Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2011 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Chai, Yan 柴妍 | Rep | 2009-01-14 | 2010-01-31 | ||
| 2 | Chan, Hui 曾輝 | Rep | 2010-07-26 | 2013-06-08 | ||
| 3 | Chan, Kim Kim Ling 陳劍陵 | 41 | M | Rep | 2010-04-12 | 2010-05-24 |
| RO | 2010-05-24 | 2013-03-23 | ||||
| 4 | Chan, Sze Man (SFC:AIC279) 陳詩敏 | Rep | 2010-07-09 | 2011-10-14 | ||
| 5 | Chang, Jack | M | Rep | 2008-10-15 | 2009-10-15 | |
| 6 | Chang, Kuang Wei 張光緯 | Rep | 2011-10-14 | 2015-04-18 | ||
| 7 | Chang, Ludwig | M | Rep | 2006-07-10 | 2007-07-31 | |
| 8 | Chang, Shuo-Fong 張碩峯 | Rep | 2008-02-13 | 2009-05-08 | ||
| 9 | Chang, Wen Hui (SFC:ATW265) 張文慧 | Rep | 2009-09-28 | 2011-10-14 | ||
| 10 | Chang, Yi Chiun 張憶群 | Rep | 2010-04-12 | 2010-12-03 | ||
| 11 | Chen, Beini (SFC:ASG301) 陳蓓妮 | Rep | 2009-01-14 | 2009-09-01 | ||
| 12 | Chen, Chih Yu (SFC:ARS400) 陳治宇 | Rep | 2008-10-15 | 2009-10-21 | ||
| 13 | Chen, Li-Fong 陳豊丰 | Rep | 2009-04-30 | 2011-10-14 | ||
| 14 | Chen, Xiaoyan (SFC:AVY039) 陳曉燕 | Rep | 2010-09-20 | 2012-04-28 | ||
| 15 | Chen, Zhong Wei 陳仲偉 | Rep | 2009-02-13 | 2009-09-14 | ||
| 16 | Cheng, Charles Yo-chuan 鄭又銓 | M | Rep | 2008-11-14 | 2010-07-01 | |
| 17 | Cheung, Jasmine Lok Hang 張樂恆 | F | Rep | 2003-10-16 | 2004-08-19 | |
| 18 | Cheung, Wai Hung (SFC:AUN717) 章偉鴻 | Rep | 2010-01-29 | 2012-09-29 | ||
| 19 | Chiang, Shih-Wei 江仕偉 | RO | 2004-07-02 | 2005-11-15 | ||
| 20 | Cho, Larry Yui Kwan 曹銳焜 | M | Rep | 2009-11-20 | 2010-05-15 | |
| Rep | 2010-07-02 | 2011-05-23 | ||||
| 21 | Chum, Michael Hon Wang 覃漢宏 | 47 | M | RO | 2006-07-08 | 2012-12-01 |
| 22 | Chung, Christine Jui Mei 鍾瑞美 | F | RO | 2006-07-08 | 2007-12-31 | |
| Rep | 2009-11-16 | 2009-12-23 | ||||
| RO | 2009-12-23 | 2012-09-01 | ||||
| 23 | Clarke, Daniel Patrick | M | Rep | 2008-12-05 | 2009-10-20 | |
| 24 | Ding, Jing Wei 丁經緯 | Rep | 2009-01-20 | 2009-06-09 | ||
| 25 | Dunham, Christopher Mark | M | Rep | 2009-04-28 | 2009-08-05 | |
| RO | 2009-08-05 | 2012-04-26 | ||||
| 26 | Emerson, Nathan Devereux | M | Rep | 2006-01-26 | 2009-01-19 | |
| 27 | Fan, Lai Kwan 范勵君 | Rep | 2010-06-09 | 2010-09-04 | ||
| 28 | Fu, Hsiang Chuan 傅祥銓 | Rep | 2009-01-08 | 2010-06-02 | ||
| 29 | Gin, Kevin Hoey Kwan Hoong 許錕鴻 | M | Rep | 2010-07-07 | 2011-10-14 | |
| 30 | Gu, Lingwei 顧玲蔚 | Rep | 2010-06-08 | 2012-04-28 | ||
