9	77.78
1724	WOCOM FOREIGN EXCHANGE CO. LIMITED	2	5	7	71.43
1725	WOCOM INVESTMENT MANAGEMENT LIMITED	2	2	4	50.00
1726	WOCOM LIMITED (HK)	5	28	33	84.85
1727	WOCOM SECURITIES LIMITED	5	34	39	87.18
1728	Wolver Hill Asset Management Asia Limited	2	1	3	33.33	2009-03-10
1729	WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED	2	4	6	66.67	2003-05-23
1730	WORLDWIDE BROKERAGE LIMITED	3	1	4	25.00
1731	YARDLEY SECURITIES LIMITED	2	3	5	60.00
1732	YEE FAT SECURITIES COMPANY LIMITED	2	1	3	33.33
1733	YF FUTURES COMPANY LIMITED	2	4	6	66.67
1734	YF Life Investors Limited	3	86	89	96.63	2004-08-30
1735	YF SECURITIES COMPANY LIMITED	3	6	9	66.67
1736	YICKO SECURITIES LIMITED	4	17	21	80.95
1737	Yieldful Securities Limited	2	1	3	33.33	2005-03-24
1738	YING WAH SECURITIES COMPANY LIMITED	3	6	9	66.67
1739	YU MING INVESTMENT MANAGEMENT LIMITED	3	3	6	50.00
1740	YU ON SECURITIES COMPANY LIMITED	3	13	16	81.25	2008-01-17
1741	Yuanta Asia Investment (Hong Kong) Limited	11	183	194	94.33	2003-08-13
1742	Yuanta Financial (Hong Kong) Limited	4	3	7	42.86	2010-02-03
1743	Yuanta Securities (Hong Kong) Company Limited	11	40	51	78.43	2006-07-08
1744	YUE XIU ASSET MANAGEMENT LIMITED	2	2	4	50.00	2011-04-12
1745	YUE XIU FUTURES COMPANY LIMITED	2	8	10	80.00
1746	YUE XIU SECURITIES COMPANY LIMITED	3	8	11	72.73
1747	YUEXING SECURITIES COMPANY LIMITED	3	16	19	84.21
1748	Yuexiu REIT Asset Management Limited	2	4	6	66.67	2005-12-08
1749	Yuki Asia Investments Co., Limited	2	0	2	0.00	2011-02-22
1750	Yunfeng Asset Management Limited	2	0	2	0.00	2011-05-18
1751	Yunfeng Financial Markets Limited	10	16	26	61.54
1752	ZBI Asia Limited	3	7	10	70.00	2010-02-22
1753	ZEAL ASSET MANAGEMENT LIMITED	5	9	14	64.29	2009-10-09
1754	ZhongHua Finance Asset Management Co., Limited	2	0	2	0.00	2011-01-06
1755	ZhongHua Finance Capital Co., Limited	2	1	3	33.33	2005-05-26
1756	Zhongrong International Futures Co., Limited	3	4	7	57.14	2011-03-10
1757	ZHONGRONG PT SECURITIES LIMITED	4	49	53	92.45	2010-07-30
1758	Zijing Capital Limited	3	8	11	72.73	2003-05-07
1759	ZMF Asset Management Limited	2	10	12	83.33	2011-01-21
1759	Average	3.40	21.70	25.11	86.44

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