| 31 | Hill, Liam Patrick | M | Rep | 2008-10-15 | 2008-12-20 | |
| 32 | Ho, King Hang 何景行 | Rep | 2010-02-24 | 2010-08-26 | ||
| RO | 2010-08-26 | 2012-09-29 | ||||
| 33 | Ho, Kwok Chung (SFC:AAB905) 何國仲 | Rep | 2008-10-27 | |||
| 34 | Hsu, Pei 徐培 | Rep | 2003-10-22 | 2004-06-09 | ||
| RO | 2004-06-09 | 2004-11-09 | ||||
| 35 | Hsu, Yi-Ju 徐怡如 | Rep | 2009-02-25 | 2009-10-31 | ||
| 36 | Hu, Xiaoyan (SFC:AVK473) 胡小燕 | Rep | 2010-06-25 | 2012-06-29 | ||
| 37 | Huang, Yung-Chao 黃勇超 | Rep | 2011-03-21 | 2012-02-01 | ||
| 38 | Hung, Michael Siu Chun 洪小駿 | M | Rep | 2011-11-14 | 2012-10-09 | |
| 39 | Jackson, Katie Mary | F | Rep | 2011-08-19 | 2018-06-14 | |
| 40 | Jiang, Jun (SFC:AYE728) 蔣鈞 | Rep | 2011-10-04 | 2011-11-08 | ||
| 41 | Kiang, Li Li 姜麗莉 | Rep | 2010-10-20 | 2011-10-29 | ||
| 42 | Kung, Te-Yi 孔德儀 | Rep | 2009-04-30 | 2009-10-15 | ||
| 43 | Kuo, Che-Jung 郭哲榮 | Rep | 2005-04-28 | 2008-11-25 | ||
| Rep | 2009-11-23 | 2019-11-21 | ||||
| 44 | Kwok, Samuel Ming Sum 郭銘琛 | M | Rep | 2010-07-09 | 2014-07-04 | |
| 45 | Lai, Anthony King Yan 黎敬恩 | 38 | M | Rep | 2011-10-31 | 2012-01-17 |
| 46 | Lam, Chi Hsin 林志興 | Rep | 2010-03-05 | 2012-08-16 | ||
| 47 | Lam, Terence Joe Cho Ying 林祖瀛 | 50 | M | RO | 2004-04-28 | |
| 48 | Lau, Samuel Cheuk Hang 劉卓鏗 | M | Rep | 2008-09-12 | 2018-06-27 | |
| 49 | Lehner, Charles Warren Jr | M | Rep | 2010-11-19 | 2011-06-24 | |
| 50 | Leung, Richard Chi Wing 梁志榮 | M | Rep | 2009-03-13 | 2009-04-17 | |
| 51 | Li, Chiu Yee 李昭儀 | Rep | 2010-04-27 | 2013-03-07 | ||
| 52 | Li, Fang (SFC:AOR995) 厲放 | 53 | F | Rep | 2007-03-19 | 2013-12-05 |
| 53 | Li, Min (SFC:ASU506) 李敏 | Rep | 2009-04-23 | 2012-03-24 | ||
| 54 | Liang, William Wei Jen 梁維仁 | M | Rep | 2009-08-03 | 2010-03-05 | |
| RO | 2010-03-05 | 2011-09-30 | ||||
| 55 | Lin, Li Yu (SFC:AHT091) 林麗玉 | Rep | 2004-07-19 | 2008-11-25 | ||
| 56 | Lin, Yen Jie 林彥傑 | Rep | 2004-11-08 | 2005-10-12 | ||
| RO | 2005-10-12 | 2009-02-12 | ||||
| 57 | Lin, Yu Hong 林妤虹 | Rep | 2009-09-11 | 2011-06-02 | ||
| 58 | Liu, Jia (SFC:ASH678) 劉佳 | Rep | 2009-02-18 | 2009-04-10 | ||
| 59 | Liu, Ken Wu 劉耕吾 | M | Rep | 2008-11-17 | 2010-01-31 | |
| 60 | Liu, Mei Shan 廖美珊 | F | Rep | 2009-07-20 | 2010-05-01 | |
| 61 | Liu, Ren (SFC:ASH680) 劉韌 | Rep | 2009-01-16 | 2010-05-22 | ||
| 62 | Liu, Wen-Yu 劉文昱 | Rep | 2009-04-09 | 2009-11-30 | ||
| 63 | Liu, Yi (SFC:ATR118) 劉禕 | Rep | 2009-09-02 | 2011-03-26 | ||
| 64 | Liu, Yixuan (SFC:ATQ883) 劉怡軒 | Rep | 2009-08-28 | 2012-08-30 | ||
| 65 | Liu, Yu-Chi 劉毓綺 | Rep | 2003-10-27 | 2004-04-27 | ||
| 66 | Lo, Chih-peng 羅志鵬 | Rep | 2008-07-24 | 2009-02-12 | ||
| RO | 2009-02-12 | 2010-02-09 | ||||
| Rep | 2010-02-09 | 2010-04-01 | ||||
| Rep | 2010-06-10 | 2010-11-03 | ||||
| 67 | Lo, Kit Ming 盧潔明 | Rep | 2011-01-18 | 2022-03-04 | ||
| 68 | Ma, Vicky V. | F | Rep | 2009-02-27 | 2010-02-26 | |
| 69 | Ma, Xiaowen 馬曉文 | Rep | 2009-01-20 | 2010-04-14 | ||
| 70 | Markovich, Boris | M | Rep | 2009-01-19 | 2009-06-02 | |
| RO | 2009-06-02 | 2010-05-01 | ||||
| 71 | Ming, Ming-Hsia 明明霞 | Rep | 2009-08-24 | 2011-04-07 | ||
| 72 | Ming, Shu (SFC:ASH318) 明舒 | Rep | 2009-01-16 | 2010-04-08 | ||
| 73 | Mok, Jeanne 莫靜芬 | Rep | 2009-09-18 | |||
| 74 | Mui, Kay Boon 梅基本 | Rep | 2010-11-17 | 2013-06-08 | ||
| 75 | Ng, Ka Fuk 吳嘉福 | Rep | 2009-07-09 | 2011-11-30 | ||
| RO | 2011-11-30 | 2018-08-23 | ||||
| 76 | Nie, Shengshen 聶晟申 | Rep | 2010-07-09 | 2012-04-03 | ||
| 77 | Nissen, Charles Peter Alexander | 27 | M | Rep | 2009-02-25 | 2011-10-21 |
| 78 | Poon, Ming Pui 潘明培 | M | Rep | 2009-08-06 | 2009-11-02 | |
| RO | 2009-11-02 | 2011-04-21 | ||||
| 79 | Qian, Shenglei 錢晟磊 | Rep | 2009-01-14 | 2011-01-14 | ||
| 80 | Qian, Shoulu 錢守璐 | Rep | 2011-06-10 | 2012-12-01 | ||
| 81 | Shek, Winnie Po Wan 石寶雲 | F | Rep | 2009-10-12 | 2010-12-06 | |
| 82 | Shi, Lin (SFC:AMF516) 石琳 | Rep | 2009-03-02 | 2009-05-11 | ||
| 83 | Shih, Po-Cheng 施伯承 | Rep | 2008-09-04 | 2009-07-17 | ||
| 84 | Tan, Choon Ming 陳俊銘 | Rep | 2009-02-26 | 2010-08-10 | ||
| RO | 2010-08-10 | 2012-03-24 | ||||
| 85 | Tan, Kim Chong 陳金崇 | Rep | 2009-12-03 | 2012-03-24 | ||
| 86 | Tan, Ming Yi 陳銘億 | Rep | 2010-06-09 | 2013-04-10 | ||
| 87 | Tan, Wee Lee 陳偉利 | Rep | 2010-11-04 | 2011-12-10 | ||
| 88 | Tsai, Chiu Hsun 蔡秋洵 | Rep | 2008-05-05 | 2009-07-16 | ||
| 89 | Tsai, Hsin Yi 蔡心怡 | Rep | 2011-08-12 | 2012-06-18 | ||
| 90 | Tsang, Tak Chi 曾德芝 | Rep | 2009-11-23 | 2011-06-15 | ||
| RO | 2011-06-15 | 2012-09-01 | ||||
| 91 | Tseng Kuo, Jorge | Rep | 2008-05-21 | 2008-11-11 | ||
| 92 | Tseng Kuo, Juan | Rep | 2008-09-26 | 2009-10-20 | ||
| 93 | Tsui, Yau Wan 徐幼雲 | Rep | 2011-10-26 | 2013-06-08 | ||
| 94 | Wai, Kwai Fong 韋桂芳 | Rep | 2011-01-14 | 2012-09-29 | ||
| 95 | Wan, David Ngar Yin 溫雅言 | 51 | M | RO | 2004-02-06 | 2010-10-01 |
| 96 | Wan, Joyce Nga Yee 溫雅怡 | F | Rep | 2010-01-25 | 2015-06-14 | |
| 97 | Wan, Wei (SFC:ASH820) 萬煒 | Rep | 2009-01-20 | 2010-01-31 | ||
| 98 | Wang, Cong (SFC:ATW842) 王聰 | Rep | 2009-10-02 | 2011-05-23 | ||
| 99 | Wang, Jin (SFC:AVY040) 王瑾 | Rep | 2010-09-20 | 2012-04-28 | ||
| 100 | Wang, Kuan Jan 王冠然 | Rep | 2011-06-13 | 2012-11-16 | ||
| 101 | Wen, Hsin Wei 聞歆瑋 | Rep | 2004-03-18 | 2004-09-18 | ||
| 102 | Wertheimer, Richard Miles | M | Rep | 2006-05-03 | 2009-01-07 | |
| RO | 2009-01-07 | 2009-09-30 | ||||
| 103 | Wong, Arthur Chi To 黃志滔 | M | Rep | 2008-09-17 | 2014-04-30 | |
| 104 | Wong, Johnny Kin Man 黃建文 | M | Rep | 2009-03-13 | 2012-11-16 | |
| 105 | Wong, Ka Yau 黃嘉佑 | Rep | 2009-12-11 | 2010-03-23 | ||
| 106 | Wong, Kam Wah (SFC:AHG506) 黃錦華 | 34 | M | Rep | 2010-04-12 | 2010-05-31 |
| RO | 2010-05-31 | 2013-04-08 | ||||
| 107 | Wong, Kwok Wai (SFC:AOY613) 黃國威 | Rep | 2009-09-02 | 2010-04-25 | ||
| 108 | Wong, Siu Wai (SFC:AAY168) 黃瀟慧 | Rep | 2010-07-06 | 2011-09-24 | ||
| 109 | Wong, Yun Fai (SFC:APD419) 黃潤輝 | Rep | 2008-09-16 | 2009-08-11 | ||
| RO | 2009-08-11 | 2012-01-01 | ||||
| 110 | Wu, Hung-Ting 吳洪霆 | Rep | 2008-10-15 | 2009-02-20 | ||
| 111 | Wu, Jie (SFC:ASH801) 吳杰 | Rep | 2009-01-16 | 2010-01-31 | ||
| 112 | Wu, Rong (SFC:ASH827) 吳蓉 | Rep | 2009-01-16 | 2012-04-29 | ||
| 113 | Wu, Zheng (SFC:ASH677) 吳正 | Rep | 2009-02-13 | 2009-03-11 | ||
| 114 | Wun, Duncan Wai Yee 溫偉儀 | 47 | M | Rep | 2009-08-28 | 2010-07-13 |
| RO | 2010-07-13 | 2017-05-27 | ||||
| 115 | Xu, Ting (SFC:ASK490) 徐挺 | Rep | 2009-02-09 | 2009-03-11 | ||
| 116 | Yan, Zhixiong (1970) 嚴志雄 | 41 | M | Rep | 2009-02-02 | 2011-09-03 |
| 117 | Yang, Cheng-Yuan 楊鎭源 | Rep | 2011-10-04 | 2012-05-15 | ||
| 118 | Yang, Te Hau 楊得灝 | Rep | 2006-07-10 | 2007-11-30 | ||
| RO | 2007-11-30 | 2011-03-04 | ||||
| Rep | 2011-03-04 | 2016-10-25 | ||||
| 119 | Yeung, Lai Man (SFC:AWP881) 楊麗雯 | Rep | 2011-01-11 | 2012-09-29 | ||
| 120 | Young, Ti-Sheng 楊滌生 | Rep | 2009-03-26 | 2009-08-31 | ||
| RO | 2009-08-31 | 2010-03-05 | ||||
| Rep | 2010-03-05 | 2010-04-01 | ||||
| 121 | Yu, Peng (SFC:ASH304) 于芃 | Rep | 2009-02-13 | 2009-03-11 | ||
| 122 | Zhao, Sharon Chang 趙嫦 | F | Rep | 2011-01-21 | 2012-06-29 | |
| 123 | Zhao, Zhenyi 趙振毅 | Rep | 2010-09-02 | 2012-07-01 |
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